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Livermore
Livermore
中文EN

Private Advisor Group, LLC

SEC CIK
0001567755
最新申報
2026/7/27

2021 年第 2 季持倉

持倉截至 2021/6/30，2021/8/12 申報。只含多頭部位，變化是跟 2021 年第 1 季比股數。

機構總覽
持股檔數
1,963
較 2021 年第 1 季 +90
總值
$114.5 億
較 2021 年第 1 季 +$9.69 億 (+9.2%)
申報日
2021/8/12
SEC
Private Advisor Group, LLC 在 2021 年第 2 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
Hancock Jaffe Laboratories I41015N114*W EXP 05/30/20210,000$2,000<0.1%00.0%不變–
Bristol Myers Squibb Co110122140RIGHT 12/30/203015,000$4,000<0.1%−15,000−50.0%減碼–
Gabelli Equity Tr Inc362397218RIGHT 07/14/202149,040$6,000<0.1%+49,040新進–
Advaxis Inc007624307COM NEW14,316$7,000<0.1%+14,316新進–
PTNPalatin Technologies IncCOM PAR $ .0115,727$1.00 萬<0.1%00.0%不變歷史
NMTR9 Meters Biopharma, Inc.COM10,000$1.10 萬<0.1%+10,000新進歷史
Prospect Cap Corp74348TAR3NOTE 4.950% 7/1–$1.10 萬<0.1%–––
DYNTDynatronics CorpCOM NEW12,000$1.40 萬<0.1%+12,000新進歷史
Acasti Pharma Inc00430K402CL A NEW30,001$1.70 萬<0.1%+10.0%加碼–
AMPEAmpio Pharmaceuticals, Inc.COM10,500$1.80 萬<0.1%−750−6.7%減碼歷史
Naked Brand Group LimitedQ6519T117SHS NEW28,108$1.80 萬<0.1%+10,226+57.2%加碼–
ZOMDFZomedica Corp.COM23,927$2.00 萬<0.1%−773−3.1%減碼歷史
MUXMcEwen Inc.COM16,200$2.20 萬<0.1%+16,200新進歷史
IBIOiBio, Inc.COM NEW17,375$2.60 萬<0.1%+2,500+16.8%加碼歷史
TOONKartoon Studios, Inc.COM14,601$2.70 萬<0.1%−47,075−76.3%減碼歷史
Software Acquisitn Grup Inc83407F119*W EXP 09/17/20217,000$2.80 萬<0.1%+2,000+13.3%加碼–
ONCSOncosec Medical IncCOM10,500$3.00 萬<0.1%00.0%不變歷史
SNDLSNDL Inc.COM33,275$3.20 萬<0.1%+6,692+25.2%加碼歷史
DRRXDurect CorpCOM21,817$3.50 萬<0.1%+62+0.3%加碼歷史
Predictive Oncology Inc74039M200COM NEW26,805$3.50 萬<0.1%+12,240+84.0%加碼–
INFIInfinity Pharmaceuticals, Inc.COM12,500$3.70 萬<0.1%00.0%不變歷史
XWELXWELL, Inc.COM23,921$3.70 萬<0.1%+23,921新進歷史
BFXBowflex Inc.COM2,368$4.00 萬<0.1%+2,038+617.6%加碼歷史
RIGLRigel Pharmaceuticals IncCOM NEW10,000$4.30 萬<0.1%−2,500−20.0%減碼歷史
KOSKosmos Energy Ltd.COM12,734$4.40 萬<0.1%+12,734新進歷史
BKCCBlackRock Capital Investment CorpCOM11,305$4.40 萬<0.1%00.0%不變歷史
New Gold Inc Cda644535106COM24,700$4.40 萬<0.1%−21,781−46.9%減碼–
IVRInvesco Mortgage Capital Inc.COM11,514$4.50 萬<0.1%+11,514新進歷史
Transglobe Energy Corp893662106COM24,004$4.60 萬<0.1%−800−3.2%減碼–
EVGNEvogene Ltd.SHS13,513$4.60 萬<0.1%+1,500+12.5%加碼歷史
