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Neuberger Berman Group LLC

SEC CIK
0001465109
最新申報
2026/8/13

2023 年第 2 季持倉

持倉截至 2023/6/30，2023/8/11 申報。只含多頭部位，變化是跟 2023 年第 1 季比股數。

機構總覽
持股檔數
1,806
較 2023 年第 1 季 +2
總值
$1,118 億
較 2023 年第 1 季 +$40.0 億 (+3.7%)
申報日
2023/8/11
SEC
Neuberger Berman Group LLC 在 2023 年第 2 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
Offerpad Solutions Inc.67623L117*W EXP 10/16/20211,388$230<0.1%00.0%不變–
Bird Global, Inc.09077J115*W EXP 01/07/20224,183$385<0.1%00.0%不變–
Finserv Acquisition Corp. II31809Y111*W EXP 02/17/20221,034$452<0.1%00.0%不變–
Getaround, Inc37427G119*W EXP 03/09/20234,005$680<0.1%00.0%不變–
Embark Technolog29079J111EQUITY WRT45,075$762<0.1%00.0%不變–
Interprivate III Financial P46064R114*W EXP 99/99/99933,655$1,646<0.1%00.0%不變–
Innovid Corp.457679116*W EXP 02/17/20223,664$1,952<0.1%00.0%不變–
Sunlight Financi86738J114EQUITY WRT127,648$2,157<0.1%00.0%不變–
Moringa Acquisition CorpG6S23K124*W EXP 02/22/20231,552$2,370<0.1%00.0%不變–
Churchill Capital Corp VII17144M110*W EXP 02/29/20218,560$2,598<0.1%00.0%不變–
UAVSAgEagle Aerial Systems Inc.COM12,018$2,764<0.1%00.0%不變歷史
BINIBollinger Innovations, Inc.Stock30,336$3,267<0.1%+30,336新進歷史
AEAEWAltEnergy Acquisition Corp*W EXP 10/29/202114,525$4,008<0.1%+114,525新進歷史
SNCEScience 37 Holdings, Inc.COM22,672$4,818<0.1%+22,672新進歷史
FFAIFaraday Future Intelligent Electric Inc.COM24,170$4,834<0.1%+24,170新進歷史
SONDSonder Holdings Inc.COMMON STOCK10,049$5,331<0.1%+10,049新進歷史
CELUCelularity IncCOM CL A10,218$5,443<0.1%+10,218新進歷史
NKTRNektar TherapeuticsCOM10,230$5,884<0.1%+10,230新進歷史
OWLTOwlet, Inc.COMMON STOCK18,192$6,187<0.1%+18,192新進歷史
Social Leverage Acquisn Corp83363K110*W EXP 02/17/20235,496$6,744<0.1%00.0%不變–
SUNLSunlight Financial Holdings Inc.COMMON STOCK24,579$7,128<0.1%−2,495,421−99.0%減碼歷史
NBISNebius Group N.V.Stock33,516$8,571<0.1%+132+0.4%加碼歷史
Liberty Media Corp530715AG6DEB 4.000%11/1–$8,832<0.1%–––
Whole Earth Brands, Inc.96684W126*W EXP 06/25/20253,578$1.07 萬<0.1%−1,149,405−95.5%減碼–
Adit Edtech Acquisition Corp007024110*W EXP 99/99/999157,761$1.26 萬<0.1%00.0%不變–
D-Wave Quantum Inc.26740W117*W EXP 08/05/20276,435$1.46 萬<0.1%00.0%不變–
GOSSGossamer Bio, Inc.COM12,446$1.49 萬<0.1%+12,446新進歷史
GALTGalectin Therapeutics IncCOM NEW11,614$1.67 萬<0.1%00.0%不變歷史
