CWM, LLC
- SEC CIK
- 0001535847
- 最新申報
- 2026/5/14
2021 年第 2 季持倉
持倉截至 2021/6/30，2021/9/15 申報。只含多頭部位，變化是跟 2021 年第 1 季比股數。
- 持股檔數
- 3,008
- 較 2021 年第 1 季 0
- 總值
- $125.3 億
- 較 2021 年第 1 季 $0 (0.0%)
| 證券 | 類別 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 | 紀錄 |
|---|---|---|---|---|---|---|---|
| MGIMoneygram International Inc | COM NEW | 5 | $0 | 0.0% | 00.0% | 不變 | 歷史 |
| NGLNGL Energy Partners LP | COM UNIT REPST | 200 | $0 | 0.0% | 00.0% | 不變 | 歷史 |
| NAVNavistar International Corp | COM | 3 | $0 | 0.0% | 00.0% | 不變 | 歷史 |
| NDLSNOODLES & Co | COM CL A | 1 | $0 | 0.0% | 00.0% | 不變 | 歷史 |
| PHDPioneer Floating Rate Fund, Inc. | COM | 16 | $0 | 0.0% | 00.0% | 不變 | 歷史 |
| MAVPioneer Municipal High Income Advantage Fund, Inc. | COM | 14 | $0 | 0.0% | 00.0% | 不變 | 歷史 |
| PCHPotlatchdeltic Corp | COM | 4 | $0 | 0.0% | 00.0% | 不變 | 歷史 |
| PULMPulmatrix, Inc. | COM NEW | 200 | $0 | 0.0% | 00.0% | 不變 | 歷史 |
| SWISolarWinds Corp | COM | 10 | $0 | 0.0% | 00.0% | 不變 | 歷史 |
| SPPISpectrum Pharmaceuticals Inc | COM | 12 | $0 | 0.0% | 00.0% | 不變 | 歷史 |
| SABASaba Capital Income & Opportunities Fund II | COM | 49 | $0 | 0.0% | 00.0% | 不變 | 歷史 |
| Tortoise Essential Assets IN89148A103 | COM SH BEN INT | 6 | $0 | 0.0% | 00.0% | 不變 | – |
| TPTXTurning Point Therapeutics, Inc. | COM | 4 | $0 | 0.0% | 00.0% | 不變 | 歷史 |
| Two Harbors Investment Corp.90187B408 | COM NEW | 13 | $0 | 0.0% | 00.0% | 不變 | – |
| VLDRVelodyne Lidar, Inc. | COM | 1 | $0 | 0.0% | 00.0% | 不變 | 歷史 |
| VRNTVerint Systems Inc | COM | 2 | $0 | 0.0% | 00.0% | 不變 | 歷史 |
| IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUND | COM | 54 | $0 | 0.0% | 00.0% | 不變 | 歷史 |
| IDEVoya Infrastructure, Industrials & Materials Fund | COM | 13 | $0 | 0.0% | 00.0% | 不變 | 歷史 |
| VRMVroom, Inc. | COM | 4 | $0 | 0.0% | 00.0% | 不變 | 歷史 |
| Washington Prime Group Inc.93964W405 | COM | 69 | $0 | 0.0% | 00.0% | 不變 | – |
| SPRUSpruce Power Holding Corp | COM CL A | 1 | $0 | 0.0% | 00.0% | 不變 | 歷史 |
| YELLQYellow Corp | COM | 3 | $0 | 0.0% | 00.0% | 不變 | 歷史 |
| ZOMDFZomedica Corp. | COM | 166 | $0 | 0.0% | 00.0% | 不變 | 歷史 |
| Golden Ocean Group LtdG39637205 | SHS NEW | 38 | $0 | 0.0% | 00.0% | 不變 | – |
| Redball Acquisition CorpG7417R113 | *W EXP 08/17/202 | 100 | $0 | 0.0% | 00.0% | 不變 | – |
| Reinvent Technology PartnersG7483N129 | CL A | 50 | $0 | 0.0% | 00.0% | 不變 | – |
| TPGYTPG Pace Beneficial Finance Corp. | CL A COM | 1 | $0 | 0.0% | 00.0% | 不變 | 歷史 |
| TOPSTop Ships Inc. | COM | 208 | $0 | 0.0% | 00.0% | 不變 | 歷史 |
| Beachbody Company, Inc.073463101 | COM CL A | 1 | $0 | 0.0% | 00.0% | 不變 | – |
| PTIXProtagenic Therapeutics, Inc. | COM | 3 | $0 | 0.0% | 00.0% | 不變 | 歷史 |
| BRWSaba Capital Income & Opportunities Fund | SHARES | 54 | $0 | 0.0% | 00.0% | 不變 | 歷史 |
| Brookfield Asset Mgmt ReinsG16169107 | CL A EXCH LT VTG | 2 | $0 | 0.0% | 00.0% | 不變 | – |
| Valaris LtdG9460G119 | *W EXP 04/29/202 | 17 | $0 | 0.0% | 00.0% | 不變 | – |
| GTXGarrett Motion Inc. | Stock | 69 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| SOFISoFi Technologies, Inc. | Stock | 50 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| BLDRBuilders FirstSource, Inc. | Stock | 20 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| AVNSAvanos Medical, Inc. | Stock | 37 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| DASHDoorDash, Inc. | Stock | 3 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| EMBJEmbraer S.A. | ADR | 57 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| ESLTElbit Systems Ltd | Stock | 8 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| WAFDWafd Inc | Stock | 37 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| ATECAlphatec Holdings, Inc. | COM NEW | 83 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| DBAInvesco DB Agriculture Fund | AGRICULTURE FD | 30 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| WMGWarner Music Group Corp. | COM CL A | 17 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| MMSIMerit Medical Systems Inc | COM | 22 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| SPDR Index Shs FDS78463X533 | ST MAR DIVID ETF | 48 | $1,000 | <0.1% | 00.0% | 不變 | – |
