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Cetera Advisor Networks LLC

SEC CIK
0001534468
最新申報
2024/5/24

2021 年第 4 季持倉

持倉截至 2021/12/31，2022/2/14 申報。只含多頭部位，變化是跟 2021 年第 3 季比股數。

機構總覽
持股檔數
2,024
較 2021 年第 3 季 +79
總值
$81.7 億
較 2021 年第 3 季 +$7.77 億 (+10.5%)
申報日
2022/2/14
SEC
Cetera Advisor Networks LLC 在 2021 年第 4 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
CWBRCohBar, Inc.COM14,020$5,000<0.1%+14,020新進歷史
TYMETyme Technologies, Inc.COM16,600$1.00 萬<0.1%−600−3.5%減碼歷史
AMPEAmpio Pharmaceuticals, Inc.COM20,000$1.10 萬<0.1%00.0%不變歷史
RENORenovare Environmental, Inc.COM17,300$1.20 萬<0.1%−15,000−46.4%減碼歷史
Hyperscale Data, Inc.09175M101COM10,800$1.30 萬<0.1%+10,800新進–
NBEVNewAge, Inc.COM13,580$1.40 萬<0.1%+13,580新進歷史
MUXMcEwen Inc.COM16,545$1.50 萬<0.1%+3,000+22.1%加碼歷史
SRGASurgalign Holdings, Inc.COM29,400$2.10 萬<0.1%+29,400新進歷史
Polymet MNG Corp731916409COM NEW11,001$2.80 萬<0.1%+11,001新進–
ZOMDFZomedica Corp.COM94,000$2.90 萬<0.1%00.0%不變歷史
DHFBNY Mellon High Yield Strategies FundSH BEN INT10,300$3.20 萬<0.1%00.0%不變歷史
AGENAgenus IncCOM NEW10,000$3.20 萬<0.1%+10,000新進歷史
AKTXAkari Therapeutics PlcSPONSORED ADR21,000$3.20 萬<0.1%+21,000新進歷史
Beachbody Company, Inc.073463101COM CL A13,555$3.20 萬<0.1%−831−5.8%減碼–
PETVPetVivo Holdings, Inc.COM10,000$3.80 萬<0.1%00.0%不變歷史
SQFTPresidio Property Trust, Inc.COM CL A10,103$3.90 萬<0.1%−4,367−30.2%減碼歷史
VBIVVBI Vaccines Inc/BCCOM NEW18,315$4.30 萬<0.1%+1,000+5.8%加碼歷史
TRVGtrivago N.V.SPON ADS A SHS20,181$4.40 萬<0.1%−19,819−49.5%減碼歷史
SENSSenseonics Holdings, Inc.COM19,300$5.20 萬<0.1%+500+2.7%加碼歷史
TELLTellurian Inc.COM16,804$5.20 萬<0.1%+16,804新進歷史
AQMSAqua Metals, Inc.COM43,000$5.30 萬<0.1%00.0%不變歷史
HYREHC Liquidating, Inc.COM11,350$5.30 萬<0.1%+1,000+9.7%加碼歷史
BBIGVinco Ventures, Inc.COM22,200$5.30 萬<0.1%+8,200+58.6%加碼歷史
CLOVClover Health Investments, Corp.COM CL A14,522$5.40 萬<0.1%−19,928−57.8%減碼歷史
OPKOpko Health, Inc.COM11,336$5.50 萬<0.1%00.0%不變歷史
SABASaba Capital Income & Opportunities Fund IICOM11,018$5.70 萬<0.1%−10,258−48.2%減碼歷史
VLDRVelodyne Lidar, Inc.COM12,198$5.70 萬<0.1%−2,667−17.9%減碼歷史
Affimed N VN01045108COM10,300$5.70 萬<0.1%+10,300新進–
IVRInvesco Mortgage Capital Inc.COM22,060$6.10 萬<0.1%+1,050+5.0%加碼歷史