KINSKingstone Companies, Inc.COM14,875$1.74 萬<0.1%00.0%不變歷史
PRAXPraxis Precision Medicines, Inc.COM16,071$1.85 萬<0.1%+16,071新進歷史
CUROCURO Group Holdings Corp.COM14,456$1.95 萬<0.1%+14,456新進歷史
FAST Acquisition Corp. II311874119*W EXP 03/16/20228,397$1.98 萬<0.1%00.0%不變–
QSIQuantum-Si IncCOM CL A11,275$2.02 萬<0.1%+11,275新進歷史
Ares Acquisition CorporationG33032122*W EXP 99/99/99925,242$2.02 萬<0.1%00.0%不變–
BNGOBionano Genomics, Inc.COM33,863$2.07 萬<0.1%+33,863新進歷史
CANOCano Health, Inc.COM CL A15,235$2.12 萬<0.1%+5,085+50.1%加碼歷史
NVTAInvitae CorpCOM19,217$2.17 萬<0.1%+19,217新進歷史
ESPREsperion Therapeutics, Inc.COM15,899$2.21 萬<0.1%+15,899新進歷史
TELLTellurian Inc.COM16,239$2.29 萬<0.1%+4,043+33.2%加碼歷史
GEVOGevo, Inc.COM PAR16,582$2.52 萬<0.1%+16,582新進歷史
DMDesktop Metal, Inc.COM CL A14,339$2.54 萬<0.1%+2,741+23.6%加碼歷史
VXRTVaxart, Inc.COM NEW36,749$2.68 萬<0.1%+24,081+190.1%加碼歷史
LUMNLumen Technologies, Inc.Stock12,241$2.77 萬<0.1%−8,010−39.6%減碼歷史
SFESSafeguard Scientifics IncCOM NEW19,533$3.22 萬<0.1%+19,533新進歷史
AMRNAmarin Corp PLCSPONS ADR NEW28,754$3.42 萬<0.1%00.0%不變歷史
VRAYViewRay, Inc.COM97,375$3.43 萬<0.1%−10,235,488−99.1%減碼歷史
CMRXChimerix IncCOM29,041$3.51 萬<0.1%+29,041新進歷史
EXPREXP OldCo Winddown, Inc.COM61,559$3.65 萬<0.1%+61,559新進歷史
COMPCompass, Inc.CL A10,545$3.69 萬<0.1%−324−3.0%減碼歷史
FRBKRepublic First Bancorp IncCOM41,664$3.75 萬<0.1%+41,664新進歷史
LONALeonaBio, Inc.COM16,686$4.92 萬<0.1%+16,686新進歷史
XPLSolitario Resources Corp.COM87,056$5.01 萬<0.1%00.0%不變歷史
PIIIP3 Health Partners Inc.COM17,030$5.09 萬<0.1%+17,030新進歷史
ILPTIndustrial Logistics Properties TrustCOM SHS BEN INT16,110$5.32 萬<0.1%+16,110新進歷史
NGNovagold Resources IncCOM NEW13,669$5.42 萬<0.1%+13,669新進歷史
SBIGSBIG Holdings, Inc.COMMON STOCK123,328$5.49 萬<0.1%00.0%不變歷史
BKDBrookdale Senior Living Inc.COM13,186$5.56 萬<0.1%+13,186新進歷史
CMLSQCumulus Media IncCOM CL A13,786$5.65 萬<0.1%+1,695+14.0%加碼歷史
GSATGlobalstar, Inc.COM57,304$6.19 萬<0.1%+8,412+17.2%加碼歷史
MFGMizuho Financial Group IncSPONSORED ADR22,452$6.89 萬<0.1%+5,534+32.7%加碼歷史
HLHecla Mining CoCOM13,592$7.00 萬<0.1%+568+4.4%加碼歷史
SGHCSuper Group (SGHC) LtdORD SHS25,800$7.48 萬<0.1%00.0%不變歷史
IVACIntevac IncCOM22,400$8.40 萬<0.1%00.0%不變歷史
PUMPProPetro Holding Corp.COM10,439$8.60 萬<0.1%−860−7.6%減碼歷史
