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Kovack Advisors, Inc.

SEC CIK
0001728321
最新申報
2026/7/28

2022 年第 3 季持倉

持倉截至 2022/9/30,2022/11/14 申報。只含多頭部位,變化是跟 2022 年第 2 季比股數。

機構總覽
持股檔數
554
較 2022 年第 2 季 −38
總值
$6.80 億
較 2022 年第 2 季 −$7,564 萬 (−10.0%)
申報日
2022/11/14
SEC
Kovack Advisors, Inc. 在 2022 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
ATP Oil & Gas Corp00208J108COM62,860$00.0%+62,860新進–
HCMCHealthier Choices Management Corp.COM750,000$00.0%00.0%不變歷史
IBIZ Technology45103B205COM200,000$00.0%+200,000新進–
Image Innovations Hldgs Inc Com45248A104COM74,000$00.0%+74,000新進–
Max Sound Corp.57776X109COM300,000$00.0%00.0%不變–
Puresafe Water Systems Inc74624H103COM77,550$00.0%00.0%不變–
PPJ Healthcare Enterprises Ord69353D505ORD500,000$00.0%00.0%不變–
Fernhill Ord315219105ORD71,428$00.0%+71,428新進–
Biotech Medics Ord090699307ORD80,000$2,000<0.1%00.0%不變–
Highlands REIT, Inc.43110A104COM46,536$8,000<0.1%−20,535−30.6%減碼–
TLPHTalphera, Inc.COM50,000$1.00 萬<0.1%00.0%不變歷史
DRRXDurect CorpCOM25,000$1.40 萬<0.1%00.0%不變歷史
Grilled Cheese Truck Ord39850T105ORD40,000$1.70 萬<0.1%00.0%不變–
Morgan Stanley BK N A CD Zero LKD 2361765QHH5ETF36,000$3.80 萬<0.1%+36,000新進–
DBDDiebold Nixdorf, IncCOM26,046$6.40 萬<0.1%−1,700−6.1%減碼歷史
Credit Suisse Group225401108SPONSORED ADR22,106$8.70 萬<0.1%+22,106新進–
ARRArmour Residential REIT, Inc.COM NEW20,001$9.70 萬<0.1%+20,001新進歷史
CIMChimera Investment CorpCOM NEW20,573$10.7 萬<0.1%−18,756−47.7%減碼歷史
NCMINational CineMedia, Inc.COM170,396$11.1 萬<0.1%+170,396新進歷史
RCSPIMCO Strategic Income Fund, Inc.CEF25,530$12.1 萬<0.1%+2,295+9.9%加碼歷史
STXSStereotaxis, Inc.COM NEW67,933$12.2 萬<0.1%+14,573+27.3%加碼歷史
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT39,749$13.1 萬<0.1%+674+1.7%加碼歷史
FS Energy and Power Fund30264D109COM50,187$13.6 萬<0.1%+35+0.1%加碼–
HLNHaleon plcADR24,346$14.8 萬<0.1%+24,346新進歷史
PNNTPennantpark Investment CorpCOM27,500$15.0 萬<0.1%+1,000+3.8%加碼歷史
USALiberty All Star Equity FundSH BEN INT27,589$15.3 萬<0.1%+1,542+5.9%加碼歷史
CTGComputer Task Group IncCOM25,800$17.3 萬<0.1%+25,800新進歷史
PRTHPriority Technology Holdings, Inc.COM41,000$18.5 萬<0.1%+8,600+26.5%加碼歷史
Healthcare Trust Inc42226B105REIT27,742$18.6 萬<0.1%+387+1.4%加碼–
JRONuveen Floating Rate Income Opportunity FundCOM SHS23,193$18.7 萬<0.1%+60.0%加碼歷史
PLTRPalantir Technologies Inc.Stock23,606$19.2 萬<0.1%+23,606新進歷史
LYTSLsi Industries IncCOM25,100$19.3 萬<0.1%+25,100新進歷史
BBDCBarings BDC, Inc.COM23,326$19.3 萬<0.1%−2,352−9.2%減碼歷史