VRAYViewRay, Inc.COM11,100$6.10 萬<0.1%00.0%不變歷史
HIOWestern Asset High Income Opportunity Fund Inc.COM12,173$6.30 萬<0.1%−4,407−26.6%減碼歷史
SANBanco Santander, S.A.ADR19,314$6.40 萬<0.1%−6,544−25.3%減碼歷史
ESPREsperion Therapeutics, Inc.COM12,925$6.50 萬<0.1%−100−0.8%減碼歷史
HLHecla Mining CoCOM12,813$6.70 萬<0.1%+500+4.1%加碼歷史
MVSTMicrovast Holdings, Inc.COM12,060$6.80 萬<0.1%−390−3.1%減碼歷史
Prospect Cap Corp74348TAR3NOTE 4.950% 7/167,000$6.80 萬<0.1%−40,000−37.4%減碼–
BTGB2GOLD CorpCOM17,500$6.90 萬<0.1%+3,500+25.0%加碼歷史
New York Mtg Tr Inc649604AD7NOTE 6.250% 1/168,750$6.90 萬<0.1%00.0%不變–
RIGTransocean Ltd.REGISTERED SHS25,820$7.10 萬<0.1%+10,777+71.6%加碼歷史
POWWOutdoor Holding CoCOM13,240$7.20 萬<0.1%+13,240新進歷史
MESOMesoblast LtdSPONS ADR15,000$7.20 萬<0.1%−21,500−58.9%減碼歷史
OCSLOaktree Specialty Lending CorpCOM10,155$7.60 萬<0.1%+10,155新進歷史
UUUUEnergy Fuels IncCOM NEW10,135$7.80 萬<0.1%−7,650−43.0%減碼歷史
MVISMicrovision, Inc.COM NEW15,763$7.90 萬<0.1%+4,500+40.0%加碼歷史
Prospect Cap Corp74348TAT9NOTE 6.375% 3/075,000$8.20 萬<0.1%00.0%不變–
SRNESorrento Therapeutics, Inc.COM NEW17,655$8.20 萬<0.1%+17,655新進歷史
BGYBlackRock Enhanced International Dividend TrustCOM BENE INTER13,445$8.40 萬<0.1%+2,400+21.7%加碼歷史
EXKEndeavour Silver CorpCOM19,968$8.40 萬<0.1%−1,740−8.0%減碼歷史
ALTOAlto Ingredients, Inc.COM17,629$8.50 萬<0.1%+17,629新進歷史
ALDXAldeyra Therapeutics, Inc.COM21,426$8.60 萬<0.1%+21,426新進歷史
KULRKULR Technology Group, Inc.Common Stock31,000$8.60 萬<0.1%+31,000新進歷史
Atech (Parent) Resolution Corp.00973N102COM13,325$8.90 萬<0.1%+1,938+17.0%加碼–
CNSLConsolidated Communications Holdings, Inc.COM11,939$8.90 萬<0.1%−400−3.2%減碼歷史
First Tr MLP & Energy Incom33739B104COM12,343$8.90 萬<0.1%+61+0.5%加碼–
Adamas Trust, Inc.649604501COM PAR $.0223,811$8.90 萬<0.1%−6,457−21.3%減碼–
OXSQOxford Square Capital Corp.COM22,119$9.00 萬<0.1%00.0%不變歷史
RDWRedwire CorpStock13,641$9.20 萬<0.1%+13,641新進歷史
NRONeuberger Real Estate Securities Income Fund IncCOM17,496$9.20 萬<0.1%+1,621+10.2%加碼歷史
ACBAurora Cannabis IncCOM16,962$9.20 萬<0.1%−13,227−43.8%減碼歷史
VXRTVaxart, Inc.COM NEW14,900$9.30 萬<0.1%−1,300−8.0%減碼歷史
EODAllspring Global Dividend Opportunity FundCOM16,286$9.60 萬<0.1%+67+0.4%加碼歷史
Golden Ocean Group LtdG39637205SHS NEW10,278$9.60 萬<0.1%−3,268−24.1%減碼–
