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Cetera Advisors LLC

SEC CIK
0001534400
最新申報
2024/5/24

2022 年第 2 季持倉

持倉截至 2022/6/30,2022/8/11 申報。只含多頭部位,變化是跟 2022 年第 1 季比股數。

機構總覽
持股檔數
1,353
較 2022 年第 1 季 −47
總值
$43.9 億
較 2022 年第 1 季 −$6.20 億 (−12.4%)
申報日
2022/8/11
SEC
Cetera Advisors LLC 在 2022 年第 2 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
LGL Group Inc50186A132*W EXP 11/16/20210,000$5,000<0.1%00.0%不變–
MUXMcEwen Inc.COM12,403$5,000<0.1%00.0%不變歷史
WTERAlkaline Water Co IncCOM NEW15,389$6,000<0.1%00.0%不變歷史
DRRXDurect CorpCOM15,000$7,000<0.1%00.0%不變歷史
BNKKBonk, Inc.COM NEW10,000$7,000<0.1%+10,000新進歷史
TRKATroika Media Group, Inc.COM10,000$8,000<0.1%+10,000新進歷史
Supernus Pharmaceuticals, Inc.868459AD0NOTE 0.625% 4/010,000$1.00 萬<0.1%00.0%不變–
Cheesecake Factory Inc163072AA9NOTE 0.375% 6/113,000$1.00 萬<0.1%−14,000−51.9%減碼–
SENSSenseonics Holdings, Inc.COM11,300$1.20 萬<0.1%00.0%不變歷史
Hope Bancorp Inc43940TAB5NOTE 2.000% 5/113,000$1.30 萬<0.1%00.0%不變–
ACBAurora Cannabis IncCOM11,698$1.50 萬<0.1%+11,698新進歷史
New MTN Fin Corp647551AC4NOTE 5.750% 8/115,000$1.50 萬<0.1%+15,000新進–
KOPNKopin CorpCOM15,027$1.70 萬<0.1%00.0%不變歷史
Vishay Intertechnology Inc928298AP3NOTE 2.250% 6/118,000$1.70 萬<0.1%−16,000−47.1%減碼–
HCI Group, Inc.40416EAD5NOTE 4.250% 3/016,000$1.80 萬<0.1%00.0%不變–
CLVSClovis Oncology, Inc.COM10,330$1.90 萬<0.1%+10,330新進歷史
Genetic Technologies Ltd37185R307NEW SPONSRD ADR16,961$2.00 萬<0.1%+3,000+21.5%加碼–
Insight Enterprises Inc45765UAB9NOTE 0.750% 2/116,000$2.10 萬<0.1%00.0%不變–
DHCDiversified Healthcare TrustCOM SH BEN INT13,131$2.40 萬<0.1%00.0%不變歷史
CLOVClover Health Investments, Corp.COM CL A11,725$2.50 萬<0.1%−17,000−59.2%減碼歷史
LFTLument Finance Trust, Inc.COM10,695$2.50 萬<0.1%00.0%不變歷史
PRAXPraxis Precision Medicines, Inc.COM11,194$2.70 萬<0.1%00.0%不變歷史
FUBOFuboTV Inc.COM12,367$3.10 萬<0.1%−1,000−7.5%減碼歷史
SHIPSeanergy Maritime Holdings Corp.SHS NEW39,185$3.20 萬<0.1%+22,750+138.4%加碼歷史
CMUMFS High Yield Municipal TrustSH BEN INT10,000$3.40 萬<0.1%+10,000新進歷史
RIGTransocean Ltd.REGISTERED SHS10,944$3.60 萬<0.1%+10,944新進歷史
OPKOpko Health, Inc.COM17,600$4.50 萬<0.1%+2,500+16.6%加碼歷史
APTOAptose Biosciences Inc.COM NEW61,980$4.60 萬<0.1%+1,085+1.8%加碼歷史
TOPSTop Ships Inc.COM122,557$4.60 萬<0.1%+20,000+19.5%加碼歷史
