Parallel Advisors, LLC

SEC CIK: 0001690010
最新申報: 2026/8/5

SEC 申報列表（在新分頁開啟）

2023 年第 3 季持倉

持倉截至 2023/9/30，2024/5/20 申報。只含多頭部位，變化是跟 2023 年第 2 季比股數。

持股檔數: 3,346; 較 2023 年第 2 季 −1
總值: $30.0 億; 較 2023 年第 2 季 −$1.04 億 (−3.3%)
申報日: 2024/5/20; 修正SEC

Parallel Advisors, LLC 在 2023 年第 3 季的持倉
證券	類別	股數	市值	佔組合 %	股數變化	動作	紀錄
GAINGladstone Investment Corporationde	CEF	261	$3,325	<0.1%	−78−23.0%	減碼	歷史
SIFYSify Technologies Ltd	SPONSORED ADS	1,818	$3,327	<0.1%	+1,818	新進	歷史
ARK ETF Tr00214Q302	GENOMIC REV ETF	120	$3,343	<0.1%	00.0%	不變	–
BHRBraemar Hotels & Resorts Inc.	COM	1,210	$3,352	<0.1%	+911+304.7%	加碼	歷史
Trust for Professional Manag89834G760	CONVERGENCE LNG	208	$3,366	<0.1%	00.0%	不變	–
SSBSouthState Bank Corp	COM	50	$3,368	<0.1%	−11−18.0%	減碼	歷史
EWBCEast West Bancorp Inc	COM	64	$3,373	<0.1%	−14−17.9%	減碼	歷史
VSTOVista Outdoor Inc.	COM	102	$3,378	<0.1%	+2+2.0%	加碼	歷史
CMCOColumbus McKinnon Corp	COM	97	$3,386	<0.1%	00.0%	不變	歷史
SYNASYNAPTICS Inc	Stock	38	$3,399	<0.1%	+25+192.3%	加碼	歷史
DNBDun & Bradstreet Holdings, Inc.	COM	341	$3,413	<0.1%	−211−38.2%	減碼	歷史
LPROOpen Lending Corp	COM	467	$3,418	<0.1%	00.0%	不變	歷史
ADMAAdma Biologics, Inc.	COM	961	$3,440	<0.1%	00.0%	不變	歷史
TCBKTrico Bancshares	COM	108	$3,459	<0.1%	00.0%	不變	歷史
REXRex American Resources Corp	COM	85	$3,461	<0.1%	−21−19.8%	減碼	歷史
DBIDesigner Brands Inc.	CL A	274	$3,469	<0.1%	+57+26.3%	加碼	歷史
SKTTanger Inc.	COM	154	$3,480	<0.1%	00.0%	不變	歷史
LNDBrasilAgro - Brazilian Agricultural Real Estate Co	SPONSORED ADR	614	$3,488	<0.1%	+254+70.6%	加碼	歷史
BlackRock ETF Trust09290C103	ISHARES US EQUIT	100	$3,494	<0.1%	+100	新進	–
SPDR Series Trust78464A656	ST STR TIPS ETF	141	$3,502	<0.1%	00.0%	不變	–
LAURLaureate Education, Inc.	COMMON STOCK	249	$3,511	<0.1%	00.0%	不變	歷史
LCIILci Industries	COM	30	$3,528	<0.1%	+5+20.0%	加碼	歷史
RLJRLJ Lodging Trust	COM	361	$3,534	<0.1%	−78−17.8%	減碼	歷史
PGNYProgyny, Inc.	COM	104	$3,538	<0.1%	+30+40.5%	加碼	歷史
Advisorshares Tr00768Y453	PURE US CANN ETF	446	$3,541	<0.1%	+446	新進	–
LIVNLivaNova PLC	SHS	67	$3,543	<0.1%	00.0%	不變	歷史
CPFCentral Pacific Financial Corp	COM NEW	213	$3,556	<0.1%	+3+1.4%	加碼	歷史
ASNDAscendis Pharma A/S	SPONSORED ADR	38	$3,558	<0.1%	+38	新進	歷史
OMABCentral North Airport Group	SPON ADR	41	$3,563	<0.1%	00.0%	不變	歷史