MOMOHello Group Inc.ADS10,794$9.70 萬<0.1%−5,935−35.5%減碼歷史
AVDLAvadel Pharmaceuticals PLCSPONSORED ADR11,970$9.70 萬<0.1%+1,444+13.7%加碼歷史
CXWCoreCivic, Inc.COM10,048$10.0 萬<0.1%+10,048新進歷史
GUTGabelli Utility TrustCOM12,267$10.1 萬<0.1%−170−1.4%減碼歷史
SBIWestern Asset Intermediate Muni Fund Inc.COM10,615$10.2 萬<0.1%+35+0.3%加碼歷史
PTRAQProterra IncCOM11,838$10.5 萬<0.1%+1,688+16.6%加碼歷史
FCELFuelcell Energy IncCOM20,646$10.7 萬<0.1%+7,208+53.6%加碼歷史
PAAPlains All American Pipeline LPUNIT LTD PARTN11,647$10.9 萬<0.1%−50−0.4%減碼歷史
MFMAberdeen Municipal Income FundSH BEN INT15,715$11.0 萬<0.1%00.0%不變歷史
MVFBlackRock Munivest Fund, Inc.COM11,803$11.3 萬<0.1%00.0%不變歷史
IQiQIYI, Inc.SPONSORED ADS25,037$11.4 萬<0.1%+25,037新進歷史
IRWDIronwood Pharmaceuticals IncCOM CL A10,128$11.8 萬<0.1%+10,128新進歷史
AXGNAxogen, Inc.COM12,685$11.9 萬<0.1%00.0%不變歷史
NNYNuveen New York Municipal Value FundCOM12,103$11.9 萬<0.1%−5,397−30.8%減碼歷史
BCXBlackRock Resources & Commodities Strategy TrustSHS12,821$12.0 萬<0.1%+12,821新進歷史
HTYJohn Hancock Tax-Advantaged Global Shareholder Yield FundTAX ADV GLB SH18,450$12.0 萬<0.1%00.0%不變歷史
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM11,324$12.1 萬<0.1%+11,324新進歷史
SDCSmileDirectClub, Inc.CL A COM53,022$12.5 萬<0.1%+9,033+20.5%加碼歷史
IAGIamgold CorpCOM41,000$12.8 萬<0.1%00.0%不變歷史
SELFGlobal Self Storage, Inc.COM22,709$12.9 萬<0.1%00.0%不變歷史
SLIStandard Lithium Ltd.COM14,891$13.0 萬<0.1%+14,891新進歷史
ContextLogic Inc.21077C107COM CL A41,825$13.0 萬<0.1%−17,625−29.6%減碼–
INSGInseego Corp.COM22,338$13.0 萬<0.1%−3,152−12.4%減碼歷史
Ironsource LtdM5R75Y101CL A ORD SHS17,100$13.2 萬<0.1%00.0%不變–
SHLXShell Midstream Partners, L.P.UNIT LTD INT11,611$13.4 萬<0.1%−8,539−42.4%減碼歷史
DMDesktop Metal, Inc.COM CL A27,269$13.5 萬<0.1%−15,452−36.2%減碼歷史
CPRXCatalyst Pharmaceuticals, Inc.COM20,046$13.6 萬<0.1%+20,046新進歷史
AAOIApplied Optoelectronics, Inc.COM26,835$13.8 萬<0.1%−10,394−27.9%減碼歷史
IQIInvesco Quality Municipal Income TrustCOM10,252$13.9 萬<0.1%00.0%不變歷史
IDEVoya Infrastructure, Industrials & Materials FundCOM11,477$13.9 萬<0.1%+77+0.7%加碼歷史
FMYFirst Trust Mortgage Income FundCOM SHS10,338$14.1 萬<0.1%+10,338新進歷史
MHIPioneer Municipal High Income Fund, Inc.COM SHS11,502$14.1 萬<0.1%+11,502新進歷史
