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CWM, LLC

SEC CIK
0001535847
最新申報
2026/5/14

2023 年第 2 季持倉

持倉截至 2023/6/30,2023/8/3 申報。只含多頭部位,變化是跟 2023 年第 1 季比股數。

機構總覽
持股檔數
4,401
較 2023 年第 1 季 +124
總值
$161.7 億
較 2023 年第 1 季 +$13.8 億 (+9.3%)
申報日
2023/8/3
SEC
CWM, LLC 在 2023 年第 2 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
Fidelity MSCI Energy Index ETF316092402ETF5$00.0%00.0%不變–
FRSHFreshworks Inc.Stock7$00.0%00.0%不變歷史
LINDLindblad Expeditions Holdings, Inc.Stock19$00.0%00.0%不變歷史
Siren Nexgen Economy ETF829658202ETF10$00.0%+10新進–
DAWNDay One Biopharmaceuticals, Inc.Stock3$00.0%00.0%不變歷史
HNRGHallador Energy CoStock22$00.0%+22新進歷史
HUCKHuckleberry.ai, Inc.Stock20$00.0%+20新進歷史
AOUTAmerican Outdoor Brands, Inc.COM40$00.0%00.0%不變歷史
BEEMBeam GlobalCOM18$00.0%00.0%不變歷史
FUBOFuboTV Inc.COM60$00.0%−1,053−94.6%減碼歷史
CANCanaan Inc.SPONSORED ADS120$00.0%00.0%不變歷史
First Tr Exchng Traded FD VI33740F615FT VEST US EQT5$00.0%00.0%不變–
FTFFranklin Ltd Duration Income TrustCOM59$00.0%+59新進歷史
TMQTrilogy Metals Inc.COM150$00.0%00.0%不變歷史
PRCTPROCEPT BioRobotics CorpCOM12$00.0%+1+9.1%加碼歷史
PTGXProtagonist Therapeutics, IncCOM7$00.0%+7新進歷史
Northern LTS FD Tr IV66538H591MAIN SECTR ROTN10$00.0%−69−87.3%減碼–
iShares Inc464286392MSCI WORLD ETF1$00.0%+1新進–
INVZInnoviz Technologies Ltd.SHS12$00.0%00.0%不變歷史
Fidelity Covington Trust316092188METAVERSE ETF10$00.0%00.0%不變–
XPXP Inc.CL A10$00.0%00.0%不變歷史
EWTXEdgewise Therapeutics, Inc.COM45$00.0%+45新進歷史
WLDNWilldan Group, Inc.COM9$00.0%00.0%不變歷史
Northern LTS FD Tr IV66538H179MAIN BUYWRITE4$00.0%−46−92.0%減碼–
CGNTCognyte Software Ltd.ORD SHS1$00.0%00.0%不變歷史
SQFTWPresidio Property Trust, Inc.*W EXP 01/24/2025,124$00.0%+5,124新進歷史
iShares Inc464286814MSCI NETHERL ETF9$00.0%00.0%不變–
CXWCoreCivic, Inc.COM25$00.0%−66−72.5%減碼歷史
DYNDyne Therapeutics, Inc.COM43$00.0%00.0%不變歷史
Innovator ETFs Trust45782C425US EQT ULTRA BFR6$00.0%00.0%不變–
RELYRemitly Global, Inc.COM16$00.0%00.0%不變歷史
ONTOnterris, Inc.COM7$00.0%00.0%不變歷史
MSGEMadison Square Garden Entertainment Corp.COM CL A6$00.0%+6新進歷史
LTRXLantronix IncCOM NEW2$00.0%+2新進歷史
NGVCNatural Grocers by Vitamin Cottage, Inc.COM25$00.0%+25新進歷史
KYMRKymera Therapeutics, Inc.COM12$00.0%00.0%不變歷史
Aim ETF Products Trust00888H794ALLIANZIM US EQT11$00.0%00.0%不變–
SPHRSphere Entertainment Co.CL A6$00.0%00.0%不變歷史
ALHCAlignment Healthcare, Inc.COM82$00.0%−595−87.9%減碼歷史
IBOCInternational Bancshares CorpCOM6$00.0%−87−93.5%減碼歷史
LWLGLightwave Logic, Inc.COM41$00.0%+41新進歷史
GNKGenco Shipping & Trading LtdSHS22$00.0%−4,200−99.5%減碼歷史
COURCoursera, Inc.COM13$00.0%−159−92.4%減碼歷史
First Tr Exchng Traded FD VI33740F631FT VEST US5$00.0%00.0%不變–
CHRSCoherus Oncology, Inc.COM31$00.0%−372−92.3%減碼歷史
