Parallel Advisors, LLC

SEC CIK: 0001690010
最新申報: 2026/8/5

SEC 申報列表（在新分頁開啟）

2022 年第 4 季持倉

持倉截至 2022/12/31，2023/2/6 申報。只含多頭部位，變化是跟 2022 年第 3 季比股數。

持股檔數: 3,327; 較 2022 年第 3 季 −109
總值: $23.1 億; 較 2022 年第 3 季 +$1.35 億 (+6.2%)
申報日: 2023/2/6; SEC

Parallel Advisors, LLC 在 2022 年第 4 季的持倉
證券	類別	股數	市值	佔組合 %	股數變化	動作	紀錄
ASOAcademy Sports & Outdoors, Inc.	COM	17	$893	<0.1%	00.0%	不變	歷史
VTOLBristow Group Inc.	COM	33	$895	<0.1%	00.0%	不變	歷史
DACDanaos Corp	SHS	17	$895	<0.1%	+6+54.5%	加碼	歷史
PFSProvident Financial Services Inc	COM	42	$897	<0.1%	−61−59.2%	減碼	歷史
BARGraniteShares Gold Trust	SHS BEN INT	50	$903	<0.1%	+50	新進	歷史
GPIGroup 1 Automotive Inc	COM	5	$904	<0.1%	+5	新進	歷史
EBSEmergent BioSolutions Inc.	COM	77	$909	<0.1%	+15+24.2%	加碼	歷史
NAKNorthern Dynasty Minerals Ltd	COM NEW	4,150	$916	<0.1%	00.0%	不變	歷史
KDNYChinook Therapeutics, Inc.	COM	40	$917	<0.1%	00.0%	不變	歷史
PRLBProto Labs Inc	COM	36	$919	<0.1%	+1+2.9%	加碼	歷史
OBKOrigin Bancorp, Inc.	COM	25	$920	<0.1%	00.0%	不變	歷史
ACBAurora Cannabis Inc	COM	1,000	$923	<0.1%	−1−0.1%	減碼	歷史
GABGabelli Equity Trust Inc	COM	169	$926	<0.1%	00.0%	不變	歷史
BZUNBaozun Inc.	SPONSORED ADR	175	$928	<0.1%	+76+76.8%	加碼	歷史
HOUSAnywhere Real Estate Inc.	COM	147	$939	<0.1%	+97+194.0%	加碼	歷史
NVSTEnvista Holdings Corp	COM	28	$943	<0.1%	+9+47.4%	加碼	歷史
MGIMoneygram International Inc	COM NEW	87	$947	<0.1%	+69+383.3%	加碼	歷史
Indexiq ETF Tr45409B628	US RL EST SMCP	50	$948	<0.1%	+50	新進	–
ERICEricsson LM Telephone Co	ADR B SEK 10	163	$952	<0.1%	−191−54.0%	減碼	歷史
NEGGNewegg Commerce, Inc.	COMMON SHARES	728	$954	<0.1%	+206+39.5%	加碼	歷史
OESXOrion Energy Systems, Inc.	COM	526	$957	<0.1%	00.0%	不變	歷史
SCLStepan Co	COM	9	$961	<0.1%	−5−35.7%	減碼	歷史
VIEWView, Inc.	COM CL A	1,000	$965	<0.1%	00.0%	不變	歷史
ESRTEmpire State Realty Trust, Inc.	CL A	144	$971	<0.1%	−1,144−88.8%	減碼	歷史
CDECoeur Mining, Inc.	COM NEW	291	$978	<0.1%	00.0%	不變	歷史
VTVTvTv Therapeutics Inc.	CL A	1,500	$979	<0.1%	00.0%	不變	歷史
VRNTVerint Systems Inc	COM	27	$980	<0.1%	00.0%	不變	歷史
ALITAlight, Inc. / Delaware	COM CL A	118	$986	<0.1%	+29+32.6%	加碼	歷史
GIIIG III Apparel Group Ltd	COM	72	$987	<0.1%	+72	新進	歷史
JPCNuveen Preferred & Income Opportunities Fund	COM	136	$990	<0.1%	00.0%	不變	歷史
