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Simplex Trading, LLC

SEC CIK
0001488542
最新申報
2026/8/12

2021 年第 4 季持倉

持倉截至 2021/12/31,2022/2/23 申報。只含多頭部位,變化是跟 2021 年第 3 季比股數。

機構總覽
持股檔數
2,974
較 2021 年第 3 季 +211
總值
$30.5 億
較 2021 年第 3 季 +$2.34 億 (+8.3%)
申報日
2022/2/23
修正SEC
Simplex Trading, LLC 在 2021 年第 4 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
State Street Communication Services Select Sector SPDR ETF81369Y852ETF2$00.0%00.0%不變–
BHEBenchmark Electronics IncCOM21$00.0%+21新進歷史
GHMGraham CorpCOM33$00.0%+33新進歷史
CAAPCorporacion America Airports S.A.COM109$00.0%−243−69.0%減碼歷史
FIBKFirst Interstate Bancsystem IncCOM1$00.0%+1新進歷史
MCRIMonarch Casino & Resort IncCOM10$00.0%+10新進歷史
iShares Inc464286533MSCI EMERG MRKT2$00.0%−93−97.9%減碼–
KYMRKymera Therapeutics, Inc.COM5$00.0%−1,355−99.6%減碼歷史
LINCLincoln Educational Services CorpCOM28$00.0%−29,703−99.9%減碼歷史
FHBFirst Hawaiian, Inc.COM8$00.0%−279−97.2%減碼歷史
ITRNIturan Location & Control Ltd.SHS16$00.0%−4,436−99.6%減碼歷史
COGTCogent Biosciences, Inc.COM100$00.0%+100新進歷史
STVNStevanato Group S.p.A.ORD SHS18$00.0%+18新進歷史
ENICEnel Chile S.A.SPONSORED ADR93$00.0%−188−66.9%減碼歷史
ACRACRES Commercial Realty Corp.COM NEW39$00.0%+39新進歷史
BTBTBit Digital, IncSHS70$00.0%−19,520−99.6%減碼歷史
CPSSConsumer Portfolio Services, Inc.COM34$00.0%+34新進歷史
ELAEnvela CorpCOM29$00.0%+29新進歷史
XGNExagen Inc.COM12$00.0%+12新進歷史
FKWLFranklin Wireless CorpCOM116$00.0%+116新進歷史
HCATHealth Catalyst, Inc.COM8$00.0%+8新進歷史
HOFTHooker Furnishings CorpCOM21$00.0%+21新進歷史
IGCIGC Pharma, Inc.COM NEW1,000$00.0%−25,547−96.2%減碼歷史
KRMDKORU Medical Systems, Inc.COM227$00.0%−4,376−95.1%減碼歷史
KVHIKVH Industries IncCOM99$00.0%−186−65.3%減碼歷史
LFCRLifecore Biomedical, Inc.COM32$00.0%−387−92.4%減碼歷史
LYTSLsi Industries IncCOM74$00.0%+74新進歷史
LFTLument Finance Trust, Inc.COM12$00.0%−548−97.9%減碼歷史
MTRXMatrix Service CoCOM44$00.0%−1,147−96.3%減碼歷史
NESRNational Energy Services Reunited Corp.SHS15$00.0%−237−94.0%減碼歷史
NHTCNatural Health Trends CorpCOM9$00.0%−2,416−99.6%減碼歷史
NTWKNetsol Technologies IncCOM PAR $.00131$00.0%+31新進歷史
PMVPPMV Pharmaceuticals, Inc.COM24$00.0%+24新進歷史
RDIReading International IncCL A156$00.0%+156新進歷史
GASSStealthGas Inc.SHS132$00.0%+132新進歷史
TZOOTravelzooCOM NEW57$00.0%−1,410−96.1%減碼歷史
ABEOAbeona Therapeutics Inc.COM166$00.0%−32,726−99.5%減碼歷史
TLPHTalphera, Inc.COM769$00.0%+769新進歷史
AAUAFAlmaden Minerals LtdCOM CL B1,000$00.0%−1,200−54.5%減碼歷史
GHIGreystone Housing Impact Investors LPBEN UNIT CTF51$00.0%+51新進歷史
