跳到主要內容
Livermore
Livermore
中文EN

Private Advisor Group, LLC

SEC CIK
0001567755
最新申報
2026/7/27

2021 年第 3 季持倉

持倉截至 2021/9/30，2021/10/14 申報。只含多頭部位，變化是跟 2021 年第 2 季比股數。

機構總覽
持股檔數
2,005
較 2021 年第 2 季 +42
總值
$157.3 億
較 2021 年第 2 季 +$42.8 億 (+37.4%)
申報日
2021/10/14
SEC
Private Advisor Group, LLC 在 2021 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
Bristol Myers Squibb Co110122140RIGHT 12/30/203030,000$6,000<0.1%+15,000+100.0%加碼–
CARMCarisma Therapeutics Inc.COM10,000$8,000<0.1%−1,020−9.3%減碼歷史
Advaxis Inc007624307COM NEW17,046$9,000<0.1%+2,730+19.1%加碼–
SNMPEvolve Transition Infrastructure LPCOM UNITS REP B10,000$1.10 萬<0.1%+10,000新進歷史
Prospect Cap Corp74348TAR3NOTE 4.950% 7/1–$1.10 萬<0.1%–––
NMTR9 Meters Biopharma, Inc.COM10,000$1.30 萬<0.1%00.0%不變歷史
PTNPalatin Technologies IncCOM PAR $ .0128,747$1.30 萬<0.1%+13,020+82.8%加碼歷史
BFXBowflex Inc.COM1,626$1.60 萬<0.1%−742−31.3%減碼歷史
AMPEAmpio Pharmaceuticals, Inc.COM10,500$1.70 萬<0.1%00.0%不變歷史
MUXMcEwen Inc.COM16,200$1.70 萬<0.1%00.0%不變歷史
IBIOiBio, Inc.COM NEW16,575$1.80 萬<0.1%−800−4.6%減碼歷史
TOONKartoon Studios, Inc.COM14,255$1.90 萬<0.1%−346−2.4%減碼歷史
Naked Brand Group LimitedQ6519T117SHS NEW29,417$2.10 萬<0.1%+1,309+4.7%加碼–
SNDLSNDL Inc.COM33,324$2.30 萬<0.1%+49+0.1%加碼歷史
Hexo Corp428304307COM NEW13,150$2.40 萬<0.1%+13,150新進–
Otonomo Technologies Ltd.M7571L111*W EXP 08/13/20230,500$2.50 萬<0.1%+30,500新進–
BTGB2GOLD CorpCOM10,226$3.50 萬<0.1%−2,843−21.8%減碼歷史
RIGLRigel Pharmaceuticals IncCOM NEW10,000$3.60 萬<0.1%00.0%不變歷史
ATOSAtossa Therapeutics, Inc.COM11,205$3.70 萬<0.1%+11,205新進歷史
STEXStreamex Corp.COM NEW12,320$3.70 萬<0.1%00.0%不變歷史
EVGNEvogene Ltd.SHS14,513$3.80 萬<0.1%+1,000+7.4%加碼歷史
BDSIBiodelivery Sciences International IncCOM10,800$3.90 萬<0.1%+10,800新進歷史
ATHXAthersys, IncCOM29,860$4.10 萬<0.1%+29,860新進歷史
Predictive Oncology Inc74039M200COM NEW31,805$4.20 萬<0.1%+5,000+18.7%加碼–
DRRXDurect CorpCOM32,666$4.30 萬<0.1%+10,849+49.7%加碼歷史
MNKDMannkind CorpCOM NEW10,072$4.40 萬<0.1%+10,072新進歷史
Longview Acquisition Corp. II54319Q113*W EXP 99/99/99934,432$4.40 萬<0.1%+34,432新進–
XWELXWELL, Inc.COM30,042$4.50 萬<0.1%+6,121+25.6%加碼歷史
PRETQPennsylvania Real Estate Investment TrustSH BEN INT26,533$5.10 萬<0.1%00.0%不變歷史
ELOXEloxx Pharmaceuticals, Inc.COM32,510$5.20 萬<0.1%+32,510新進歷史
Camber Energy Inc13200M508COM14,600$5.60 萬<0.1%+14,600新進–