Fidelity Covington Trust316092360FUN LAR COR ETF10$00.0%00.0%不變–
OCFCOceanfirst Financial CorpCOM19$00.0%−10−34.5%減碼歷史
FDUSFidus Investment CorpCOM2$00.0%−611−99.7%減碼歷史
PAGSPagSeguro Digital Ltd.COM CL A52$00.0%00.0%不變歷史
MFMAberdeen Municipal Income FundSH BEN INT94$00.0%+94新進歷史
EHEHang Holdings LtdADS24$00.0%+12+100.0%加碼歷史
CRTOCriteo S.A.SPONS ADS5$00.0%00.0%不變歷史
OUSTOuster, Inc.COM NEW18$00.0%+4+32.4%加碼依 1 比 10 拆股換算歷史
OECOrion S.A.COM6$00.0%+6新進歷史
AGIOAgios Pharmaceuticals, Inc.COM8$00.0%−6−42.9%減碼歷史
ERASErasca, Inc.COM36$00.0%+36新進歷史
Innovator ETFs Trust45782C672US EQT ULTRA BF16$00.0%00.0%不變–
BLBDBlue Bird CorpCOM7$00.0%+7新進歷史
QUREuniQure N.V.SHS39$00.0%+33+550.0%加碼歷史
PRMEPrime Medicine, Inc.COM15$00.0%00.0%不變歷史
IRMDIradimed CorpCOM5$00.0%+5新進歷史
EVEREverQuote, Inc.COM CL A25$00.0%00.0%不變歷史
HAPNHappen, Inc.COM NEW29$00.0%+13+81.3%加碼歷史
Abrdn ETFs003261203BBRG ALL COMMDY1$00.0%00.0%不變–
MCFTMasterCraft Boat Holdings, Inc.COM12$00.0%00.0%不變歷史
First Tr Exchng Traded FD VI33740U802FT VEST U.S.5$00.0%00.0%不變–
PALLabrdn Palladium ETF TrustPHYSICAL PALLADM4$00.0%+4新進歷史
CLOVClover Health Investments, Corp.COM CL A261$00.0%00.0%不變歷史
RBBNRibbon Communications Inc.COM48$00.0%+48新進歷史
MIRMirion Technologies, Inc.COM CL A31$00.0%00.0%不變歷史
Innovator ETFs Trust45782C375US EQT ULTRA BF5$00.0%00.0%不變–
RGTIRigetti Computing, Inc.COMMON STOCK150$00.0%00.0%不變歷史
LASRNlight, Inc.COM12$00.0%−36−75.0%減碼歷史
AMRAlpha Metallurgical Resources, Inc.COM1$00.0%00.0%不變歷史
VanEck ETF Trust92189F452MORTGAGE REIT13$00.0%00.0%不變–
Fidelity Covington Trust316092329FIDELITY MAGELAN1$00.0%00.0%不變–
CYRXCryoport, Inc.COM PAR $0.00122$00.0%00.0%不變歷史
First Tr Exch Traded FD III33739P830SHRT DUR MNG MUN9$00.0%−45−83.3%減碼–
ANIPAni Pharmaceuticals IncCOM3$00.0%00.0%不變歷史
iShares U S ETF Tr46431W606IT RT HDG HGYL1$00.0%00.0%不變–
Global X FDS37960A669SUPERDIVIDEND1$00.0%+1新進–
LKFTLakefront Biotherapeutics NVSPON ADR8$00.0%00.0%不變歷史
MTLSMaterialise NVSPONSORED ADS41$00.0%+41新進歷史
BWBabcock & Wilcox Enterprises, Inc.COM35$00.0%00.0%不變歷史
IMVTImmunovant, Inc.COM3$00.0%+3新進歷史
MASS908 Devices Inc.COM68$00.0%00.0%不變歷史
ALLOAllogene Therapeutics, Inc.COM27$00.0%+27新進歷史
APTAlpha Pro Tech LtdCOM100$00.0%00.0%不變歷史
AMTBAmerant Bancorp Inc.CL A6$00.0%+6新進歷史
ASRVAmeriserv Financial IncCOM90$00.0%+1+1.1%加碼歷史
ABUSArbutus Biopharma CorpCOM10$00.0%00.0%不變歷史
ARDXArdelyx, Inc.COM126$00.0%+126新進歷史
ARTNAArtesian Resources CorpCL A8$00.0%00.0%不變歷史
ASURAsure Software IncCOM19$00.0%+19新進歷史
ATOMAtomera IncCOM17$00.0%+17新進歷史
AXTIAxt IncCOM34$00.0%−142−80.7%減碼歷史
BDTXBlack Diamond Therapeutics, Inc.COM9$00.0%00.0%不變歷史
BXCBlueLinx Holdings Inc.COM NEW2$00.0%00.0%不變歷史
CCCCC4 Therapeutics, Inc.COM STK156$00.0%+110+239.1%加碼歷史
CGENCompugen LtdORD65$00.0%+65新進歷史