HBMHudbay Minerals Inc.COM18,309$8.79 萬<0.1%+5,961+48.3%加碼歷史
Livevox Holding Inc53838L118*W EXP 06/18/202402,900$8.86 萬<0.1%00.0%不變–
HBIHanesbrands Inc.COM20,152$9.15 萬<0.1%+6,126+43.7%加碼歷史
MBIMbia IncCOM10,615$9.17 萬<0.1%00.0%不變歷史
LAZRQLuminar Technologies, Inc.COM CL A13,387$9.21 萬<0.1%+13,387新進歷史
CIOCity Office REIT, Inc.COM17,142$9.55 萬<0.1%+17,142新進歷史
ETRNMidstream Co LLCCOM10,854$10.4 萬<0.1%+10,854新進歷史
SMFGSumitomo Mitsui Financial Group, Inc.SPONSORED ADR12,423$10.7 萬<0.1%+1,847+17.5%加碼歷史
AUDCAudiocodes LtdORD11,730$10.7 萬<0.1%00.0%不變歷史
AIRGAirgain IncCOM20,000$10.8 萬<0.1%00.0%不變歷史
OPRTOportun Financial CorpCOM18,175$10.9 萬<0.1%+2,039+12.6%加碼歷史
SMHISEACOR Marine Holdings Inc.COM10,000$11.4 萬<0.1%+10,000新進歷史
SANBanco Santander, S.A.ADR30,832$11.4 萬<0.1%+4,566+17.4%加碼歷史
NRONeuberger Real Estate Securities Income Fund IncCOM38,500$11.7 萬<0.1%00.0%不變歷史
OPENOpendoor Technologies Inc.COM29,127$11.7 萬<0.1%+16,282+126.8%加碼歷史
BDNBrandywine Realty TrustSH BEN INT NEW26,085$12.1 萬<0.1%+26,085新進歷史
INNSummit Hotel Properties, Inc.COM18,728$12.2 萬<0.1%−94−0.5%減碼歷史
GTGoodyear Tire & Rubber CoCOM10,699$14.6 萬<0.1%+10,699新進歷史
PRPermian Resources CorpCLASS A COM13,432$14.7 萬<0.1%+13,432新進歷史
NVGSNavigator Holdings Ltd.SHS11,925$15.5 萬<0.1%00.0%不變歷史
PSLVSprott Physical Silver TrustPHYSICAL SILVER20,000$15.6 萬<0.1%−123−0.6%減碼歷史
JBGSJBG Smith PropertiesCOM10,420$15.7 萬<0.1%+10,420新進歷史
MUFGMitsubishi Ufj Financial Group IncSPONSORED ADS21,531$15.9 萬<0.1%+1,273+6.3%加碼歷史
MACMacerich CoCOM14,168$16.0 萬<0.1%+1,790+14.5%加碼歷史
Starz Entertainment Corp535919401CL A VTG18,205$16.1 萬<0.1%−125−0.7%減碼–
GABGabelli Equity Trust IncCOM27,905$16.2 萬<0.1%+27,905新進歷史
IRIXIridex CorpCOM75,850$16.5 萬<0.1%00.0%不變歷史
DISHDISH Network CORPCL A25,108$16.5 萬<0.1%+25,108新進歷史
GSMFerroglobe PLCSHS34,800$16.6 萬<0.1%+17,000+95.5%加碼歷史
SSRMSSR Mining Inc.Stock11,691$16.6 萬<0.1%−103−0.9%減碼歷史
SITCSITE Centers Corp.COM12,939$17.1 萬<0.1%−3,098−19.3%減碼歷史
FHNFirst Horizon CorpCOM15,396$17.4 萬<0.1%−3,947−20.4%減碼歷史
GTESGates Industrial Corp Ltd.ORD SHS13,131$17.7 萬<0.1%+102+0.8%加碼歷史
LBTYALiberty Global Ltd.SHS CL A10,594$17.9 萬<0.1%+75+0.7%加碼歷史
ProShares Tr74347B110ULTRAPRO SHORT S17,500$18.7 萬<0.1%00.0%不變–
DERMJourney Medical CorpCOM119,854$19.1 萬<0.1%−8,975−7.0%減碼歷史