AIZAssurant, Inc.	Stock	25	$3,590	<0.1%	−3−10.7%	減碼	歷史
iShares Inc464286400	MSCI BRAZIL ETF	117	$3,610	<0.1%	−185−61.3%	減碼	–
BBSIBarrett Business Services Inc	COM	40	$3,610	<0.1%	00.0%	不變	歷史
PUBMPubMatic, Inc.	COM CL A	300	$3,630	<0.1%	+200+200.0%	加碼	歷史
TGTXTG Therapeutics, Inc.	COM	435	$3,637	<0.1%	00.0%	不變	歷史
HWKNHawkins Inc	COM	62	$3,649	<0.1%	+7+12.7%	加碼	歷史
HTTHigh Templar Tech Ltd	SPON ADS	1,722	$3,651	<0.1%	+1,722	新進	歷史
CHWYChewy, Inc.	CL A	200	$3,652	<0.1%	−24−10.7%	減碼	歷史
NXHNeighborhood Intelligence, Inc.	COM	231	$3,654	<0.1%	00.0%	不變	歷史
NRCNRC Health	COM NEW	83	$3,683	<0.1%	−171−67.3%	減碼	歷史
HCPHashiCorp, Inc.	COM CL A	162	$3,698	<0.1%	00.0%	不變	歷史
COTYCoty Inc.	COM CL A	338	$3,708	<0.1%	−19−5.3%	減碼	歷史
NVMINova Ltd.	COM	33	$3,711	<0.1%	+17+106.3%	加碼	歷史
EAFGraftech International Ltd	COM	970	$3,715	<0.1%	00.0%	不變	歷史
ATRIAtrion Corp	COM	9	$3,719	<0.1%	+7+350.0%	加碼	歷史
OIO-I Glass, Inc.	COM	224	$3,748	<0.1%	00.0%	不變	歷史
CODICompass Diversified Holdings	SH BEN INT	200	$3,754	<0.1%	00.0%	不變	歷史
CALXCalix, Inc	COM	82	$3,759	<0.1%	+2+2.5%	加碼	歷史
Flexshares Tr33939L605	IBOXX 5YR TRGT	165	$3,785	<0.1%	00.0%	不變	–
First Tr Exchange-Traded FD33734X838	INDXX NAT RE ETF	300	$3,789	<0.1%	+300	新進	–
iShares Semiconductor ETF464287523	ETF	8	$3,793	<0.1%	+1+14.3%	加碼	–
First Tr Exchange Traded FD33738R605	DORSEY WRT 5 ETF	86	$3,810	<0.1%	00.0%	不變	–
Invesco Exch Traded FD Tr II46138G847	GBL CLEAN ENRG	248	$3,823	<0.1%	+248	新進	–
AEVAAeva Technologies, Inc.	COM	5,000	$3,825	<0.1%	00.0%	不變	歷史
DOCNDigitalOcean Holdings, Inc.	COM	160	$3,845	<0.1%	−223−58.2%	減碼	歷史
NVCRNovoCure Ltd	ORD SHS	239	$3,860	<0.1%	+223+1,393.8%	加碼	歷史
LILAKLiberty Latin America Ltd.	COM CL C	474	$3,868	<0.1%	−10−2.1%	減碼	歷史
Graniteshares ETF Tr38747R603	XOUT US LRG CP	100	$3,876	<0.1%	00.0%	不變	–
PRSUPursuit Attractions & Hospitality, Inc.	COM	148	$3,878	<0.1%	+114+335.3%	加碼	歷史
PUMPProPetro Holding Corp.	COM	365	$3,880	<0.1%	−98−21.2%	減碼	歷史
NMFCNew Mountain Finance Corp	COM	300	$3,885	<0.1%	00.0%	不變	歷史
NKLANikola Corp	COM	2,490	$3,909	<0.1%	+1,310+111.0%	加碼	歷史
ACMRACM Research, Inc.	Stock	216	$3,911	<0.1%	00.0%	不變	歷史
GOLFAcushnet Holdings Corp.	COM	74	$3,925	<0.1%	00.0%	不變	歷史
VMEOVimeo, Inc.	COMMON STOCK	1,110	$3,929	<0.1%	00.0%	不變	歷史
