HighTower Advisors, LLC
- SEC CIK
- 0001462245
- 最新申報
- 2026/8/25
2021 年第 1 季持倉
持倉截至 2021/3/31，2021/5/10 申報。只含多頭部位。
- 持股檔數
- 2,830
- 2020 年第 4 季沒有 13F 資料
- 總值
- $316.6 億
- 2020 年第 4 季沒有 13F 資料
Livermore 的 13F 資料從 2021 年第 1 季開始，這一季沒有前一季可以比較，所以不顯示股數變化與動作。
| 證券 | 類別 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 | 紀錄 |
|---|---|---|---|---|---|---|---|
| Hycroft Mining Holding Corp44862P125 | *W EXP 10/12/202 | 12,204 | $5,000 | <0.1% | – | – | – |
| PULMPulmatrix, Inc. | COM NEW | 10,133 | $1.30 萬 | <0.1% | – | – | 歷史 |
| MUXMcEwen Inc. | COM | 13,611 | $1.40 萬 | <0.1% | – | – | 歷史 |
| PDC Energy, Inc.69327RAD3 | NOTE 1.125% 9/1 | – | $1.40 萬 | <0.1% | – | – | – |
| IBIOiBio, Inc. | COM NEW | 10,432 | $1.50 萬 | <0.1% | – | – | 歷史 |
| Novan Inc66988N106 | COM | 10,100 | $1.50 萬 | <0.1% | – | – | – |
| Teva Pharmaceutical Fin LLC88163VAE9 | DBCV 0.250% 2/0 | – | $1.50 萬 | <0.1% | – | – | – |
| TXMDTherapeuticsMD, Inc. | COM | 12,325 | $1.60 萬 | <0.1% | – | – | 歷史 |
| Mechel Pao583840608 | SPONSORED ADR NE | 10,000 | $1.70 萬 | <0.1% | – | – | – |
| Southwest Airls Co844741BG2 | NOTE 1.250% 5/0 | – | $1.70 萬 | <0.1% | – | – | – |
| CSLTCastlight Health, Inc. | CL B | 11,497 | $1.80 萬 | <0.1% | – | – | 歷史 |
| UXINUxin Ltd | ADS | 15,000 | $1.80 萬 | <0.1% | – | – | 歷史 |
| Advaxis Inc007624307 | COM NEW | 26,632 | $2.00 萬 | <0.1% | – | – | – |
| Apollo Coml Real Est Fin Inc03762UAB1 | NOTE 4.750% 8/2 | – | $2.00 萬 | <0.1% | – | – | – |
| CATXPerspective Therapeutics, Inc. | COM | 19,067 | $2.10 萬 | <0.1% | – | – | 歷史 |
| ADMAAdma Biologics, Inc. | COM | 12,360 | $2.20 萬 | <0.1% | – | – | 歷史 |
| Safe T Group Ltd78643B401 | SPONSORD ADS NEW | 16,000 | $2.20 萬 | <0.1% | – | – | – |
| WTERAlkaline Water Co Inc | COM NEW | 21,666 | $2.40 萬 | <0.1% | – | – | 歷史 |
| TRVNTrevena Inc | COM | 12,991 | $2.40 萬 | <0.1% | – | – | 歷史 |
| DHYUBS Asset Management High Yield Credit Fund | SH BEN INT | 10,959 | $2.60 萬 | <0.1% | – | – | 歷史 |
| DAREDare Bioscience, Inc. | COM | 16,035 | $2.70 萬 | <0.1% | – | – | 歷史 |
| DNNDenison Mines Corp. | COM | 25,948 | $2.80 萬 | <0.1% | – | – | 歷史 |
| EVFMEvofem Biosciences, Inc. | COM | 16,404 | $2.90 萬 | <0.1% | – | – | 歷史 |
| Great Panther MNG Ltd39115V101 | COM | 37,800 | $3.00 萬 | <0.1% | – | – | – |
| Alexco Resource Corp01535P106 | COM | 12,500 | $3.10 萬 | <0.1% | – | – | – |
| CRBPCorbus Pharmaceuticals Holdings, Inc. | COM | 15,819 | $3.10 萬 | <0.1% | – | – | 歷史 |
| Prospect Cap Corp74348TAR3 | NOTE 4.950% 7/1 | – | $3.10 萬 | <0.1% | – | – | – |
| COMSCOMSovereign Holding Corp. | COM NEW | 12,379 | $3.30 萬 | <0.1% | – | – | 歷史 |
| NAVBNavidea Biopharmaceuticals, Inc. | COM NEW | 15,465 | $3.30 萬 | <0.1% | – | – | 歷史 |
