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Simplex Trading, LLC

SEC CIK
0001488542
最新申報
2026/8/12

2021 年第 3 季持倉

持倉截至 2021/9/30,2021/10/28 申報。只含多頭部位,變化是跟 2021 年第 2 季比股數。

機構總覽
持股檔數
2,763
較 2021 年第 2 季 −47
總值
$28.2 億
較 2021 年第 2 季 +$4,589 萬 (+1.7%)
申報日
2021/10/28
SEC
Simplex Trading, LLC 在 2021 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
State Street Communication Services Select Sector SPDR ETF81369Y852ETF2$00.0%00.0%不變–
SXTSensient Technologies CorpCOM10$00.0%00.0%不變歷史
MFGMizuho Financial Group IncSPONSORED ADR210$00.0%00.0%不變歷史
EYENational Vision Holdings, Inc.COM15$00.0%00.0%不變歷史
BCSFBain Capital Specialty Finance, Inc.COM STK40$00.0%00.0%不變歷史
KRGKite Realty Group TrustCOM NEW39$00.0%00.0%不變歷史
HWKNHawkins IncCOM30$00.0%00.0%不變歷史
SCSCScansource, Inc.COM27$00.0%00.0%不變歷史
OBDCBlue Owl Capital CorpCOM64$00.0%00.0%不變歷史
ADCAgree Realty CorpCOM14$00.0%−2−12.5%減碼歷史
PUKPrudential PLCADR12$00.0%00.0%不變歷史
TRSTrimas CorpCOM NEW31$00.0%00.0%不變歷史
BELFBBel Fuse IncCL B3$00.0%00.0%不變歷史
NPKINPK International Inc.COM SHS100$00.0%00.0%不變歷史
LMNRLimoneira COCOM13$00.0%+13新進歷史
ENICEnel Chile S.A.SPONSORED ADR281$00.0%00.0%不變歷史
BCBPBCB Bancorp IncCOM1$00.0%00.0%不變歷史
CLBKColumbia Financial, Inc.COM4$00.0%00.0%不變歷史
CRVSCorvus Pharmaceuticals, Inc.COM199$00.0%00.0%不變歷史
ELDNEledon Pharmaceuticals, Inc.COM35$00.0%00.0%不變歷史
KTCCKey Tronic CorpCOM80$00.0%00.0%不變歷史
MATWMatthews International CorpCL A15$00.0%00.0%不變歷史
AVOMission Produce, Inc.COM5$00.0%00.0%不變歷史
NEXANexa Resources S.A.COM100$00.0%00.0%不變歷史
NFBKNorthfield Bancorp, Inc.COM36$00.0%00.0%不變歷史
OMEXOdyssey Marine Exploration IncCOM NEW153$00.0%00.0%不變歷史
SGCSuperior Group of Companies, Inc.COM36$00.0%−300−89.3%減碼歷史
URGNUroGen Pharma Ltd.COM9$00.0%00.0%不變歷史
WRLDWorld Acceptance CorpCOM6$00.0%00.0%不變歷史
Aethlon Med Inc00808Y307COM146$00.0%00.0%不變–
AGFSAgroFresh Solutions, Inc.COM368$00.0%00.0%不變歷史
BXRXBaudax Bio, Inc.COM100$00.0%00.0%不變歷史
BCLIBrainstorm Cell Therapeutics Inc.COM NEW200$00.0%00.0%不變歷史
HONEHarborOne Bancorp, Inc.COM NEW11$00.0%00.0%不變歷史
Hexo Corp428304307COM NEW65$00.0%00.0%不變–
IBIOiBio, Inc.COM NEW402$00.0%−1,100−73.2%減碼歷史
Liquid Media Group Ltd New53634Q204COM NEW548$00.0%00.0%不變–
Listed FD Tr53656F458ROUNDHILL MVP14$00.0%00.0%不變–
LHDXLucira Health, Inc.COM43$00.0%00.0%不變歷史
