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Cetera Advisor Networks LLC

SEC CIK
0001534468
最新申報
2024/5/24

2023 年第 4 季持倉

持倉截至 2023/12/31,2024/2/13 申報。只含多頭部位,變化是跟 2023 年第 3 季比股數。

機構總覽
持股檔數
2,767
較 2023 年第 3 季 +71
總值
$179.7 億
較 2023 年第 3 季 +$21.2 億 (+13.4%)
申報日
2024/2/13
SEC
Cetera Advisor Networks LLC 在 2023 年第 4 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
PHUNPhunware, Inc.COM11,220$920<0.1%00.0%不變歷史
TCRTAlaunos Therapeutics, Inc.COM13,157$930<0.1%00.0%不變歷史
ISUNIsun, Inc.COM10,625$3,328<0.1%00.0%不變歷史
NAKNorthern Dynasty Minerals LtdCOM NEW13,800$4,462<0.1%00.0%不變歷史
Velo3D, Inc.92259N104COMMON STOCK11,848$4,711<0.1%+843+7.7%加碼–
WTERAlkaline Water Co IncStock19,210$5,033<0.1%+14+0.1%加碼歷史
INOInovio Pharmaceuticals, Inc.COM NEW10,262$5,234<0.1%−3,015−22.7%減碼歷史
ACBAurora Cannabis IncCOM13,652$6,730<0.1%+1,240+10.0%加碼歷史
VXRTVaxart, Inc.COM NEW16,090$9,216<0.1%−3,575−18.2%減碼歷史
AMRNAmarin Corp PLCSPONS ADR NEW10,855$9,444<0.1%−350−3.1%減碼歷史
PETVPetVivo Holdings, Inc.COM10,000$1.06 萬<0.1%00.0%不變歷史
GAUGaliano Gold Inc.COM12,000$1.12 萬<0.1%00.0%不變歷史
OCGNOcugen, Inc.COM20,300$1.17 萬<0.1%+20,300新進歷史
GWHESS Tech, Inc.CL SHS10,348$1.18 萬<0.1%−1,380−11.8%減碼歷史
GOEVCanoo Inc.COM CL A46,033$1.18 萬<0.1%−1,000−2.1%減碼歷史
ELIQElectriq Power Holdings, Inc.COM SHS38,126$1.21 萬<0.1%00.0%不變歷史
SENSSenseonics Holdings, Inc.COM21,300$1.21 萬<0.1%00.0%不變歷史
QBTSD-Wave Quantum Inc.Stock14,000$1.23 萬<0.1%00.0%不變歷史
PetIQ, Inc.71639TAB2NOTE 4.000% 6/013,000$1.31 萬<0.1%00.0%不變–
DMDesktop Metal, Inc.COM CL A20,651$1.55 萬<0.1%−400−1.9%減碼歷史
LFWDLifeward Ltd.SHS22,400$1.71 萬<0.1%+8,600+62.3%加碼歷史
ZOMDFZomedica Corp.COM91,000$1.82 萬<0.1%00.0%不變歷史
Ironwood Pharmaceuticals Inc46333XAH1NOTE 1.500% 6/117,000$1.84 萬<0.1%+17,000新進–
DRIODarioHealth Corp.COM NEW11,000$1.89 萬<0.1%−1,500−12.0%減碼歷史
Lumentum Hldgs Inc55024UAD1NOTE 0.500%12/122,000$1.96 萬<0.1%00.0%不變–
NKLANikola CorpCOM24,035$2.10 萬<0.1%−30,691−56.1%減碼歷史
VUZIVuzix CorpCOM NEW10,259$2.14 萬<0.1%+10,259新進歷史
INTZIntrusion IncCOM NEW89,767$2.27 萬<0.1%+89,767新進歷史
TLRYTilray Brands, Inc.COM CL 210,550$2.43 萬<0.1%−2,302−17.9%減碼歷史
SPCEVirgin Galactic Holdings, IncCOM10,570$2.59 萬<0.1%−1,430−11.9%減碼歷史
AGENAgenus IncCOM NEW32,200$2.67 萬<0.1%−660−2.0%減碼歷史
RMTIRockwell Medical, Inc.COM NEW14,127$2.67 萬<0.1%00.0%不變歷史
Enphase Energy, Inc.29355AAH0NOTE 3/031,000$2.82 萬<0.1%00.0%不變–
SLIStandard Lithium Ltd.COM13,288$2.90 萬<0.1%+13,288新進歷史
SVMSilvercorp Metals IncCOM11,063$2.91 萬<0.1%00.0%不變歷史
CGENCompugen LtdORD14,859$2.92 萬<0.1%−636−4.1%減碼歷史
FAXAbrdn Asia-Pacific Income Fund, Inc.COM10,784$2.92 萬<0.1%+10,784新進歷史