STEXStreamex Corp.COM NEW12,320$4.80 萬<0.1%00.0%不變歷史
NYMXFNymox Pharmaceutical CorpCOM31,100$4.90 萬<0.1%00.0%不變歷史
CARMCarisma Therapeutics Inc.COM11,020$5.10 萬<0.1%−2,480−18.4%減碼歷史
SEACSeachange International IncCOM41,942$5.40 萬<0.1%+6,780+19.3%加碼歷史
BTGB2GOLD CorpCOM13,069$5.50 萬<0.1%−1,000−7.1%減碼歷史
SCORComscore, Inc.COM11,176$5.60 萬<0.1%+13+0.1%加碼歷史
NWGNatWest Group plcSPONS ADR 2 ORD10,740$6.00 萬<0.1%+10,740新進歷史
MCFContango Oil & Gas CoCOM NEW14,012$6.10 萬<0.1%+14,012新進歷史
Perella Weinberg Partners71367G110*W EXP 12/31/20222,316$6.20 萬<0.1%+22,316新進–
BBVABanco Bilbao Vizcaya Argentaria, S.A.SPONSORED ADR10,117$6.30 萬<0.1%+10,117新進歷史
AGFSAgroFresh Solutions, Inc.COM31,864$6.60 萬<0.1%00.0%不變歷史
PRETQPennsylvania Real Estate Investment TrustSH BEN INT26,533$6.60 萬<0.1%+750+2.9%加碼歷史
KGCKinross Gold CorpCOM10,603$6.70 萬<0.1%+24+0.2%加碼歷史
THTarget Hospitality Corp.COM19,277$7.20 萬<0.1%+1,500+8.4%加碼歷史
AEGAegon Ltd.NY REGISTRY SHS17,341$7.20 萬<0.1%+5,991+52.8%加碼歷史
CTXRCitius Pharmaceuticals, Inc.COM NEW20,714$7.20 萬<0.1%+20,714新進歷史
OXLCOxford Lane Capital Corp.COM10,154$7.50 萬<0.1%+10,154新進歷史
RESRPC IncCOM16,478$8.20 萬<0.1%−398−2.4%減碼歷史
PPTFranklin Premier Income TrustSH BEN INT17,502$8.20 萬<0.1%+724+4.3%加碼歷史
AUDAudacy, Inc.COM20,062$8.60 萬<0.1%+20,062新進歷史
Maverix Metals Inc57776F405COM NEW16,000$8.60 萬<0.1%−2,680−14.3%減碼–
PALIPalisade Bio, Inc.COM21,051$8.60 萬<0.1%+21,051新進歷史
Adamas Trust, Inc.649604501COM PAR $.0219,338$8.70 萬<0.1%+332+1.7%加碼–
AppHarvest, Inc.03783T111*W EXP 01/30/20214,687$8.80 萬<0.1%00.0%不變–
Crescent PT Energy Corp22576C101COM19,432$8.80 萬<0.1%−429−2.2%減碼–
CMUMFS High Yield Municipal TrustSH BEN INT18,785$8.90 萬<0.1%00.0%不變歷史
MMTAberdeen Multi-Market Income FundSH BEN INT14,384$9.00 萬<0.1%00.0%不變歷史
MTNBMatinas BioPharma Holdings, Inc.COM118,666$9.20 萬<0.1%−17,574−12.9%減碼歷史
ADILAdial Pharmaceuticals, Inc.COM36,650$9.30 萬<0.1%00.0%不變歷史
PMMFranklin Managed Municipal Income TrustCOM10,752$9.40 萬<0.1%00.0%不變歷史
FTFFranklin Ltd Duration Income TrustCOM10,400$9.60 萬<0.1%+10,400新進歷史
LYGLloyds Banking Group plcSPONSORED ADR40,270$10.3 萬<0.1%+9,440+30.6%加碼歷史
HumanCo Acquisition Corp.44487N208UNIT 12/08/202310,000$10.4 萬<0.1%00.0%不變–
HROWHarrow, Inc.COM11,443$10.6 萬<0.1%+1,376+13.7%加碼歷史
DHTDHT Holdings, Inc.SHS NEW16,272$10.6 萬<0.1%+2,704+19.9%加碼歷史