MCYMercury General Corp	COM	29	$992	<0.1%	−350−92.3%	減碼	歷史
AXGNAxogen, Inc.	COM	100	$998	<0.1%	00.0%	不變	歷史
EBCEastern Bankshares, Inc.	COM	58	$1,001	<0.1%	−136−70.1%	減碼	歷史
ODPODP Corp	COM	22	$1,002	<0.1%	00.0%	不變	歷史
FULTFulton Financial Corp	COM	60	$1,010	<0.1%	00.0%	不變	歷史
PGREParamount Group, Inc.	COM	171	$1,019	<0.1%	−6,010−97.2%	減碼	歷史
CTSCTS Corp	COM	26	$1,025	<0.1%	00.0%	不變	歷史
LMNDLemonade, Inc.	Stock	75	$1,026	<0.1%	−52−40.9%	減碼	歷史
WTIW&T Offshore Inc	COM	184	$1,027	<0.1%	−320−63.5%	減碼	歷史
MSEXMiddlesex Water Co	COM	13	$1,029	<0.1%	+1+8.3%	加碼	歷史
Advisorshares Tr00768Y453	PURE US CANN ETF	150	$1,050	<0.1%	−85−36.2%	減碼	–
UHTUniversal Health Realty Income Trust	SH BEN INT	22	$1,050	<0.1%	+22	新進	歷史
ESTEEarthstone Energy Inc	CL A	74	$1,053	<0.1%	−20−21.3%	減碼	歷史
WRLDWorld Acceptance Corp	COM	16	$1,055	<0.1%	00.0%	不變	歷史
BLKBBlackbaud Inc	COM	18	$1,059	<0.1%	−22−55.0%	減碼	歷史
KFYKorn Ferry	COM NEW	21	$1,063	<0.1%	00.0%	不變	歷史
CLDXCelldex Therapeutics, Inc.	COM NEW	24	$1,070	<0.1%	−2−7.7%	減碼	歷史
PRIMPrimoris Services Corp	Stock	49	$1,086	<0.1%	+18+58.1%	加碼	歷史
WKHSWorkhorse Group Inc.	COM NEW	722	$1,097	<0.1%	+722	新進	歷史
SFBSServisFirst Bancshares, Inc.	COM	16	$1,103	<0.1%	−7−30.4%	減碼	歷史
NWNNorthwest Natural Holding Co	COM	23	$1,106	<0.1%	00.0%	不變	歷史
SPDR Series Trust78464A490	ST STR FTSE ETF	27	$1,112	<0.1%	+27	新進	–
AMCXAMC Global Media Inc.	CL A	71	$1,113	<0.1%	−91−56.2%	減碼	歷史
NUVANuvasive Inc	COM	27	$1,113	<0.1%	+27	新進	歷史
SPCEVirgin Galactic Holdings, Inc	COM	321	$1,117	<0.1%	00.0%	不變	歷史
Graniteshares ETF Tr38747R108	BBG COMMD K 1	50	$1,125	<0.1%	+50	新進	–
AORTArtivion, Inc.	COM	93	$1,127	<0.1%	−29−23.8%	減碼	歷史
Invesco Exchange Traded FD T46137V340	S&P500 EQL FIN	20	$1,128	<0.1%	00.0%	不變	–
AMNAmn Healthcare Services Inc	COM	11	$1,131	<0.1%	−8−42.1%	減碼	歷史
CFMSConformis Inc	COM NEW	341	$1,132	<0.1%	+341	新進	歷史
NTSTNETSTREIT Corp.	COM	62	$1,136	<0.1%	+28+82.4%	加碼	歷史
HVTHaverty Furniture Companies Inc	COM	38	$1,150	<0.1%	+1+2.7%	加碼	歷史
ACCOAcco Brands Corp	COM	206	$1,152	<0.1%	−916−81.6%	減碼	歷史
ONLOrion Properties Inc.	REIT	135	$1,153	<0.1%	−16,872−99.2%	減碼	歷史
HOPEHope Bancorp Inc	COM	90	$1,156	<0.1%	−37−29.1%	減碼	歷史
MKFGMarkforged Holding Corp	COM	1,000	$1,160	<0.1%	00.0%	不變	歷史