MMLPMartin Midstream Partners L.P.UNIT L P INT12,542$3.01 萬<0.1%+12,542新進歷史
VTYXVentyx Biosciences, Inc.COM12,500$3.09 萬<0.1%+12,500新進歷史
DHFBNY Mellon High Yield Strategies FundSH BEN INT13,840$3.17 萬<0.1%−68−0.5%減碼歷史
Guess Inc401617AD7NOTE 2.000% 4/131,000$3.19 萬<0.1%00.0%不變–
AQMSAqua Metals, Inc.COM43,000$3.27 萬<0.1%00.0%不變歷史
LCTXLineage Cell Therapeutics, Inc.COM30,628$3.34 萬<0.1%+30,628新進歷史
Euronet Worldwide, Inc.298736AL3NOTE 0.750% 3/136,000$3.37 萬<0.1%00.0%不變–
EXKEndeavour Silver CorpCOM17,410$3.43 萬<0.1%−3,650−17.3%減碼歷史
DNNDenison Mines Corp.COM19,870$3.52 萬<0.1%−1,000−4.8%減碼歷史
NNDMNano Dimension Ltd.SPONSORD ADS NEW15,543$3.73 萬<0.1%+20+0.1%加碼歷史
ESPREsperion Therapeutics, Inc.COM12,500$3.74 萬<0.1%−762−5.7%減碼歷史
CMUMFS High Yield Municipal TrustSH BEN INT11,413$3.78 萬<0.1%−2,642−18.8%減碼歷史
Bitfarms Ltd Com09173B107Stock12,945$3.78 萬<0.1%+12,945新進–
Airbnb, Inc.009066AB7NOTE 3/143,000$3.86 萬<0.1%00.0%不變–
Imax Corp45245EAJ8NOTE 0.500% 4/045,000$3.99 萬<0.1%00.0%不變–
EVGOEVgo Inc.CL A COM11,585$4.15 萬<0.1%−1,010−8.0%減碼歷史
LAZRQLuminar Technologies, Inc.COM CL A12,424$4.19 萬<0.1%−7,608−38.0%減碼歷史
MNKDMannkind CorpCOM NEW11,627$4.23 萬<0.1%00.0%不變歷史
CNSLConsolidated Communications Holdings, Inc.COM10,434$4.54 萬<0.1%−1,375−11.6%減碼歷史
CRMDCorMedix Inc.COM12,152$4.57 萬<0.1%+12,152新進歷史
NICE Ltd.653656AB4NOTE 9/150,000$4.73 萬<0.1%00.0%不變–
WRAPWrap Technologies, Inc.COM15,301$4.74 萬<0.1%−1,900−11.0%減碼歷史
NRONeuberger Real Estate Securities Income Fund IncCOM15,150$4.83 萬<0.1%00.0%不變歷史
BLDPBallard Power Systems Inc.COM13,091$4.84 萬<0.1%00.0%不變歷史
Pennymac Corp70932AAD5NOTE 5.500%11/050,000$4.86 萬<0.1%00.0%不變–
ALDXAldeyra Therapeutics, Inc.COM14,594$5.12 萬<0.1%−582−3.8%減碼歷史
John Bean Technologies Corp477839AB0NOTE 0.250% 5/158,000$5.23 萬<0.1%+58,000新進–
SOUNSoundhound AI, Inc.CLASS A COM25,112$5.32 萬<0.1%+25,112新進歷史
SJTSan Juan Basin Royalty TrustUNIT BEN INT10,514$5.34 萬<0.1%−2,231−17.5%減碼歷史
PAYOPayoneer Global Inc.COM10,780$5.62 萬<0.1%−237−2.2%減碼歷史
Sandstorm Gold Ltd Com New80013R206Stock11,171$5.62 萬<0.1%−2,653−19.2%減碼–
AWPabrdn Global Premier Properties FundCOM SH BEN INT14,662$5.69 萬<0.1%−238−1.6%減碼歷史
Biomarin Pharmaceutical Inc09061GAK7NOTE 1.250% 5/156,000$5.75 萬<0.1%00.0%不變–
CCOClear Channel Outdoor Holdings, Inc.COM32,075$5.84 萬<0.1%−1,000−3.0%減碼歷史
BKCCBlackRock Capital Investment CorpCOM15,160$5.87 萬<0.1%00.0%不變歷史
NWGNatWest Group plcSPONS ADR10,428$5.87 萬<0.1%−594−5.4%減碼歷史
TGBTrekor Metals LtdCOM42,506$5.95 萬<0.1%−9,000−17.5%減碼歷史
HLHecla Mining CoCOM12,534$6.03 萬<0.1%−20,615−62.2%減碼歷史
OPKOpko Health, Inc.COM40,195$6.07 萬<0.1%00.0%不變歷史