RITMRithm Capital Corp.REIT13,419$14.4 萬<0.1%−5,015−27.2%減碼歷史
ICLICL Group Ltd.SHS15,168$14.7 萬<0.1%+15,168新進歷史
NANNuveen New York Quality Municipal Income FundCOM10,086$14.9 萬<0.1%−1,100−9.8%減碼歷史
BKTBlackRock Income Trust, Inc.COM26,346$14.9 萬<0.1%00.0%不變歷史
AMAntero Midstream CorpStock15,689$15.2 萬<0.1%+320+2.1%加碼歷史
VALEVale S.A.SPONSORED ADS10,817$15.2 萬<0.1%−4,588−29.8%減碼歷史

選擇權（8 檔）

同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。

Cetera Advisor Networks LLC 在 2021 年第 4 季的選擇權部位
證券類別賣權買權
TTDTrade Desk, Inc.Stock–$4.20 萬
SPYSPDR S&P 500 ETF TrustETF$2.60 萬$6,000
XYZBlock, Inc.CL A–$8,000
AAPLApple Inc.Stock–$4,000
LUVSouthwest Airlines CoCOM–$3,000
Yamana Gold Inc98462Y100COM–$3,000
AGFirst Majestic Silver CorpCOM–$2,000
AALAmerican Airlines Group Inc.Stock–$1,000

2021 年第 3 季之後清倉（145 檔）

2021 年第 3 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔，共 145 檔。

Cetera Advisor Networks LLC 在 2021 年第 3 季之後清倉的部位
證券類別2021 年第 3 季股數2021 年第 3 季市值2021 年第 3 季佔組合 %紀錄
Global X FDS37954Y574ADAPTIVE US544,495$1,621 萬0.2%–
Managed Portfolio Series46143U849KNWLDL LD ETF287,006$1,344 萬0.2%–
JQCNuveen Credit Strategies Income FundCOM SHS481,015$315.5 萬<0.1%歷史
MCFContango Oil & Gas CoCOM NEW658,013$300.7 萬<0.1%歷史
SPDR Series Trust78468R747ST STR MSCI GEN28,205$284.8 萬<0.1%–
Invesco Actively Managed Exc46090A804TOTAL RETURN27,734$157.5 萬<0.1%–
iShares Inc464286608MSCI EURZONE ETF30,928$148.8 萬<0.1%–
Simplify Exchange Traded Fun82889N202US EQT PLS DWNSD43,627$132.8 萬<0.1%–
ProShares Tr74347B508DJ BRKFLD GLB29,097$131.4 萬<0.1%–
UNGUnited States Natural Gas Fund, LPUNIT PAR64,571$130.2 萬<0.1%歷史
BOCHBank of Commerce HoldingsCOM75,264$114.2 萬<0.1%歷史
BKRBaker Hughes CoCL A42,460$105.0 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E412RUSEL 1000 LOW25,484$99.1 萬<0.1%–
APOApollo Global Management, Inc.COM CL A15,961$98.3 萬<0.1%歷史
Goldman Sachs ETF Tr381430230ULTR SHOR BD ETF18,906$95.8 萬<0.1%–
SPDR Series Trust78464A714ST STR SP RETAIL10,201$92.1 萬<0.1%–
TXTernium S.A.SPONSORED ADS20,351$86.1 萬<0.1%歷史
Innovator ETFs Tr II45783G102LADRD FD S&P 50024,305$84.8 萬<0.1%–
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS40,026$84.6 萬<0.1%歷史
DLOdLocal LtdCLASS A COM13,950$76.1 萬<0.1%歷史
