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Livermore
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Cetera Advisor Networks LLC

SEC CIK
0001534468
最新申報
2024/5/24

2023 年第 1 季持倉

持倉截至 2023/3/31，2023/5/15 申報。只含多頭部位，變化是跟 2022 年第 4 季比股數。

機構總覽
持股檔數
2,578
較 2022 年第 4 季 +43
總值
$135.6 億
較 2022 年第 4 季 +$12.2 億 (+9.9%)
申報日
2023/5/15
SEC
Cetera Advisor Networks LLC 在 2023 年第 1 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
DXFEason Technology LtdSPONSORED ADS11,991$1,715<0.1%+11,991新進歷史
NXT-Id Inc67091J404COM NEW11,430$1,729<0.1%+11,430新進–
AREBAmerican Rebel Holdings IncCOM12,263$1,743<0.1%00.0%不變歷史
UFABUnique Fabricating, Inc.COM10,050$1,839<0.1%+10,050新進歷史
MOBQMobiquity Technologies, Inc.COM10,642$1,910<0.1%+10,642新進歷史
SNMPEvolve Transition Infrastructure LPCOM UNITS REP B11,777$2,365<0.1%00.0%不變歷史
Meten Holding Group LtdG6055H148SHS NEW11,805$2,579<0.1%+597+5.3%加碼–
BNTCBenitec Biopharma Inc.COM12,351$2,592<0.1%−4,282−25.7%減碼歷史
VBIVVBI Vaccines Inc/BCCOM NEW10,815$3,277<0.1%00.0%不變歷史
NAKNorthern Dynasty Minerals LtdCOM NEW13,800$3,295<0.1%00.0%不變歷史
Cbre GBL Real Estate Inc FD12504G118RIGHT 04/06/2023116,990$3,615<0.1%+116,990新進–
DWTXDogwood Therapeutics, Inc.COM10,752$3,951<0.1%−4,214−28.2%減碼歷史
DOMADoma Holdings, Inc.COMMON STOCK10,211$4,161<0.1%−70,413−87.3%減碼歷史
LITSLite Strategy, Inc.COM NEW19,000$4,349<0.1%00.0%不變歷史
AUIDauthID Inc.Common Stock12,102$5,446<0.1%00.0%不變歷史
MBIOMustang Bio, Inc.COM17,821$6,533<0.1%−34,430−65.9%減碼歷史
HYMCHycroft Mining Holding CorpCOM CL A15,200$6,572<0.1%00.0%不變歷史
LOGCContextLogic Inc.COM CL A15,572$6,942<0.1%00.0%不變歷史
ATOSAtossa Therapeutics, Inc.COM10,432$7,562<0.1%00.0%不變歷史
TCRTAlaunos Therapeutics, Inc.COM12,360$7,786<0.1%−1,058−7.9%減碼歷史
SDCSmileDirectClub, Inc.CL A COM18,125$7,794<0.1%−500−2.7%減碼歷史
PHUNPhunware, Inc.COM11,220$7,966<0.1%00.0%不變歷史
NEUENeueHealth, Inc.COM39,190$8,634<0.1%−1,500−3.7%減碼歷史
INOInovio Pharmaceuticals, Inc.COM NEW11,727$9,616<0.1%00.0%不變歷史
LFWDLifeward Ltd.SHS13,800$9,936<0.1%00.0%不變歷史
SNFIStark Novus Financial Inc.COM CL A15,004$9,949<0.1%+15,004新進歷史
ACBAurora Cannabis IncCOM14,357$9,972<0.1%+279+2.0%加碼歷史
OUSTOuster, Inc.COM12,430$1.04 萬<0.1%+12,430新進歷史
ZYNEZynerba Pharmaceuticals, Inc.COM24,260$1.04 萬<0.1%00.0%不變歷史
GOEVCanoo Inc.COM CL A16,913$1.10 萬<0.1%+38+0.2%加碼歷史