NBRNabors Industries Ltd	SHS	32	$3,940	<0.1%	+29+966.7%	加碼	歷史
SMARSmartsheet Inc	COM CL A	98	$3,965	<0.1%	−39−28.5%	減碼	歷史
PLTKPlaytika Holding Corp.	COM	412	$3,968	<0.1%	+19+4.8%	加碼	歷史
WisdomTree Tr97717Y527	FLOATNG RAT TREA	79	$3,975	<0.1%	00.0%	不變	–
BMBLBumble Inc.	COM CL A	267	$3,984	<0.1%	00.0%	不變	歷史
NEXTNextDecade Corp	COM	780	$3,994	<0.1%	+629+416.6%	加碼	歷史
SRIStoneridge Inc	COM	199	$3,994	<0.1%	00.0%	不變	歷史
GMEGameStop Corp.	Stock	244	$4,016	<0.1%	00.0%	不變	歷史
iShares Tr46435G243	ESG AWRE 1 5 YR	168	$4,016	<0.1%	−2,091−92.6%	減碼	–
ANDEAndersons, Inc.	COM	78	$4,018	<0.1%	00.0%	不變	歷史
CCBGCapital City Bank Group Inc	COM	135	$4,027	<0.1%	00.0%	不變	歷史
ATEXAnterix Inc.	COM	129	$4,048	<0.1%	−12−8.5%	減碼	歷史
PLPCPreformed Line Products Co	COM	25	$4,065	<0.1%	00.0%	不變	歷史
ADPTAdaptive Biotechnologies Corp	COM	746	$4,066	<0.1%	−243−24.6%	減碼	歷史
iShares Tr464288570	ESG MSCI KLD ETF	50	$4,071	<0.1%	00.0%	不變	–
ARDXArdelyx, Inc.	COM	1,000	$4,080	<0.1%	00.0%	不變	歷史
AGLagilon health, inc.	COM	230	$4,085	<0.1%	+82+55.4%	加碼	歷史
NEGGNewegg Commerce, Inc.	COMMON SHARES	4,860	$4,109	<0.1%	+2,571+112.3%	加碼	歷史
IVRInvesco Mortgage Capital Inc.	COM	410	$4,112	<0.1%	−49−10.7%	減碼	歷史
Starz Entertainment Corp535919401	CL A VTG	485	$4,113	<0.1%	+1+0.2%	加碼	–
CRVLCorvel Corp	COM	21	$4,130	<0.1%	00.0%	不變	歷史
ACHCAcadia Healthcare Company, Inc.	COM	59	$4,148	<0.1%	+27+84.4%	加碼	歷史
HEESH&E Equipment Services, Inc.	COM	96	$4,154	<0.1%	+44+84.6%	加碼	歷史
GMSGMS Inc.	COM	65	$4,158	<0.1%	00.0%	不變	歷史
EXTRExtreme Networks Inc	COM	172	$4,164	<0.1%	00.0%	不變	歷史
ASIXAdvanSix Inc.	COM	134	$4,165	<0.1%	+35+35.4%	加碼	歷史
EGYVaalco Energy Inc	COM NEW	950	$4,171	<0.1%	00.0%	不變	歷史
FCFSFirstCash Holdings, Inc.	COM	41	$4,201	<0.1%	−22−34.9%	減碼	歷史
CRGYCrescent Energy Co	CL A COM	334	$4,222	<0.1%	−92−21.6%	減碼	歷史
MDCSekisui House U.S., Inc.	COM	103	$4,247	<0.1%	−7−6.4%	減碼	歷史
PBProsperity Bancshares Inc	COM	78	$4,257	<0.1%	−507−86.7%	減碼	歷史
HYHyster-Yale, Inc.	CL A	96	$4,280	<0.1%	−38−28.4%	減碼	歷史
FFFutureFuel Corp.	COM	598	$4,288	<0.1%	00.0%	不變	歷史
AMCRAmcor plc	ORD	469	$4,296	<0.1%	+33+7.6%	加碼	歷史
WTTRSelect Water Solutions, Inc.	CL A COM	542	$4,309	<0.1%	00.0%	不變	歷史
PRKPark National Corp	COM	46	$4,348	<0.1%	+18+64.3%	加碼	歷史