| TNXPTonix Pharmaceuticals Holding Corp. | COM | 26,335 | $3.30 萬 | <0.1% | – | – | 歷史 |
| LM FDG Amer Inc502074305 | COM NEW | 26,100 | $3.40 萬 | <0.1% | – | – | – |
| OGIOrganigram Global Inc. | COM | 10,304 | $3.60 萬 | <0.1% | – | – | 歷史 |
| DSDrive Shack Inc. | COM | 11,500 | $3.70 萬 | <0.1% | – | – | 歷史 |
| Torchlight Energy Res Inc89102U103 | COM | 20,000 | $3.70 萬 | <0.1% | – | – | – |
| LCTXLineage Cell Therapeutics, Inc. | COM | 16,316 | $3.80 萬 | <0.1% | – | – | 歷史 |
| MRKRMarker Therapeutics, Inc. | COM | 17,178 | $3.80 萬 | <0.1% | – | – | 歷史 |
| SDEVStablecoin Development Corp | COM NEW | 42,000 | $3.80 萬 | <0.1% | – | – | 歷史 |
| SPPISpectrum Pharmaceuticals Inc | COM | 11,777 | $3.80 萬 | <0.1% | – | – | 歷史 |
| MCFContango Oil & Gas Co | COM NEW | 10,186 | $3.90 萬 | <0.1% | – | – | 歷史 |
| BCLIBrainstorm Cell Therapeutics Inc. | COM NEW | 10,516 | $4.00 萬 | <0.1% | – | – | 歷史 |
| MINAberdeen Intermediate Income Fund | SH BEN INT | 10,800 | $4.00 萬 | <0.1% | – | – | 歷史 |
| AMPEAmpio Pharmaceuticals, Inc. | COM | 24,104 | $4.10 萬 | <0.1% | – | – | 歷史 |
| New MTN Fin Corp647551AC4 | NOTE 5.750% 8/1 | – | $4.20 萬 | <0.1% | – | – | – |
| MCHXMarchex Inc | CL B | 15,708 | $4.40 萬 | <0.1% | – | – | 歷史 |
| IIIInformation Services Group Inc. | COM | 10,199 | $4.50 萬 | <0.1% | – | – | 歷史 |
| AXLAAxcella Health Inc. | COM | 10,000 | $4.80 萬 | <0.1% | – | – | 歷史 |
| COCPCocrystal Pharma, Inc. | COM | 36,001 | $5.00 萬 | <0.1% | – | – | 歷史 |
| Ares Capital Corp04010LAT0 | NOTE 3.750% 2/0 | – | $5.10 萬 | <0.1% | – | – | – |
| Blackstone Mtg Tr Inc09257WAC4 | NOTE 4.750% 3/1 | – | $5.10 萬 | <0.1% | – | – | – |
| ENZBEnzo Biochem Inc | COM | 15,000 | $5.10 萬 | <0.1% | – | – | 歷史 |
| LFWDLifeward Ltd. | SHS | 21,000 | $5.10 萬 | <0.1% | – | – | 歷史 |
| Extended Stay Amer Inc30224P200 | UNIT 99/99/9999B | 2,628 | $5.30 萬 | <0.1% | – | – | – |
| MLSSMilestone Scientific Inc. | COM NEW | 15,666 | $5.50 萬 | <0.1% | – | – | 歷史 |
| BBDBank Bradesco | SP ADR PFD NEW | 11,757 | $5.60 萬 | <0.1% | – | – | 歷史 |
| RKDAArcadia Biosciences, Inc. | COM NEW | 20,336 | $5.60 萬 | <0.1% | – | – | 歷史 |
| Blackstone Mtg Tr Inc09257WAB6 | NOTE 4.375% 5/0 | – | $5.60 萬 | <0.1% | – | – | – |
| Goldman Sachs BDC, Inc.38147UAB3 | NOTE 4.500% 4/0 | – | $5.60 萬 | <0.1% | – | – | – |
| CAPRCapricor Therapeutics, Inc. | COM NEW | 12,300 | $5.70 萬 | <0.1% | – | – | 歷史 |
| PLURPluri Inc. | COM NEW | 12,085 | $5.70 萬 | <0.1% | – | – | 歷史 |
| VSTMVerastem, Inc. | COM | 23,514 | $5.70 萬 | <0.1% | – | – | 歷史 |
| GGBGerdau S.A. | SPON ADR REP PFD | 11,255 | $6.00 萬 | <0.1% | – | – | 歷史 |
| ALRAlerisLife Inc. | COM NEW | 10,235 | $6.10 萬 | <0.1% | – | – | 歷史 |
| HYMCHycroft Mining Holding Corp | COM CL A | 17,519 | $6.10 萬 | <0.1% | – | – | 歷史 |