OPTUOptimum Communications, Inc.CL A18,677$6.07 萬<0.1%−3,027−13.9%減碼歷史
EGYVaalco Energy IncCOM NEW13,672$6.14 萬<0.1%00.0%不變歷史
WITWipro LtdSPON ADR 1 SH11,043$6.15 萬<0.1%−2,480−18.3%減碼歷史
BP Prudhoe Bay Rty Tr055630107UNIT BEN INT25,066$6.19 萬<0.1%+2,000+8.7%加碼–
Stride, Inc.86333MAA6NOTE 1.125% 9/049,000$6.20 萬<0.1%−48,000−49.5%減碼–
CHMICherry Hill Mortgage Investment CorpCOM15,466$6.25 萬<0.1%+95+0.6%加碼歷史
BBAIBigBear.ai Holdings, Inc.COM29,551$6.32 萬<0.1%+1,500+5.3%加碼歷史
OXSQOxford Square Capital Corp.COM22,125$6.33 萬<0.1%−1,401−6.0%減碼歷史
Pacira BioSciences, Inc.695127AF7NOTE 0.750% 8/069,000$6.36 萬<0.1%00.0%不變–
ONCOOnconetix, Inc.COM322,800$6.39 萬<0.1%00.0%不變歷史
MFMAberdeen Municipal Income FundSH BEN INT12,659$6.54 萬<0.1%−505−3.8%減碼歷史
PCFHigh Income Securities FundSHS BEN INT10,277$6.60 萬<0.1%−4,000−28.0%減碼歷史
KGCKinross Gold CorpCOM11,145$6.74 萬<0.1%+11,145新進歷史
AEGAegon Ltd.AMER REG 1 CERT11,810$6.80 萬<0.1%+11,810新進歷史
MINAberdeen Intermediate Income FundSH BEN INT25,750$6.90 萬<0.1%+5,454+26.9%加碼歷史
MVISMicrovision, Inc.COM NEW26,013$6.92 萬<0.1%−7,500−22.4%減碼歷史
Pioneer High Income Tr72369H106COM10,020$7.16 萬<0.1%+16+0.2%加碼–
ALTOAlto Ingredients, Inc.COM27,010$7.18 萬<0.1%+10,000+58.8%加碼歷史
UPWheels Up Experience Inc.COM CL A20,960$7.19 萬<0.1%+20,960新進歷史
FINVFinVolution GroupSPONSORED ADS14,923$7.31 萬<0.1%−24−0.2%減碼歷史
Solaredge Technologies, Inc.83417MAD6NOTE 9/181,000$7.37 萬<0.1%00.0%不變–
CHWCalamos Global Dynamic Income FundCOM12,768$7.37 萬<0.1%−61−0.5%減碼歷史
Lithium Americas Argentina Cor Com Shs53681K100Stock11,828$7.48 萬<0.1%+11,828新進–
JetBlue Airways Corp477143AP6NOTE 0.500% 4/0106,000$7.63 萬<0.1%00.0%不變–

選擇權(10 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Cetera Advisor Networks LLC 在 2023 年第 4 季的選擇權部位
證券類別賣權買權
AMDAdvanced Micro Devices IncStock–$2.24 萬
AGFirst Majestic Silver CorpCOM–$1.47 萬
QCOMQualcomm IncStock–$5,600
AAPLApple Inc.Stock$3,240–
SPYSPDR S&P 500 ETF TrustETF$2,600–
PAASPan American Silver CorpStock–$1,560
HSBCHSBC Holdings PLCSPON ADR NEW–$950
TSLATesla, Inc.Stock–$90
BALLBALL CorpCOM$60–
NVDANVIDIA CorpStock$2–

2023 年第 3 季之後清倉(137 檔)

2023 年第 3 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 137 檔。

Cetera Advisor Networks LLC 在 2023 年第 3 季之後清倉的部位
證券類別2023 年第 3 季股數2023 年第 3 季市值2023 年第 3 季佔組合 %紀錄
Putnam ETF Trust746729409FOCSD LARCP GWT207,590$520.3 萬<0.1%–
USLUnited States 12 Month Oil Fund, LPUNIT BEN INT111,922$448.8 萬<0.1%歷史
Listed FD Tr53656F847CORE ALT FD127,300$351.3 萬<0.1%–
CRKComstock Resources IncCOM259,913$286.7 萬<0.1%歷史
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB130,829$277.7 萬<0.1%–