Amplify ETF Tr032108102ONLIN RETL ETF9$00.0%+9新進–
Anpac Bio Med Science Co Ltd03635R107SPONSORED ADS44$00.0%+44新進–
AFIArmstrong Flooring, Inc.COM261$00.0%+261新進歷史
Barnes Group Inc067806109COM3$00.0%−553−99.5%減碼–
BXRXBaudax Bio, Inc.COM1,627$00.0%+1,527+1,527.0%加碼歷史
BDSXBiodesix IncCOM49$00.0%+49新進歷史
BCLIBrainstorm Cell Therapeutics Inc.COM NEW200$00.0%00.0%不變歷史
BCOVBrightcove IncCOM18$00.0%−3,737−99.5%減碼歷史
CGCCanopy Growth CorpCOM111$00.0%−66,846−99.8%減碼歷史
GOEVCanoo Inc.COM CL A100$00.0%−16,264−99.4%減碼歷史
China XD Plastics Co Ltd16948F107COM100$00.0%−1,600−94.1%減碼–
CFRXCONTRAFECT CorpCOM NEW200$00.0%+200新進歷史
Enel Americas S A29274F104SPONSORED ADR32$00.0%+32新進–
ENGEnglobal CorpCOM615$00.0%+189+44.4%加碼歷史
HYPDHyperion Defi, Inc.COM60$00.0%−1,613−96.4%減碼歷史
SVVCFirsthand Technology Value Fund, Inc.COM231$00.0%−171−42.5%減碼歷史
ALRAlerisLife Inc.COM NEW113$00.0%+113新進歷史
Global X FDS37950E341GLB X GURU INDEX18$00.0%+18新進–
Global X FDS37954Y699MSCI SUPDIV EA32$00.0%+32新進–
GPPGreen Plains Partners LPCOM REP PTR IN43$00.0%−32,860−99.9%減碼歷史
HMTVHemisphere Media Group, Inc.CL A91$00.0%−9−9.0%減碼歷史
ELVNEnliven Therapeutics, Inc.COM298$00.0%+298新進歷史
Innovator ETFs Tr45782C862LOUP FRONTIER3$00.0%−1,527−99.8%減碼–
IINIntricon CorpCOM5$00.0%−398−98.8%減碼歷史
Invesco Exchange Traded FD T46137V670DYNMC OIL GAS94$00.0%−11,231−99.2%減碼–
Jupai Hldgs Ltd48205B107ADS256$00.0%+256新進–
Leju Hldgs Ltd50187J108SPONSORED ADS532$00.0%+532新進–
LMRKLandmark Infrastructure Partners LPCOM UNIT LTD29,600$00.0%+27,555+1,347.4%加碼歷史
Liminal Biosciences Inc53272L103COM670$00.0%−2,009−75.0%減碼–
MMLPMartin Midstream Partners L.P.UNIT L P INT39$00.0%+39新進歷史
STKHSteakholder Foods Ltd.SPONSORED ADS73$00.0%+73新進歷史
Mercurity Fintech Holding IN58936H109SPONSORED ADS156$00.0%+156新進–
MODVModivCare IncCOM3$00.0%−478−99.4%減碼歷史
MTVAMetaVia Inc.COM140$00.0%−2,015−93.5%減碼歷史
ONCSOncosec Medical IncCOM476$00.0%+476新進歷史
OGIOrganigram Global Inc.COM200$00.0%−13,834−98.6%減碼歷史
OXSQOxford Square Capital Corp.COM26$00.0%+26新進歷史
PCSBPCSB Financial CorpCOM17$00.0%+17新進歷史
PVLPermianville Royalty TrustTR UNIT435$00.0%+435新進歷史
PTEPolarityte, Inc.COM344$00.0%+344新進歷史
ProShares Tr74347B276PSHS ULDOW30 NEW100$00.0%−6,210−98.4%減碼–
GLLProShares Trust IIULTRASHRT NEW3$00.0%+3新進歷史
Ryb Ed Inc74979W101ADR37$00.0%−3,482−98.9%減碼–
RGLSRegulus Therapeutics Inc.COM NEW1,049$00.0%−17,274−94.3%減碼歷史
RMTIRockwell Medical, Inc.COM581$00.0%+581新進歷史
SQZSQZ Biotechnologies CoCOM100$00.0%+100新進歷史
