Cetera Advisor Networks LLC
- SEC CIK
- 0001534468
- 最新申報
- 2024/5/24
2021 年第 1 季持倉
持倉截至 2021/3/31，2021/5/17 申報。只含多頭部位。
- 持股檔數
- 1,474
- 2020 年第 4 季沒有 13F 資料
- 總值
- $47.1 億
- 2020 年第 4 季沒有 13F 資料
Livermore 的 13F 資料從 2021 年第 1 季開始，這一季沒有前一季可以比較，所以不顯示股數變化與動作。
| 證券 | 類別 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 | 紀錄 |
|---|---|---|---|---|---|---|---|
| Gabelli Util Tr36240A168 | RIGHT 04/14/2021 | 10,066 | $1,000 | <0.1% | – | – | – |
| Onconova Therapeutics Inc68232V405 | COM PAR | 13,000 | $1.30 萬 | <0.1% | – | – | – |
| CNVSCineverse Corp. | COM NEW | 10,000 | $1.70 萬 | <0.1% | – | – | 歷史 |
| TNXPTonix Pharmaceuticals Holding Corp. | COM | 13,500 | $1.70 萬 | <0.1% | – | – | 歷史 |
| CTXRCitius Pharmaceuticals, Inc. | COM NEW | 14,000 | $2.50 萬 | <0.1% | – | – | 歷史 |
| VCNXVaccinex, Inc. | COM | 10,500 | $3.10 萬 | <0.1% | – | – | 歷史 |
| GALTGalectin Therapeutics Inc | COM NEW | 16,006 | $3.50 萬 | <0.1% | – | – | 歷史 |
| SANBanco Santander, S.A. | ADR | 11,588 | $4.00 萬 | <0.1% | – | – | 歷史 |
| SVRASavara Inc | COM | 19,000 | $4.00 萬 | <0.1% | – | – | 歷史 |
| Hyperscale Data, Inc.05150X104 | COM | 12,600 | $4.10 萬 | <0.1% | – | – | – |
| VRAYViewRay, Inc. | COM | 10,000 | $4.40 萬 | <0.1% | – | – | 歷史 |
| RENORenovare Environmental, Inc. | COM | 32,300 | $5.10 萬 | <0.1% | – | – | 歷史 |
| VBIVVBI Vaccines Inc/BC | COM NEW | 17,815 | $5.50 萬 | <0.1% | – | – | 歷史 |
| HLHecla Mining Co | COM | 10,713 | $6.10 萬 | <0.1% | – | – | 歷史 |
| NTBLNotable Labs, Ltd. | COM | 32,800 | $6.60 萬 | <0.1% | – | – | 歷史 |
| GUTGabelli Utility Trust | COM | 10,050 | $7.00 萬 | <0.1% | – | – | 歷史 |
| WWRWestwater Resources, Inc. | COM NEW | 13,000 | $7.00 萬 | <0.1% | – | – | 歷史 |
| AAICArlington Asset Investment Corp. | CL A NEW | 17,300 | $7.00 萬 | <0.1% | – | – | 歷史 |
| New York Mtg Tr Inc649604AD7 | NOTE 6.250% 1/1 | 68,750 | $7.00 萬 | <0.1% | – | – | – |
| SABASaba Capital Income & Opportunities Fund II | COM | 13,601 | $7.20 萬 | <0.1% | – | – | 歷史 |
| PAVMPAVmed Inc. | COM | 18,694 | $8.30 萬 | <0.1% | – | – | 歷史 |
| IVRInvesco Mortgage Capital Inc. | COM | 20,923 | $8.40 萬 | <0.1% | – | – | 歷史 |
| EODAllspring Global Dividend Opportunity Fund | COM | 16,085 | $8.50 萬 | <0.1% | – | – | 歷史 |
| FTITechnipFMC plc | COM | 11,011 | $8.50 萬 | <0.1% | – | – | 歷史 |
| HIOWestern Asset High Income Opportunity Fund Inc. | COM | 17,395 | $8.80 萬 | <0.1% | – | – | 歷史 |
| PAAPlains All American Pipeline LP | UNIT LTD PARTN | 10,123 | $9.20 萬 | <0.1% | – | – | 歷史 |
| VXRTVaxart, Inc. | COM NEW | 15,600 | $9.40 萬 | <0.1% | – | – | 歷史 |
| CGENCompugen Ltd | ORD | 11,200 | $9.60 萬 | <0.1% | – | – | 歷史 |
| ACBAurora Cannabis Inc | COM | 10,299 | $9.60 萬 | <0.1% | – | – | 歷史 |
| Invesco Exch Traded FD Tr II46138E164 | S&P SMLCP ENGY | 15,163 | $9.60 萬 | <0.1% | – | – | – |
| OXSQOxford Square Capital Corp. | COM | 20,718 | $9.60 萬 | <0.1% | – | – | 歷史 |
| SBIWestern Asset Intermediate Muni Fund Inc. | COM | 10,511 | $9.80 萬 | <0.1% | – | – | 歷史 |