選擇權(12 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

CWM, LLC 在 2023 年第 2 季的選擇權部位
證券類別賣權買權
SPYSPDR S&P 500 ETF TrustETF$55.1 萬$1,050 萬
UNGUnited States Natural Gas Fund, LPUNIT PAR–$5.00 萬
KRKroger CoStock$8,000–
GLBEGlobal-E Online Ltd.SHS–$4,000
NCLHNorwegian Cruise Line Holdings Ltd.SHS–$4,000
PEPPepsiCo IncStock–$3,000
DOCNDigitalOcean Holdings, Inc.COM–$2,000
MSFTMicrosoft CorpStock$1,000–
WBDWarner Bros. Discovery, Inc.Stock–$1,000
METAMeta Platforms, Inc.Stock–$1,000
GOOGAlphabet Inc.Stock–$1,000
CMRCCommerce.com, Inc.COM SER 1–$1,000

2023 年第 1 季之後清倉(204 檔)

2023 年第 1 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 204 檔。

CWM, LLC 在 2023 年第 1 季之後清倉的部位
證券類別2023 年第 1 季股數2023 年第 1 季市值2023 年第 1 季佔組合 %紀錄
TRIThomson Reuters CorpCOM NEW78,355$1,020 萬0.1%歷史
MODModine Manufacturing CoCOM16,250$37.5 萬<0.1%歷史
GHIGreystone Housing Impact Investors LPBEN UNIT CTF18,634$32.2 萬<0.1%歷史
EOSEaton Vance Enhanced Equity Income Fund IICOM18,750$30.8 萬<0.1%歷史
SPDR Ser Tr78464A813S&P 600 SML CAP2,203$18.5 萬<0.1%–
PERIPerion Network Ltd.SHS NEW4,050$16.0 萬<0.1%歷史
ABBNYABB LtdSPONSORED ADR3,927$13.5 萬<0.1%歷史
Goldman Sachs ETF Tr38149W101ACCESS US AGRAT2,762$11.7 萬<0.1%–
OSHOak Street Health, Inc.COM2,835$11.0 萬<0.1%歷史
First Rep BK San Francisco C33616C100COM6,826$9.50 萬<0.1%–
SPDR Index Shs FDS78463X848ST STR ACWI ETF3,478$8.90 萬<0.1%–
Invesco Exch Traded FD Tr II46138E487PURBTA FTSE DV3,321$8.50 萬<0.1%–
Crane Hldgs Co224441113COMMON STOCK753$8.50 萬<0.1%–
MNTVMomentive Global Inc.COM8,735$8.10 萬<0.1%歷史
BDX 6 06/01/23 Pfd075887406CONVERTIBLE PREFERRED STOCK1,529$7.60 萬<0.1%–
Goldman Sachs ETF Tr381430123MARKETBETA US EQ1,251$7.00 萬<0.1%–
First Tr Exchange Traded FD33741X102SMID RISNG ETF2,536$6.80 萬<0.1%–
Acuityads Hldgs Inc Com00510L106Stock33,820$5.40 萬<0.1%–
Invesco Exchange Traded FD T46137V449S&P 100 EQL WIGH624$4.90 萬<0.1%–
Shaw Communications Inc82028K200CL B CONV1,518$4.50 萬<0.1%–
Nushares ETF Tr67092P862ESG LARGE CAP1,278$4.40 萬<0.1%–
DCPDCP Midstream, LPCOM UT LTD PTN1,013$4.20 萬<0.1%歷史
