UBS Oconnor LLC
- SEC CIK
- 0001132716
- 最新申報
- 2026/8/14
2024 年第 1 季持倉
持倉截至 2024/3/31，2025/5/15 申報。只含多頭部位，變化是跟 2023 年第 4 季比股數。
| 證券 | 類別 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 | 紀錄 |
|---|---|---|---|---|---|---|---|
| Acorda Therapeutics, Inc.00484MAC0 | NOTE 6.000%12/0 | – | $1,983 萬 | 0.6% | – | – | – |
| NPABNew Providence Acquisition Corp. II | CLASS A COM | 1,857,465 | $2,002 萬 | 0.6% | 00.0% | 不變 | 歷史 |
| ETRNMidstream Co LLC | COM | 1,644,508 | $2,054 萬 | 0.6% | +1,644,508 | 新進 | 歷史 |
| NVDANVIDIA Corp | Stock | 22,899 | $2,069 萬 | 0.6% | +4,928+27.4% | 加碼 | 歷史 |
| OKTAOkta, Inc. | CL A | 200,000 | $2,092 萬 | 0.6% | +115,000+135.3% | 加碼 | 歷史 |
| OXYOccidental Petroleum Corp | Stock | 355,268 | $2,309 萬 | 0.7% | +103,662+41.2% | 加碼 | 歷史 |
| Revance Therapeutics, Inc.761330AB5 | NOTE 1.750% 2/1 | – | $2,950 萬 | 0.8% | – | – | – |
| RYAAYRyanair Holdings PLC | SPONSORED ADR | 207,240 | $3,017 萬 | 0.9% | −10,095−4.6% | 減碼 | 歷史 |
| Peloton Interactive, Inc.70614WAB6 | NOTE 2/1 | – | $3,613 萬 | 1.0% | – | – | – |
| Spirit Airls Inc848577AB8 | NOTE 1.000% 5/1 | – | $3,727 萬 | 1.1% | – | – | – |
| SWNSouthwestern Energy Co | COM | 5,695,124 | $4,317 萬 | 1.2% | +5,695,124 | 新進 | 歷史 |
| DFSDiscover Financial Services | COM | 343,669 | $4,505 萬 | 1.3% | +343,669 | 新進 | 歷史 |
| ACIAlbertsons Companies, Inc. | COMMON STOCK | 2,312,817 | $4,959 萬 | 1.4% | +799,765+52.9% | 加碼 | 歷史 |
| CTLTCatalent, Inc. | COM | 1,723,772 | $9,731 萬 | 2.8% | +1,723,772 | 新進 | 歷史 |
| ANSSAnsys Inc | COM | 352,899 | $1.23 億 | 3.5% | +352,899 | 新進 | 歷史 |
| AXNXAxonics, Inc. | COM | 1,945,920 | $1.34 億 | 3.9% | +1,897,614+3,928.3% | 加碼 | 歷史 |
| CERECerevel Therapeutics Holdings, Inc. | COM | 3,230,529 | $1.37 億 | 3.9% | +1,505,529+87.3% | 加碼 | 歷史 |
| XUnited States Steel Corp | COM | 3,681,664 | $1.50 億 | 4.3% | +2,281,664+163.0% | 加碼 | 歷史 |
| JNPRJuniper Networks Inc | COM | 4,428,704 | $1.64 億 | 4.7% | +4,428,704 | 新進 | 歷史 |
| HESHess Corp | Stock | 2,935,149 | $4.48 億 | 12.9% | +619,498+26.8% | 加碼 | 歷史 |
| PXDPioneer Natural Resources Co | COM | 2,431,644 | $6.38 億 | 18.4% | −145,164−5.6% | 減碼 | 歷史 |
選擇權（83 檔）
同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。
| 證券 | 類別 | 賣權 | 買權 |
|---|---|---|---|
| AALAmerican Airlines Group Inc. | Stock | $379.0 萬 | – |
| LCIDLucid Group, Inc. | COM | $225.8 萬 | – |
| RIGTransocean Ltd. | REGISTERED SHS | $171.3 萬 | – |