AAWWAtlas Air Worldwide Holdings IncCOM NEW8,677$70.9 萬<0.1%歷史
Invesco Exch TRD SLF Idx FD46138J619RUSL 1000 DYNM15,134$70.1 萬<0.1%–
Victory Portfolios II92647N873VCSHS US SMCP HG11,941$68.6 萬<0.1%–
Vanguard Wellington FD921935607US MULTIFACTOR6,708$66.8 萬<0.1%–
Invesco Exchange Traded FD T46137V183S&P SML 600 EQ7,009$56.7 萬<0.1%–
Nuveen Diversified Divid & I6706EP105COM54,697$56.7 萬<0.1%–
JMIAJumia Technologies AGSPONSORED ADS28,220$52.5 萬<0.1%歷史
Goldman Sachs ETF Tr381430438EQUAL WEIGHT US7,716$51.6 萬<0.1%–
Invesco Exch Traded FD Tr II46138E495PURBTA 0 5 YR18,927$50.2 萬<0.1%–
CTXSCitrix Systems IncCOM4,636$49.8 萬<0.1%歷史
FRTFederal Realty Investment TrustSH BEN INT NEW4,090$48.3 萬<0.1%歷史
BSCLBILI Social International, Inc.BULSHS 2021 CB21,733$45.8 萬<0.1%歷史
Triterras IncG9103H102SHS CL A76,550$44.8 萬<0.1%–
MTZMastec IncCOM4,875$42.1 萬<0.1%歷史
Invesco Exchange Traded FD T46137V548INTL DIVI ACHI23,402$41.1 萬<0.1%–
PLBCPlumas BancorpCOM12,150$38.4 萬<0.1%歷史
SPDR Index Shs FDS78463X848ST STR ACWI ETF12,708$36.8 萬<0.1%–
EDITEditas Medicine, Inc.COM8,667$35.6 萬<0.1%歷史
MAINMain Street Capital CORPCEF8,625$35.4 萬<0.1%歷史
GEOGeo Group IncCOM46,833$35.0 萬<0.1%歷史
First Tr Exchange-Traded FD33735T109COMMON SHS24,900$34.6 萬<0.1%–
DISHDISH Network CORPCL A7,941$34.5 萬<0.1%歷史
Janus Detroit STR Tr47103U100HENDERSN CAP ETF5,192$33.7 萬<0.1%–
FVRRFiverr International Ltd.ORD SHS1,838$33.6 萬<0.1%歷史
WisdomTree Tr97717W869EUROPE SMCP DV4,619$33.2 萬<0.1%–
Invesco Exchange Traded FD T46137V845DORSEY WRGT INDS3,313$32.9 萬<0.1%–
ProShares Tr74347G804K1 FRE CRD OIL5,540$32.7 萬<0.1%–
LMNDLemonade, Inc.Stock4,800$32.2 萬<0.1%歷史
MCYMercury General CorpCOM5,749$32.0 萬<0.1%歷史
PAGSPagSeguro Digital Ltd.COM CL A6,110$31.6 萬<0.1%歷史
iShares Tr46435U135CYBERSECURITY7,044$30.6 萬<0.1%–
Invesco Actively Managed ETF46090C305EMGRING MKTS506,281$30.4 萬<0.1%–
SPHRSphere Entertainment Co.CL A4,149$30.2 萬<0.1%歷史
RCKTRocket Pharmaceuticals, Inc.COM10,095$30.2 萬<0.1%歷史
FLYYSpirit Aviation Holdings, Inc.COM11,504$29.8 萬<0.1%歷史
SANMSanmina CorpCOM7,647$29.5 萬<0.1%歷史
iShares Inc464286145MSCI FRONTIER8,667$29.4 萬<0.1%–
iShares Tr46434VBK5IBONDS DEC21 ETF11,857$29.3 萬<0.1%–
HAEHaemonetics CorpCOM3,997$28.2 萬<0.1%歷史