選擇權（18 檔）

同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。

Parallel Advisors, LLC 在 2023 年第 3 季的選擇權部位
證券	類別	賣權	買權
SPDR S&P500 ETF Dec 20 24 USD455 100 Shs5683109EE	Options	$214	–
Amazon.com Inc Jan 17 25 USD85 100 Shs6134189DD	Options	–	$178
SPDR S&P500 ETF Dec 20 24 USD505 100 Shs5683089SS	Options	–	$128
Mercadolibre Inc Com Jan 17 25 USD1210 100 Shs6136849XT	Options	–	$127
Microsoft Corp Jan 17 25 USD240 100 Shs6136979AW	Options	–	$95
iShares Tr 20 Yr Tr Dec 15 23 USD90 100 Shs6301889LL	Options	–	$89
Palo Alto Networks Sep 19 25 USD190 100 Shs6363999WW	Options	–	$63
Palo Alto Networks Sep 19 25 USD230 100 Shs6366809XX	Options	–	$63
Microsoft Corp Jun 20 25 USD230 100 Shs6320679JD	Options	–	$52
Microsoft Corp Jun 20 25 USD280 100 Shs6320679NJ	Options	–	$52
Illumina Inc Com Jan 17 25 USD190 100 Shs6136219IC	Options	–	$30
Coupang Inc CL A Jan 17 25 USD15 100 Shs6135019KK	Options	–	$26
Salesforce Inc Com Jan 17 25 USD210 100 Shs6135029DZ	Options	–	$20
Salesforce Inc Com Jan 17 25 USD220 100 Shs6135029HH	Options	–	$20
Illumina Inc Com Jan 17 25 USD230 100 Shs6136219WU	Options	–	$15
MP Materials Corp CLL Opt 01/24 50.0 Cal5512749CW	Options	–	$10
Enovix Corporation Jul 19 24 USD20 100 Shs6658929XT	Options	–	$5
Enovix Corporation Jan 17 25 USD22.5 100 Shs6135469DD	Options	–	$3