| iShares Inc46434G780 | MSCI SINGPOR ETF | 45 | $1,000 | <0.1% | 00.0% | 不變 | – |
| ARDCAres Dynamic Credit Allocation Fund, Inc. | COM | 56 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| WLKWestlake Corp | COM | 10 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| iShares U S ETF Tr46431W705 | INT RT HDG C B | 9 | $1,000 | <0.1% | 00.0% | 不變 | – |
| NGVTIngevity Corp | COM | 8 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| iShares Tr464288695 | GLOBAL MATER ETF | 11 | $1,000 | <0.1% | 00.0% | 不變 | – |
| VSHVishay Intertechnology Inc | COM | 62 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| TENTsakos Energy Navigation Ltd | SHS | 95 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| RPRXRoyalty Pharma plc | SHS CLASS A | 15 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| MSGSMadison Square Garden Sports Corp. | CL A | 4 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| FMXMexican Economic Development Inc | SPON ADR UNITS | 16 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| PMLPIMCO Municipal Income Fund II | COM | 59 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| EVVEaton Vance Ltd Duration Income Fund | COM | 55 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| EODAllspring Global Dividend Opportunity Fund | COM | 253 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| SPDR Series Trust78468R200 | ST STR RATE ETF | 29 | $1,000 | <0.1% | 00.0% | 不變 | – |
| ACIAlbertsons Companies, Inc. | COMMON STOCK | 32 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| LKQLKQ Corp | COM | 30 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| WBWEIBO Corp | SPONSORED ADR | 18 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| GPKGraphic Packaging Holding Co | COM | 68 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| WATWaters Corp | COM | 3 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| MGYMagnolia Oil & Gas Corp | CL A | 42 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| SFNCSimmons First National Corp | CL A $1 PAR | 43 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| ISDPGIM High Yield Bond Fund, Inc. | COM | 82 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| HUBBHubbell Inc | COM | 3 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| ARIApollo Commercial Real Estate Finance, Inc. | COM | 94 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| EGOEldorado Gold Corp | COM | 60 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| VCYTVeracyte, Inc. | COM | 33 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| BRXBrixmor Property Group Inc. | COM | 59 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| KRCKilroy Realty Corp | COM | 18 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| STMSTMicroelectronics N.V. | NY REGISTRY | 33 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| FLSFlowserve Corp | COM | 21 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| PRSUPursuit Attractions & Hospitality, Inc. | COM | 14 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| HYTBlackRock Corporate High Yield Fund, Inc. | COM | 86 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| DKDelek US Holdings, Inc. | COM | 46 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| AXTAAxalta Coating Systems Ltd. | COM | 36 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| iShares Tr464288851 | US OIL GS EX ETF | 11 | $1,000 | <0.1% | 00.0% | 不變 | – |