REPXRiley Exploration Permian, Inc.	COM	40	$1,177	<0.1%	+40	新進	歷史
Invesco Exch Traded FD Tr II46138E594	KBW PREM YIELD	61	$1,189	<0.1%	−1−1.6%	減碼	–
CMAXCareMax, Inc.	COM CL A	326	$1,190	<0.1%	+326	新進	歷史
PAASPan American Silver Corp	Stock	73	$1,193	<0.1%	−1,041−93.4%	減碼	歷史
AMRSAmyris, Inc.	COM NEW	780	$1,193	<0.1%	00.0%	不變	歷史
SASeabridge Gold Inc	COM	95	$1,195	<0.1%	+95	新進	歷史
ACMRACM Research, Inc.	Stock	156	$1,203	<0.1%	+156	新進	歷史
LOVELovesac Co	COM	55	$1,211	<0.1%	00.0%	不變	歷史
BEPCBrookfield Renewable Corp	CL A SUB VTG	44	$1,212	<0.1%	−4−8.3%	減碼	歷史
INVXInnovex International, Inc.	COM	45	$1,223	<0.1%	+39+650.0%	加碼	歷史
RGNXREGENXBIO Inc.	COM	54	$1,225	<0.1%	00.0%	不變	歷史
ABEOAbeona Therapeutics Inc.	COM NEW	400	$1,232	<0.1%	00.0%	不變	歷史
MLIMueller Industries Inc	COM	21	$1,243	<0.1%	−4−16.0%	減碼	歷史
BORRBorr Drilling Ltd	SHS	252	$1,252	<0.1%	+252	新進	歷史
PUMPProPetro Holding Corp.	COM	121	$1,255	<0.1%	+31+34.4%	加碼	歷史
MODVModivCare Inc	COM	14	$1,256	<0.1%	−3−17.6%	減碼	歷史
FGF&G Annuities & Life, Inc.	COMMON STOCK	63	$1,261	<0.1%	+63	新進	歷史
ILPTIndustrial Logistics Properties Trust	COM SHS BEN INT	386	$1,262	<0.1%	−5−1.3%	減碼	歷史
LUNGPulmonx Corp	COM	150	$1,265	<0.1%	00.0%	不變	歷史
SWBISmith & Wesson Brands, Inc.	COM	146	$1,267	<0.1%	−89−37.9%	減碼	歷史
CHMICherry Hill Mortgage Investment Corp	COM	219	$1,270	<0.1%	−287−56.7%	減碼	歷史
NEXNextier Oilfield Solutions Inc.	COM	138	$1,275	<0.1%	00.0%	不變	歷史
HLNEHamilton Lane INC	CL A	20	$1,278	<0.1%	−64−76.2%	減碼	歷史
FSPFranklin Street Properties Corp	COM	468	$1,278	<0.1%	+60+14.7%	加碼	歷史
ABUSArbutus Biopharma Corp	COM	550	$1,282	<0.1%	00.0%	不變	歷史
DNBDun & Bradstreet Holdings, Inc.	COM	105	$1,287	<0.1%	−238−69.4%	減碼	歷史
HSIIHeidrick & Struggles International Inc	COM	46	$1,287	<0.1%	00.0%	不變	歷史
SHOSunstone Hotel Investors, Inc.	COM	133	$1,288	<0.1%	00.0%	不變	歷史
BCCBoise Cascade Co	COM	18	$1,288	<0.1%	+6+50.0%	加碼	歷史
PCVXVaxcyte, Inc.	COM	27	$1,295	<0.1%	+16+145.5%	加碼	歷史
IPIIntrepid Potash, Inc.	COM	45	$1,299	<0.1%	+34+309.1%	加碼	歷史
GLDDGreat Lakes Dredge & Dock CORP	COM	219	$1,303	<0.1%	+219	新進	歷史
NVMINova Ltd.	COM	16	$1,307	<0.1%	−77−82.8%	減碼	歷史
CNOBConnectOne Bancorp, Inc.	COM	54	$1,307	<0.1%	+54	新進	歷史