2023 年第 2 季之後清倉（187 檔）

2023 年第 2 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔，共 187 檔。

Parallel Advisors, LLC 在 2023 年第 2 季之後清倉的部位
證券	類別	2023 年第 2 季股數	2023 年第 2 季市值	2023 年第 2 季佔組合 %	紀錄
MMPMagellan Midstream Partners, L.P.	COM UNIT RP LP	3,916	$24.4 萬	<0.1%	歷史
PDCEPDC Energy, Inc.	COM	3,418	$24.3 萬	<0.1%	歷史
WWEWorld Wrestling Entertainment, LLC	CL A	1,259	$13.7 萬	<0.1%	歷史
UBAUrstadt Biddle Properties Inc	CL A	4,563	$9.70 萬	<0.1%	歷史
AEGAegon Ltd.	NY REGISTRY SHS	14,037	$7.12 萬	<0.1%	歷史
PHKPIMCO High Income Fund	COM SHS	13,803	$6.90 萬	<0.1%	歷史
LACLithium Americas Corp.	COM NEW	3,003	$6.07 萬	<0.1%	歷史
BGBunge Global SA	COM	619	$5.84 萬	<0.1%	歷史
Invesco Exchange Traded FD T46137V860	DWA FINL MUMT	1,326	$5.58 萬	<0.1%	–
iShares Inc464286749	MSCI SWITZERLAND	1,127	$5.21 萬	<0.1%	–
Invesco Exchange Traded FD T46137V886	DWA STAPLES	525	$4.56 萬	<0.1%	–
Schwab Strategic Tr808524714	1 5YR CORP BD	940	$4.44 萬	<0.1%	–
FRGFranchise Group, Inc.	COM	1,451	$4.16 萬	<0.1%	歷史
Liberty Media Corp531229409	COM A SIRIUSXM	1,214	$3.98 萬	<0.1%	–
iShares Tr46434V860	TRS FLT RT BD	749	$3.80 萬	<0.1%	–
Nushares ETF Tr67092P300	NUVEEN ESG LRGVL	1,087	$3.77 萬	<0.1%	–
COCPCocrystal Pharma, Inc.	COM NEW	15,228	$3.64 萬	<0.1%	歷史
DBX ETF Tr233051879	XTRACK HRVST CSI	1,316	$3.52 萬	<0.1%	–
LSILife Storage, Inc.	COM	260	$3.46 萬	<0.1%	歷史
Liberty Media Corp Del531229607	COM C SIRIUSXM	1,004	$3.29 萬	<0.1%	–
BKIBlack Knight, Inc.	COM	531	$3.17 萬	<0.1%	歷史
China Southern Airlines Co L169409109	SPON ADR CL H	2,064	$3.12 萬	<0.1%	–
BCXBlackRock Resources & Commodities Strategy Trust	SHS	3,396	$3.08 萬	<0.1%	歷史
Nushares ETF Tr67092P813	ESG DIVIDEND ETF	1,256	$3.03 萬	<0.1%	–
JAKKJakks Pacific Inc	COM NEW	1,500	$3.00 萬	<0.1%	歷史
PRTSCarParts.com, Inc.	COM	7,000	$2.98 萬	<0.1%	歷史
Invesco Exchange Traded FD T46137V795	DORSEY WRGT UTIL	905	$2.93 萬	<0.1%	–
AJRDAerojet Rocketdyne Holdings, Inc.	COM	497	$2.73 萬	<0.1%	歷史
ARRArmour Residential REIT, Inc.	COM NEW	5,028	$2.68 萬	<0.1%	歷史
ARNCArconic Corp	COM	884	$2.61 萬	<0.1%	歷史
Invesco Exch Traded FD Tr II46138E164	S&P SMLCP ENGY	2,500	$2.37 萬	<0.1%	–
WisdomTree Tr97717W406	US AI ENHANCED	214	$2.01 萬	<0.1%	–
Unified Series Trust - Nightshares 500 ETF ETF90470L493	ETF	683	$1.99 萬	<0.1%	–
UNVRUnivar Solutions Inc.	COM	458	$1.64 萬	<0.1%	歷史
First Tr Exchange-Traded FD33734X853	INTL EQUITY OPP	410	$1.61 萬	<0.1%	–
SYNHSyneos Health, Inc.	CL A	382	$1.61 萬	<0.1%	歷史
iShares Inc464286756	MSCI SWEDEN ETF	432	$1.53 萬	<0.1%	–
HHCHoward Hughes Corp	COM	188	$1.48 萬	<0.1%	歷史
VNDAVanda Pharmaceuticals Inc.	COM	2,207	$1.45 萬	<0.1%	歷史
Invesco Exchange Traded FD T46137V134	WILDERHIL CLAN	347	$1.39 萬	<0.1%	–
SPPISpectrum Pharmaceuticals Inc	COM	14,000	$1.34 萬	<0.1%	歷史
Highland FDS I430101774	HI LD IBOXX SRLN	893	$1.31 萬	<0.1%	–
HGLBHighland Global Allocation Fund	COM	1,423	$1.23 萬	<0.1%	歷史
Simplify Exchange Traded Fun82889N715	MACRO STRATEGY	500	$1.17 萬	<0.1%	–
NXDRNextdoor Holdings, Inc.	COM CL A	3,500	$1.14 萬	<0.1%	歷史
MPBMid Penn Bancorp Inc	COM	473	$1.04 萬	<0.1%	歷史