CGCCanopy Growth CorpCOM16,909$4.80 萬<0.1%+5,024+42.3%加碼歷史
SANBanco Santander, S.A.ADR17,580$4.90 萬<0.1%−1,059−5.7%減碼歷史
MNKDMannkind CorpCOM NEW13,400$5.10 萬<0.1%+13,400新進歷史
IMMRImmersion CorpCOM10,496$5.60 萬<0.1%+10,496新進歷史
CXEMFS High Income Municipal TrustSH BEN INT16,600$6.20 萬<0.1%−2,000−10.8%減碼歷史
BLUEbluebird bio, Inc.COM15,500$6.40 萬<0.1%+15,500新進歷史
CRONCronos Group Inc.COM23,669$6.70 萬<0.1%+8,277+53.8%加碼歷史
OCSLOaktree Specialty Lending CorpCOM10,225$6.70 萬<0.1%+73+0.7%加碼歷史
NKTRNektar TherapeuticsCOM18,255$6.90 萬<0.1%00.0%不變歷史
FIRYFiry Inc.COM55,250$6.90 萬<0.1%+55,250新進歷史
Prospect Cap Corp74348TAT9NOTE 6.375% 3/070,000$7.20 萬<0.1%+35,000+100.0%加碼–
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT20,940$7.50 萬<0.1%+584+2.9%加碼歷史
Nuveen PFD & Incm Securties67072C105COM10,325$7.50 萬<0.1%−19,482−65.4%減碼–
EVFEaton Vance Senior Income TrustSH BEN INT14,500$7.90 萬<0.1%00.0%不變歷史
USALiberty All Star Equity FundSH BEN INT12,684$8.00 萬<0.1%−1,556−10.9%減碼歷史
SOLEmeren Group LtdSPONSORED ADS16,940$8.00 萬<0.1%00.0%不變歷史
DMFBNY Mellon Municipal Income, Inc.COM11,964$8.10 萬<0.1%−3,200−21.1%減碼歷史
TELLTellurian Inc.COM27,955$8.30 萬<0.1%+5,440+24.2%加碼歷史
TLRYTilray Brands, Inc.COM CL 226,845$8.40 萬<0.1%+7,732+40.5%加碼歷史
HIMXHimax Technologies, Inc.SPONSORED ADR11,701$8.80 萬<0.1%−225−1.9%減碼歷史
DSMBNY Mellon Strategic Municipal Bond Fund, Inc.COM14,847$9.20 萬<0.1%−3,099−17.3%減碼歷史
BBDCBarings BDC, Inc.COM10,163$9.50 萬<0.1%−13,751−57.5%減碼歷史
UAAUnder Armour, Inc.Stock11,734$9.80 萬<0.1%+1,596+15.7%加碼歷史
SIRISirius XM Holdings Inc.COM16,169$9.90 萬<0.1%−3,474−17.7%減碼歷史
BDJBlackRock Enhanced Equity Dividend TrustCOM11,584$10.2 萬<0.1%+173+1.5%加碼歷史
First Tr MLP & Energy Incom33739B104COM13,973$10.7 萬<0.1%+111+0.8%加碼–
DBDeutsche Bank AktiengesellschaftNAMEN AKT12,590$11.0 萬<0.1%00.0%不變歷史
JPCNuveen Preferred & Income Opportunities FundCOM14,350$11.0 萬<0.1%00.0%不變歷史
EMDWestern Asset Emerging Markets Debt Fund Inc.COM12,651$11.2 萬<0.1%+500+4.1%加碼歷史
DSKEDaseke, Inc.COM18,276$11.7 萬<0.1%−1,636−8.2%減碼歷史
Litman Gregory FDS Tr53700T793IMGP RBA RESPONS13,181$11.7 萬<0.1%+13,181新進–
CCIFCarlyle Credit Income FundSHS BEN INT12,877$12.0 萬<0.1%−2,082−13.9%減碼歷史