New Gold Inc Cda644535106COM53,200$5.60 萬<0.1%+28,500+115.4%加碼–
PALIPalisade Bio, Inc.COM23,551$6.20 萬<0.1%+2,500+11.9%加碼歷史
MCFContango Oil & Gas CoCOM NEW14,012$6.40 萬<0.1%00.0%不變歷史
BNGOBionano Genomics, Inc.COM12,300$6.80 萬<0.1%−3,950−24.3%減碼歷史
AGFSAgroFresh Solutions, Inc.COM31,864$6.90 萬<0.1%00.0%不變歷史
BKCCBlackRock Capital Investment CorpCOM17,841$6.90 萬<0.1%+6,536+57.8%加碼歷史
Perella Weinberg Partners71367G110*W EXP 12/31/20222,316$7.10 萬<0.1%00.0%不變–
Maverix Metals Inc57776F405COM NEW16,000$7.20 萬<0.1%00.0%不變–
UWMCUWM Holdings CorpCOM CL A10,563$7.30 萬<0.1%+10,563新進歷史
AUDAudacy, Inc.COM20,062$7.40 萬<0.1%00.0%不變歷史
UUUUEnergy Fuels IncCOM NEW10,873$7.60 萬<0.1%+10,873新進歷史
UPWheels Up Experience Inc.COMMON STOCK11,800$7.80 萬<0.1%+11,800新進歷史
APPHAppHarvest, Inc.COM12,477$8.10 萬<0.1%+1,667+15.4%加碼歷史
Transglobe Energy Corp893662106COM37,233$8.10 萬<0.1%+13,229+55.1%加碼–
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM10,418$8.30 萬<0.1%−1,500−12.6%減碼歷史
CTXRCitius Pharmaceuticals, Inc.COM NEW40,714$8.30 萬<0.1%+20,000+96.6%加碼歷史
GUTGabelli Utility TrustCOM10,625$8.40 萬<0.1%+10,625新進歷史
TRUETrueCar, Inc.COM20,038$8.40 萬<0.1%+20,038新進歷史
CRMDCorMedix Inc.COM18,379$8.50 萬<0.1%−2,500−12.0%減碼歷史
SCORComscore, Inc.COM22,142$8.60 萬<0.1%+10,966+98.1%加碼歷史
CMUMFS High Yield Municipal TrustSH BEN INT18,785$8.60 萬<0.1%00.0%不變歷史
SEACSeachange International IncCOM80,968$8.60 萬<0.1%+39,026+93.0%加碼歷史
MLSSMilestone Scientific Inc.COM NEW47,100$8.80 萬<0.1%00.0%不變歷史
PPTFranklin Premier Income TrustSH BEN INT19,204$8.80 萬<0.1%+1,702+9.7%加碼歷史
PMMFranklin Managed Municipal Income TrustCOM10,752$9.00 萬<0.1%00.0%不變歷史
MMTAberdeen Multi-Market Income FundSH BEN INT14,384$9.40 萬<0.1%00.0%不變歷史
FTFFranklin Ltd Duration Income TrustCOM10,400$9.50 萬<0.1%00.0%不變歷史
FRBKRepublic First Bancorp IncCOM30,740$9.50 萬<0.1%+2,500+8.9%加碼歷史
XFLTXAI Floating Rate & Alternative Income TrustCOM11,336$9.70 萬<0.1%+11,336新進歷史
NMLNeuberger Energy Infrastructure & Income Fund Inc.COM19,871$9.80 萬<0.1%−3,730−15.8%減碼歷史
ZVRAZevra Therapeutics, Inc.COM NEW10,790$10.1 萬<0.1%+10,790新進歷史
VBIVVBI Vaccines Inc/BCCOM NEW32,565$10.1 萬<0.1%−1,500−4.4%減碼歷史
KOPNKopin CorpCOM19,858$10.2 萬<0.1%+250+1.3%加碼歷史
HumanCo Acquisition Corp.44487N208UNIT 12/08/202310,000$10.2 萬<0.1%00.0%不變–
OXLCOxford Lane Capital Corp.COM14,409$10.4 萬<0.1%+4,255+41.9%加碼歷史