| PTONPeloton Interactive, Inc. | CL A COM | $110.0 萬 | – |
| COTYCoty Inc. | COM CL A | $63.9 萬 | – |
| ANNXAnnexon, Inc. | COM | – | $53.2 萬 |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | $23.2 萬 | $28.7 萬 |
| LYVLive Nation Entertainment, Inc. | COM | $40.9 萬 | – |
| NCLHNorwegian Cruise Line Holdings Ltd. | SHS | $39.6 萬 | – |
| AAPLApple Inc. | Stock | $22.0 萬 | $16.9 萬 |
| VKTXViking Therapeutics, Inc. | COM | – | $38.8 萬 |
| HLFHerbalife Ltd. | COM SHS | $35.8 萬 | – |
| TRMLTourmaline Bio, Inc. | COM | $34.5 萬 | – |
| SRPTSarepta Therapeutics, Inc. | COM | – | $31.8 萬 |
| FFord Motor Co | Stock | $31.3 萬 | – |
| XRXXerox Holdings Corp | COM NEW | $29.6 萬 | – |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $28.1 萬 | – |
| CHTRCharter Communications, Inc. | CL A | $26.0 萬 | – |
| CYHCommunity Health Systems Inc | COM | – | $25.3 萬 |
| CRSPCRISPR Therapeutics AG | NAMEN AKT | $24.2 萬 | $1.08 萬 |
| HTZHertz Global Holdings, Inc | COM NEW | $25.2 萬 | – |
| PRAXPraxis Precision Medicines, Inc. | COM NEW | – | $23.8 萬 |
| AMCXAMC Global Media Inc. | CL A | $21.5 萬 | – |
| iShares Russell 2000 ETF464287655 | ETF | – | $20.5 萬 |
| iShares Tr464288513 | IBOXX HI YD ETF | $18.9 萬 | – |
| OMFOneMain Holdings, Inc. | COM | $18.7 萬 | – |
| CPRICapri Holdings Ltd | SHS | $18.2 萬 | – |
| VERAVera Therapeutics, Inc. | CL A | $8.30 萬 | $9.70 萬 |
| NBRNabors Industries Ltd | SHS | $17.3 萬 | – |
| TSLATesla, Inc. | Stock | $17.0 萬 | – |
| MMacy's, Inc. | COM | $6.00 萬 | $10.3 萬 |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | – | $16.1 萬 |
| KRYSKrystal Biotech, Inc. | COM | – | $13.3 萬 |
| TVGrupo Televisa, S.A.B. | SPON ADR REP ORD | – | $13.2 萬 |
| BGSB&G Foods, Inc. | COM | $13.2 萬 | – |
| BCYCBicycle Therapeutics PLC | SPONSORED ADS | – | $12.9 萬 |
| NVCRNovoCure Ltd | ORD SHS | – | $11.9 萬 |
| MGMMGM Resorts International | Stock | $11.8 萬 | – |
| BHVNBiohaven Ltd. | COM | – | $11.0 萬 |
| STWDStarwood Property Trust, Inc. | COM | $10.4 萬 | – |
| MRUSMerus N.V. | COM | $5.00 萬 | $5.30 萬 |
| LVSLas Vegas Sands Corp | COM | $9.32 萬 | – |
| EXPEExpedia Group, Inc. | Stock | $8.22 萬 | – |
| MRNAModerna, Inc. | Stock | – | $6.85 萬 |
| MARMarriott International Inc | Stock | $6.32 萬 | – |
| RAPTRAPT Therapeutics, Inc. | COM | – | $6.31 萬 |
| MATMattel Inc | COM | – | $6.22 萬 |
| RAREUltragenyx Pharmaceutical Inc. | COM | – | $6.10 萬 |