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM11,918$10.6 萬<0.1%−475−3.8%減碼歷史
CECOCeco Environmental CorpCOM15,180$10.9 萬<0.1%00.0%不變歷史
FSMFortuna Mining Corp.COM19,621$10.9 萬<0.1%+19,621新進歷史
FRBKRepublic First Bancorp IncCOM28,240$11.3 萬<0.1%−240−0.8%減碼歷史
TELFYTelefonica S ASPONSORED ADR23,992$11.3 萬<0.1%+23,992新進歷史
CLSDClearside Biomedical, Inc.COM23,500$11.4 萬<0.1%−1,500−6.0%減碼歷史
VBIVVBI Vaccines Inc/BCCOM NEW34,065$11.4 萬<0.1%−5,785−14.5%減碼歷史
MLSSMilestone Scientific Inc.COM NEW47,100$11.5 萬<0.1%+2,750+6.2%加碼歷史
Guggenheim Enhanced Equity I40167B100COM13,434$11.6 萬<0.1%−47,801−78.1%減碼–
NMLNeuberger Energy Infrastructure & Income Fund Inc.COM23,601$11.8 萬<0.1%+35+0.1%加碼歷史
JFRNuveen Floating Rate Income FundCOM11,918$11.9 萬<0.1%+11,918新進歷史
BNGOBionano Genomics, Inc.COM16,250$11.9 萬<0.1%−5,700−26.0%減碼歷史
QIPTQuipt Home Medical Corp.COM19,435$12.2 萬<0.1%+19,435新進歷史
RPAIRetail Properties of America, Inc.CL A11,189$12.8 萬<0.1%−800−6.7%減碼歷史
SURFSurface Oncology, Inc.COM17,135$12.8 萬<0.1%00.0%不變歷史
GCVGabelli Convertible & Income Securities Fund IncCOM19,700$13.0 萬<0.1%+8,700+79.1%加碼歷史
Health Assurn Acquisition Co42226W109COM CL A13,200$13.2 萬<0.1%+500+3.9%加碼–
AGIAlamos Gold IncStock17,552$13.4 萬<0.1%+5,664+47.6%加碼歷史
PAVMPAVmed Inc.COM20,905$13.4 萬<0.1%+7,017+50.5%加碼歷史
PTENPatterson Uti Energy IncCOM13,598$13.5 萬<0.1%+1,132+9.1%加碼歷史
ASXASE Technology Holding Co., Ltd.SPONSORED ADS16,810$13.6 萬<0.1%+3,395+25.3%加碼歷史
PFNPIMCO Income Strategy Fund IICOM12,422$13.6 萬<0.1%−2,741−18.1%減碼歷史
TELLTellurian Inc.COM29,323$13.6 萬<0.1%+8,008+37.6%加碼歷史
TEITempleton Emerging Markets Income FundCOM17,200$13.7 萬<0.1%+2,900+20.3%加碼歷史
MFGMizuho Financial Group IncSPONSORED ADR48,370$13.8 萬<0.1%−4,236−8.1%減碼歷史
SWNSouthwestern Energy CoCOM24,450$13.8 萬<0.1%00.0%不變歷史
OISOil States International, IncCOM17,805$14.0 萬<0.1%+5,907+49.6%加碼歷史
DFTXDefinium Therapeutics, Inc.COM41,183$14.1 萬<0.1%+41,183新進歷史
PCGPG&E CorpStock13,981$14.2 萬<0.1%+13,981新進歷史
CRMDCorMedix Inc.COM20,879$14.3 萬<0.1%00.0%不變歷史
AIVApartment Investment & Management CoCL A21,486$14.4 萬<0.1%−133−0.6%減碼歷史
SCYXScynexis IncCOM NEW20,000$14.7 萬<0.1%00.0%不變歷史
PGENPrecigen, Inc.COM22,855$14.9 萬<0.1%−4,900−17.7%減碼歷史
IGRCbre Global Real Estate Income FundCOM17,305$15.2 萬<0.1%+4,825+38.7%加碼歷史
BRMKBroadmark Realty Capital Inc.COM14,365$15.2 萬<0.1%00.0%不變歷史