| NMLNeuberger Energy Infrastructure & Income Fund Inc. | COM | 14,689 | $6.10 萬 | <0.1% | – | – | 歷史 |
| GSKYGreenSky, Inc. | CL A | 10,450 | $6.20 萬 | <0.1% | – | – | 歷史 |
| BlackRock TCP Capital Corp.87238QAD5 | NOTE 4.625% 3/0 | – | $6.20 萬 | <0.1% | – | – | – |
| CEMIChembio Diagnostics, Inc. | COM NEW | 18,000 | $6.30 萬 | <0.1% | – | – | 歷史 |
| Cheniere Energy, Inc.16411RAG4 | NOTE 4.250% 3/1 | – | $6.30 萬 | <0.1% | – | – | – |
| LXRXLexicon Pharmaceuticals, Inc. | COM NEW | 10,903 | $6.40 萬 | <0.1% | – | – | 歷史 |
| Falcon Minerals Corp30607B109 | CL A COM | 14,583 | $6.50 萬 | <0.1% | – | – | – |
| VKTXViking Therapeutics, Inc. | COM | 10,799 | $6.80 萬 | <0.1% | – | – | 歷史 |
| IRIXIridex Corp | COM | 10,000 | $6.80 萬 | <0.1% | – | – | 歷史 |
| HIOWestern Asset High Income Opportunity Fund Inc. | COM | 14,108 | $7.10 萬 | <0.1% | – | – | 歷史 |
| MHFWestern Asset Municipal High Income Fund Inc. | COM | 10,088 | $7.90 萬 | <0.1% | – | – | 歷史 |
| Invesco Exch Traded FD Tr II46138E164 | S&P SMLCP ENGY | 12,305 | $7.90 萬 | <0.1% | – | – | – |
| AQMSAqua Metals, Inc. | COM | 19,570 | $8.10 萬 | <0.1% | – | – | 歷史 |
| EXKEndeavour Silver Corp | COM | 16,280 | $8.10 萬 | <0.1% | – | – | 歷史 |
| Enerplus Corp292766102 | COM | 16,515 | $8.20 萬 | <0.1% | – | – | – |
| ABEVAmbev S.A. | SPONSORED ADR | 30,889 | $8.30 萬 | <0.1% | – | – | 歷史 |
| CERSCerus Corp | COM | 14,365 | $8.60 萬 | <0.1% | – | – | 歷史 |
| VIEWView, Inc. | COM CL A | 11,762 | $8.60 萬 | <0.1% | – | – | 歷史 |
| FINVFinVolution Group | SPONSORED ADS | 12,314 | $8.70 萬 | <0.1% | – | – | 歷史 |
| KGCKinross Gold Corp | COM | 13,004 | $8.80 萬 | <0.1% | – | – | 歷史 |
| KRMDKORU Medical Systems, Inc. | COM | 25,000 | $8.80 萬 | <0.1% | – | – | 歷史 |
| NYCAmerican Strategic Investment Co. | COM | 10,452 | $8.90 萬 | <0.1% | – | – | 歷史 |
| SCYXScynexis Inc | COM NEW | 11,287 | $8.90 萬 | <0.1% | – | – | 歷史 |
| SENSSenseonics Holdings, Inc. | COM | 33,998 | $8.90 萬 | <0.1% | – | – | 歷史 |
| PHKPIMCO High Income Fund | COM SHS | 13,733 | $9.20 萬 | <0.1% | – | – | 歷史 |
| SWNSouthwestern Energy Co | COM | 19,623 | $9.30 萬 | <0.1% | – | – | 歷史 |
| Voya Prime Rate Tr92913A100 | SH BEN INT | 19,792 | $9.30 萬 | <0.1% | – | – | – |
| FEEDENvue Medical, Inc. | COM | 92,552 | $9.40 萬 | <0.1% | – | – | 歷史 |
| EODAllspring Global Dividend Opportunity Fund | COM | 18,366 | $9.80 萬 | <0.1% | – | – | 歷史 |
| DCHDauch Corp | COM | 10,142 | $9.80 萬 | <0.1% | – | – | 歷史 |
| SAB Biotherapeutics, Inc.089115109 | COM | 10,000 | $9.80 萬 | <0.1% | – | – | – |
| Direxion Shs ETF Tr25460G690 | DLY SEMICNDTR BR | 10,001 | $9.80 萬 | <0.1% | – | – | – |
| OCAOmnichannel Acquisition Corp. | COM CL A | 10,000 | $9.80 萬 | <0.1% | – | – | 歷史 |
| ENDPEndo International plc | SHS | 13,147 | $9.80 萬 | <0.1% | – | – | 歷史 |