HYLNHyliion Holdings Corp.COMMON STOCK12,500$10.5 萬<0.1%+12,500新進歷史
CECOCeco Environmental CorpCOM15,180$10.7 萬<0.1%00.0%不變歷史
JFRNuveen Floating Rate Income FundCOM10,757$10.8 萬<0.1%−1,161−9.7%減碼歷史
KOSKosmos Energy Ltd.COM37,468$11.0 萬<0.1%+24,734+194.2%加碼歷史
MEHCQChrome Holding Co.CLASS A COM12,250$11.1 萬<0.1%+12,250新進歷史
NKLANikola CorpCOM10,481$11.2 萬<0.1%+10,481新進歷史
PGENPrecigen, Inc.COM22,855$11.4 萬<0.1%00.0%不變歷史
GLADGladstone Capital CorpCOM10,483$11.8 萬<0.1%+10,483新進歷史
SVMSilvercorp Metals IncCOM31,804$12.1 萬<0.1%00.0%不變歷史
INSGInseego Corp.COM18,239$12.1 萬<0.1%+950+5.5%加碼歷史
HROWHarrow, Inc.COM13,511$12.3 萬<0.1%+2,068+18.1%加碼歷史
PFNPIMCO Income Strategy Fund IICOM12,422$12.6 萬<0.1%00.0%不變歷史
SURFSurface Oncology, Inc.COM17,245$13.1 萬<0.1%+110+0.6%加碼歷史
TELLTellurian Inc.COM33,523$13.1 萬<0.1%+4,200+14.3%加碼歷史
Adamas Trust, Inc.649604501COM PAR $.0231,308$13.3 萬<0.1%+11,970+61.9%加碼–
Micro Focus Intl PLC594837403SPON ADR NEW24,858$13.5 萬<0.1%+24,858新進–
IGRCbre Global Real Estate Income FundCOM16,305$13.6 萬<0.1%−1,000−5.8%減碼歷史
RIGTransocean Ltd.REGISTERED SHS35,817$13.6 萬<0.1%−5,150−12.6%減碼歷史
CLNEClean Energy Fuels Corp.COM16,744$13.6 萬<0.1%−586−3.4%減碼歷史
RESRPC IncCOM28,223$13.8 萬<0.1%+11,745+71.3%加碼歷史
CLSDClearside Biomedical, Inc.COM23,000$13.8 萬<0.1%−500−2.1%減碼歷史
DFTXDefinium Therapeutics, Inc.COM60,504$14.0 萬<0.1%+19,321+46.9%加碼歷史
Nuveen CR Opportunities 202267075U102COM17,375$14.2 萬<0.1%−2,000−10.3%減碼–
WIAWestern Asset Inflation-Linked Income FundCOM SH BEN INT10,390$14.3 萬<0.1%−1,280−11.0%減碼歷史
RPAIRetail Properties of America, Inc.CL A11,189$14.4 萬<0.1%00.0%不變歷史
THTarget Hospitality Corp.COM39,178$14.6 萬<0.1%+19,901+103.2%加碼歷史
GCVGabelli Convertible & Income Securities Fund IncCOM24,200$14.7 萬<0.1%+4,500+22.8%加碼歷史
PFOFlaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INCCOM11,685$15.0 萬<0.1%+257+2.2%加碼歷史
ADILAdial Pharmaceuticals, Inc.COM35,400$15.2 萬<0.1%−1,250−3.4%減碼歷史
ACBAurora Cannabis IncCOM22,029$15.2 萬<0.1%+2,079+10.4%加碼歷史
FCELFuelcell Energy IncCOM22,906$15.3 萬<0.1%+22,906新進歷史
HFROHighland Opportunities & Income FundHIGHLAND INCOME14,392$15.5 萬<0.1%+26+0.2%加碼歷史
BBVABanco Bilbao Vizcaya Argentaria, S.A.SPONSORED ADR24,010$15.8 萬<0.1%+13,893+137.3%加碼歷史
CFFNCapitol Federal Financial, Inc.COM13,715$15.8 萬<0.1%−7,934−36.6%減碼歷史