| BKDBrookdale Senior Living Inc. | COM | 16,350 | $9.90 萬 | <0.1% | – | – | 歷史 |
| CNSLConsolidated Communications Holdings, Inc. | COM | 13,939 | $10.0 萬 | <0.1% | – | – | 歷史 |
| JRONuveen Floating Rate Income Opportunity Fund | COM SHS | 10,500 | $10.0 萬 | <0.1% | – | – | 歷史 |
| EMBJEmbraer S.A. | ADR | 10,120 | $10.1 萬 | <0.1% | – | – | 歷史 |
| MFMAberdeen Municipal Income Fund | SH BEN INT | 15,077 | $10.3 萬 | <0.1% | – | – | 歷史 |
| Thoma Bravo AdvantageG88272102 | COM CL A | 10,000 | $10.5 萬 | <0.1% | – | – | – |
| ZNGAZynga Inc | CL A | 10,370 | $10.6 萬 | <0.1% | – | – | 歷史 |
| PCKPIMCO California Municipal Income Fund II | COM | 11,850 | $10.7 萬 | <0.1% | – | – | 歷史 |
| SELFGlobal Self Storage, Inc. | COM | 22,709 | $10.8 萬 | <0.1% | – | – | 歷史 |
| HYLNHyliion Holdings Corp. | COMMON STOCK | 10,250 | $10.9 萬 | <0.1% | – | – | 歷史 |
| MVFBlackRock Munivest Fund, Inc. | COM | 11,800 | $11.0 萬 | <0.1% | – | – | 歷史 |
| China Jo-Jo Drugstores Inc16949A206 | COM NEW | 100,000 | $11.2 萬 | <0.1% | – | – | – |
| Nextgen Acquisition CorpG65305107 | CL A | 11,300 | $11.2 萬 | <0.1% | – | – | – |
| Soaring Eagle Acquisition CoG8354H100 | UNIT 02/23/2026 | 11,400 | $11.5 萬 | <0.1% | – | – | – |
| ZVRAZevra Therapeutics, Inc. | COM NEW | 12,900 | $11.9 萬 | <0.1% | – | – | 歷史 |
| Nuveen Diversified Divid & I6706EP105 | COM | 12,714 | $12.1 萬 | <0.1% | – | – | – |
| PBIPitney Bowes Inc | COM | 14,750 | $12.2 萬 | <0.1% | – | – | 歷史 |
| PFNPIMCO Income Strategy Fund II | COM | 11,955 | $12.3 萬 | <0.1% | – | – | 歷史 |
| HTYJohn Hancock Tax-Advantaged Global Shareholder Yield Fund | TAX ADV GLB SH | 19,250 | $12.4 萬 | <0.1% | – | – | 歷史 |
| First Tr Exchange-Traded FD33734X127 | ENERGY ALPHADX | 12,500 | $12.7 萬 | <0.1% | – | – | – |
| Two Harbors Investment Corp.90187B408 | COM NEW | 17,637 | $12.9 萬 | <0.1% | – | – | – |
| TEVATeva Pharmaceutical Industries Ltd | SPONSORED ADS | 11,354 | $13.1 萬 | <0.1% | – | – | 歷史 |
| IGRCbre Global Real Estate Income Fund | COM | 16,765 | $13.1 萬 | <0.1% | – | – | 歷史 |
| Forum Merger III Corp349885103 | COM CL A | 13,100 | $13.1 萬 | <0.1% | – | – | – |
| ALDXAldeyra Therapeutics, Inc. | COM | 11,188 | $13.3 萬 | <0.1% | – | – | 歷史 |
| AQMSAqua Metals, Inc. | COM | 33,000 | $13.4 萬 | <0.1% | – | – | 歷史 |
| ERICEricsson LM Telephone Co | ADR B SEK 10 | 10,299 | $13.6 萬 | <0.1% | – | – | 歷史 |
| SDCSmileDirectClub, Inc. | CL A COM | 13,340 | $13.8 萬 | <0.1% | – | – | 歷史 |
| INGING Groep NV | SPONSORED ADR | 11,330 | $13.9 萬 | <0.1% | – | – | 歷史 |
| Global X FDS37950E549 | GLB X SUPERDIV | 10,267 | $14.3 萬 | <0.1% | – | – | – |
| NANNuveen New York Quality Municipal Income Fund | COM | 10,086 | $14.4 萬 | <0.1% | – | – | 歷史 |
| OUSTOuster, Inc. | COM | 17,200 | $14.6 萬 | <0.1% | – | – | 歷史 |
| BKTBlackRock Income Trust, Inc. | COM | 24,158 | $14.8 萬 | <0.1% | – | – | 歷史 |
| SHLXShell Midstream Partners, L.P. | UNIT LTD INT | 11,119 | $14.8 萬 | <0.1% | – | – | 歷史 |