Imax Corp45245EAJ8NOTE 0.500% 4/012,000$1.12 萬<0.1%00.0%不變–
PetIQ, Inc.71639TAB2NOTE 4.000% 6/013,000$1.13 萬<0.1%00.0%不變–
Spirit Airls Inc848577AB8NOTE 1.000% 5/116,000$1.29 萬<0.1%00.0%不變–
Nuvasive Inc670704AJ4NOTE 0.375% 3/115,000$1.32 萬<0.1%00.0%不變–
Momo Inc60879BAB3NOTE 1.250% 7/014,000$1.38 萬<0.1%+14,000新進–
GLDGGoldMining Inc.COM12,000$1.45 萬<0.1%+1,000+9.1%加碼歷史
VXRTVaxart, Inc.COM NEW19,490$1.47 萬<0.1%+5,315+37.5%加碼歷史
Air Transport Services Grp I00922RAB1NOTE 1.125%10/117,000$1.61 萬<0.1%00.0%不變–
GWHESS Tech, Inc.CL SHS12,085$1.68 萬<0.1%+500+4.3%加碼歷史
Ironwood Pharmaceuticals Inc46333XAF5NOTE 0.750% 6/117,000$1.70 萬<0.1%00.0%不變–
AMRNAmarin Corp PLCSPONS ADR NEW11,555$1.73 萬<0.1%+11,555新進歷史
MNTSMomentus Inc.COM CL A30,539$1.79 萬<0.1%−700−2.2%減碼歷史
APPHAppHarvest, Inc.COM30,880$1.89 萬<0.1%−200−0.6%減碼歷史
Lci Inds501812AB7NOTE 1.125% 5/121,000$1.91 萬<0.1%00.0%不變–
ZOMDFZomedica Corp.COM91,000$1.93 萬<0.1%−50−0.1%減碼歷史
CRONCronos Group Inc.COM10,200$1.98 萬<0.1%−460−4.3%減碼歷史
ESPREsperion Therapeutics, Inc.COM12,925$2.06 萬<0.1%00.0%不變歷史
DNNDenison Mines Corp.COM18,875$2.06 萬<0.1%+1,449+8.3%加碼歷史
SENSSenseonics Holdings, Inc.COM29,300$2.08 萬<0.1%−700−2.3%減碼歷史
DNAGinkgo Bioworks Holdings, Inc.CL A SHS15,649$2.08 萬<0.1%−16,763−51.7%減碼歷史
MBOTMicrobot Medical Inc.COM NEW10,101$2.10 萬<0.1%−900−8.2%減碼歷史
PTRAQProterra IncCOM14,364$2.18 萬<0.1%+132+0.9%加碼歷史
FGHFG Group Holdings Inc.COM10,866$2.18 萬<0.1%00.0%不變歷史
Western Digital Corp958102AP0NOTE 1.500% 2/023,000$2.22 萬<0.1%00.0%不變–
Investment Managers Ser Tr I46144X537AXS CANNABIS ETF10,450$2.25 萬<0.1%+10,450新進–
APTXAptinyx Inc.COM190,000$2.37 萬<0.1%+139,000+272.5%加碼歷史
UPWheels Up Experience Inc.COMMON STOCK38,815$2.46 萬<0.1%−27,421−41.4%減碼歷史
ASTRAstra Space, Inc.Common Stock61,625$2.62 萬<0.1%+35,125+132.5%加碼歷史
PETVPetVivo Holdings, Inc.COM10,000$2.75 萬<0.1%00.0%不變歷史
WRAPWrap Technologies, Inc.COM17,201$2.96 萬<0.1%−530−3.0%減碼歷史
NVTAInvitae CorpCOM21,974$2.97 萬<0.1%+10,154+85.9%加碼歷史
DHFBNY Mellon High Yield Strategies FundSH BEN INT13,866$3.01 萬<0.1%−35−0.3%減碼歷史
FIRYFiry Inc.COM50,825$3.01 萬<0.1%+10,525+26.1%加碼歷史
CNSLConsolidated Communications Holdings, Inc.COM11,782$3.04 萬<0.1%−200−1.7%減碼歷史
FCELFuelcell Energy IncCOM10,918$3.11 萬<0.1%+300+2.8%加碼歷史