STSASatsuma Pharmaceuticals, Inc.COM177$00.0%+177新進歷史
RDUSRadius Recycling, Inc.CL A5$00.0%−7,179−99.9%減碼歷史
Secoo Hldg Ltd81367P101ADR631$00.0%−979−60.8%減碼–
SGUStar Group, L.P.UNIT LTD PARTNR12$00.0%−2,941−99.6%減碼歷史
TRVNTrevena IncCOM100$00.0%00.0%不變歷史
DWTXDogwood Therapeutics, Inc.COM185$00.0%+185新進歷史
ASAASA Gold & Precious Metals LtdSHS5$00.0%−49−90.7%減碼歷史
UTSIUtstarcom Holdings Corp.SHS NEW11$00.0%−729−98.5%減碼歷史
Global Blue Group Holding AGH33700107ORD SHS100$00.0%+100新進–
LVOXLiveVox Holdings, Inc.COM CL A178$00.0%−63,032−99.7%減碼歷史
BTTXBetter Therapeutics, Inc.COMMON STOCK94$00.0%+94新進歷史
YQ17 Education & Technology Group Inc.ADS94$00.0%+94新進歷史
Vanguard Short-Term Bond ETF921937827ETF13$1,000<0.1%+13新進–
WAFDWafd IncStock38$1,000<0.1%+38新進歷史

選擇權(7,464 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

依市值列出前 100 檔,共 7,464 檔。

Simplex Trading, LLC 在 2021 年第 4 季的選擇權部位
證券類別賣權買權
SPDR S&P 500 ETF Tr78462F953PUT$68.6 億–
Tesla Inc88160R901CALL–$43.0 億
SPDR S&P 500 ETF Tr78462F903CALL–$38.1 億
Tesla Inc88160R951PUT$37.9 億–
iShares Tr464287957PUT$29.5 億–
Invesco QQQ Tr46090E953PUT$28.1 億–
Amazon Com Inc023135956PUT$22.1 億–
Invesco QQQ Tr46090E903UNIT SER 1–$21.2 億
Apple Inc037833900CALL–$19.9 億
Apple Inc037833950PUT$19.5 億–
iShares Tr464287907CALL–$19.3 億
Amazon Com Inc023135906CALL–$18.0 億
Select Sector SPDR Tr81369Y956PUT$15.0 億–
NVIDIA Corporation67066G954PUT$10.4 億–
Facebook Inc30303M902CALL–$9.41 億
Facebook Inc30303M952PUT$8.89 億–
NVIDIA Corporation67066G904CALL–$8.18 億
Select Sector SPDR Tr81369Y906CALL–$8.02 億
Alphabet Inc02079K955PUT$7.70 億–
Microsoft Corp594918954PUT$7.65 億–
Alphabet Inc02079K905CALL–$6.92 億
Microsoft Corp594918904CALL–$6.49 億
Advanced Micro Devices Inc007903957PUT$6.36 億–
Netflix Inc64110L956PUT$5.45 億–
Alibaba Group Hldg Ltd01609W902CALL–$5.01 億
Advanced Micro Devices Inc007903907CALL–$4.89 億
SPDR Gold Tr78463V957GOLD SHS$4.47 億–
PayPal Hldgs Inc70450Y903CALL–$4.08 億
SPDR Gold Tr78463V907CALL–$3.90 億
Boeing Co097023905COM–$3.75 億
Chipotle Mexican Grill Inc169656955PUT$3.63 億–
Alibaba Group Hldg Ltd01609W952PUT$3.54 億–
SPDR Dow Jones Indl Average78467X959PUT$3.10 億–
Netflix Inc64110L906CALL–$2.97 億
Salesforce Com Inc79466L952PUT$2.95 億–
VanEck Vectors ETF Tr92189F902CALL–$2.95 億
Vanguard Index FDS922908959PUT$2.93 億–
GameStop Corp New36467W959PUT$2.93 億–
JPMorgan Chase & Co46625H955PUT$2.88 億–
Micron Technology Inc595112953PUT$2.88 億–
iShares Tr464288955PUT$2.86 億–
Boeing Co097023955PUT$2.83 億–
Qualcomm Inc747525953PUT$2.78 億–