BTZBlackRock Credit Allocation Income TrustCOM4,000$4.10 萬<0.1%歷史
Fidelity Covington Trust316092303CONSMR STAPLES856$3.90 萬<0.1%–
MUCBlackRock Muniholdings California Quality Fund, Inc.CEF3,000$3.30 萬<0.1%歷史
Enerplus Corp292766102COM2,222$3.20 萬<0.1%–
GBDCGolub Capital BDC, Inc.COM2,050$2.80 萬<0.1%歷史
AGMFederal Agricultural Mortgage CorpCL C200$2.70 萬<0.1%歷史
Nushares ETF Tr67092P870NUVEEN ESG US1,151$2.60 萬<0.1%–
Boston Scientific Corp1011372065.50% CNV PFD A200$2.40 萬<0.1%–
NMCONuveen Municipal Credit Opportunities FundCOM2,000$2.30 萬<0.1%歷史
RUTHRuths Hospitality Group, Inc.COM1,409$2.30 萬<0.1%歷史
Ssga Active Tr78470P200ST STR TOTAL ETF450$2.10 萬<0.1%–
FVCBFVCBankcorp, Inc.COM1,832$2.00 萬<0.1%歷史
OLPXOlaplex Holdings, Inc.COM4,780$2.00 萬<0.1%歷史
ROCCBaytex Energy USA, Inc.COM478$2.00 萬<0.1%歷史
Goldman Sachs ETF Tr381430362ACCESS INFLATI357$1.80 萬<0.1%–
EQXEquinox Gold Corp.COM3,512$1.80 萬<0.1%歷史
Goldman Sachs ETF Tr381430479ACCESS INVT GR345$1.60 萬<0.1%–
GNTYGuaranty Bancshares IncCOM565$1.60 萬<0.1%歷史
HSKAHeska CorpCOM RESTRC NEW144$1.40 萬<0.1%歷史
First Tr Exchange-Traded FD33736Q104UT COM SHS ETF299$1.30 萬<0.1%–
RMMRiverNorth Managed Duration Municipal Income Fund, Inc.COM845$1.30 萬<0.1%歷史
Victory Portfolios II92647X806VS NASDQ NXT 50500$1.30 萬<0.1%–
Fidelity Covington Trust316092204MSCI CONSM DIS176$1.20 萬<0.1%–
DLTHDuluth Holdings Inc.COM CL B1,884$1.20 萬<0.1%歷史
PFNPIMCO Income Strategy Fund IICOM1,500$1.10 萬<0.1%歷史
BRMKBroadmark Realty Capital Inc.COM2,303$1.10 萬<0.1%歷史
KBALKimball International IncCL B891$1.10 萬<0.1%歷史
AMBPArdagh Metal Packaging S.A.SHS2,433$1.00 萬<0.1%歷史
FNWDFinward BancorpCOM339$1.00 萬<0.1%歷史
MVFBlackRock Munivest Fund, Inc.COM1,500$1.00 萬<0.1%歷史
SYBTStock Yards Bancorp, Inc.COM171$9,000<0.1%歷史
Principal Exchange Traded FD74255Y870US MEGA CP ETF230$9,000<0.1%–
BHMBluerock Homes Trust, Inc.COM CL A477$9,000<0.1%歷史
AVOMission Produce, Inc.COM812$9,000<0.1%歷史
NCNOnCino, Inc.COM329$8,000<0.1%歷史
FMBHFirst Mid Bancshares, Inc.COM286$8,000<0.1%歷史
Credit Suisse Group225401108SPONSORED ADR8,800$8,000<0.1%–