選擇權（18 檔）

同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。

Private Advisor Group, LLC 在 2021 年第 3 季的選擇權部位
證券類別賣權買權
SLViShares Silver TrustETF–$113.0 萬
WFCWells Fargo & CompanyStock–$29.0 萬
ARK Innovation ETF00214Q104ETF$5.00 萬–
DALDelta Air Lines, Inc.COM NEW–$1.80 萬
VanEck ETF Trust92189F106GOLD MINERS ETF$1.10 萬$6,000
UALUnited Airlines Holdings, Inc.COM–$1.00 萬
AAPLApple Inc.Stock$8,000$0
MSCIMSCI Inc.Stock$6,000–
VanEck Semiconductor ETF92189F676ETF$6,000–
SSRMSSR Mining Inc.Stock–$6,000
MSFTMicrosoft CorpStock–$4,000
PENNPENN Entertainment, Inc.COM–$4,000
BXBlackstone Inc.COM–$4,000
Vanguard Health Care ETF92204A504ETF–$2,000
iShares Russell 2000 ETF464287655ETF$2,000–
Vanguard Total World Stock ETF922042742ETF–$2,000
TXTTextron IncCOM–$2,000
ProShares Tr74348A210SHRT RUSSELL2000$2,000–

2021 年第 2 季之後清倉（106 檔）

2021 年第 2 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔，共 106 檔。

Private Advisor Group, LLC 在 2021 年第 2 季之後清倉的部位
證券類別2021 年第 2 季股數2021 年第 2 季市值2021 年第 2 季佔組合 %紀錄
Invesco Exchange Traded FD T46137V878DORSEY WRGT ENRG163,626$500.7 萬<0.1%–
DBX ETF Tr233051879XTRACK HRVST CSI105,493$427.7 萬<0.1%–
iShares Tr46436E7180-3 MTH TREASURY30,855$308.6 萬<0.1%–
Advisorshares Tr00768Y412RANGER EQUITY BE132,075$303.5 萬<0.1%–
TPRTapestry, Inc.COM67,985$295.6 萬<0.1%歷史
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF44,467$269.4 萬<0.1%–
ETF Ser Solutions26922A701ROUNDHILL ACQUI71,523$248.8 萬<0.1%–
Longview Acquisition Corp. II54319Q204UNIT 99/99/9999186,080$187.6 萬<0.1%–
Global X FDS37954Y707RENEWABLE ENERGY112,524$182.7 萬<0.1%–
GLGlobe Life Inc.COM17,589$167.5 萬<0.1%歷史
Churchill Capital Corp IV171439102CL A47,003$135.5 萬<0.1%–
ProShares Tr74347R842PSHS ULTRUSS200020,674$123.7 萬<0.1%–
MTZMastec IncCOM11,636$123.5 萬<0.1%歷史
VanEck ETF Trust92189F486IG FLOA RATE ETF46,048$116.9 萬<0.1%–
IVZInvesco Ltd.Stock42,866$114.6 萬<0.1%歷史
SAMBoston Beer Co IncCL A1,107$113.0 萬<0.1%歷史
Tortoise Essential Assets IN89148A103COM SH BEN INT74,380$110.2 萬<0.1%–
RDFNRedfin CorpCOM16,549$104.9 萬<0.1%歷史
WORKSlack Technologies, Inc.COM CL A22,787$101.0 萬<0.1%歷史
SPDR Series Trust78464A573ST STR SP HCSVC8,647$98.8 萬<0.1%–