FGBFirst Trust Specialty Finance & Financial Opportunities FundCOM BEN INTR38,287$12.2 萬<0.1%−2,285−5.6%減碼歷史
CHICalamos Convertible Opportunities & Income FundSH BEN INT11,482$12.3 萬<0.1%−1,858−13.9%減碼歷史
UAUnder Armour, Inc.CL C16,219$12.3 萬<0.1%+71+0.4%加碼歷史
RWTRedwood Trust IncCOM16,320$12.6 萬<0.1%+4,300+35.8%加碼歷史
GRPNGroupon, Inc.COM NEW11,251$12.7 萬<0.1%−4,964−30.6%減碼歷史
EVVEaton Vance Ltd Duration Income FundCOM12,495$12.9 萬<0.1%−83,020−86.9%減碼歷史
NIMNuveen Select Maturities Municipal FundSH BEN INT14,160$13.0 萬<0.1%00.0%不變歷史
UECUranium Energy CorpCOM42,396$13.1 萬<0.1%−1,550−3.5%減碼歷史
STEWSRH Total Return Fund, Inc.COM11,019$13.2 萬<0.1%+20+0.2%加碼歷史
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM15,993$13.3 萬<0.1%00.0%不變歷史
ENLCEnLink Midstream, LLCCOM UNIT REP LTD15,940$13.5 萬<0.1%00.0%不變歷史
NRONeuberger Real Estate Securities Income Fund IncCOM34,011$13.7 萬<0.1%+5,291+18.4%加碼歷史
KTFDWS Municipal Income TrustCOM14,966$14.1 萬<0.1%+10.0%加碼歷史
PHKPIMCO High Income FundCOM SHS27,240$14.1 萬<0.1%+8,342+44.1%加碼歷史
NVGNuveen AMT-Free Municipal Credit Income FundCEF10,798$14.2 萬<0.1%−1,059−8.9%減碼歷史
DPGDuff & Phelps Utility & Infrastructure Fund Inc.COM10,364$14.4 萬<0.1%+259+2.6%加碼歷史
RESRPC IncCOM21,180$14.6 萬<0.1%00.0%不變歷史
VGRVector Group LtdCOM14,037$14.7 萬<0.1%+14,037新進歷史
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM19,730$15.2 萬<0.1%+1,803+10.1%加碼歷史
LXULSB Industries, Inc.COM10,954$15.2 萬<0.1%+10,954新進歷史
EDFVirtus Stone Harbor Emerging Markets Income FundCOM35,000$15.4 萬<0.1%00.0%不變歷史
Amplify ETF Tr032108847CEF HIGH INCOME12,468$15.8 萬<0.1%−2,825−18.5%減碼–
XXII22nd Century Group, Inc.COM74,660$15.9 萬<0.1%+11,100+17.5%加碼歷史
EFTEaton Vance Floating-Rate Income TrustCOM13,725$16.2 萬<0.1%+13,725新進歷史
SPCEVirgin Galactic Holdings, IncCOM27,031$16.3 萬<0.1%−3,550−11.6%減碼歷史
BMEZBlackRock Health Sciences Term TrustCOM SHS10,031$16.5 萬<0.1%+10,031新進歷史
PBTPermian Basin Royalty TrustUNIT BEN INT10,000$16.6 萬<0.1%+10,000新進歷史
SNAPSnap IncStock12,912$17.0 萬<0.1%+2,208+20.6%加碼歷史
AHRTAH Realty Trust, Inc.COM13,296$17.1 萬<0.1%+25+0.2%加碼歷史
BXMXNuveen S&P 500 BuyWrite Income FundCOM13,867$17.2 萬<0.1%−994−6.7%減碼歷史
LEOBNY Mellon Strategic Municipals, Inc.COM27,157$17.9 萬<0.1%00.0%不變歷史
MQYBlackRock Muniyield Quality Fund, Inc.COM14,220$18.0 萬<0.1%+117+0.8%加碼歷史