| NVONovo Nordisk A S | ADR | – | $5.17 萬 |
| HOGHarley-Davidson, Inc. | COM | $5.00 萬 | – |
| ORICOric Pharmaceuticals, Inc. | COM | – | $5.00 萬 |
| SNDXSyndax Pharmaceuticals Inc | COM | – | $4.49 萬 |
| PTCTPTC Therapeutics, Inc. | COM | – | $4.45 萬 |
| HLTHilton Worldwide Holdings Inc. | COM | $4.42 萬 | – |
| AMAntero Midstream Corp | Stock | $4.31 萬 | – |
| XIFRXPLR Infrastructure, LP | COM UNIT PART IN | $3.93 萬 | – |
| TREELendingTree, Inc. | COM | $3.88 萬 | – |
| OFIXOrthofix Medical Inc. | COM | – | $3.75 萬 |
| KPTIKaryopharm Therapeutics Inc. | COM | – | $3.39 萬 |
| BIIBBiogen Inc. | COM | – | $3.33 萬 |
| DNLIDenali Therapeutics Inc. | COM | – | $3.00 萬 |
| MIRMMirum Pharmaceuticals, Inc. | COM | – | $2.69 萬 |
| VSTVistra Corp. | Stock | $2.65 萬 | – |
| RDNRadian Group Inc | COM | $2.28 萬 | – |
| IOVAIovance Biotherapeutics, Inc. | COM | – | $2.00 萬 |
| LEGNLegend Biotech Corp | SPONSORED ADS | – | $1.85 萬 |
| TGTXTG Therapeutics, Inc. | COM | – | $1.80 萬 |
| HASIHA Sustainable Infrastructure Capital, Inc. | COM | $1.75 萬 | – |
| HHyatt Hotels Corp | COM CL A | $1.64 萬 | – |
| TPCTutor Perini Corp | COM | $1.64 萬 | – |
| AGIOAgios Pharmaceuticals, Inc. | COM | – | $1.60 萬 |
| NAVINavient Corp | COM | $1.44 萬 | – |
| ATXSAstria Therapeutics, Inc. | COM | $1.35 萬 | – |
| WDCWestern Digital Corp | COM | $1.21 萬 | – |
| PETQPetIQ, Inc. | COM CL A | $1.13 萬 | – |
| UBERUber Technologies, Inc | Stock | $1.09 萬 | – |
| OCULOcular Therapeutix, Inc | COM | – | $8,750 |
| BMRNBiomarin Pharmaceutical Inc | COM | – | $6,250 |
| NTLAIntellia Therapeutics, Inc. | COM | – | $5,250 |
| INCYIncyte Corp | COM | – | $5,000 |
| BABoeing Co | Stock | – | $2,600 |
| LRMRLarimar Therapeutics, Inc. | COM | – | $2,000 |
| IONSIonis Pharmaceuticals Inc | COM | – | $1,200 |
2023 年第 4 季之後清倉（101 檔）
2023 年第 4 季季末還持有、這份申報已經沒有的部位。
依上一季市值列出前 100 檔，共 101 檔。
| 證券 | 類別 | 2023 年第 4 季股數 | 2023 年第 4 季市值 | 2023 年第 4 季佔組合 % | 紀錄 |
|---|---|---|---|---|---|
| SPLKSplunk Inc | COM | 3,680,525 | $5.61 億 | 17.7% | 歷史 |
| SRCSpirit Realty Capital, Inc. | COM NEW | 2,739,448 | $1.20 億 | 3.8% | 歷史 |
| IMGNImmunoGen, Inc. | COM | 1,915,452 | $5,679 萬 | 1.8% | 歷史 |
| CPRICapri Holdings Ltd | SHS | 928,099 | $4,663 萬 | 1.5% | 歷史 |
| KRTXKaruna Therapeutics, Inc. | COM | 106,800 | $3,380 萬 | 1.1% | 歷史 |
| DISH Network CORP25470MAF6 | NOTE 12/1 | – | $2,489 萬 | 0.8% | – |