MFAMfa Financial, Inc.COM50$00.0%00.0%不變歷史
MRCCMonroe Capital CorpCOM26$00.0%00.0%不變歷史
NMTR9 Meters Biopharma, Inc.COM400$00.0%00.0%不變歷史
PZNPzena Investment Management, Inc.CLASS A87$00.0%00.0%不變歷史
TLSATiziana Life Sciences LtdSPONSORED ADS363$00.0%00.0%不變歷史
TRVNTrevena IncCOM100$00.0%00.0%不變歷史
VOLTVolt Information Sciences, Inc.COM85$00.0%00.0%不變歷史
WNS Hldgs Ltd92932M101SPON ADR6$00.0%00.0%不變–
XFORX4 Pharmaceuticals, IncCOM53$00.0%00.0%不變歷史
KAKineta, Inc.COM43$00.0%+43新進歷史
ProShares Tr74347G556ULTSHT REAL EST29$00.0%00.0%不變–
SNTSenstar Technologies CorpORD3$00.0%+3新進歷史
Pacer US Cash Cows 100 ETF69374H881ETF27$1,000<0.1%00.0%不變–
State Street SPDR Portfolio Long Term Corporate Bond ETF78464A367ETF40$1,000<0.1%00.0%不變–
EPACEnerpac Tool Group CorpCL A COM48$1,000<0.1%00.0%不變歷史
Global X FDS37954Y806ALTERNATIVE INCM100$1,000<0.1%00.0%不變–
Flexshares Tr33939L837INTL QLTDV IDX63$1,000<0.1%00.0%不變–
THTarget Hospitality Corp.COM276$1,000<0.1%−150−35.2%減碼歷史
CVSACovista Inc.COM52$1,000<0.1%00.0%不變歷史
TBBKBancorp, Inc.COM85$1,000<0.1%00.0%不變歷史
UBSIUnited Bankshares IncCOM48$1,000<0.1%00.0%不變歷史
iShares Tr464287150CORE S&P TTL STK20$1,000<0.1%00.0%不變–
TTEKTetra Tech IncCOM13$1,000<0.1%00.0%不變歷史
MBWMMercantile Bank CorpCOM60$1,000<0.1%00.0%不變歷史
LEALear CorpCOM NEW8$1,000<0.1%00.0%不變歷史
ITTItt Inc.COM19$1,000<0.1%00.0%不變歷史
CRWSCrown Crafts IncCOM135$1,000<0.1%00.0%不變歷史
DLHCDLH Holdings Corp.COM106$1,000<0.1%00.0%不變歷史
FENCFennec Pharmaceuticals Inc.COM241$1,000<0.1%00.0%不變歷史
FSPFranklin Street Properties CorpCOM361$1,000<0.1%00.0%不變歷史
IMNMImmunome Inc.COM100$1,000<0.1%00.0%不變歷史
LRMRLarimar Therapeutics, Inc.COM157$1,000<0.1%00.0%不變歷史
LCUTLifetime Brands, IncCOM85$1,000<0.1%00.0%不變歷史
NLNli Holdings, Inc.COM NEW226$1,000<0.1%00.0%不變歷史
AAUAFAlmaden Minerals LtdCOM CL B2,200$1,000<0.1%+500+29.4%加碼歷史
AIRCApartment Income REIT Corp.COM25$1,000<0.1%00.0%不變歷史
BMAMacro Bank Inc.SPON ADR B100$1,000<0.1%00.0%不變歷史
Banco Santander Mexico SA05969B103SPONSORED ADS B310$1,000<0.1%00.0%不變–
BOCHBank of Commerce HoldingsCOM85$1,000<0.1%00.0%不變歷史
China XD Plastics Co Ltd16948F107COM1,700$1,000<0.1%00.0%不變–
DSPGDSP Group IncCOM100$1,000<0.1%00.0%不變歷史
ENGEnglobal CorpCOM426$1,000<0.1%00.0%不變歷史
EVLOEvelo Biosciences, Inc.COM84$1,000<0.1%00.0%不變歷史
FFICFlushing Financial CorpCOM60$1,000<0.1%00.0%不變歷史