PayPal Hldgs Inc70450Y953PUT$2.77 億–
AutoZone Inc053332952PUT$2.77 億–
Square Inc852234953PUT$2.77 億–
Pfizer Inc717081903CALL–$2.75 億
Adobe Systems Incorporated00724F951PUT$2.75 億–
Disney Walt Co254687906CALL–$2.71 億
SPDR Ser Tr78464A958PUT$2.68 億–
Citigroup Inc172967904CALL–$2.57 億
VanEck Vectors ETF Tr92189F952PUT$2.55 億–
Disney Walt Co254687956PUT$2.54 億–
ProShares Tr74347X950PUT$2.54 億–
SPDR Dow Jones Indl Average78467X909CALL–$2.52 億
Broadcom Inc11135F951PUT$2.46 億–
Salesforce Com Inc79466L902CALL–$2.46 億
JPMorgan Chase & Co46625H905CALL–$2.36 億
Visa Inc92826C909CALL–$2.34 億
Home Depot Inc437076952PUT$2.29 億–
Moderna Inc60770K907CALL–$2.27 億
Walmart Inc931142903CALL–$2.24 億
Shopify Inc82509L957PUT$2.22 億–
BK of America Corp060505954PUT$2.13 億–
Costco WHSL Corp New22160K905CALL–$2.11 億
SPDR Ser Tr78464A908CALL–$2.09 億
Micron Technology Inc595112903CALL–$2.08 億
Citigroup Inc172967954PUT$2.02 億–
Berkshire Hathaway Inc Del084670952PUT$1.98 億–
Taiwan Semiconductor Mfg Ltd874039950PUT$1.97 億–
Visa Inc92826C959PUT$1.97 億–
Pfizer Inc717081953PUT$1.96 億–
Chipotle Mexican Grill Inc169656905CALL–$1.96 億
Goldman Sachs Group Inc38141G954PUT$1.94 億–
Intel Corp458140900CALL–$1.93 億
Airbnb Inc009066951PUT$1.91 億–
Goldman Sachs Group Inc38141G904CALL–$1.87 億
BK of America Corp060505904CALL–$1.85 億
Cisco Sys Inc17275R902CALL–$1.83 億
iShares Silver Tr46428Q909CALL–$1.82 億
Nike Inc654106953PUT$1.73 億–
Ford MTR Co Del345370950PUT$1.71 億–
Merck & Co. Inc58933Y905CALL–$1.70 億
AT&T Inc00206R902CALL–$1.70 億
Uber Technologies Inc90353T900CALL–$1.65 億
Coinbase Global Inc19260Q907CALL–$1.64 億
Square Inc852234903CALL–$1.63 億
Target Corp87612E956PUT$1.63 億–
Costco WHSL Corp New22160K955PUT$1.61 億–
Intuit461202953PUT$1.60 億–
Coinbase Global Inc19260Q957PUT$1.59 億–
Applied Matls Inc038222955PUT$1.56 億–
Procter and Gamble Co742718959PUT$1.54 億–
Mercadolibre Inc58733R902CALL–$1.54 億
ProShares Tr74347X900CALL–$1.54 億
UnitedHealth Group Inc91324P952PUT$1.54 億–
Adobe Systems Incorporated00724F901CALL–$1.53 億
Qualcomm Inc747525903CALL–$1.52 億
Morgan Stanley617446958PUT$1.51 億–
Mastercard Incorporated57636Q954PUT$1.51 億–

2021 年第 3 季之後清倉(983 檔)

2021 年第 3 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 983 檔。

Simplex Trading, LLC 在 2021 年第 3 季之後清倉的部位
證券類別2021 年第 3 季股數2021 年第 3 季市值2021 年第 3 季佔組合 %紀錄
CCLCarnival Corp Ltd.UNIT 99/99/99991,428,103$3,764 萬1.3%歷史
ContextLogic Inc.21077C107COM CL A1,789,178$2,190 萬0.8%–
MSTRStrategy IncStock28,179$1,834 萬0.7%歷史