Innovator ETFs Tr45783Y772US EQTY ACC PLUS81,607$188.1 萬<0.1%–
iShares Tr46436E882IBONDS 23 TRM TS71,857$178.3 萬<0.1%–
NOVNOV Inc.COM81,073$169.4 萬<0.1%歷史
Innovator ETFs Tr45782C219DOUBLE STACKR 952,012$164.2 萬<0.1%–
RFMZRiverNorth Flexible Municipal Income Fund II, Inc.COM120,096$148.0 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E644INTL BUYBACK36,336$127.4 萬<0.1%–
ATVIActivision Blizzard, Inc.COM12,118$113.5 萬<0.1%歷史
VMWVmware LLCCL A COM6,390$106.4 萬<0.1%歷史
Nuveen PFD & Incm Securties67072C105COM151,187$93.3 萬<0.1%–
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY39,105$91.9 萬<0.1%–
EXTRExtreme Networks IncCOM26,595$64.4 萬<0.1%歷史
iShares Tr46435G318IBONDS DEC202324,070$61.4 萬<0.1%–
Invesco Exch Traded FD Tr II46138E230S&P INTL LOW22,513$58.8 萬<0.1%–
SGENSeagen Inc.COM2,759$58.5 萬<0.1%歷史
Starboard Invt Tr85521B759RH TACTICAL OUTL44,554$57.8 萬<0.1%–
HZNPHorizon Therapeutics Public Ltd CoSHS4,811$55.7 萬<0.1%歷史
iShares Tr464288844US OIL EQ&SV ETF21,395$51.4 萬<0.1%–
State Street SPDR NYSE Technology ETF78464A102ETF3,672$50.2 萬<0.1%–
Indexiq ETF Tr45409B883IQ GLB RES ETF14,595$47.7 萬<0.1%–
VICRVicor CorpCOM7,911$46.6 萬<0.1%歷史
iShares Inc464286517JP MORGAN EM ETF13,224$46.1 萬<0.1%–
RPRXRoyalty Pharma plcSHS CLASS A15,882$43.1 萬<0.1%歷史
SPDR Index Shs FDS78463X152ST STR SP N AM7,991$42.3 萬<0.1%–
Exchange Listed FDS Tr30151E764ARMOR US EQT IDX19,189$41.0 萬<0.1%–
PACWPacwest BancorpCOM51,709$40.9 萬<0.1%歷史
EXEExpand Energy CorpCOM4,595$39.6 萬<0.1%歷史
Victory Portfolios II92647N873VCSHS US SMCP HG7,980$39.1 萬<0.1%–
PLLPiedmont Lithium Inc.Stock9,785$38.8 萬<0.1%歷史
CCSCentury Communities, Inc.COM5,547$37.0 萬<0.1%歷史
Simplify Exchange Traded Fun82889N855SIMPLIFY INTERST3,876$37.0 萬<0.1%–
STAAStaar Surgical CoCOM PAR $0.019,159$36.8 萬<0.1%歷史
FLOFlowers Foods IncCOM15,894$35.3 萬<0.1%歷史
LSCCLattice Semiconductor CorpCOM4,078$35.0 萬<0.1%歷史
iShares Tr46436E502US TECH BRKTHR9,550$34.9 萬<0.1%–
Invesco Exchange Traded FD T46137V225S&P MIDCAP 4003,926$34.3 萬<0.1%–
MGYMagnolia Oil & Gas CorpCL A14,287$32.7 萬<0.1%歷史
BYDBoyd Gaming CorpCOM5,339$32.5 萬<0.1%歷史
iShares Ibonds Dec 2027 Term Muni Bond ETF46435U283ETF12,899$31.6 萬<0.1%–
SPDR Series Trust78468R549SP O&G EQP SERV3,240$31.0 萬<0.1%–
CPACopa Holdings, S.A.CL A3,438$30.6 萬<0.1%歷史
iShares Tr46429B333GNMA BOND ETF7,215$30.1 萬<0.1%–
Pacer FDS Tr69374H865EMRG MKT CASH15,572$29.8 萬<0.1%–
Timothy Plan887432276HIGH DIVIDEND13,002$28.6 萬<0.1%–
XPELXPEL, Inc.COM3,551$27.4 萬<0.1%歷史
PIMCO ETF Tr72201R2051-5 US TIP IDX5,453$27.3 萬<0.1%–
ESTEEarthstone Energy IncCL A13,179$26.7 萬<0.1%歷史