選擇權（18 檔）

同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。

Private Advisor Group, LLC 在 2021 年第 2 季的選擇權部位
證券類別賣權買權
SLViShares Silver TrustETF–$279.8 萬
State Street Energy Select Sector SPDR ETF81369Y506ETF–$47.1 萬
WFCWells Fargo & CompanyStock–$13.4 萬
PYPLPayPal Holdings, Inc.Stock–$7.70 萬
DALDelta Air Lines, Inc.COM NEW–$1.00 萬
ARK Innovation ETF00214Q104ETF$9,000–
BFXBowflex Inc.COM–$8,000
UALUnited Airlines Holdings, Inc.COM–$7,000
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF$6,000–
PENNPENN Entertainment, Inc.COM–$5,000
SSRMSSR Mining Inc.Stock–$4,000
iShares Russell 2000 ETF464287655ETF$3,000–
VanEck Semiconductor ETF92189F676ETF$2,000–
WYWeyerhaeuser CoCOM NEW$2,000–
BXBlackstone Inc.COM–$2,000
PCTPureCycle Technologies, Inc.COM–$2,000
CARRCarrier Global CorpStock–$1,000
VanEck ETF Trust92189F106GOLD MINERS ETF–$1,000

2021 年第 1 季之後清倉（89 檔）

2021 年第 1 季季末還持有、這份申報已經沒有的部位。

Private Advisor Group, LLC 在 2021 年第 1 季之後清倉的部位
證券類別2021 年第 1 季股數2021 年第 1 季市值2021 年第 1 季佔組合 %紀錄
FS KKR Cap Corp II35952V303COM195,563$381.9 萬<0.1%–
TFXTeleflex IncCOM8,111$337.0 萬<0.1%歷史
First Tr Exchange Traded FD33733A102CHINDIA ETF51,503$316.3 萬<0.1%–
WBDWarner Bros. Discovery, Inc.COM SER A58,578$254.6 萬<0.1%歷史
SPDR Series Trust78464A151SST SPDR BLOOMBE67,309$241.2 萬<0.1%–
DNMRDanimer Scientific, Inc.COM CL A55,618$210.0 萬<0.1%歷史
iShares Tr46429B291A RATE CP BD ETF31,294$173.4 萬<0.1%–
Colony CR Real Estate Inc19625T101COM CL A185,009$157.6 萬<0.1%–
Invesco Exch TRD SLF Idx FD46138J791BULSHS 2026 CB72,072$153.6 萬<0.1%–
RGENRepligen CorpCOM7,503$145.9 萬<0.1%歷史
iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0ETF41,964$110.6 萬<0.1%–
IDEVoya Infrastructure, Industrials & Materials FundCOM74,100$91.7 萬<0.1%歷史
iShares Tr464288117INTL TREA BD ETF15,767$81.8 萬<0.1%–
Fintech Acquisition Corp IV31810N302UNIT 12/31/202566,950$74.7 萬<0.1%–
iShares Inc464286426MSCI EM ASIA ETF7,814$70.9 萬<0.1%–
CABOCable One, Inc.COM366$66.9 萬<0.1%歷史
FLCFlaherty & Crumrine Total Return Fund IncCOM27,300$66.6 萬<0.1%歷史
GW Pharmaceuticals PLC36197T103ADS2,753$59.7 萬<0.1%–
Fidelity MSCI Materials Index ETF316092881ETF13,269$58.7 萬<0.1%–
CNOBConnectOne Bancorp, Inc.COM22,547$57.2 萬<0.1%歷史
State Street SPDR S&P Emerging Asia Pacific ETF78463X301ETF4,149$54.5 萬<0.1%–
XIFRXPLR Infrastructure, LPCOM UNIT PART IN7,030$51.2 萬<0.1%歷史
RBB FD Inc74933W601MOTLEY FOL ETF13,661$48.6 萬<0.1%–
iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9ETF17,806$47.6 萬<0.1%–
IAC Interactivecorp New44891N109COM2,193$47.4 萬<0.1%–
Curevac N VN2451R105COM5,150$47.1 萬<0.1%–
Invesco Exchange Traded FD T46137V670DYNMC OIL GAS136,349$45.8 萬<0.1%–
Aphria Inc03765K104COM24,587$45.2 萬<0.1%–
iShares Tr46435G193ESG AWRE USD ETF16,680$44.9 萬<0.1%–
WIXWix.com Ltd.SHS1,567$43.8 萬<0.1%歷史
Franklin ETF Tr353506108SHRT DUR US GOVT4,436$42.2 萬<0.1%–
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF14,644$41.5 萬<0.1%–
CTXSCitrix Systems IncCOM2,948$41.4 萬<0.1%歷史