BCATBlackRock Capital Allocation Term TrustCOM12,560$18.4 萬<0.1%00.0%不變歷史
POWWOutdoor Holding CoCOM47,702$18.4 萬<0.1%−525−1.1%減碼歷史
ETRNMidstream Co LLCCOM28,976$18.4 萬<0.1%−1,303−4.3%減碼歷史
PDXPIMCO Dynamic Income Strategy FundCOM SHS BEN INT14,510$18.6 萬<0.1%+14,510新進歷史
RTLNecessity Retail REIT, Inc.COM CLASS A25,588$18.6 萬<0.1%−3,374−11.6%減碼歷史
DWTXDogwood Therapeutics, Inc.COM43,944$18.6 萬<0.1%00.0%不變歷史
Crescent PT Energy Corp22576C101COM26,472$18.8 萬<0.1%+26,472新進–

選擇權(10 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Cetera Advisors LLC 在 2022 年第 2 季的選擇權部位
證券類別賣權買權
SLBSLB LimitedStock$17.2 萬–
AMZNAmazon Com IncStock$16.1 萬–
COPConocoPhillipsStock$11.6 萬–
TWTRTwitter, Inc.COM$5.50 萬–
BMYBristol Myers Squibb CoStock$3.90 萬–
MRNAModerna, Inc.Stock$2.00 萬–
UNHUnitedHealth Group IncStock$1.60 萬–
AAPLApple Inc.Stock$6,000–
DALDelta Air Lines, Inc.COM NEW–$5,000
ARK Innovation ETF00214Q104ETF$2,000–

2022 年第 1 季之後清倉(159 檔)

2022 年第 1 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 159 檔。

Cetera Advisors LLC 在 2022 年第 1 季之後清倉的部位
證券類別2022 年第 1 季股數2022 年第 1 季市值2022 年第 1 季佔組合 %紀錄
Invesco Exchange Traded FD T46137V571GLOBAL DRGN CN1,127,220$3,267 萬0.7%–
EHEHang Holdings LtdADS777,931$932.7 萬0.2%歷史
Barclays BK PLC06746P456ETN LKD 4857,205$382.1 萬0.1%–
Kraneshares Trust500767306CSI CHI INTERNET110,402$314.8 萬0.1%–
First Tr Exchng Traded FD VI33740F656FT VEST INTE143,489$292.7 萬0.1%–
CERNCERNER CorpCOM19,775$185.0 萬<0.1%歷史
Ssga Active ETF Tr78467V608ST STR BL LN ETF40,170$180.6 萬<0.1%–
SPDR Ser Tr78468R655S&P KENSHO CLEAN18,115$162.6 萬<0.1%–
SPDR Index Shs FDS78463X541ST STR NAT ETF21,450$134.7 萬<0.1%–
Alps ETF Tr00162Q478DISRUPTIVE TECH26,049$111.2 萬<0.1%–
Signature BK New York N Y82669G104COM3,121$91.6 萬<0.1%–
SPDR Series Trust78468R408ST TERM HIGH ETF34,218$89.8 萬<0.1%–
J P Morgan Exchange Traded F46641Q753US VALUE FACTR24,246$89.6 萬<0.1%–
Invesco Exchange Traded FD T46137V480S&P SMCP VLU MNT16,086$86.7 萬<0.1%–
RBB FD Inc74933W601MOTLEY FOL ETF17,249$70.5 萬<0.1%–
Global X FDS37954Y830GLOBAL X COPPER15,166$69.0 萬<0.1%–
Indexiq ETF Tr45409B396IQ CHAIKIN US19,495$68.5 萬<0.1%–
BMEBlackRock Health Sciences TrustCOM14,640$66.6 萬<0.1%歷史