GGenpact LTDSHS7,173$26.0 萬<0.1%歷史
VanEck ETF Trust92189F502LOW CARBN ENERGY2,456$25.7 萬<0.1%–
Global X FDS37954Y681FOUNDER RUN CO9,775$25.6 萬<0.1%–
ABGAsbury Automotive Group IncCOM1,110$25.5 萬<0.1%歷史
Listed FDS Tr53656F623HORI KI INFL ETF8,388$25.5 萬<0.1%–
AGRAvangrid, Inc.COM8,449$25.5 萬<0.1%歷史
iShares Tr46434VAX8IBONDS DEC23 ETF10,010$25.4 萬<0.1%–
UHTUniversal Health Realty Income TrustSH BEN INT6,095$24.6 萬<0.1%歷史
FROFrontline plcCOM12,963$24.3 萬<0.1%歷史
GKOSGLAUKOS CorpCOM3,234$24.3 萬<0.1%歷史
PRFTPerficient IncCOM4,135$23.9 萬<0.1%歷史
TALOTalos Energy Inc.COM14,404$23.7 萬<0.1%歷史
NEWRNew Relic, Inc.COM2,765$23.7 萬<0.1%歷史
iShares Ibonds Dec 2028 Term Muni Bond ETF46435U325ETF9,650$23.6 萬<0.1%–
CRICarters IncCOM3,374$23.3 萬<0.1%歷史
Timothy Plan887432284US LARGE MID CP10,593$23.3 萬<0.1%–
FLYWFlywire CorpCOM VTG7,300$23.3 萬<0.1%歷史
VSTOVista Outdoor Inc.COM7,024$23.3 萬<0.1%歷史
CMCCommercial Metals CoStock4,705$23.2 萬<0.1%歷史
KRGKite Realty Group TrustCOM NEW10,690$22.9 萬<0.1%歷史
APAMArtisan Partners Asset Management Inc.CL A6,037$22.6 萬<0.1%歷史
NSPInsperity, Inc.COM2,311$22.6 萬<0.1%歷史
Vanguard World FD921910691ESG US CORP BD3,791$22.5 萬<0.1%–
LBRDKLiberty Broadband CorpCOM SER C2,452$22.4 萬<0.1%歷史
ONCBeOne Medicines Ltd.ADR1,234$22.2 萬<0.1%歷史
ALKSAlkermes plc.SHS7,886$22.1 萬<0.1%歷史
Advisorshares Tr00768Y768STAR GLOB BUYW6,041$21.9 萬<0.1%–
Franklin Templeton ETF Tr35473P744FTSE JAPAN ETF8,196$21.7 萬<0.1%–
Invesco Actively Managed Exc46090A101ACTIVE US REAL2,743$21.7 萬<0.1%–
Uscf ETF Tr90290T882MIDS ENE INC ETF5,995$21.2 萬<0.1%–
STEPStepStone Group Inc.COM CL A6,700$21.2 萬<0.1%歷史
iShares Inc464286178US INTL HGH YLD4,989$20.7 萬<0.1%–
Nushares ETF Tr67092P706NUVEEN SHRT TERM7,589$20.6 萬<0.1%–
DBEInvesco DB Energy FundENERGY FD8,780$20.6 萬<0.1%歷史
XPROExpro LtdCOM8,842$20.5 萬<0.1%歷史
Invesco Exchange Traded FD T46137V860DWA FINL MUMT4,955$20.5 萬<0.1%–
AIRAar CorpStock3,422$20.4 萬<0.1%歷史
CSTMConstellium SECL A SHS10,569$19.2 萬<0.1%歷史
First Tr Exchange Traded FD33738R688S&P INTL DIVID12,584$18.5 萬<0.1%–
ASBAssociated Banc-CorpCOM10,253$17.5 萬<0.1%歷史
GBDCGolub Capital BDC, Inc.COM11,459$16.8 萬<0.1%歷史
DODiamond Offshore Drilling, Inc.COM11,222$16.5 萬<0.1%歷史
PAGSPagSeguro Digital Ltd.COM CL A18,428$15.9 萬<0.1%歷史
SABRSabre CorpCOM33,794$15.2 萬<0.1%歷史
SONOSonos IncCOM11,543$14.9 萬<0.1%歷史
HFROHighland Opportunities & Income FundHIGHLAND INCOME17,724$14.3 萬<0.1%歷史
AUDCAudiocodes LtdORD13,925$14.1 萬<0.1%歷史
AIFApollo Tactical Income Fund Inc.COM10,341$13.8 萬<0.1%歷史
First Tr Energy Income & Gro33738G104COM10,327$13.6 萬<0.1%–