JetBlue Airways Corp477143AP6NOTE 0.500% 4/042,000$3.22 萬<0.1%00.0%不變–
NNDMNano Dimension Ltd.SPONSORD ADS NEW11,802$3.41 萬<0.1%+460+4.1%加碼歷史
GTEGran Tierra Energy Inc.COM39,253$3.45 萬<0.1%−30,000−43.3%減碼歷史
BINIBollinger Innovations, Inc.COMMON STOCK274,720$3.61 萬<0.1%+8,620+3.2%加碼歷史
Guess Inc401617AD7NOTE 2.000% 4/136,000$3.73 萬<0.1%00.0%不變–
Chegg, Inc163092AD1NOTE 0.125% 3/143,000$3.76 萬<0.1%00.0%不變–
VRAYViewRay, Inc.COM11,100$3.84 萬<0.1%00.0%不變歷史
Hope Bancorp Inc43940TAB5NOTE 2.000% 5/140,000$3.87 萬<0.1%00.0%不變–
NYMXFNymox Pharmaceutical CorpCOM118,900$4.04 萬<0.1%+51,775+77.1%加碼歷史
AGENAgenus IncCOM NEW26,960$4.10 萬<0.1%00.0%不變歷史
AMRSAmyris, Inc.COM NEW30,538$4.15 萬<0.1%+4,830+18.8%加碼歷史
SVMSilvercorp Metals IncCOM11,063$4.23 萬<0.1%00.0%不變歷史
TELLTellurian Inc.COM34,466$4.24 萬<0.1%+5,112+17.4%加碼歷史
AQMSAqua Metals, Inc.COM43,000$4.30 萬<0.1%00.0%不變歷史
DRIODarioHealth Corp.COM NEW10,570$4.35 萬<0.1%+10,570新進歷史
FAXAbrdn Asia-Pacific Income Fund, Inc.COM16,391$4.36 萬<0.1%+136+0.8%加碼歷史
Biomarin Pharmaceutical Inc09061GAK7NOTE 1.250% 5/144,000$4.59 萬<0.1%−14,000−24.1%減碼–
Credit Suisse Group225401108SPONSORED ADR51,995$4.63 萬<0.1%+34,472+196.7%加碼–
BZFDBuzzFeed, Inc.CLASS A COM42,500$4.80 萬<0.1%+42,500新進歷史
SWIMLatham Group, Inc.COM17,215$4.92 萬<0.1%−124−0.7%減碼歷史
MESOMesoblast LtdSPONS ADR15,000$4.93 萬<0.1%00.0%不變歷史
InterDigital, Inc.45867GAB7NOTE 2.000% 6/050,000$5.16 萬<0.1%00.0%不變–
HMYHarmony Gold Mining Co LtdADR12,700$5.21 萬<0.1%+2,100+19.8%加碼歷史
TVRDTvardi Therapeutics, Inc.COM10,674$5.24 萬<0.1%+204+1.9%加碼歷史
MINAberdeen Intermediate Income FundSH BEN INT19,428$5.38 萬<0.1%+281+1.5%加碼歷史
DMDesktop Metal, Inc.COM CL A23,402$5.38 萬<0.1%+507+2.2%加碼歷史
NRONeuberger Real Estate Securities Income Fund IncCOM17,682$5.45 萬<0.1%−80.0%減碼歷史
OXLCOxford Lane Capital Corp.COM10,471$5.48 萬<0.1%00.0%不變歷史
BTGB2GOLD CorpCOM14,100$5.56 萬<0.1%00.0%不變歷史
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD11,568$5.63 萬<0.1%−50,685−81.4%減碼歷史
BKCCBlackRock Capital Investment CorpCOM16,660$5.75 萬<0.1%00.0%不變歷史
CMUMFS High Yield Municipal TrustSH BEN INT17,906$5.75 萬<0.1%+3,563+24.8%加碼歷史
ABEVAmbev S.A.SPONSORED ADR21,032$5.93 萬<0.1%+4,117+24.3%加碼歷史
EODAllspring Global Dividend Opportunity FundCOM13,720$6.13 萬<0.1%00.0%不變歷史
Sandstorm Gold Ltd Com New80013R206Stock10,723$6.23 萬<0.1%+552+5.4%加碼–