GPXGP Strategies CorpCOM111$1,000<0.1%00.0%不變歷史
GTBPGT Biopharma, Inc.COM NEW67$1,000<0.1%00.0%不變歷史
AUMNGolden Minerals CoCOM2,100$1,000<0.1%00.0%不變歷史
HMTVHemisphere Media Group, Inc.CL A100$1,000<0.1%00.0%不變歷史
HTBKHeritage Commerce CorpCOM107$1,000<0.1%00.0%不變歷史
LVOLiveOne, Inc.COM NEW261$1,000<0.1%+261新進歷史
Maverix Metals Inc57776F405COM NEW279$1,000<0.1%00.0%不變–
PHASPhaseBio Pharmaceuticals IncCOM417$1,000<0.1%−100−19.3%減碼歷史
PSTXPoseida Therapeutics, Inc.COM181$1,000<0.1%+100+123.5%加碼歷史
ProShares Tr74347G739ULTSHRT QQQ68$1,000<0.1%00.0%不變–
Rise Ed Cayman Ltd76761L102SPONSORED ADR684$1,000<0.1%00.0%不變–
FLOWSPX FLOW, Inc.COM25$1,000<0.1%00.0%不變歷史
SGLYSingularity Future Technology Ltd.COM NEW307$1,000<0.1%00.0%不變歷史
TPTXTurning Point Therapeutics, Inc.COM16$1,000<0.1%00.0%不變歷史
DSEYDiversey Holdings, Ltd.ORD SHS64$1,000<0.1%00.0%不變歷史
ASAASA Gold & Precious Metals LtdSHS54$1,000<0.1%00.0%不變歷史
JRVRJames River Group Holdings, Inc.COM45$1,000<0.1%00.0%不變歷史

選擇權(7,026 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

依市值列出前 100 檔,共 7,026 檔。

Simplex Trading, LLC 在 2021 年第 3 季的選擇權部位
證券類別賣權買權
SPDR S&P 500 ETF Tr78462F953PUT$126.8 億–
SPDR S&P 500 ETF Tr78462F903CALL–$55.5 億
Tesla Inc88160R951PUT$53.5 億–
Invesco QQQ Tr46090E953PUT$38.6 億–
iShares Tr464287957PUT$35.8 億–
Tesla Inc88160R901CALL–$32.9 億
Amazon Com Inc023135956PUT$24.4 億–
Invesco QQQ Tr46090E903UNIT SER 1–$24.0 億
Amazon Com Inc023135906CALL–$22.4 億
Apple Inc037833900CALL–$20.0 億
Apple Inc037833950PUT$17.5 億–
iShares Tr464287907CALL–$16.5 億
Select Sector SPDR Tr81369Y956PUT$10.0 億–
NVIDIA Corporation67066G954PUT$9.86 億–
Select Sector SPDR Tr81369Y906CALL–$9.41 億
Alibaba Group Hldg Ltd01609W902CALL–$8.67 億
Facebook Inc30303M952PUT$8.60 億–
GameStop Corp New36467W959PUT$8.58 億–
Facebook Inc30303M902CALL–$8.13 億
NVIDIA Corporation67066G904CALL–$8.04 億
Alphabet Inc02079K955PUT$7.89 億–
AMC Entmt Hldgs Inc00165C954PUT$7.86 億–
SPDR Gold Tr78463V957GOLD SHS$7.10 億–
Microsoft Corp594918954PUT$6.84 億–
SPDR Gold Tr78463V907CALL–$6.47 億
Alibaba Group Hldg Ltd01609W952PUT$6.45 億–
Alphabet Inc02079K905CALL–$6.11 億
Microsoft Corp594918904CALL–$5.71 億
Netflix Inc64110L956PUT$5.10 億–
Netflix Inc64110L906CALL–$4.49 億
Advanced Micro Devices Inc007903957PUT$4.20 億–
Boeing Co097023905COM–$4.15 億
Advanced Micro Devices Inc007903907CALL–$3.88 億