iShares MSCI Eafe ETF464287465ETF180,666$1,429 萬0.5%–
WYNNWynn Resorts LtdCOM98,719$1,208 萬0.4%歷史
EXPEExpedia Group, Inc.Stock53,062$886.2 萬0.3%歷史
MSMorgan StanleyStock95,934$882.7 萬0.3%歷史
iShares Tr464287739U.S. REAL ES ETF81,007$829.0 萬0.3%–
DDOGDatadog, Inc.CL A COM77,946$815.0 萬0.3%歷史
SPDR Series Trust78468R556SP O&G EXPL PRO82,177$813.3 萬0.3%–
VVisa Inc.Stock34,291$806.3 萬0.3%歷史
MOAltria Group, Inc.Stock162,316$776.3 萬0.3%歷史
AONAon plcCL A31,923$761.9 萬0.3%歷史
ABTSAbits Group IncORDINARY SHARES338,761$753.0 萬0.3%歷史
iShares Tr464288513IBOXX HI YD ETF84,844$745.9 萬0.3%–
WMTWalmart Inc.Stock52,635$733.3 萬0.3%歷史
CSCOCisco Systems, Inc.Stock129,467$691.8 萬0.2%歷史
KOCoca Cola CoStock122,431$660.6 萬0.2%歷史
AAAlcoa CorpStock177,578$656.3 萬0.2%歷史
Direxion Shs ETF Tr25459W847DLY SMCAP BULL3X64,011$642.8 萬0.2%–
iShares Tr464287515EXPANDED TECH16,169$631.0 萬0.2%–
CATCaterpillar IncStock24,701$535.2 萬0.2%歷史
NRGNRG Energy, Inc.Stock127,329$515.9 萬0.2%歷史
ALGNAlign Technology IncCOM8,159$505.0 萬0.2%歷史
CBOECboe Global Markets, Inc.COM39,143$463.8 萬0.2%歷史
State Street SPDR S&P Biotech ETF78464A870ETF33,018$457.2 萬0.2%–
VXXBarclays Bank PLCETF152,213$441.1 萬0.2%歷史
MRSHMarsh & McLennan Companies, Inc.Stock30,377$432.3 萬0.2%歷史
NETCloudflare, Inc.CL A COM40,516$422.9 萬0.2%歷史
TIGRUP Fintech Holding LtdSPONSORED ADS159,985$418.6 萬0.1%歷史
FICOFair Isaac CorpCOM8,097$405.1 萬0.1%歷史
TJXTJX Companies IncStock56,490$383.4 萬0.1%歷史
FANGDiamondback Energy, Inc.Stock38,355$382.0 萬0.1%歷史
UNPUnion Pacific CorpStock17,084$381.9 萬0.1%歷史
BRK.BBerkshire Hathaway IncStock11,976$335.5 萬0.1%歷史
RLRalph Lauren CorpCL A27,849$328.7 萬0.1%歷史
DVDoubleVerify Holdings, Inc.COM78,178$324.1 萬0.1%歷史
MVISMicrovision, Inc.COM NEW189,368$310.1 萬0.1%歷史
ETF Managers Tr26924G102PRIME JUNIR SLVR203,698$307.5 萬0.1%–
CVSCVS Health CorpStock37,397$307.4 萬0.1%歷史
PHParker-Hannifin CorpStock9,920$304.5 萬0.1%歷史
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF39,541$275.8 萬0.1%–
ALNYAlnylam Pharmaceuticals, Inc.COM15,991$271.4 萬0.1%歷史
USFDUS Foods Holding Corp.COM71,115$270.5 萬0.1%歷史
RACEFerrari N.V.COM12,992$264.4 萬0.1%歷史
CVNACarvana Co.CL A8,425$259.4 萬0.1%歷史
HIMXHimax Technologies, Inc.SPONSORED ADR162,171$258.0 萬0.1%歷史
MLCOMelco Resorts & Entertainment LTDADR152,827$255.6 萬0.1%歷史
FTAIFTAI Aviation Ltd.COM REP LTD LIAB76,626$255.6 萬0.1%歷史
AUAngloGold Ashanti PLCSPONSORED ADR136,253$254.2 萬0.1%歷史
CMICummins IncStock10,347$250.5 萬0.1%歷史
DXCMDexcom IncCOM5,733$244.7 萬0.1%歷史