CPBCAMPBELL'S CoCOM4,249$20.0 萬<0.1%−134−3.1%減碼歷史
iShares Tr464288638ISHS 5-10YR INVT4,162$20.1 萬<0.1%+3+0.1%加碼–
iShares S&P 500 Financials Sector UCITS ETF (Acc)G4R54M656ETF23,600$20.2 萬<0.1%00.0%不變–
COINCoinbase Global, Inc.COM CL A3,163$20.4 萬<0.1%+3,163新進歷史
HESMHess Midstream LPCL A SHS8,000$20.4 萬<0.1%00.0%不變歷史
iShares Russell 2000 Growth ETF464287648ETF1,002$20.7 萬<0.1%−574−36.4%減碼–
AIOVirtus Artificial Intelligence & Technology Opportunities FundCOM13,301$20.7 萬<0.1%+13,301新進歷史
SYKStryker CorpStock1,025$20.8 萬<0.1%−104−9.2%減碼歷史
iShares Tr46435U713US INFRASTRUC6,446$20.8 萬<0.1%+6,446新進–
First Tr Exchng Traded FD VI33740F649FT VEST NAS11,541$21.0 萬<0.1%+267+2.4%加碼–
First Tr Exchng Traded FD VI33740F839FT VEST US EQT6,500$21.1 萬<0.1%+6,500新進–
BLDRBuilders FirstSource, Inc.Stock3,621$21.3 萬<0.1%−485−11.8%減碼歷史
LHXL3HARRIS Technologies, Inc.Stock1,036$21.5 萬<0.1%−33−3.1%減碼歷史
WDAYWorkday, Inc.CL A1,413$21.5 萬<0.1%−325−18.7%減碼歷史
Dimensional ETF Trust25434V104US CORE EQT MKT8,539$21.5 萬<0.1%−2,890−25.3%減碼–
CSXCSX CorpStock8,105$21.6 萬<0.1%−4,077−33.5%減碼歷史
iShares Core MSCI Emerging Markets ETF46434G103ETF5,038$21.7 萬<0.1%−745−12.9%減碼–
iShares S&P Small-Cap 600 Growth ETF464287887ETF2,135$21.7 萬<0.1%+4+0.2%加碼–
NUENucor CorpCOM2,031$21.7 萬<0.1%−91−4.3%減碼歷史
State Street Communication Services Select Sector SPDR ETF81369Y852ETF4,550$21.8 萬<0.1%−74−1.6%減碼–
XIFRXPLR Infrastructure, LPCOM UNIT PART IN3,015$21.8 萬<0.1%−5,255−63.5%減碼歷史
iShares Future AI & Tech ETF46435U556ETF9,191$21.9 萬<0.1%+9,191新進–
GUTGabelli Utility TrustCOM31,800$21.9 萬<0.1%+1,100+3.6%加碼歷史
MPTMedical Properties Trust IncCOM18,682$22.2 萬<0.1%+18,682新進歷史
KMBKimberly Clark CorpStock1,982$22.3 萬<0.1%−79−3.8%減碼歷史
iShares Russell 1000 Growth ETF464287614ETF1,059$22.3 萬<0.1%−568−34.9%減碼–
DEODiageo PLCSPON ADR NEW1,314$22.3 萬<0.1%−782−37.3%減碼歷史
Paramount Global92556H206CL B11,706$22.3 萬<0.1%−1,238−9.6%減碼–
iShares Tr464288414NATIONAL MUN ETF2,183$22.4 萬<0.1%−162−6.9%減碼–
GSKGSK plcADR7,652$22.5 萬<0.1%+7,652新進歷史
First Tr Exchange Traded FD33734X143HLTH CARE ALPH2,316$22.5 萬<0.1%+107+4.8%加碼–
KVHIKVH Industries IncCOM24,400$22.5 萬<0.1%00.0%不變歷史
SCCOSouthern Copper CorpStock5,050$22.6 萬<0.1%00.0%不變歷史
GDGeneral Dynamics CorpStock1,067$22.6 萬<0.1%+1,067新進歷史
BW.PABabcock & Wilcox Enterprises, Inc.PRF11,781$22.6 萬<0.1%+11,781新進歷史
LITELumentum Holdings Inc.COM3,317$22.7 萬<0.1%+45+1.4%加碼歷史
CLFCleveland-Cliffs Inc.COM16,844$22.7 萬<0.1%−3,371−16.7%減碼歷史