選擇權（14 檔）

同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。

Cetera Advisor Networks LLC 在 2023 年第 1 季的選擇權部位
證券類別賣權買權
AGFirst Majestic Silver CorpCOM–$2.39 萬
FDXFedEx CorpStock$1,785$1.09 萬
Invesco QQQ Trust Series I46090E103ETF–$8,210
ARK Innovation ETF00214Q104ETF$2,820$4,250
iShares Tr46428743220 YR TR BD ETF$3,800$2,100
SPYSPDR S&P 500 ETF TrustETF$5,022–
Yamana Gold Inc98462Y100COM–$3,939
MRKMerck & Co., Inc.Stock–$3,504
NVDANVIDIA CorpStock$1,060–
VanEck Semiconductor ETF92189F676ETF$1,035–
State Street Financial Select Sector SPDR ETF81369Y605ETF–$825
ARK Blockchain & Fintech Innovation ETF00214Q708ETF–$110
Kraneshares Trust500767306CSI CHI INTERNET–$106
SCHWSchwab Charles CorpStock–$90

2022 年第 4 季之後清倉（118 檔）

2022 年第 4 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔，共 118 檔。

Cetera Advisor Networks LLC 在 2022 年第 4 季之後清倉的部位
證券類別2022 年第 4 季股數2022 年第 4 季市值2022 年第 4 季佔組合 %紀錄
STORStore Capital LLCCOM53,066$170.1 萬<0.1%歷史
GFSGLOBALFOUNDRIES Inc.Stock22,483$121.2 萬<0.1%歷史
DBX ETF Tr233051143XTRACKRS S&P 50032,353$111.8 萬<0.1%–
Franklin Templeton ETF Tr35473P744FTSE JAPAN ETF39,794$95.7 萬<0.1%–
iShares Tr46432FAN7IBNDS MAR23 ETF34,498$83.7 萬<0.1%–
First Tr Exchng Traded FD VI33740F680FT VEST US EQT26,823$82.2 萬<0.1%–
SJISouth Jersey Industries IncCOM22,996$81.7 萬<0.1%歷史
Columbia ETF Tr II19762B202EM CORE EX ETF31,631$80.8 萬<0.1%–
Starboard Invt Tr85521B767ADAPTIVE HIGH IN95,260$79.4 萬<0.1%–
WLKWestlake CorpCOM7,638$78.3 萬<0.1%歷史
VanEck Vectors ETF Tr92189F841NAT RES ETF14,420$71.0 萬<0.1%–
FDUSFidus Investment CorpCOM36,588$69.6 萬<0.1%歷史
OSHOak Street Health, Inc.COM31,539$67.8 萬<0.1%歷史
SPDR Index Shs FDS78463X855S&P GBLINF ETF11,328$59.4 萬<0.1%–
SRPTSarepta Therapeutics, Inc.COM4,075$52.8 萬<0.1%歷史
SIVBSVB Financial GroupCOM2,227$51.3 萬<0.1%歷史
Starboard Invt Tr85521B791AI QUALITY GROWT41,731$50.7 萬<0.1%–
GMABGenmab A/SSPONSORED ADS11,671$49.5 萬<0.1%歷史
iShares Ibonds Dec 2027 Term Muni Bond ETF46435U283ETF19,442$48.8 萬<0.1%–
Fidelity Merrimack STR Tr316188200LTD TRM BD ETF10,036$48.1 萬<0.1%–
CAJPYCanon IncSPONSORED ADR20,305$44.0 萬<0.1%歷史
SJTSan Juan Basin Royalty TrustUNIT BEN INT38,393$43.8 萬<0.1%歷史
iShares Ibonds 2026 Term High Yield and Income ETF46436E528ETF19,544$43.7 萬<0.1%–
GMEDGlobus Medical IncStock5,871$43.6 萬<0.1%歷史
AGYSAgilysys IncCOM5,488$43.4 萬<0.1%歷史
DISH Network CORP25470MAB5NOTE 3.375% 8/1612,000$38.3 萬<0.1%–
Tata MTRS Ltd876568502SPONSORED ADR16,075$37.1 萬<0.1%–
Victory Portfolios II92647N527CORE BD ETF8,096$36.8 萬<0.1%–
BAPCredicorp LtdCOM2,684$36.4 萬<0.1%歷史
BBIOBridgeBio Pharma, Inc.COM47,528$36.2 萬<0.1%歷史
Franklin Templeton ETF Tr35473P587FTSE SAUDI ARB10,708$35.5 萬<0.1%–
AQUAEvoqua Water Technologies Corp.COM8,744$34.6 萬<0.1%歷史
KSSKOHLS CorpStock11,768$29.7 萬<0.1%歷史
GIBCgi IncCL A3,443$29.7 萬<0.1%歷史
BHMBluerock Homes Trust, Inc.COM CL A13,852$29.5 萬<0.1%歷史
TWITitan International IncCOM19,076$29.2 萬<0.1%歷史
ASBAssociated Banc-CorpCOM12,236$28.3 萬<0.1%歷史
First Tr Exchange-Traded FD33736Q104UT COM SHS ETF5,244$27.6 萬<0.1%–
PPCPilgrims Pride CorpStock11,375$27.0 萬<0.1%歷史
Columbia ETF Tr I19761L805RESH ENHNC VLU13,659$26.7 萬<0.1%–
MMYTMakeMyTrip LtdStock9,580$26.4 萬<0.1%歷史