Tata MTRS Ltd876568502SPONSORED ADR106,522$244.6 萬0.1%–
CRSRCorsair Gaming, Inc.COM73,586$241.4 萬0.1%歷史
BALLBALL CorpCOM28,250$232.7 萬0.1%歷史
PSAPublic StorageCOM7,588$227.8 萬0.1%歷史
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 16,579$227.8 萬0.1%歷史
BNYBank of New York Mellon CorpStock42,272$217.4 萬0.1%歷史
JNJJohnson & JohnsonStock12,937$214.7 萬0.1%歷史
UAAUnder Armour, Inc.Stock98,611$210.0 萬0.1%歷史
DXCDXC Technology CoStock51,234$206.9 萬0.1%歷史
WSMWilliams Sonoma IncCOM12,462$199.7 萬0.1%歷史
PNCPNC Financial Services Group, Inc.Stock10,095$193.5 萬0.1%歷史
LINLinde PLCSHS6,528$189.8 萬0.1%歷史
INOVInovalon Holdings, Inc.COM CL A55,427$187.8 萬0.1%歷史
DVNDevon Energy CorpStock61,135$183.1 萬0.1%歷史
Renaissance Cap Greenwich FD759937204IPO ETF27,471$178.7 萬0.1%–
MTDMettler Toledo International IncCOM1,277$176.3 萬0.1%歷史
MOMOHello Group Inc.ADS114,286$174.7 萬0.1%歷史
VRMVroom, Inc.COM40,845$173.6 萬0.1%歷史
HOGHarley-Davidson, Inc.COM36,725$172.5 萬0.1%歷史
NXSTNexstar Media Group, Inc.COMMON STOCK11,374$172.2 萬0.1%歷史
DBXDropbox, Inc.CL A55,779$168.5 萬0.1%歷史
PLNTPlanet Fitness, Inc.CL A22,306$168.2 萬0.1%歷史
DPZDominos Pizza IncCOM3,575$166.6 萬0.1%歷史
ChemoCentryx, Inc.16383L106COM124,407$164.2 萬0.1%–
GBXGreenbrier Companies IncStock37,396$162.4 萬0.1%歷史
REGNRegeneron Pharmaceuticals, Inc.COM2,801$160.9 萬0.1%歷史
EGHT8X8 IncCOM57,257$157.6 萬0.1%歷史
CICigna GroupStock6,612$157.5 萬0.1%歷史
Invesco Exch Traded FD Tr II46138G508SR LN ETF70,408$156.1 萬0.1%–
Vanguard Dividend Appreciation ETF921908844ETF9,644$150.1 萬0.1%–
RJFRaymond James Financial IncCOM11,374$149.9 萬0.1%歷史
WBWEIBO CorpSPONSORED ADR27,863$147.3 萬0.1%歷史
FIGSFIGS, Inc.CL A31,662$145.2 萬0.1%歷史
iShares Tr464288281JPMORGAN USD EMG12,878$144.2 萬0.1%–
NXPINXP Semiconductors N.V.COM7,136$144.0 萬0.1%歷史
SVXYProShares Trust IISHT VIX ST TRM25,649$143.7 萬0.1%歷史
LNCLincoln National CorpCOM21,895$140.8 萬<0.1%歷史
Arrival GroupL0423Q108SHS90,371$140.8 萬<0.1%–
TELTE Connectivity plcREG SHS10,262$140.3 萬<0.1%歷史
PFPTProofpoint IncCOM8,047$139.7 萬<0.1%歷史
DARDarling Ingredients Inc.COM20,590$138.6 萬<0.1%歷史
UNVRUnivar Solutions Inc.COM56,149$138.0 萬<0.1%歷史
iShares Tr46429B671MSCI CHINA ETF16,716$136.6 萬<0.1%–
PFSIPennyMac Financial Services, Inc.COM22,476$135.4 萬<0.1%歷史
DISWalt Disney CoStock7,585$134.4 萬<0.1%歷史
PRTYParty City Holdco Inc.COM139,971$134.0 萬<0.1%歷史
GS Acquisition Hldgs Corp II36258Q105COM CL A127,909$131.6 萬<0.1%–
ERICEricsson LM Telephone CoADR B SEK 10103,083$131.4 萬<0.1%歷史