MAXRMaxar Technologies Inc.COM160$8,000<0.1%歷史
Global X FDS37954Y848GLOBAL X SILVER235$7,000<0.1%–
Ssga Active Tr78470P507ST STR SECTO ETF271$7,000<0.1%–
AVNWAviat Networks, Inc.COM NEW200$7,000<0.1%歷史
PRTSCarParts.com, Inc.COM1,400$7,000<0.1%歷史
SPDR Ser Tr78464A532S&P TRANSN ETF90$7,000<0.1%–
Via Renewables, Inc.92556D304CL A COM NEW361$7,000<0.1%–
SBGISinclair, Inc.CL A373$6,000<0.1%歷史
Yamana Gold Inc98462Y100COM1,063$6,000<0.1%–
John Hancock Exchange Traded47804J107MLTFCTR LRG CAP94$5,000<0.1%–
PIMCO ETF Tr72201R88225YR+ ZERO U S53$5,000<0.1%–
Fidelity Covington Trust316092782VLU FACTOR ETF106$5,000<0.1%–
RLJRLJ Lodging TrustCOM515$5,000<0.1%歷史
OPRTOportun Financial CorpCOM1,252$5,000<0.1%歷史
FSMFortuna Mining Corp.COM1,308$5,000<0.1%歷史
GCVGabelli Convertible & Income Securities Fund IncCOM1,200$5,000<0.1%歷史
PCFHigh Income Securities FundSHS BEN INT839$5,000<0.1%歷史
XMQualtrics International Inc.COM CL A290$5,000<0.1%歷史
BFCBank First CorpCOM50$4,000<0.1%歷史
CSIICardiovascular Systems IncCOM179$4,000<0.1%歷史
EVBGEverbridge, Inc.COM118$4,000<0.1%歷史
HPSJohn Hancock Preferred Income Fund IIICOM250$4,000<0.1%歷史
iShares Tr464287374NORTH AMERN NAT84$3,000<0.1%–
EFSCEnterprise Financial Services CorpCOM64$3,000<0.1%歷史
MANUManchester United plcORD CL A150$3,000<0.1%歷史
MGIMoneygram International IncCOM NEW305$3,000<0.1%歷史
SUMOSumo Logic, Inc.COM229$3,000<0.1%歷史
AHCOAdaptHealth Corp.COMMON STOCK167$2,000<0.1%歷史
TXTernium S.A.SPONSORED ADS40$2,000<0.1%歷史
GEOGeo Group IncCOM231$2,000<0.1%歷史
iShares Tr464288851US OIL GS EX ETF25$2,000<0.1%–
First Tr Exchange Traded FD33738R860NASDAQ BK ETF115$2,000<0.1%–
HBNCHorizon Bancorp IncCOM217$2,000<0.1%歷史
USLMUnited States Lime & Minerals IncCOM10$2,000<0.1%歷史
Barclays BK PLC06745T368ETP213$2,000<0.1%–
CSTRCapStar Financial Holdings, Inc.COM151$2,000<0.1%歷史
CDLXCardlytics, Inc.COM532$2,000<0.1%歷史
CFBCrossfirst Bankshares, Inc.COM230$2,000<0.1%歷史
AQUAEvoqua Water Technologies Corp.COM48$2,000<0.1%歷史
JHSJohn Hancock Income Securities TrustCOM166$2,000<0.1%歷史
LBCLuther Burbank CorpCOM192$2,000<0.1%歷史