選擇權（4 檔）

同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。

Neuberger Berman Group LLC 在 2023 年第 2 季的選擇權部位
證券類別賣權買權
SPYSPDR S&P 500 ETF TrustETF$71.5 萬–
SGENSeagen Inc.COM$66.2 萬–
MTCHMatch Group, Inc.COM–$33.2 萬
AVGOBroadcom Inc.Stock$27.8 萬–

2023 年第 1 季之後清倉（115 檔）

2023 年第 1 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔，共 115 檔。

Neuberger Berman Group LLC 在 2023 年第 1 季之後清倉的部位
證券類別2023 年第 1 季股數2023 年第 1 季市值2023 年第 1 季佔組合 %紀錄
FORMFormfactor IncCOM2,591,407$8,254 萬0.1%歷史
VACMarriott Vacations Worldwide CorpCOM171,126$2,308 萬<0.1%歷史
AQUAEvoqua Water Technologies Corp.COM434,764$2,162 萬<0.1%歷史
FLFoot Locker, Inc.COM502,882$1,996 萬<0.1%歷史
CSIICardiovascular Systems IncCOM893,985$1,775 萬<0.1%歷史
LXPLXP Industrial TrustCOM1,255,197$1,294 萬<0.1%歷史
BDX 6 06/01/23 Pfd075887406CONVERTIBLE PREFERRED STOCK250,454$1,245 萬<0.1%–
EVREvercore Inc.CLASS A93,708$1,081 萬<0.1%歷史
PSTLPostal Realty Trust, Inc.CL A688,091$1,047 萬<0.1%歷史
BRSPBrightSpire Capital, Inc.COM CL A1,500,000$885.0 萬<0.1%歷史
Danaher Corp2358514095% CONV PFD B6,883$877.1 萬<0.1%–
CTOCTO Realty Growth, Inc.COM436,648$753.7 萬<0.1%歷史
Shaw Communications Inc82028K200CL B CONV234,177$699.8 萬<0.1%–
TRIThomson Reuters CorpCOM NEW41,059$533.6 萬<0.1%歷史
ADRTAult Disruptive Technologies CorpCOM499,868$523.4 萬<0.1%歷史
ARGXArgenx SESPONSORED ADR13,583$506.1 萬<0.1%歷史
BWINBaldwin Insurance Group, Inc.COM CL A181,698$462.6 萬<0.1%歷史
Globalink Invt Inc37892F109COM374,700$384.4 萬<0.1%–
Vishay Intertechnology Inc928298AP3NOTE 2.250% 6/1–$371.7 萬<0.1%–
WEWeWork Inc.CL A3,741,820$290.9 萬<0.1%歷史
AAPAdvance Auto Parts IncCOM23,134$281.3 萬<0.1%歷史
Roc Energy Acquisition Corp77118V108COMMON STOCK249,900$261.1 萬<0.1%–
IGTAInception Growth Acquisition LtdCOMMON STOCK250,000$257.3 萬<0.1%歷史
Khosla Ventures Acquisition482504107CL A250,314$253.8 萬<0.1%–
HSAIHesai GroupSPONSORED ADS157,026$248.1 萬<0.1%歷史
AEAEUAltEnergy Acquisition CorpUNIT 10/29/2026232,700$241.8 萬<0.1%歷史
Aptiv PLCG6095L1175.5% CNV PFD A19,330$237.3 萬<0.1%–
ARIZArisz Acquisition Corp.COMMON STOCK225,000$231.8 萬<0.1%歷史
CMCTCreative Media & Community Trust CorpCOM NEW559,054$227.5 萬<0.1%歷史
Nabors Energy Transition Cor629567108CL A COM190,300$199.8 萬<0.1%–
KRTXKaruna Therapeutics, Inc.COM10,235$185.9 萬<0.1%歷史
MEDPMedpace Holdings, Inc.COM8,995$169.2 萬<0.1%歷史
MCFTMasterCraft Boat Holdings, Inc.COM52,848$160.8 萬<0.1%歷史
Yamana Gold Inc98462Y100COM245,098$142.7 萬<0.1%–
HEI.AHeico CorpCL A10,331$140.4 萬<0.1%歷史
MBUUMalibu Boats, Inc.COM CL A24,083$135.9 萬<0.1%歷史
ISEEIVERIC bio, Inc.COM42,896$104.4 萬<0.1%歷史
RXDXPrometheus Biosciences, Inc.COM8,228$88.3 萬<0.1%歷史
ABBNYABB LtdSPONSORED ADR24,491$84.0 萬<0.1%歷史
NTESNetEase, Inc.SPONSORED ADS9,271$82.0 萬<0.1%歷史
CVIIChurchill Capital Corp VIICOM CL A78,881$80.0 萬<0.1%歷史
KREFKKR Real Estate Finance Trust Inc.COM68,447$78.0 萬<0.1%歷史
iShares Tr46434V878ULTRA SHORT DUR14,867$74.7 萬<0.1%–
Nisource Inc.65473P121UNIT 12/01/20236,750$70.5 萬<0.1%–