| FMYFirst Trust Mortgage Income Fund | COM SHS | 11,348 | $15.2 萬 | <0.1% | – | – | 歷史 |
| Tuscan Hldgs Corp90069K104 | COM | 12,600 | $15.5 萬 | <0.1% | – | – | – |
| RTLNecessity Retail REIT, Inc. | COM CLASS A | 15,884 | $15.6 萬 | <0.1% | – | – | 歷史 |
| HIXWestern Asset High Income Fund II Inc. | COM | 22,816 | $15.7 萬 | <0.1% | – | – | 歷史 |
| JMPJMP Group LLC | COM | 26,203 | $15.7 萬 | <0.1% | – | – | 歷史 |
| SIRISirius XM Holdings Inc. | COM | 25,762 | $15.7 萬 | <0.1% | – | – | 歷史 |
| First Tr High Income L/S FD33738E109 | COM | 10,601 | $16.0 萬 | <0.1% | – | – | – |
| NIDNuveen Intermediate Duration Municipal Term Fund | COM | 11,250 | $16.1 萬 | <0.1% | – | – | 歷史 |
| Adamas Trust, Inc.649604501 | COM PAR $.02 | 36,182 | $16.2 萬 | <0.1% | – | – | – |
| EFREaton Vance Senior Floating-Rate Trust | COM | 12,070 | $16.6 萬 | <0.1% | – | – | 歷史 |
| PETZTDH Holdings, Inc. | SHS | 64,290 | $16.6 萬 | <0.1% | – | – | 歷史 |
| NQPNuveen Pennsylvania Quality Municipal Income Fund | COM | 11,621 | $16.7 萬 | <0.1% | – | – | 歷史 |
| ZOMDFZomedica Corp. | COM | 109,500 | $17.3 萬 | <0.1% | – | – | 歷史 |
| EFTEaton Vance Floating-Rate Income Trust | COM | 12,584 | $17.7 萬 | <0.1% | – | – | 歷史 |
| NZFNuveen Municipal Credit Income Fund | COM SH BEN INT | 11,116 | $18.0 萬 | <0.1% | – | – | 歷史 |
| MMacy's, Inc. | COM | 11,118 | $18.0 萬 | <0.1% | – | – | 歷史 |
| APTXAptinyx Inc. | COM | 60,000 | $18.0 萬 | <0.1% | – | – | 歷史 |
| MQYBlackRock Muniyield Quality Fund, Inc. | COM | 11,360 | $18.1 萬 | <0.1% | – | – | 歷史 |
| FULTFulton Financial Corp | COM | 10,632 | $18.1 萬 | <0.1% | – | – | 歷史 |
| BRGBluerock Residential Growth REIT, Inc. | COM CL A | 17,933 | $18.1 萬 | <0.1% | – | – | 歷史 |
| PCQPIMCO California Municipal Income Fund | COM | 10,526 | $18.7 萬 | <0.1% | – | – | 歷史 |
| NRKNuveen New York Amt-Free Quality Municipal Income Fund | COM | 13,745 | $18.8 萬 | <0.1% | – | – | 歷史 |
| PSECProspect Capital Corp | COM | 24,450 | $18.8 萬 | <0.1% | – | – | 歷史 |
| RMORomeo Power, Inc. | COM | 23,240 | $19.4 萬 | <0.1% | – | – | 歷史 |
| TMPOTempo Automation Holdings, Inc. | CL A | 19,500 | $19.4 萬 | <0.1% | – | – | 歷史 |
| COTYCoty Inc. | COM CL A | 21,869 | $19.7 萬 | <0.1% | – | – | 歷史 |
| DPCM Cap Inc23344P101 | COM CL A | 20,000 | $19.7 萬 | <0.1% | – | – | – |
| RMBSRambus Inc | COM | 10,200 | $19.8 萬 | <0.1% | – | – | 歷史 |
| Nuveen CR Opportunities 202267075U102 | COM | 23,775 | $19.9 萬 | <0.1% | – | – | – |
| RGRSturm Ruger & Co Inc | Stock | 3,029 | $20.0 萬 | <0.1% | – | – | 歷史 |
| Invesco Exchange Traded FD T46137V753 | FOOD & BEVERAGE | 5,000 | $20.0 萬 | <0.1% | – | – | – |
| iShares Inc464286509 | MSCI CDA ETF | 5,864 | $20.0 萬 | <0.1% | – | – | – |
| CMBTCmb.tech NV | SHS | 21,858 | $20.0 萬 | <0.1% | – | – | 歷史 |
| CDNSCadence Design Systems Inc | Stock | 1,465 | $20.1 萬 | <0.1% | – | – | 歷史 |
選擇權（1 檔）
同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。
| 證券 | 類別 | 賣權 | 買權 |
|---|---|---|---|
| SDCSmileDirectClub, Inc. | CL A COM | – | $2,000 |