WDCWestern Digital CorpCOM13,475$95.9 萬<0.1%歷史
FRPTFreshpet, Inc.Stock5,274$85.9 萬<0.1%歷史
iShares Inc464286103MSCI AUST ETF31,255$81.2 萬<0.1%–
MHKMohawk Industries IncCOM4,005$76.9 萬<0.1%歷史
Malacca Straits Acquisition Co LtdG5859B117COM CL A77,300$76.5 萬<0.1%–
ALXNAlexion Pharmaceuticals, Inc.COM4,145$76.1 萬<0.1%歷史
DPGDuff & Phelps Utility & Infrastructure Fund Inc.COM50,175$71.9 萬<0.1%歷史
MXIMMaxim Integrated Products IncCOM6,011$63.3 萬<0.1%歷史
QVCGAOld QVC Group, Inc.COM SER A48,341$63.3 萬<0.1%歷史
BHPBHP Group LtdADR8,348$60.8 萬<0.1%歷史
VRMVroom, Inc.COM13,466$56.4 萬<0.1%歷史
OLNOLIN CorpStock11,706$54.1 萬<0.1%歷史
iShares Tr464289180MSCI EURO FL ETF27,204$53.2 萬<0.1%–
NTESNetEase, Inc.SPONSORED ADS4,436$51.1 萬<0.1%歷史
ZENZendesk, Inc.COM3,393$49.0 萬<0.1%歷史
GWWW.W. Grainger, Inc.Stock1,096$48.0 萬<0.1%歷史
TDFTempleton Dragon Fund IncCOM20,152$47.8 萬<0.1%歷史
PFPTProofpoint IncCOM2,600$45.2 萬<0.1%歷史
ARIApollo Commercial Real Estate Finance, Inc.COM26,383$42.1 萬<0.1%歷史
CSWCSW Industrials, Inc.COM3,415$40.5 萬<0.1%歷史
OSGOctave Specialty Group IncCOM NEW25,077$39.3 萬<0.1%歷史
DARDarling Ingredients Inc.COM5,730$38.7 萬<0.1%歷史
PHMPultegroup IncCOM6,912$37.7 萬<0.1%歷史
ProShares Tr74347B714SHORT QQQ NEW30,234$37.4 萬<0.1%–
GKOSGLAUKOS CorpCOM4,194$35.6 萬<0.1%歷史
Schwab Fundamental International Small Equity ETF808524748ETF8,954$35.2 萬<0.1%–
UPBDUpbound Group, Inc.COM6,598$35.0 萬<0.1%歷史
BGFVBig 5 Sporting Goods CorpCOM13,547$34.8 萬<0.1%歷史
CRTOCriteo S.A.SPONS ADS7,399$33.4 萬<0.1%歷史
Watford Hldgs LtdG94787101SHS9,503$33.3 萬<0.1%–
iShares Inc46434G772MSCI TAIWAN ETF5,082$32.5 萬<0.1%–
WALWestern Alliance BancorporationCOM3,448$32.0 萬<0.1%歷史
SYNHSyneos Health, Inc.CL A3,546$31.8 萬<0.1%歷史
iShares Tr46435U713US INFRASTRUC8,860$31.3 萬<0.1%–
CHGGChegg, IncCOM3,736$31.0 萬<0.1%歷史
TXG10x Genomics, Inc.CL A COM1,538$30.1 萬<0.1%歷史
BGRBlackRock Energy & Resources TrustCOM30,645$30.1 萬<0.1%歷史
Osprey Technlgy Aquistion Co68839R104COM CL A30,000$30.0 萬<0.1%–
OPTUOptimum Communications, Inc.CL A8,392$28.7 萬<0.1%歷史
SPDR Ser Tr78468R127S&P INTERNET ETF1,532$28.1 萬<0.1%–
UVXYProShares Trust IIULTRA VIX SHORT10,000$28.0 萬<0.1%歷史