選擇權（18 檔）

同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。

Parallel Advisors, LLC 在 2022 年第 4 季的選擇權部位
證券	類別	賣權	買權
Amazon.com Inc Jan 17 25 USD85 100 Shs6134189DD	Options	–	$185
Apple Inc Com Jun 16 23 USD145 100 Shs5244489JJ	Options	$136	–
Alphabet Inc Cap STK Jan 17 25 USD90 100 Shs6135909LF	Options	–	$85
Microsoft Corp Jan 17 25 USD240 100 Shs6136979AW	Options	–	$72
Call (Googl) Alphabet Inc Cap STK Jun 21 24 USD110 (100 Shs)6047579MI	Options	–	$48
Amazon.com Inc Jan 17 25 USD95 100 Shs6134189HH	Options	–	$41
Illumina Inc Com Jan 17 25 USD230 100 Shs6136219WU	Options	–	$29
Amazon.com Inc Jan 17 25 USD90 100 Shs6134189FF	Options	–	$26
Call (MSFT) Microsoft Corp Jun 21 24 USD270 (100 Shs)5834369LJ	Options	–	$24
Call (MSFT) Microsoft Corp Jun 21 24 USD265 (100 Shs)5840649DD	Options	–	$24
Call (MSFT) Microsoft Corp Jun 21 24 USD255 (100 Shs)5840649FF	Options	–	$24
Call (MSFT) Microsoft Corp Jun 21 24 USD250 (100 Shs)5834369AW	Options	–	$24
Coupang Inc CL A Jan 17 25 USD15 100 Shs6135019KK	Options	–	$22
Call (Meli) Mercadolibre Inc Com Jan 19 24 USD800 (100 Shs)5556539AY	Options	–	$20
Marvell Technology Jan 17 25 USD35 100 Shs6136969BB	Options	–	$18
Illumina Inc Com Jan 17 25 USD190 100 Shs6136219IC	Options	–	$17
Call (CPNG) Coupang Inc CL A Jan 19 24 USD15 (100 Shs)5511129DD	Options	–	$15
Marvell Technology Jan 17 25 USD37.5 100 Shs6136969WW	Options	–	$9