RTLNecessity Retail REIT, Inc.	COM CLASS A	1,472	$9,951	<0.1%	歷史
Fidelity Covington Trust316092857	MSCI RL EST ETF	396	$9,936	<0.1%	–
Unified Ser Tr90470L477	NIGHTSHARES 2000	338	$9,216	<0.1%	–
DSEYDiversey Holdings, Ltd.	ORD SHS	1,087	$9,120	<0.1%	歷史
J P Morgan Exchange Traded F46641Q217	BETABULDRS JAPAN	173	$8,916	<0.1%	–
FIGSFIGS, Inc.	CL A	1,050	$8,684	<0.1%	歷史
Simplify Exchange Traded Fun82889N699	MANAGED FUTURES	337	$8,594	<0.1%	–
IMMXImmix Biopharma, Inc.	COM	2,890	$7,774	<0.1%	歷史
ProShares Tr74347G374	PSHS ULDOW30 NEW	171	$6,899	<0.1%	–
GBABGuggenheim Taxable Municipal Bond & Investment Grade Debt Trust	COM	394	$6,422	<0.1%	歷史
Simplify Exchange Traded Fun82889N772	HEALTH CARE ETF	241	$6,400	<0.1%	–
FOCLEdap TMS SA	SPONSORED ADR	662	$6,104	<0.1%	歷史
CRKComstock Resources Inc	COM	516	$5,989	<0.1%	歷史
SBGISinclair, Inc.	CL A	419	$5,791	<0.1%	歷史
Global X FDS37950E101	FTSE NORDIC REG	246	$5,687	<0.1%	–
J P Morgan Exchange Traded F46641Q225	BETA CDA ETF NEW	89	$5,452	<0.1%	–
ACRSAclaris Therapeutics, Inc.	COM	500	$5,185	<0.1%	歷史
Vanguard Scottsdale FDS92206C813	LG-TERM COR BD	65	$5,159	<0.1%	–
KAMNKAMAN Corp	COM	211	$5,134	<0.1%	歷史
ICGIntchains Group Ltd	ADS REPSTG CL A	650	$5,129	<0.1%	歷史
Invesco Exchange Traded FD T46137V290	S&P500 EQL REL	157	$4,911	<0.1%	–
J P Morgan Exchange Traded F46641Q159	INCOME ETF	86	$3,887	<0.1%	–
ISEEIVERIC bio, Inc.	COM	92	$3,619	<0.1%	歷史
Doubleline ETF Trust25861R204	SHILLER CAPE U S	146	$3,576	<0.1%	–
PACWPacwest Bancorp	COM	400	$3,260	<0.1%	歷史
AVAAvista Corp	COM	81	$3,181	<0.1%	歷史
ITOSiTeos Therapeutics, Inc.	COM	227	$3,005	<0.1%	歷史
PTLOPortillo's Inc.	COM CL A	130	$2,929	<0.1%	歷史
Simplify Exchange Traded Fun82889N657	SHORT TERM TREA	127	$2,897	<0.1%	–
AVDAmerican Vanguard Corp	COM	155	$2,773	<0.1%	歷史
HAPNHappen, Inc.	COM NEW	281	$2,740	<0.1%	歷史
RETAReata Pharmaceuticals Inc	CL A	25	$2,549	<0.1%	歷史
ONEWOneWater Marine Inc.	CL A COM	70	$2,537	<0.1%	歷史
DENNDENNY'S Corp	COM	205	$2,526	<0.1%	歷史
NNOXNano-X Imaging Ltd.	ORD SHS	153	$2,370	<0.1%	歷史
Invesco Exchange Traded FD T46137V589	GBL LISTED PVT	222	$2,335	<0.1%	–
EWTXEdgewise Therapeutics, Inc.	COM	296	$2,294	<0.1%	歷史
INGNInogen Inc	COM	191	$2,206	<0.1%	歷史
HTBHomeTrust Bancshares, Inc.	COM	99	$2,068	<0.1%	歷史
Sports Entertainment Gaming Global Corp54570M108	COM	10,021	$1,982	<0.1%	–
SLQTSelectQuote, Inc.	COM	1,000	$1,950	<0.1%	歷史
EZPWEzcorp Inc	CL A NON VTG	224	$1,877	<0.1%	歷史
CVGWCalavo Growers Inc	COM	64	$1,857	<0.1%	歷史
UFCSUnited Fire Group Inc	COM	81	$1,835	<0.1%	歷史
EDREndeavor Group Holdings, Inc.	CL A COM	76	$1,818	<0.1%	歷史
MXMagnachip Semiconductor Corp	COM	155	$1,733	<0.1%	歷史
PRTKParatek Pharmaceuticals, Inc.	COM	750	$1,658	<0.1%	歷史
OMGAOmega Therapeutics, Inc.	COMMON STOCK	296	$1,658	<0.1%	歷史
FATEFate Therapeutics Inc	COM	345	$1,642	<0.1%	歷史
RDWRRadware Ltd	ORD	84	$1,629	<0.1%	歷史
ETF Managers Tr26924G870	BLUESTAR ISRAEL	35	$1,618	<0.1%	–
AGENAgenus Inc	COM NEW	995	$1,592	<0.1%	歷史
WSBCWesbanco Inc	COM	58	$1,485	<0.1%	歷史
Industrias Bachoco SAB456463108	SPON ADR B	50	$1,482	<0.1%	–