SPDR Dow Jones Indl Average78467X909CALL–$3.29 億
Salesforce Com Inc79466L902CALL–$3.24 億
iShares Silver Tr46428Q909CALL–$3.17 億
Salesforce Com Inc79466L952PUT$3.14 億–
Square Inc852234953PUT$3.05 億–
Boeing Co097023955PUT$3.04 億–
Baidu Inc056752908CALL–$2.65 億
VanEck Vectors ETF Tr92189F902CALL–$2.63 億
SPDR Dow Jones Indl Average78467X959PUT$2.62 億–
VanEck Vectors ETF Tr92189F952PUT$2.59 億–
Disney Walt Co254687956PUT$2.59 億–
AMC Entmt Hldgs Inc00165C904CALL–$2.49 億
Micron Technology Inc595112903CALL–$2.49 億
NIO Inc62914V956PUT$2.45 億–
Baidu Inc056752958PUT$2.44 億–
Square Inc852234903CALL–$2.42 億
Disney Walt Co254687906CALL–$2.39 億
Snap Inc83304A956PUT$2.38 億–
ARK ETF Tr00214Q957PUT$2.27 億–
Micron Technology Inc595112953PUT$2.25 億–
PayPal Hldgs Inc70450Y953PUT$2.16 億–
JPMorgan Chase & Co46625H955PUT$2.15 億–
Adobe Systems Incorporated00724F951PUT$2.13 億–
Shopify Inc82509L957PUT$2.11 億–
Citigroup Inc172967954PUT$2.09 億–
Intel Corp458140900CALL–$2.07 億
Visa Inc92826C909CALL–$2.07 億
PayPal Hldgs Inc70450Y903CALL–$2.05 億
Roku Inc77543R952PUT$2.02 億–
Qualcomm Inc747525953PUT$2.01 億–
GameStop Corp New36467W909CALL–$2.00 億
Roku Inc77543R902CALL–$1.94 億
JPMorgan Chase & Co46625H905CALL–$1.93 億
Mastercard Incorporated57636Q904CALL–$1.90 億
Shopify Inc82509L907CALL–$1.89 億
Zoom Video Communications IN98980L951PUT$1.83 億–
ProShares Tr74347X900CALL–$1.80 億
Airbnb Inc009066901CALL–$1.80 億
Visa Inc92826C959PUT$1.78 億–
FedEx Corp31428X906CALL–$1.76 億
Walmart Inc931142903CALL–$1.75 億
Mastercard Incorporated57636Q954PUT$1.73 億–
NIO Inc62914V906CALL–$1.73 億
SPDR Ser Tr78464A958PUT$1.70 億–
Citigroup Inc172967904CALL–$1.66 億
Viacomcbs Inc92556H906CALL–$1.66 億
FedEx Corp31428X956PUT$1.65 億–
Goldman Sachs Group Inc38141G954PUT$1.63 億–
iShares Tr464288955PUT$1.62 億–
Nike Inc654106903CALL–$1.61 億
Jd.com Inc47215P906CALL–$1.60 億
BK of America Corp060505954PUT$1.59 億–
Walmart Inc931142953PUT$1.57 億–
iShares Inc464286951PUT$1.57 億–
Intel Corp458140950PUT$1.55 億–
Chipotle Mexican Grill Inc169656955PUT$1.53 億–
Qualcomm Inc747525903CALL–$1.53 億
ProShares Tr74347X950PUT$1.50 億–
Moderna Inc60770K957PUT$1.44 億–
Adobe Systems Incorporated00724F901CALL–$1.43 億
Zoom Video Communications IN98980L901CALL–$1.41 億
Costco WHSL Corp New22160K905CALL–$1.41 億
Broadcom Inc11135F951PUT$1.41 億–