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF6,381$22.8 萬<0.1%−1,209−15.9%減碼–
PXDPioneer Natural Resources CoCOM1,055$22.8 萬<0.1%+1,055新進歷史
CARRCarrier Global CorpStock6,475$23.0 萬<0.1%−1,273−16.4%減碼歷史
SNPSSynopsys IncCOM752$23.0 萬<0.1%−1,309−63.5%減碼歷史
LICYLi-Cycle Holdings Corp.COMMON SHARES43,141$23.0 萬<0.1%+3,722+9.4%加碼歷史
REGNRegeneron Pharmaceuticals, Inc.COM335$23.1 萬<0.1%−799−70.5%減碼歷史
SOFISoFi Technologies, Inc.Stock47,521$23.2 萬<0.1%+25,246+113.3%加碼歷史
KBSRKBS Real Estate Investment Trust III, Inc.COM34,513$23.3 萬<0.1%+213+0.6%加碼歷史
PMPhilip Morris International Inc.Stock2,816$23.4 萬<0.1%−22−0.8%減碼歷史
MTNVail Resorts IncCOM1,086$23.4 萬<0.1%+1,086新進歷史
AEEAmeren CorpCOM2,907$23.4 萬<0.1%−110−3.6%減碼歷史
MRVLMarvell Technology, Inc.COM5,507$23.6 萬<0.1%−143−2.5%減碼歷史
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX15,462$24.1 萬<0.1%−44,007−74.0%減碼–
SPDR Ser Tr78464A813S&P 600 SML CAP3,200$24.2 萬<0.1%00.0%不變–
iShares Core S&P Mid-Cap ETF464287507ETF1,108$24.3 萬<0.1%−156−12.3%減碼–
iShares Core MSCI EM IMI UCITS ETF (Acc)G49507836ETF9,415$24.4 萬<0.1%00.0%不變–
First Tr Exchange-Traded FD33733B100WTR ETF3,415$24.5 萬<0.1%−496−12.7%減碼–
First Tr Global FDS SML CP CL A ETFG3R761153ETF9,700$24.5 萬<0.1%00.0%不變–
First Tr Ftse Epra / Nareit33736N101COM6,680$24.6 萬<0.1%−397−5.6%減碼–
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM34,081$24.7 萬<0.1%+1,361+4.2%加碼歷史
iShares Tr4642874571 3 YR TREAS BD3,050$24.8 萬<0.1%+100+3.4%加碼–
SLBSLB LimitedStock6,925$24.9 萬<0.1%−7,065−50.5%減碼歷史
EDConsolidated Edison IncStock2,901$24.9 萬<0.1%+345+13.5%加碼歷史
AWKAmerican Water Works Company, Inc.Stock1,915$24.9 萬<0.1%+71+3.9%加碼歷史
TPVGTriplePoint Venture Growth BDC Corp.COM22,900$24.9 萬<0.1%+2,950+14.8%加碼歷史
VRTXVertex Pharmaceuticals IncStock863$25.0 萬<0.1%−802−48.2%減碼歷史
CGCarlyle Group Inc.COM9,732$25.1 萬<0.1%+671+7.4%加碼歷史
Griffin Cap Essent Asset CL E Opf39818P880COM42,248$25.1 萬<0.1%00.0%不變–
TJXTJX Companies IncStock4,051$25.2 萬<0.1%−91−2.2%減碼歷史
Invesco Exch Traded FD Tr II46138E511PFD ETF21,283$25.3 萬<0.1%+243+1.2%加碼–

選擇權(14 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Kovack Advisors, Inc. 在 2022 年第 3 季的選擇權部位
證券類別賣權買權
Global X FDS37954Y459RUSSELL 2000–$35.4 萬
EDConsolidated Edison IncStock$1.20 萬$1,000
GISGeneral Mills IncStock$2,000$1.00 萬
DOWDow Inc.Stock$1.10 萬$1,000
CVXChevron CorpStock–$1.10 萬
JNJJohnson & JohnsonStock$3,000$3,000
MMM3M CoStock$5,000$0
XOMExxonMobil Holdings CorpCOM–$3,000
PGProcter & Gamble CoStock$2,000–
FFord Motor CoStock–$2,000