TYGTortoise Energy Infrastructure CorpCOM8,279$26.3 萬<0.1%歷史
iShares Tr464287333GLOBAL FINLS ETF3,740$26.3 萬<0.1%–
SUMSummit Materials, Inc.CL A8,814$25.0 萬<0.1%歷史
MEDMedifast IncCOM2,163$25.0 萬<0.1%歷史
EWBCEast West Bancorp IncCOM3,771$24.9 萬<0.1%歷史
First Tr Exchng Traded FD VI33740U109TCW SECURITIZED11,772$24.8 萬<0.1%–
Copel-ADR20441B605ADR34,035$24.5 萬<0.1%–
GILTGilat Satellite Networks LtdSHS NEW42,125$24.4 萬<0.1%歷史
SLDPSolid Power, Inc.CLASS A COM96,173$24.4 萬<0.1%歷史
CGNXCognex CorpCOM5,158$24.3 萬<0.1%歷史
AXIAYAXIA Energia S.A.SPONSORED ADR30,557$24.2 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F714FT VEST US EQT7,467$24.1 萬<0.1%–
ONTOnterris, Inc.COM5,343$23.7 萬<0.1%歷史
Davis Fundamental ETF Tr23908L306SELECT WRLD WI9,474$23.6 萬<0.1%–
Signature BK New York N Y82669G104COM2,013$23.2 萬<0.1%–
Invesco Actively Managed ETF46090A507MDRTLY CNSRTIV17,222$23.1 萬<0.1%–
BBWIBath & Body Works, Inc.COM5,457$23.0 萬<0.1%歷史
MFGMizuho Financial Group IncSPONSORED ADR80,605$22.9 萬<0.1%歷史
PPLTabrdn Platinum ETF TrustPHYSCL PLATM SHS2,304$22.9 萬<0.1%歷史
Innovator ETFs Trust45783Y848US EQTY ACCELRT99,734$22.6 萬<0.1%–
WSBCWesbanco IncCOM6,097$22.5 萬<0.1%歷史
AERAerCap Holdings N.V.SHS3,861$22.5 萬<0.1%歷史
Invesco Exch TRD SLF Idx FD46138J650BULLSHS 24 USD9,285$22.3 萬<0.1%–
TFXTeleflex IncCOM882$22.0 萬<0.1%歷史
PNFPPinnacle Financial Partners, Inc.COM2,984$21.9 萬<0.1%歷史
PEOAdams Natural Resources Fund, Inc.COM10,026$21.9 萬<0.1%歷史
BURLBurlington Stores, Inc.COM1,066$21.6 萬<0.1%歷史
Alps Clean Energy ETF00162Q460ETF4,735$21.5 萬<0.1%–
IONSIonis Pharmaceuticals IncCOM5,672$21.4 萬<0.1%歷史
GENGen Digital Inc.Stock9,968$21.4 萬<0.1%歷史
UPBDUpbound Group, Inc.COM9,359$21.1 萬<0.1%歷史
UNFIUnited Natural Foods IncCOM5,411$20.9 萬<0.1%歷史
SPTNSpartanNash CoCOM6,824$20.6 萬<0.1%歷史
WisdomTree Tr97717W778INTL MIDCAP DV3,708$20.6 萬<0.1%–
Invesco Exchange Traded FD T46137V175S&P SML600 GWT1,765$20.6 萬<0.1%–
SPDR Series Trust78464A722ST STR SP PHARMA4,968$20.3 萬<0.1%–
YETIYETI Holdings, Inc.COM4,871$20.1 萬<0.1%歷史
Fidelity Covington Trust316092386STOCK FOR INFL6,465$20.0 萬<0.1%–
NIDNuveen Intermediate Duration Municipal Term FundCOM14,559$19.1 萬<0.1%歷史
NPFDNuveen Variable Rate Preferred & Income FundCOM10,827$19.0 萬<0.1%歷史
FPIFarmland Partners Inc.COM15,230$19.0 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E867DORSEY WRGT EMRG10,506$18.7 萬<0.1%–
VREVeris Residential, Inc.COM11,488$18.3 萬<0.1%歷史
EXELExelixis, Inc.COM10,750$17.2 萬<0.1%歷史
JLSNuveen Mortgage & Income FundCOM10,192$16.5 萬<0.1%歷史
JWNNordstrom IncStock10,150$16.4 萬<0.1%歷史
DSXDiana Shipping Inc.COM41,465$16.2 萬<0.1%歷史
Invesco Actively Managed ETF46090A309CNSRTV MLT AST13,000$15.5 萬<0.1%–
RRGBRed Robin Gourmet Burgers IncCOM26,061$14.5 萬<0.1%歷史
BGHBarings Global Short Duration High Yield FundCOM11,054$14.0 萬<0.1%歷史
OCSLOaktree Specialty Lending CorpCOM16,812$11.6 萬<0.1%歷史
Delaware Invts Div & Income245915103COM11,331$9.21 萬<0.1%–
Parsons Corp70202LAB8NOTE 0.250% 8/180,000$9.09 萬<0.1%–
Adamas Trust, Inc.649604501COM PAR $.0231,056$7.95 萬<0.1%–
ALTOAlto Ingredients, Inc.COM24,510$7.06 萬<0.1%歷史
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