APPNAppian CorpCL A2,022$27.9 萬<0.1%歷史
TWOU2U, LLCCOM6,616$27.6 萬<0.1%歷史
LWLamb Weston Holdings, Inc.Stock3,345$27.0 萬<0.1%歷史
WWWW International, Inc.COM7,458$27.0 萬<0.1%歷史
ADCAgree Realty CorpCOM3,773$26.6 萬<0.1%歷史
PRKPark National CorpCOM2,257$26.5 萬<0.1%歷史
NPVNuveen Virginia Quality Municipal Income FundCOM15,983$26.4 萬<0.1%歷史
OPIOffice Properties Income TrustCOM SHS BEN INT8,908$26.1 萬<0.1%歷史
SSYSStratasys Ltd.SHS9,546$24.7 萬<0.1%歷史
KIMKimco Realty CorpCOM11,840$24.7 萬<0.1%歷史
First Tr Exchange Traded FD33738R795NASDAQ TRANSN7,247$24.6 萬<0.1%–
FLEXFlex Ltd.Stock13,501$24.1 萬<0.1%歷史
GHGuardant Health, Inc.COM1,926$23.9 萬<0.1%歷史
MTLSMaterialise NVSPONSORED ADS9,859$23.8 萬<0.1%歷史
Healthpeak Properties, Inc.71943U104COM12,369$22.8 萬<0.1%–
PEverpure, Inc.CL A11,621$22.7 萬<0.1%歷史
GATXGatx CorpCOM2,556$22.6 萬<0.1%歷史
ALSumisho Air Lease CorpCL A5,425$22.6 萬<0.1%歷史
MKSIMKS IncCOM1,236$22.0 萬<0.1%歷史
BXPBXP, Inc.COM1,903$21.8 萬<0.1%歷史
MIECohen & Steers MLP Income & Energy Opportunity FundCOM SHS52,732$21.5 萬<0.1%歷史
FSRFisker Inc.CL A COM STK11,147$21.5 萬<0.1%歷史
Invesco Exchange Traded FD T46137V217S&P MDCP400 PR946$21.4 萬<0.1%–
iShares Tr46435G334MSCI UK ETF NEW6,501$21.3 萬<0.1%–
VABKVirginia National Bankshares CorpCOM5,411$21.0 萬<0.1%歷史
First Tr Exchange Trad FD VI33740Y101ALT ABSLT STRG6,839$20.8 萬<0.1%–
Invesco Exchange Traded FD T46137V407INVESCO MSCI2,979$20.6 萬<0.1%–
GBIOGeneration Bio Co.COM7,661$20.6 萬<0.1%歷史
PRVBProvention Bio, Inc.COM24,400$20.6 萬<0.1%歷史
KNXKnight-Swift Transportation Holdings Inc.CL A4,460$20.3 萬<0.1%歷史
First Tr Exch Traded FD III33739P202EME MRK BD ETF5,841$20.3 萬<0.1%–
Invesco Actively Managed ETF46090C305EMGRING MKTS503,478$20.2 萬<0.1%–
PFDFlaherty & Crumrine Preferred & Income Fund IncCOM10,009$16.7 萬<0.1%歷史
Health Assurn Acquisition Co42226W109COM CL A13,200$13.2 萬<0.1%–
Guggenheim Enhanced Equity I40167B100COM13,434$11.6 萬<0.1%–
AppHarvest, Inc.03783T111*W EXP 01/30/20214,687$8.80 萬<0.1%–
KGCKinross Gold CorpCOM10,603$6.70 萬<0.1%歷史
IVRInvesco Mortgage Capital Inc.COM11,514$4.50 萬<0.1%歷史
ONCSOncosec Medical IncCOM10,500$3.00 萬<0.1%歷史