Airbnb Inc009066951PUT$1.40 億–
Coinbase Global Inc19260Q957PUT$1.37 億–
Twitter Inc90184L902CALL–$1.35 億
Target Corp87612E956PUT$1.32 億–

2021 年第 2 季之後清倉(108 檔)

2021 年第 2 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 108 檔。

Simplex Trading, LLC 在 2021 年第 2 季之後清倉的部位
證券類別2021 年第 2 季股數2021 年第 2 季市值2021 年第 2 季佔組合 %紀錄
AMZNAmazon Com IncStock2,761$949.8 萬0.3%歷史
SPYSPDR S&P 500 ETF TrustETF20,467$876.1 萬0.3%歷史
Moxian Inc624697306COM337,513$752.3 萬0.3%–
WORKSlack Technologies, Inc.COM CL A116,357$515.4 萬0.2%歷史
ALXNAlexion Pharmaceuticals, Inc.COM18,712$343.7 萬0.1%歷史
Tuscan Hldgs Corp90069K104COM209,614$285.7 萬0.1%–
iShares Tr464287234MSCI EMG MKT ETF51,112$281.8 萬0.1%–
Lightspeed Pos Inc53227R106SUB VTG SHS20,588$172.1 萬0.1%–
AHTAshford Hospitality Trust IncCOM SHS344,776$157.2 萬0.1%歷史
PEPPepsiCo IncStock10,526$155.9 萬0.1%歷史
Tortoise Acquisition Corp IIG89554102COM CL A145,590$146.0 萬0.1%–
Apex Technology Acquisition03768F102COM CL A118,738$145.4 萬0.1%–
Decarbonization Plus Acqu Co242797108COM CL A114,594$118.1 萬<0.1%–
BBWIBath & Body Works, Inc.COM14,522$104.6 萬<0.1%歷史
ETNEaton Corp plcStock6,109$90.5 萬<0.1%歷史
HOMEAt Home Group Inc.COM23,998$88.4 萬<0.1%歷史
CRWDCrowdStrike Holdings, Inc.Stock2,535$63.7 萬<0.1%歷史
BNSBank of Nova ScotiaCOM9,755$63.4 萬<0.1%歷史
Software Acquisitn Grup Inc83407F101COM CL A55,994$55.7 萬<0.1%–
Churchill Capital Corp IV171439102CL A19,079$54.9 萬<0.1%–
PQ Group Hldgs Inc73943T103COM34,117$52.4 萬<0.1%–
Qell Acquisition CorpG7307X105CL A50,612$50.3 萬<0.1%–
STZConstellation Brands, Inc.Stock1,559$36.4 萬<0.1%歷史
OneG7000X105COM CL A34,538$34.4 萬<0.1%–
Holicity Inc435063102COM CL A27,491$33.9 萬<0.1%–
BFHBread Financial Holdings, Inc.COM3,119$32.4 萬<0.1%歷史
PDACPeridot Acquisition Corp.SHS CL A21,491$26.1 萬<0.1%歷史
Rice Acquisition Corp762594109COM CL A14,050$25.3 萬<0.1%–
Stable RD Acquisition Corp85236Q109COM CL A17,832$24.9 萬<0.1%–
TWC Tech Hldgs II Corp90117G105COM24,936$24.7 萬<0.1%–
DBCInvesco DB Commodity Index Tracking FundUNIT12,154$23.3 萬<0.1%歷史
Climate Change Crisis Real I18716C100CL A COM13,140$19.7 萬<0.1%–
HASHasbro, Inc.COM1,948$18.4 萬<0.1%歷史
Capitol Investment Corp V14064F100COM CL A16,507$16.4 萬<0.1%–
LMNXLuminex CorpCOM4,227$15.5 萬<0.1%歷史
MSG Network Inc553573106CL A10,316$15.0 萬<0.1%–
SWISolarWinds CorpCOM8,782$14.8 萬<0.1%歷史