HSBCHSBC Holdings PLCSPON ADR NEW17,872$61.2 萬<0.1%歷史
PENGPenguin Solutions, Inc.SHS20,451$52.8 萬<0.1%歷史
CMCanadian Imperial Bank of CommerceCOM4,132$50.3 萬<0.1%歷史
TAKTakeda Pharmaceutical Co LtdADR33,714$48.3 萬<0.1%歷史
iShares Tr46434VBA7IBONDS DEC22 ETF19,157$48.0 萬<0.1%–
Barclays Bank PLC06746P548ETN LKD 485,990$46.9 萬<0.1%–
Barclays BK PLC06746P431ETN LKD 483,575$46.6 萬<0.1%–
VanEck ETF Trust92189H805RARE EARTH AND S3,916$46.3 萬<0.1%–
Barclays Bank PLC06746P563ETN LKD 487,445$45.6 萬<0.1%–
SPDR Series Trust78468R861STATE STRET SPDR22,019$45.5 萬<0.1%–
VVRInvesco Senior Income TrustCOM106,637$45.4 萬<0.1%歷史
CRCrane CoCOM4,000$43.3 萬<0.1%歷史
Barclays BK PLC06746P571ETN LKD 485,895$42.7 萬<0.1%–
MSTRStrategy IncStock823$40.0 萬<0.1%歷史
NETCloudflare, Inc.CL A COM3,299$39.5 萬<0.1%歷史
Ssga Active ETF Tr78467V848ST STR TOTAL ETF8,529$38.2 萬<0.1%–
Osi ETF Tr67110P704OSHS GBL INTER10,164$38.2 萬<0.1%–
iShares Tr464288174GL TIMB FORE ETF4,175$37.3 萬<0.1%–
Invesco Exchange Traded FD T46137V340S&P500 EQL FIN5,546$35.3 萬<0.1%–
SPDR Series Trust78468R739ST NUVE TERM ETF7,453$35.3 萬<0.1%–
iShares Inc464286285JP MRGN EM HI BD8,827$35.1 萬<0.1%–
VanEck ETF Trust92189F452MORTGAGE REIT20,008$34.2 萬<0.1%–
DJTTrump Media & Technology Group Corp.Stock5,160$33.3 萬<0.1%歷史
PNWPinnacle West Capital CorpCOM4,240$33.1 萬<0.1%歷史
EDRYEuroDry Ltd.COM9,755$33.1 萬<0.1%歷史
JKHYJack Henry & Associates IncStock1,663$32.8 萬<0.1%歷史
VRTVVeritiv CorpCOM2,442$32.6 萬<0.1%歷史
Global X FDS37954Y384CYBRSCURTY ETF10,359$32.5 萬<0.1%–
Vanguard Total World Stock ETF922042742ETF3,136$31.8 萬<0.1%–
iShares Tr464288604MRGSTR SM CP GR6,917$30.6 萬<0.1%–
First Tr Exchange-Traded Alp33737M102MID CP GR ALPH4,574$30.5 萬<0.1%–
WBDWarner Bros. Discovery, Inc.COM SER A12,239$30.5 萬<0.1%歷史
Industrias Bachoco SAB456463108SPON ADR B6,505$30.4 萬<0.1%–
TNDMTandem Diabetes Care IncCOM NEW2,586$30.1 萬<0.1%歷史
LACLithium Americas Corp.COM NEW7,738$29.8 萬<0.1%歷史
SAMBoston Beer Co IncCL A759$29.5 萬<0.1%歷史
BCRXBiocryst Pharmaceuticals IncCOM18,155$29.5 萬<0.1%歷史
TRGPTarga Resources Corp.COM3,907$29.5 萬<0.1%歷史
AFRMAffirm Holdings, Inc.COM CL A6,290$29.1 萬<0.1%歷史
SPDR Series Trust78464A284ST NUVE HIGH ETF5,210$28.7 萬<0.1%–
iShares Inc464286665MSCI PAC JP ETF5,788$28.5 萬<0.1%–