Alps Clean Energy ETF00162Q460ETF4,576$35.7 萬<0.1%–
WCNWaste Connections, Inc.COM3,209$34.7 萬<0.1%歷史
SMPLSimply Good Foods CoCOM11,355$34.5 萬<0.1%歷史
TALTAL Education GroupSPONSORED ADS6,327$34.1 萬<0.1%歷史
Direxion Shs ETF Tr25460G732MOONSHOT INNOVAT8,319$34.1 萬<0.1%–
First Tr Exch Traded FD III33739P871HORIZON MNGD ETF10,837$33.7 萬<0.1%–
JPMorgan Chase & Co46625H365ALERIAN ML ETN19,885$33.0 萬<0.1%–
WUWestern Union COStock12,162$30.0 萬<0.1%歷史
Invesco Exchange Traded FD T46137V639AI AND NEXT GEN1,921$29.9 萬<0.1%–
RKTRocket Companies, Inc.Stock12,548$29.0 萬<0.1%歷史
ARMKAramarkCOM7,452$28.2 萬<0.1%歷史
ETF Ser Solutions26922A172NATIONWIDE RSK10,308$27.7 萬<0.1%–
Townebank Portsmouth Va89214P109COM9,000$27.4 萬<0.1%–
Nushares ETF Tr67092P888NUVEEN ESG EMRGN7,790$27.4 萬<0.1%–
FAFFirst American Financial CorpStock4,787$27.1 萬<0.1%歷史
BlackRock Munienhanced FD IN09253Y100COM22,888$27.1 萬<0.1%–
CPTCamden Property TrustREIT2,435$26.8 萬<0.1%歷史
PRLBProto Labs IncCOM2,138$26.0 萬<0.1%歷史
BCBrunswick CorpCOM2,690$25.7 萬<0.1%歷史
PDDPDD Holdings Inc.SPONSORED ADS1,909$25.6 萬<0.1%歷史
SBLKStar Bulk Carriers Corp.SHS PAR16,700$24.5 萬<0.1%歷史
Varian Med Sys Inc92220P105COM1,383$24.5 萬<0.1%–
PDPagerDuty, Inc.COM5,903$23.7 萬<0.1%歷史
CHWCalamos Global Dynamic Income FundCOM22,874$23.3 萬<0.1%歷史
iShares Inc46434G822MSCI JAPAN ETF3,394$23.3 萬<0.1%–
FFIVF5, Inc.Stock1,064$22.2 萬<0.1%歷史
iShares Inc464286517JP MORGAN EM ETF5,171$22.1 萬<0.1%–
RGLDRoyal Gold IncStock2,011$21.6 萬<0.1%歷史
Global X FDS37954Y426CANNABIS ETF13,231$21.2 萬<0.1%–
HEHawaiian Electric Industries IncCOM4,741$21.1 萬<0.1%歷史
AMRSAmyris, Inc.COM NEW10,966$20.9 萬<0.1%歷史
MNDTMandiant, Inc.COM10,635$20.8 萬<0.1%歷史
EQHEquitable Holdings, Inc.COM6,257$20.4 萬<0.1%歷史
PBCTPeople's United Financial, Inc.COM11,341$20.3 萬<0.1%歷史
FELEFranklin Electric Co IncCOM2,538$20.0 萬<0.1%歷史
Credit Suisse Group225401108SPONSORED ADR18,047$19.1 萬<0.1%–
WIMIWiMi Hologram Cloud Inc.SPON ADS CL B22,000$14.5 萬<0.1%歷史
PGPPIMCO Global StocksPLUS & Income FundCOM11,429$12.2 萬<0.1%歷史
KPTIKaryopharm Therapeutics Inc.COM11,070$11.6 萬<0.1%歷史
INOInovio Pharmaceuticals, Inc.COM NEW11,555$10.7 萬<0.1%歷史
Entercom Communications Corp293639100CL A20,062$10.5 萬<0.1%–
KODKEastman Kodak CoCOM NEW10,734$8.40 萬<0.1%歷史
PHKPIMCO High Income FundCOM SHS12,213$8.20 萬<0.1%歷史
SUNESUNation Energy, Inc.COM13,550$8.10 萬<0.1%歷史
UVXYProShares Trust IIULTRA VIX SHORT12,500$7.10 萬<0.1%歷史
ATHXAthersys, IncCOM28,740$5.20 萬<0.1%歷史
NPKINPK International Inc.COM SHS13,976$4.40 萬<0.1%歷史
LITSLite Strategy, Inc.COM NEW10,441$3.60 萬<0.1%歷史
Akers Biosciences Inc00973E409COM10,600$3.40 萬<0.1%–
BKEPBlueknight Energy Partners, L.P.COM UNIT10,000$3.20 萬<0.1%歷史
VISLVislink Technologies, Inc.COM10,000$2.90 萬<0.1%歷史
GERNGeron CorpCOM15,300$2.40 萬<0.1%歷史
KUSTKustom Entertainment, Inc.COM NEW13,250$2.20 萬<0.1%歷史
TMQTrilogy Metals Inc.COM10,020$2.10 萬<0.1%歷史
RGLSRegulus Therapeutics Inc.COM NEW10,000$1.60 萬<0.1%歷史
GTEGran Tierra Energy Inc.COM20,000$1.40 萬<0.1%歷史