2022 年第 3 季之後清倉（297 檔）

2022 年第 3 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔，共 297 檔。

Parallel Advisors, LLC 在 2022 年第 3 季之後清倉的部位
證券	類別	2022 年第 3 季股數	2022 年第 3 季市值	2022 年第 3 季佔組合 %	紀錄
TWTRTwitter, Inc.	COM	29,574	$129.7 萬	0.1%	歷史
ZENZendesk, Inc.	COM	7,627	$58.0 萬	<0.1%	歷史
NZFNuveen Municipal Credit Income Fund	COM SH BEN INT	45,901	$52.2 萬	<0.1%	歷史
EVBNEvans Bancorp Inc	COM NEW	6,750	$24.7 萬	<0.1%	歷史
iShares Tr46434V696	CORE MSCI PAC	4,000	$19.2 萬	<0.1%	–
CTXSCitrix Systems Inc	COM	1,299	$13.5 萬	<0.1%	歷史
Swedish Expt CR Corp870297603	ROG AGRI ETN22	14,220	$12.9 萬	<0.1%	–
Hartford FDS Exchange Traded41653L867	SCHRODERS COMMOD	6,600	$11.2 萬	<0.1%	–
Invesco Exch Traded FD Tr II46138E628	KBW BK ETF	2,233	$11.0 萬	<0.1%	–
DREDuke Realty Corp	COM NEW	2,067	$10.0 萬	<0.1%	歷史
Listed FD Tr53656F847	CORE ALT FD	3,370	$10.0 萬	<0.1%	–
HTDJohn Hancock Tax-Advantaged Dividend Income Fund	COM	4,355	$9.10 萬	<0.1%	歷史
MUCBlackRock Muniholdings California Quality Fund, Inc.	CEF	8,040	$8.60 萬	<0.1%	歷史
ECOMChanneladvisor Corp	COM	3,676	$8.30 萬	<0.1%	歷史
First Tr Exchange Traded FD33738R704	RBA INDL ETF	1,564	$6.00 萬	<0.1%	–
SWCHSwitch, Inc.	CL A	1,680	$5.70 萬	<0.1%	歷史
Recharge Acquisition Corp756229209	UNIT 99/99/9999	5,000	$5.10 萬	<0.1%	–
ABMDAbiomed Inc	COM	184	$4.50 萬	<0.1%	歷史
CLRContinental Resources, Inc	COM	670	$4.50 萬	<0.1%	歷史
IIMInvesco Value Municipal Income Trust	COM	3,275	$3.80 萬	<0.1%	歷史
NLSNNielsen Holdings plc	SHS EUR	1,173	$3.30 萬	<0.1%	歷史
BlackRock ETF Trust09290C103	ISHARES US EQUIT	1,169	$3.20 萬	<0.1%	–
iShares Tr46435G755	IBONDS DEC2022	1,157	$3.00 萬	<0.1%	–
Exchange Traded Concepts Tru301505707	ROBO GLB ETF	667	$2.80 萬	<0.1%	–
Ironsource LtdM5R75Y101	CL A ORD SHS	8,157	$2.80 萬	<0.1%	–
SPDR Series Trust78464A201	ST STR SP600GRWO	400	$2.70 萬	<0.1%	–
First Tr Exchng Traded FD VI33740F805	SMITH OPPORT FXD	603	$2.60 萬	<0.1%	–
Hartford FDS Exchange Traded41653L305	TOTAL RTRN ETF	805	$2.60 萬	<0.1%	–
Invesco Actively Managed Exc46090A804	TOTAL RETURN	572	$2.60 萬	<0.1%	–
YAlleghany Corp	COM	31	$2.60 萬	<0.1%	歷史
iShares Russell Top 200 Growth ETF464289438	ETF	210	$2.50 萬	<0.1%	–
Alps ETF Tr00162Q395	OSHARES US SMLCP	773	$2.30 萬	<0.1%	–
DAKTDaktronics Inc	COM	8,000	$2.20 萬	<0.1%	歷史
iShares Tr46429B614	MSCI INDIA SM CP	400	$2.10 萬	<0.1%	–
Advisorshares Tr00768Y206	DORSEY WRIGT ADR	483	$2.10 萬	<0.1%	–
Fidelity Covington Trust316092857	MSCI RL EST ETF	891	$2.10 萬	<0.1%	–
AVLRAvalara, Inc.	COM	233	$2.10 萬	<0.1%	歷史
FSKFS KKR Capital Corp	COM	1,006	$1.70 萬	<0.1%	歷史
TMXTerminix Global Holdings Inc	COM	438	$1.70 萬	<0.1%	歷史
Flexshares Tr33939L795	STOXX GLOBR INF	345	$1.60 萬	<0.1%	–
VanEck ETF Trust92189H300	JP MRGAN EM LOC	686	$1.60 萬	<0.1%	–
First Tr Exchange-Traded FD33734H106	SHS	450	$1.60 萬	<0.1%	–
Pioneer High Income Tr72369H106	COM	2,419	$1.60 萬	<0.1%	–
NIXXNixxy, Inc.	COM NEW	12,935	$1.60 萬	<0.1%	歷史
iShares Future AI & Tech ETF46435U556	ETF	630	$1.50 萬	<0.1%	–
BCATBlackRock Capital Allocation Term Trust	COM	1,000	$1.40 萬	<0.1%	歷史
CHNGChange Healthcare Inc.	COM	496	$1.40 萬	<0.1%	歷史
Invesco Exch Traded FD Tr II46138E651	GLOBAL WATER	473	$1.40 萬	<0.1%	–