CSCOCisco Systems, Inc.Stock–$2,000
SHELShell plcADR–$1,000
INTCIntel CorpStock$1,000–
ANFAbercrombie & Fitch CoCL A–$1,000

2022 年第 2 季之後清倉(86 檔)

2022 年第 2 季季末還持有、這份申報已經沒有的部位。

Kovack Advisors, Inc. 在 2022 年第 2 季之後清倉的部位
證券類別2022 年第 2 季股數2022 年第 2 季市值2022 年第 2 季佔組合 %紀錄
CMGChipotle Mexican Grill IncCOM1,331$174.0 萬0.2%歷史
TTDTrade Desk, Inc.Stock31,906$133.7 萬0.2%歷史
ADTNADTRAN Holdings, Inc.COM70,725$124.0 萬0.2%歷史
iShares Tr464287754US INDUSTRIALS13,312$117.3 萬0.2%–
PDDPDD Holdings Inc.SPONSORED ADS16,146$99.8 萬0.1%歷史
iShares Tr46428743220 YR TR BD ETF8,342$95.8 萬0.1%–
EWEdwards Lifesciences CorpStock8,797$83.7 萬0.1%歷史
State Street SPDR S&P Biotech ETF78464A870ETF11,112$82.5 萬0.1%–
EXTRExtreme Networks IncCOM90,000$80.3 萬0.1%歷史
ATOAtmos Energy CorpCOM6,848$76.8 萬0.1%歷史
CTRACoterra Energy Inc.Stock29,393$75.8 萬0.1%歷史
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP15,246$72.8 萬0.1%歷史
DLTRDollar Tree, Inc.COM4,377$68.2 萬0.1%歷史
GSKGSK plcSPONSORED ADR13,488$58.7 萬0.1%歷史
MNSTMonster Beverage CorpCOM6,134$56.9 萬0.1%歷史
SCHWSchwab Charles CorpStock8,785$55.5 萬0.1%歷史
J P Morgan Exchange-Traded F46641Q787US MINMUM VOLT15,535$55.0 萬0.1%–
CEFSprott Physical Gold & Silver TrustPHYSICAL GOLD AN32,293$54.3 萬0.1%歷史
JDJD.com, Inc.SPON ADS CL A8,365$53.7 萬0.1%歷史
APOApollo Global Management, Inc.COM10,858$52.6 萬0.1%歷史
CTASCintas CorpStock1,391$52.0 萬0.1%歷史
EXCExelon CorpStock11,426$51.8 萬0.1%歷史
ABRArbor Realty Trust IncCOM38,170$50.0 萬0.1%歷史
FDSFactset Research Systems IncStock1,238$47.6 萬0.1%歷史
AMPAmeriprise Financial IncCOM1,820$43.3 萬0.1%歷史
Ivy FDS Inc Hi Inc FD CL I466000122MUTUAL73,354$42.2 萬0.1%–
DBCInvesco DB Commodity Index Tracking FundUNIT15,611$41.6 萬0.1%歷史
First Tr Exchange Traded FD33738R696DORSEYWRIGHT MOM14,100$41.0 萬0.1%–
AONAon plcCL A1,277$34.4 萬<0.1%歷史
PLDPrologis, Inc.REIT2,817$33.1 萬<0.1%歷史
TSMTaiwan Semiconductor Manufacturing Co LtdADR3,825$31.3 萬<0.1%歷史
Vanguard Mun BD FDS922907746TAX EXEMPT BD6,184$30.9 萬<0.1%–
STXSeagate Technology Holdings plcORD SHS4,269$30.5 萬<0.1%歷史
ACNAccenture plcStock1,054$29.3 萬<0.1%歷史
iShares Tr46432F388MSCI USA VALUE3,224$29.2 萬<0.1%–
NKENIKE, Inc.Stock2,768$28.3 萬<0.1%歷史
TYLTyler Technologies IncCOM851$28.3 萬<0.1%歷史
EQIXEquinix IncCOM429$28.2 萬<0.1%歷史
ULTAUlta Beauty, Inc.Stock729$28.1 萬<0.1%歷史
JPCNuveen Preferred & Income Opportunities FundCOM36,104$27.6 萬<0.1%歷史
ORLYO Reilly Automotive IncStock431$27.2 萬<0.1%歷史
First Trust Nasdaq-100 Technology Sector Index Fund337345102ETF2,360$27.0 萬<0.1%–