KNLKnoll IncCOM NEW5,109$13.2 萬<0.1%歷史
WRIWeingarten Realty InvestorsSH BEN INT4,018$12.8 萬<0.1%歷史
UPWheels Up Experience Inc.COM12,636$12.6 萬<0.1%歷史
LPROOpen Lending CorpCOM2,859$12.3 萬<0.1%歷史
PRAHPRA Health Sciences, Inc.COM705$11.6 萬<0.1%歷史
OPFIOppFi Inc.COM10,428$10.6 萬<0.1%歷史
KPLTKatapult Holdings, Inc.COM9,498$10.2 萬<0.1%歷史
HRLHormel Foods CorpCOM2,047$9.70 萬<0.1%歷史
RNGRingCentral, Inc.CL A304$8.80 萬<0.1%歷史
Brookfield Ppty REIT Inc11282X103CL A4,594$8.60 萬<0.1%–
CM Life Sciences Inc18978W109COM CL A6,018$8.40 萬<0.1%–
RMDResmed IncCOM330$8.10 萬<0.1%歷史
CASHPathward Financial, Inc.COM1,606$8.10 萬<0.1%歷史
Property Solutions Acquisiti74348Q108COM4,928$7.60 萬<0.1%–
DGXQuest Diagnostics IncCOM561$7.40 萬<0.1%歷史
BMBLBumble Inc.COM CL A1,285$7.40 萬<0.1%歷史
AVTXAvalo Therapeutics, Inc.COM21,471$7.00 萬<0.1%歷史
ALTAltimmune, Inc.COM NEW6,985$6.80 萬<0.1%歷史
HIBBHibbett IncCOM732$6.50 萬<0.1%歷史
Soaring Eagle Acquisition CoG8354H126CL A SHS6,221$6.10 萬<0.1%–
ALCAlcon IncStock859$6.00 萬<0.1%歷史
Via Renewables, Inc.846511103CL A COM4,726$5.30 萬<0.1%–
VEONVEON Ltd.SPONSORED ADR29,317$5.30 萬<0.1%歷史
Auris Medical Holding LtdG07025201SHS13,373$4.70 萬<0.1%–
D8 Holdings CorpG2614K110SHS CL A3,657$3.60 萬<0.1%–
NVVENuvve Holding Corp.COM2,541$3.50 萬<0.1%歷史
Brookfield Property Partrs LG16249107UNIT LTD PARTN1,851$3.50 萬<0.1%–
QVCGAOld QVC Group, Inc.COM SER A2,506$3.20 萬<0.1%歷史
JAZZJazz Pharmaceuticals plcSHS USD177$3.10 萬<0.1%歷史
ETDEthan Allen Interiors IncCOM1,090$3.00 萬<0.1%歷史
SPRTSupport.com, Inc.COM NEW7,880$3.00 萬<0.1%歷史
NOGNorthern Oil & Gas, Inc.COM1,425$2.90 萬<0.1%歷史
GPRKGeoPark LtdUSD SHS2,339$2.90 萬<0.1%歷史
HPEHewlett Packard Enterprise CoCOM1,660$2.40 萬<0.1%歷史
GTT Communications, Inc.362393100COM9,272$2.20 萬<0.1%–
DBRGDigitalBridge Group, Inc.CL A COM2,789$2.20 萬<0.1%歷史
CDRCedar Realty Trust, Inc.COM NEW1,272$2.10 萬<0.1%歷史
DKLDelek Logistics Partners, LPCOM UNT RP INT479$2.00 萬<0.1%歷史
CPLGCorePoint Lodging Inc.COM1,594$1.70 萬<0.1%歷史
Altimeter Growth Corp 2G0371B109COM CL A1,753$1.70 萬<0.1%–
ETREntergy CorpCOM154$1.50 萬<0.1%歷史
NGLNGL Energy Partners LPCOM UNIT REPST6,049$1.40 萬<0.1%歷史
CORECore-Mark Holding Company, LLCCOM293$1.30 萬<0.1%歷史
HOMBHome Bancshares IncCOM490$1.20 萬<0.1%歷史
Diamond S Shipping Inc.Y20676105COM1,202$1.10 萬<0.1%–
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