ASTLAlgoma Steel Group Inc.COM80,382$65.0 萬<0.1%歷史
IHRTiHeartMedia, Inc.COM CL A157,775$61.5 萬<0.1%歷史
GGenpact LTDSHS13,221$61.1 萬<0.1%歷史
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB27,177$57.3 萬<0.1%–
RXORXO, Inc.COMMON STOCK27,178$53.4 萬<0.1%歷史
APIAgora, Inc.ADS147,040$53.2 萬<0.1%歷史
MEOHMethanex CorpCOM11,343$52.7 萬<0.1%歷史
APENApollo Endosurgery, Inc.COM50,000$49.6 萬<0.1%歷史
LEALear CorpCOM NEW3,532$49.3 萬<0.1%歷史
CPRICapri Holdings LtdSHS10,022$47.1 萬<0.1%歷史
CALMCal-Maine Foods IncCOM NEW7,680$46.8 萬<0.1%歷史
GILGildan Activewear Inc.Stock12,783$42.4 萬<0.1%歷史
First Rep BK San Francisco C33616C100COM29,457$41.2 萬<0.1%–
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF2,039$39.7 萬<0.1%–
TDOCTeladoc Health, Inc.COM15,142$39.2 萬<0.1%歷史
UGIUgi CorpStock10,625$36.9 萬<0.1%歷史
ESNTEssent Group Ltd.COM8,890$35.6 萬<0.1%歷史
NTNXNutanix, Inc.Stock13,620$35.4 萬<0.1%歷史
SPRSpirit AeroSystems Holdings, Inc.COM CL A10,228$35.3 萬<0.1%歷史
Vanguard Morningstar Small-Cap Growth ETF922908595ETF1,559$33.7 萬<0.1%–
GLSHGelesis Holdings, Inc.COM2,045,264$33.3 萬<0.1%歷史
CATYCathay General BancorpCOM9,158$31.6 萬<0.1%歷史
LCIDLucid Group, Inc.COM39,158$31.5 萬<0.1%歷史
AMKRAmkor Technology, Inc.COM12,008$31.2 萬<0.1%歷史
STNGScorpio Tankers Inc.SHS5,332$30.0 萬<0.1%歷史
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT4,031$29.2 萬<0.1%–
NHINational Health Investors IncCOM5,634$29.1 萬<0.1%歷史
CBRLCracker Barrel Old Country Store, IncCOM2,554$29.0 萬<0.1%歷史
ARCHArch Resources, Inc.CL A2,189$28.8 萬<0.1%歷史
INDBIndependent Bank CorpCOM4,321$28.4 萬<0.1%歷史
ASBAssociated Banc-CorpCOM15,114$27.2 萬<0.1%歷史
AUBAtlantic Union Bankshares CorpCOM7,749$27.2 萬<0.1%歷史
SANMSanmina CorpCOM4,328$26.4 萬<0.1%歷史
GNLGlobal Net Lease, Inc.COM NEW20,304$26.1 萬<0.1%歷史
CMCCommercial Metals CoStock5,222$25.5 萬<0.1%歷史
CRUSCirrus Logic, Inc.Stock2,264$24.8 萬<0.1%歷史
SLGNSilgan Holdings IncCOM4,455$23.9 萬<0.1%歷史
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF2,133$23.6 萬<0.1%–
Vanguard Morningstar Mid-Cap Value ETF922908512ETF1,751$23.5 萬<0.1%–
AVAAvista CorpCOM5,469$23.2 萬<0.1%歷史
CNXCConcentrix CorpStock1,895$23.0 萬<0.1%歷史
iShares MSCI USA Quality Factor ETF46432F339ETF1,838$22.8 萬<0.1%–
FBPFirst BancorpCOM NEW19,590$22.4 萬<0.1%歷史
UAAUnder Armour, Inc.Stock23,488$22.3 萬<0.1%歷史
UBSIUnited Bankshares IncCOM6,183$21.8 萬<0.1%歷史
CIGIColliers International Group Inc.SUB VTG SHS2,018$21.3 萬<0.1%歷史
PDPagerDuty, Inc.COM6,060$21.2 萬<0.1%歷史
JHGJanus Henderson Group Ltd.ORD SHS7,930$21.1 萬<0.1%歷史
PVHPVH Corp.COM2,314$20.6 萬<0.1%歷史
iShares Core Dividend Growth ETF46434V621ETF4,054$20.3 萬<0.1%–
RITMRithm Capital Corp.REIT24,988$20.0 萬<0.1%歷史
HEPHolly Energy Partners LPCOM UT LTD PTN10,800$18.8 萬<0.1%歷史
LSPDLightspeed Commerce Inc.SUB VTG SHS11,959$18.2 萬<0.1%歷史
First Tr Exch Traded FD III33739E108PFD SECS INC ETF10,670$17.0 萬<0.1%–
HLFHerbalife Ltd.COM SHS10,103$16.3 萬<0.1%歷史
NEXNextier Oilfield Solutions Inc.COM19,187$15.3 萬<0.1%歷史