Innovator ETFs Tr II45783G201S&P INVSTMNT GRD11,649$28.1 萬<0.1%–
THFFFirst Financial CorpStock6,668$28.0 萬<0.1%歷史
CoreSite Realty Corp21870Q105COM2,022$28.0 萬<0.1%–
VERVEREIT, Inc.COM6,060$27.4 萬<0.1%歷史
Innovator ETFs Tr45783Y608GROWTH ACCELERAT9,585$27.2 萬<0.1%–
Invesco Exchange Traded FD T46137V449S&P 100 EQL WIGH3,390$27.1 萬<0.1%–
BBBY20230930-DK-Butterfly-1, Inc.COM15,550$26.9 萬<0.1%歷史
NNOXNano-X Imaging Ltd.ORD SHS11,600$26.1 萬<0.1%歷史
PFDFlaherty & Crumrine Preferred & Income Fund IncCOM16,549$26.1 萬<0.1%歷史
GRWGGrowGeneration Corp.COM10,559$26.0 萬<0.1%歷史
CXPColumbia Property Trust, Inc.COM NEW13,624$25.9 萬<0.1%歷史
Ssga Active ETF Tr78467V400GLOBL ALLO ETF5,692$25.9 萬<0.1%–
FSLYFastly, Inc.CL A6,384$25.8 萬<0.1%歷史
MTCHMatch Group, Inc.COM1,616$25.4 萬<0.1%歷史
VSTOVista Outdoor Inc.COM6,252$25.2 萬<0.1%歷史
iShares Tr46435G789IBONDS DEC20219,795$25.1 萬<0.1%–
KSUKansas City SouthernCOM NEW928$25.1 萬<0.1%歷史
BMBLBumble Inc.COM CL A4,916$24.6 萬<0.1%歷史
CMOCapstead Mortgage CorpCOM NO PAR36,761$24.6 萬<0.1%歷史
NSANational Storage Affiliates TrustCOM SHS BEN IN4,550$24.0 萬<0.1%歷史
BYNDBeyond Meat, Inc.COM2,247$23.7 萬<0.1%歷史
Genius Sports LtdG3934V117COM33,000$23.6 萬<0.1%–
NHINational Health Investors IncCOM4,331$23.2 萬<0.1%歷史
Innovator ETFs Trust45782C755US EQTY BUFR JUN7,074$23.2 萬<0.1%–
ERICEricsson LM Telephone CoADR B SEK 1020,652$23.1 萬<0.1%歷史
NYTNew York Times CoCL A4,630$22.8 萬<0.1%歷史
RHPRyman Hospitality Properties, Inc.COM2,716$22.7 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F656FT VEST INTE10,607$22.6 萬<0.1%–
UAAUnder Armour, Inc.Stock11,164$22.5 萬<0.1%歷史
RNGRingCentral, Inc.CL A1,022$22.2 萬<0.1%歷史
FOXAFox CorpCL A COM5,520$22.1 萬<0.1%歷史
Guggenheim Enhanced Equity I40167B100COM23,525$21.8 萬<0.1%–
GRMNGarmin LtdSHS1,381$21.5 萬<0.1%歷史
TDCTeradata CorpStock3,702$21.2 萬<0.1%歷史
SVF Investment Corp.G8601L102CL A SHS21,750$21.2 萬<0.1%–
Victory Portfolios II92647N691VICTORYSHS US5,519$21.1 萬<0.1%–
AIC3.ai, Inc.Stock4,531$21.0 萬<0.1%歷史
OLEDUniversal Display CorpCOM1,221$20.9 萬<0.1%歷史
HPSJohn Hancock Preferred Income Fund IIICOM11,105$20.8 萬<0.1%歷史
TCMDTactile Systems Technology IncCOM4,666$20.7 萬<0.1%歷史
ADER26 Capital Acquisition Corp.COM CL A21,200$20.6 萬<0.1%歷史