ADIAnalog Devices IncStock1,818$26.6 萬<0.1%歷史
TMUST-Mobile US, Inc.Stock1,967$26.5 萬<0.1%歷史
Westpac Banking Corp961214301SPONSORED ADR18,300$26.0 萬<0.1%–
iShares Inc46434G863ESG AWR MSCI EM7,984$25.8 萬<0.1%–
Vanguard Financials ETF92204A405ETF3,276$25.3 萬<0.1%–
RGRSturm Ruger & Co IncStock3,900$24.8 萬<0.1%歷史
HPHelmerich & Payne, Inc.COM5,726$24.7 萬<0.1%歷史
iShares Tr464287770U.S. FIN SVC ETF1,647$24.4 萬<0.1%–
MARMarriott International IncStock1,767$24.0 萬<0.1%歷史
HPQHP IncStock7,324$24.0 萬<0.1%歷史
PAAPlains All American Pipeline LPUNIT LTD PARTN24,293$23.9 萬<0.1%歷史
iShares Tr464288794US BR DEL SE ETF2,829$23.8 萬<0.1%–
PDCOPatterson Companies, Inc.COM7,608$23.1 萬<0.1%歷史
iShares Russell 1000 Value ETF464287598ETF1,587$23.0 萬<0.1%–
BEPBrookfield Renewable Partners L.P.PARTNERSHIP UNIT6,608$23.0 萬<0.1%歷史
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT5,986$22.9 萬<0.1%歷史
Vanguard Total Bond Market ETF921937835ETF3,030$22.8 萬<0.1%–
COFCapital One Financial CorpStock2,185$22.8 萬<0.1%歷史
Invesco Exchange Traded FD T46137V100AEROSPACE DEFN3,240$22.7 萬<0.1%–
BHKBlackRock Core Bond TrustSHS BEN INT19,951$22.6 萬<0.1%歷史
TSCOTractor Supply CoCOM1,161$22.5 萬<0.1%歷史
LANDGladstone Land CorpCOM10,122$22.4 萬<0.1%歷史
TECKTeck Resources LtdCL B7,290$22.3 萬<0.1%歷史
iShares Russell Mid-Cap Growth ETF464287481ETF2,782$22.0 萬<0.1%–
AZNAstraZeneca PLCSPONSORED ADR3,332$22.0 萬<0.1%歷史
BPYPOBrookfield Property Partners L.P.UNT11,072$21.8 萬<0.1%歷史
iShares MSCI Eafe ETF464287465ETF3,481$21.7 萬<0.1%–
SRESempraStock1,436$21.6 萬<0.1%歷史
MNManning & Napier, Inc.CL A17,325$21.6 萬<0.1%歷史
BIDUBaidu, Inc.ADR1,445$21.5 萬<0.1%歷史
Invesco Exchange Traded FD T46137V506DIVID ACHIEVEV6,175$21.3 萬<0.1%–
LKQLKQ CorpCOM4,263$20.9 萬<0.1%歷史
USOUnited States Oil Fund, LPUNITS2,606$20.9 萬<0.1%歷史
DDDuPont de Nemours, Inc.COM3,769$20.9 萬<0.1%歷史
TMToyota Motor CorpADS1,347$20.8 萬<0.1%歷史
ARIApollo Commercial Real Estate Finance, Inc.COM19,782$20.7 萬<0.1%歷史
iShares Tr46435G474FALN ANGLS USD8,387$20.6 萬<0.1%–
Invesco Exchange Traded FD T46137V753FOOD & BEVERAGE4,688$20.6 萬<0.1%–
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF9,571$20.5 萬<0.1%–
RABrookfield Real Assets Income Fund Inc.SHS BEN INT11,111$20.5 萬<0.1%歷史
BAMBrookfield Asset Management Ltd.CL A LTD VT SH4,613$20.5 萬<0.1%歷史
VTRSViatris IncStock19,516$20.4 萬<0.1%歷史
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF2,020$20.3 萬<0.1%–
ORCOrchid Island Capital, Inc.COM41,548$11.8 萬<0.1%歷史