iShares Inc46434G772	MSCI TAIWAN ETF	302	$1.30 萬	<0.1%	–
UVXYProShares Trust II	ULTRA VIX SHORT	1,000	$1.30 萬	<0.1%	歷史
PMOFranklin Municipal Opportunities Trust	SH BEN INT	1,240	$1.20 萬	<0.1%	歷史
VanEck ETF Trust92189Y303	BITCOIN STRATEGY	655	$1.20 萬	<0.1%	–
First Tr Exchange-Traded FD33737K205	INDXX NEXTG ETF	201	$1.10 萬	<0.1%	–
XGNExagen Inc.	COM	4,213	$1.10 萬	<0.1%	歷史
GRVYGRAVITY Co., Ltd.	SPONSORED ADS NE	208	$1.00 萬	<0.1%	歷史
PTLOPortillo's Inc.	COM CL A	505	$1.00 萬	<0.1%	歷史
Nextera Energy Inc65339F770	UNIT 99/99/9999	191	$1.00 萬	<0.1%	–
PCKPIMCO California Municipal Income Fund II	COM	1,500	$1.00 萬	<0.1%	歷史
ProShares Tr74347R131	SHRT HGH YIELD	500	$1.00 萬	<0.1%	–
Danaher Corp235851409	5% CONV PFD B	7	$9,000	<0.1%	–
PCTPureCycle Technologies, Inc.	COM	1,000	$8,000	<0.1%	歷史
iShares Inc464286350	MSCI AGR PRO ETF	210	$8,000	<0.1%	–
BTXBlackRock Technology & Private Equity Term Trust	SHS BEN INT	1,116	$8,000	<0.1%	歷史
Exchange Traded Concepts Tr301505723	ROBO GBL HLTCR	308	$8,000	<0.1%	–
iShares Inc46434G848	MSCI GBL ETF NEW	205	$7,000	<0.1%	–
Broadcom Inc.11135F200	COM	5	$7,000	<0.1%	–
ChemoCentryx, Inc.16383L106	COM	145	$7,000	<0.1%	–
PG&E Corp69331C140	UNIT 99/99/9999	60	$7,000	<0.1%	–
BHVNBiohaven Ltd.	COM	43	$7,000	<0.1%	歷史
Dimensional World Ex U.S. Core Equity 2 ETF25434V880	ETF	305	$6,000	<0.1%	–
SPDR Series Trust78468R861	STATE STRET SPDR	317	$6,000	<0.1%	–
iShares Inc464286343	US PWR INFRA ETF	265	$6,000	<0.1%	–
AMSFAmerisafe Inc	COM	134	$6,000	<0.1%	歷史
AES Corp00130H204	UNIT 99/99/9999	65	$6,000	<0.1%	–
MNRLMNRL Sub Inc.	CL A COM	258	$6,000	<0.1%	歷史
BTGB2GOLD Corp	COM	2,015	$6,000	<0.1%	歷史
Carnival Corp Ltd.14365C103	ADR	1,011	$6,000	<0.1%	–
KKR and Co Inc 6 McOnv PFD C48251W401	CONVERTIBLE PREFERRED STOCK	116	$6,000	<0.1%	–
Kraneshares Tr500767835	MSCI ALL CHINA	348	$6,000	<0.1%	–
PBTPermian Basin Royalty Trust	UNIT BEN INT	362	$6,000	<0.1%	歷史
Invesco Exch Traded FD Tr II46138E222	S&P INTL MOMNT	195	$5,000	<0.1%	–
SABRSabre Corp	COM	896	$5,000	<0.1%	歷史
BDX 6 06/01/23 Pfd075887406	CONVERTIBLE PREFERRED STOCK	108	$5,000	<0.1%	–
BAMBrookfield Asset Management Ltd.	CL A LTD VT SH	122	$5,000	<0.1%	歷史
iShares Tr46432F859	CORE 1 5 YR USD	84	$4,000	<0.1%	–
CHICalamos Convertible Opportunities & Income Fund	SH BEN INT	449	$4,000	<0.1%	歷史
SPDR Index Shs FDS78463X756	ST MARKE CAP ETF	92	$4,000	<0.1%	–
Barclays Bank PLC06742A669	IPATH SHILR CAPE	200	$4,000	<0.1%	–
BIPCBrookfield Infrastructure Corp	COM SB VTG SHS A	95	$4,000	<0.1%	歷史
INDTIndus Realty Trust, Inc.	COM	73	$4,000	<0.1%	歷史
Invesco Exchange Traded FD T46137V670	DYNMC OIL GAS	982	$4,000	<0.1%	–
Workday, Inc.98138HAF8	NOTE 0.250%10/0	4,000	$4,000	<0.1%	–
STRSTR Sub Inc.	CLASS A COM	162	$4,000	<0.1%	歷史
iShares Tr464288125	3YRTB ETF	47	$3,000	<0.1%	–
OPYOppenheimer Holdings Inc	CL A NON VTG	104	$3,000	<0.1%	歷史
SGSweetgreen, Inc.	COM CL A	149	$3,000	<0.1%	歷史
CVETCovetrus, Inc.	COM	122	$3,000	<0.1%	歷史
Sierra Wireless Inc826516106	COM	88	$3,000	<0.1%	–
ARK ETF Tr00214Q807	SPACE & DEFENSE	150	$2,000	<0.1%	–
iShares Inc464286210	EURO HIGH YIELD	42	$2,000	<0.1%	–