| ZFOXZeroFox Holdings, Inc. | SHS CL A | 10,000 | $9.90 萬 | <0.1% | – | – | 歷史 |
| Brilliant Acquisition CorpG1643W103 | UNIT 12/31/2020 | 10,000 | $10.0 萬 | <0.1% | – | – | – |
| Cartesian Growth CorpG19276123 | UNIT 02/26/2028 | 10,000 | $10.0 萬 | <0.1% | – | – | – |
選擇權（200 檔）
同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。
依市值列出前 100 檔，共 200 檔。
| 證券 | 類別 | 賣權 | 買權 |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $166.1 萬 | – |
| AAPLApple Inc. | Stock | $113.8 萬 | – |
| XYZBlock, Inc. | CL A | $55.8 萬 | – |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $55.2 萬 | – |
| MSFTMicrosoft Corp | Stock | $42.6 萬 | – |
| VanEck Semiconductor ETF92189F676 | ETF | $39.4 萬 | – |
| COPConocoPhillips | Stock | $33.5 萬 | – |
| iShares Russell 2000 ETF464287655 | ETF | $28.3 萬 | – |
| Extended Stay Amer Inc30224P200 | UNIT 99/99/9999B | $27.4 萬 | – |
| TROWPrice T Rowe Group Inc | Stock | $23.9 萬 | – |
| PYPLPayPal Holdings, Inc. | Stock | $22.4 萬 | – |
| SPLKSplunk Inc | COM | $21.5 萬 | – |
| NKENIKE, Inc. | Stock | $21.3 萬 | – |
| TGTTarget Corp | Stock | $20.7 萬 | – |
| JPMJPMorgan Chase & Co | Stock | $19.1 萬 | – |
| RFRegions Financial Corp | COM | $18.6 萬 | – |
| METAMeta Platforms, Inc. | Stock | $16.3 萬 | – |
| QCOMQualcomm Inc | Stock | $14.6 萬 | – |
| BABoeing Co | Stock | $13.9 萬 | – |
| LVSLas Vegas Sands Corp | COM | $13.7 萬 | – |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $13.4 萬 | – |
| GHGuardant Health, Inc. | COM | $12.9 萬 | – |
| MOSMosaic Co | COM | $11.9 萬 | – |
| DBIDesigner Brands Inc. | CL A | $11.5 萬 | – |
| QSQuantumScape Corp | COM CL A | $11.2 萬 | – |
| FLYYSpirit Aviation Holdings, Inc. | COM | $11.2 萬 | – |
| TEVATeva Pharmaceutical Industries Ltd | SPONSORED ADS | $10.7 萬 | – |
| Artius Acquisition Inc04316G105 | COM CL A | $10.4 萬 | – |
| WPMWheaton Precious Metals Corp. | COM | $10.2 萬 | – |
| AMZNAmazon Com Inc | Stock | $10.0 萬 | – |
| JNJJohnson & Johnson | Stock | $9.50 萬 | – |
| ALTOAlto Ingredients, Inc. | COM | $9.50 萬 | – |
| Forum Merger III Corp349885103 | COM CL A | $9.40 萬 | – |
| AVGOBroadcom Inc. | Stock | $8.50 萬 | – |
| AALAmerican Airlines Group Inc. | Stock | $8.00 萬 | – |
| JWNNordstrom Inc | Stock | $8.00 萬 | – |
| MPMP Materials Corp. | COM CL A | $7.80 萬 | – |
| MGMMGM Resorts International | Stock | $7.40 萬 | – |
| SLViShares Silver Trust | ETF | $6.70 萬 | – |
| SPYSPDR S&P 500 ETF Trust | ETF | $6.40 萬 | – |
| CATCaterpillar Inc | Stock | $6.40 萬 | – |
| FSLYFastly, Inc. | CL A | $6.10 萬 | – |
| TWTRTwitter, Inc. | COM | $6.10 萬 | – |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | $5.80 萬 | – |
| FISVFiserv Inc | Stock | $5.60 萬 | – |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | $5.50 萬 | – |