| PAHCPhibro Animal Health Corp | CL A COM | 22 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| BFHBread Financial Holdings, Inc. | COM | 7 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| RRRRed Rock Resorts, Inc. | CL A | 28 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| Vanguard Intl Equity Index F922042874 | FTSE EUROPE ETF | 10 | $1,000 | <0.1% | 00.0% | 不變 | – |
| MPLXMPLX LP | COM UNIT REP LTD | 50 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| SPDR Index Shs FDS78463X434 | ST STR MSCI EAFE | 10 | $1,000 | <0.1% | 00.0% | 不變 | – |
| LEVILevi Strauss & Co | CL A COM STK | 48 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| VCVisteon Corp | COM NEW | 5 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| Invesco Exch Traded FD Tr II46138G664 | S&P SMALLCAP 600 | 9 | $1,000 | <0.1% | 00.0% | 不變 | – |
| Vanguard Intl Equity Index F922042866 | FTSE PACIFIC ETF | 14 | $1,000 | <0.1% | 00.0% | 不變 | – |
| ADXAdams Diversified Equity Fund, Inc. | COM | 28 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| WTWisdomTree, Inc. | COM | 227 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| JGHNuveen Global High Income Fund | SHS | 52 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| ACVVirtus Diversified Income & Convertible Fund | COM | 27 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| REALTheRealReal, Inc. | COM | 29 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| IBRXImmunityBio, Inc. | COM | 100 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| HIWHighwoods Properties, Inc. | COM | 13 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
| KBHKB Home | COM | 36 | $1,000 | <0.1% | 00.0% | 不變 | 歷史 |
選擇權（40 檔）
同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。
| 證券 | 類別 | 賣權 | 買權 |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $78.4 萬 | $1,918 萬 |
| AMCAMC Entertainment Holdings, Inc. | CL A COM | – | $4.90 萬 |
| USOUnited States Oil Fund, LP | UNITS | – | $2.40 萬 |
| AMZNAmazon Com Inc | Stock | – | $1.10 萬 |
| INTCIntel Corp | Stock | $1.10 萬 | – |
| METAMeta Platforms, Inc. | Stock | $3,000 | $5,000 |
| DOCUDocuSign, Inc. | Stock | – | $8,000 |
| AMDAdvanced Micro Devices Inc | Stock | – | $7,000 |
| PLTRPalantir Technologies Inc. | Stock | – | $7,000 |
| PINSPinterest, Inc. | CL A | – | $7,000 |
| SNAPSnap Inc | Stock | – | $5,000 |
| FFord Motor Co | Stock | – | $5,000 |
| Global X Lithium & Battery Tech ETF37954Y855 | ETF | – | $5,000 |
| TGTTarget Corp | Stock | – | $5,000 |
| LYFTLyft, Inc. | CL A COM | – | $5,000 |
| SONYSony Group Corp | SPONSORED ADR | – | $5,000 |
| AAPLApple Inc. | Stock | – | $4,000 |
| FSLYFastly, Inc. | CL A | – | $4,000 |
| TLRYTilray Brands, Inc. | COM CL 2 | – | $4,000 |
| SPCEVirgin Galactic Holdings, Inc | COM | – | $4,000 |
| MSFTMicrosoft Corp | Stock | $3,000 | – |
| UBERUber Technologies, Inc | Stock | – | $3,000 |
| CLOVClover Health Investments, Corp. | COM CL A | – | $3,000 |
| VanEck Semiconductor ETF92189F676 | ETF | – | $2,000 |
| iShares Tr464287556 | ISHARES BIOTECH | – | $2,000 |
| CMRCCommerce.com, Inc. | COM SER 1 | – | $2,000 |
| AYXAlteryx, Inc. | COM CL A | – | $2,000 |
| EXPREXP OldCo Winddown, Inc. | COM | – | $2,000 |
| FTNTFortinet, Inc. | Stock | $1,000 | – |
| ADBEAdobe Inc. | Stock | $1,000 | – |
| iShares U.S. Medical Devices ETF464288810 | ETF | – | $1,000 |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | – | $1,000 |
| DISWalt Disney Co | Stock | – | $1,000 |
| Global X FDS37954Y624 | AUTONMOUS EV ETF | – | $1,000 |
| BBWBuild-A-Bear Workshop Inc | COM | – | $1,000 |
| BBBY20230930-DK-Butterfly-1, Inc. | COM | – | $1,000 |
| CGCCanopy Growth Corp | COM | – | $1,000 |
| Mudrick Capital Acqu Corp II62477L107 | COM CL A | – | $1,000 |
| BFXBowflex Inc. | COM | – | $1,000 |
| Social Capital Hedosopha HLDG8251L105 | SHS CL A | – | $1,000 |