VSXYVictoria's Secret & Co.COMMON STOCK5,539$28.4 萬<0.1%歷史
Global X FDS37954Y814FINTECH ETF8,766$28.1 萬<0.1%–
LOBLive Oak Bancshares, Inc.COM5,498$28.0 萬<0.1%歷史
ACCAmerican Campus Communities IncCOM4,995$28.0 萬<0.1%歷史
EOLSEvolus, Inc.COM24,795$27.8 萬<0.1%歷史
EAElectronic Arts Inc.COM2,179$27.6 萬<0.1%歷史
First Tr Exchange Traded FD33738R662INTL DEV STRNGTH8,317$27.5 萬<0.1%–
iShares Tr46434V456MSCI INTL QUALTY7,426$27.4 萬<0.1%–
iShares Tr46434V4070-5YR HI YL CP6,233$27.4 萬<0.1%–
COFCapital One Financial CorpStock2,080$27.3 萬<0.1%歷史
MKSIMKS IncCOM1,798$27.0 萬<0.1%歷史
FNFabrinetSHS2,567$27.0 萬<0.1%歷史
SGOLabrdn Gold ETF TrustETF14,407$26.8 萬<0.1%歷史
SCCOSouthern Copper CorpStock3,476$26.4 萬<0.1%歷史
MROMarathon Oil CorpCOM10,428$26.2 萬<0.1%歷史
EXPEExpedia Group, Inc.Stock1,335$26.1 萬<0.1%歷史
TDYTeledyne Technologies IncCOM547$25.9 萬<0.1%歷史
Asymmetric ETFs Trust04651A101500 ETF9,110$25.9 萬<0.1%–
First Tr Exch TRD Alphdx FD33737J174DEV MRK EX US4,441$25.7 萬<0.1%–
ALGNAlign Technology IncCOM584$25.5 萬<0.1%歷史
Vanguard Whitehall FDS921946810INTL DVD ETF3,168$25.0 萬<0.1%–
OGSONE Gas, Inc.COM2,823$24.9 萬<0.1%歷史
ILMNIllumina, Inc.COM712$24.9 萬<0.1%歷史
Innovator ETFs Trust45782C698US EQUT BUFR AUG7,535$24.7 萬<0.1%–
FISFidelity National Information Services, Inc.Stock2,447$24.6 萬<0.1%歷史
BRGBluerock Residential Growth REIT, Inc.COM CL A9,144$24.3 萬<0.1%歷史
BBYBest Buy Co IncStock2,659$24.2 萬<0.1%歷史
First Trust Multi Cap Growth Alphadex Fund33733F101ETF2,145$24.1 萬<0.1%–
IIPRInnovative Industrial Properties IncCOM1,175$24.1 萬<0.1%歷史
DBX ETF Tr233051432XTRACK USD HIGH6,307$23.8 萬<0.1%–
Alps ETF Tr00162Q205EQUAL SEC ETF2,192$23.8 萬<0.1%–
MMacy's, Inc.COM9,790$23.8 萬<0.1%歷史
WABWestinghouse Air Brake Technologies CorpStock2,468$23.7 萬<0.1%歷史
BIIBBiogen Inc.COM1,123$23.7 萬<0.1%歷史
MTCHMatch Group, Inc.COM2,159$23.5 萬<0.1%歷史
First Tr Exchange Traded FD33738R878DORSEY WRIGHT6,421$23.5 萬<0.1%–
JCIJohnson Controls International plcStock3,571$23.4 萬<0.1%歷史
Fidelity Covington Trust316092303CONSMR STAPLES5,104$23.4 萬<0.1%–
First Tr Exchange-Traded FD33734X150INDLS PROD DUR4,096$23.2 萬<0.1%–
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM8,619$23.2 萬<0.1%歷史
SUISun Communities IncCOM1,318$23.1 萬<0.1%歷史