| DFSDiscover Financial Services | COM | $5.40 萬 | – |
| FXEInvesco CurrencyShares Euro Trust | EURO SHS | $5.30 萬 | – |
| BLNKBlink Charging Co. | COM | $5.30 萬 | – |
| TWLOTwilio Inc | CL A | $5.10 萬 | – |
| Burgundy Technology Acqu CorG1702T116 | CL A | $4.90 萬 | – |
| MXIMMaxim Integrated Products Inc | COM | $4.80 萬 | – |
| XOMExxonMobil Holdings Corp | COM | $4.70 萬 | – |
| DISWalt Disney Co | Stock | $4.50 萬 | – |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | $4.40 萬 | – |
| DBXDropbox, Inc. | CL A | $4.40 萬 | – |
| AMPEAmpio Pharmaceuticals, Inc. | COM | $4.40 萬 | – |
| NXSTNexstar Media Group, Inc. | COMMON STOCK | $4.20 萬 | – |
| KNXKnight-Swift Transportation Holdings Inc. | CL A | $4.20 萬 | – |
| LNWOLight & Wonder, Inc. | COM | $4.20 萬 | – |
| MELIMercadolibre Inc | COM | $4.10 萬 | – |
| CCJCameco Corp | Stock | $4.00 萬 | – |
| ZMZoom Communications, Inc. | Stock | $4.00 萬 | – |
| TCOMTrip.com Group Ltd | ADS | $4.00 萬 | – |
| Tortoise Acquisition Corp IIG89554102 | COM CL A | $4.00 萬 | – |
| MSMorgan Stanley | Stock | $3.60 萬 | – |
| Global X FDS37954Y848 | GLOBAL X SILVER | $3.40 萬 | – |
| iShares Global Clean Energy ETF464288224 | ETF | $3.20 萬 | – |
| FIVNFive9, Inc. | COM | $3.00 萬 | – |
| ZTSZoetis Inc. | Stock | $2.80 萬 | – |
| PACBPacific Biosciences of California, Inc. | COM | $2.80 萬 | – |
| BPBP PLC | ADR | $2.60 萬 | – |
| NOCNorthrop Grumman Corp | Stock | $2.50 萬 | – |
| SRNESorrento Therapeutics, Inc. | COM NEW | $2.50 萬 | – |
| DOCUDocuSign, Inc. | Stock | $2.40 萬 | – |
| GDRXGoodRx Holdings, Inc. | COM CL A | $2.40 萬 | – |
| Paramount Global92556H206 | CL B | $2.40 萬 | – |
| PLURPluri Inc. | COM NEW | $2.30 萬 | – |
| CCitigroup Inc | Stock | $2.20 萬 | – |
| FLNAFilana Therapeutics, Inc. | COM | $2.20 萬 | – |
| CRMSalesforce, Inc. | Stock | $2.00 萬 | – |
| VERUVeru Inc. | COM | $2.00 萬 | – |
| WYNNWynn Resorts Ltd | COM | $1.90 萬 | – |
| IAUiShares Gold Trust | ISHARES | $1.90 萬 | – |
| Invesco QQQ Trust Series I46090E103 | ETF | $1.80 萬 | – |
| MSTRStrategy Inc | Stock | $1.80 萬 | – |
| ITWIllinois Tool Works Inc | Stock | $1.70 萬 | – |
| iShares Tr464287432 | 20 YR TR BD ETF | $1.70 萬 | – |
| COTYCoty Inc. | COM CL A | $1.70 萬 | – |
| CRONCronos Group Inc. | COM | $1.70 萬 | – |
| CVXChevron Corp | Stock | $1.50 萬 | – |
| EXPEExpedia Group, Inc. | Stock | $1.50 萬 | – |
| PAASPan American Silver Corp | Stock | $1.30 萬 | – |
| AWIArmstrong World Industries Inc | COM | $1.30 萬 | – |
| NOKNokia Corp | SPONSORED ADR | $1.30 萬 | – |
| NVTAInvitae Corp | COM | $1.30 萬 | – |
| ZNGAZynga Inc | CL A | $1.20 萬 | – |
| RKTRocket Companies, Inc. | Stock | $1.10 萬 | – |
| VEEVVeeva Systems Inc | Stock | $1.10 萬 | – |
| INGING Groep NV | SPONSORED ADR | $1.10 萬 | – |