| Gores Holdings IX, Inc.38287A101 | CLASS A COM | 1,563,175 | $1,641 萬 | 0.5% | – |
| UNPUnion Pacific Corp | Stock | 51,585 | $1,267 萬 | 0.4% | 歷史 |
| VMCVulcan Materials CO | COM | 45,410 | $1,031 萬 | 0.3% | 歷史 |
| PPGPPG Industries Inc | Stock | 56,100 | $839.0 萬 | 0.3% | 歷史 |
| MEOHMethanex Corp | COM | 139,400 | $660.2 萬 | 0.2% | 歷史 |
| BKNGBooking Holdings Inc. | Stock | 1,850 | $656.2 萬 | 0.2% | 歷史 |
| Nikola Corp654110AG0 | NOTE 8.250%12/1 | – | $597.0 萬 | 0.2% | – |
| CCJCameco Corp | Stock | 137,300 | $591.8 萬 | 0.2% | 歷史 |
| BLDRBuilders FirstSource, Inc. | Stock | 33,850 | $565.1 萬 | 0.2% | 歷史 |
| RPT Realty74971D101 | SH BEN INT | 435,991 | $559.4 萬 | 0.2% | – |
| Splunk Inc848637AF1 | NOTE 1.125% 6/1 | – | $539.9 萬 | 0.2% | – |
| WLKWestlake Corp | COM | 35,700 | $499.7 萬 | 0.2% | 歷史 |
| SMARSmartsheet Inc | COM CL A | 100,080 | $478.6 萬 | 0.2% | 歷史 |
| ORealty Income Corp | REIT | 73,710 | $423.2 萬 | 0.1% | 歷史 |
| LUVSouthwest Airlines Co | COM | 140,500 | $405.8 萬 | 0.1% | 歷史 |
| CARRCarrier Global Corp | Stock | 69,300 | $398.1 萬 | 0.1% | 歷史 |
| POOLPool Corp | COM | 8,900 | $354.9 萬 | 0.1% | 歷史 |
| Agriculture & Nat Sol Acq CoG0131Y126 | UNIT 99/99/9999 | 344,955 | $350.0 萬 | 0.1% | – |
| ROSSBPGC Acquisition Corp. | SHS CL A | 318,046 | $346.4 萬 | 0.1% | 歷史 |
| Chenghe Acquisition Co.G2086M107 | CLASS A ORD | 307,065 | $337.8 萬 | 0.1% | – |
| UPSUnited Parcel Service Inc | Stock | 19,900 | $312.9 萬 | 0.1% | 歷史 |
| VZIOVizio Holding Corp. | CL A COM | 397,500 | $306.1 萬 | 0.1% | 歷史 |
| DEVSFDevvStream Corp. | CLASS A COM | 255,100 | $279.2 萬 | 0.1% | 歷史 |
| Nubia Brand International Co67022R103 | CLASS A COM | 356,067 | $274.2 萬 | 0.1% | – |
| Alpha Partners Tech Mergr CoG63290111 | CLASS A ORD SHS | 255,100 | $273.0 萬 | 0.1% | – |
| CFFSCF Acquisition Corp. VII | CLASS A COM | 250,108 | $271.4 萬 | 0.1% | 歷史 |
| COLDAmericold Realty Trust | COM | 76,325 | $231.0 萬 | 0.1% | 歷史 |
| MNDYmonday.com Ltd. | SHS | 12,000 | $225.4 萬 | 0.1% | 歷史 |
| DOCUDocuSign, Inc. | Stock | 35,000 | $208.1 萬 | 0.1% | 歷史 |
| FUSNFusion Pharmaceuticals Inc. | COM | 213,107 | $204.8 萬 | 0.1% | 歷史 |
| ODFLOld Dominion Freight Line, Inc. | COM | 4,900 | $198.6 萬 | 0.1% | 歷史 |
| PLDPrologis, Inc. | REIT | 14,848 | $197.9 萬 | 0.1% | 歷史 |
| GEHCGE HealthCare Technologies Inc. | Stock | 25,203 | $194.9 萬 | 0.1% | 歷史 |
| CSCOCisco Systems, Inc. | Stock | 36,506 | $184.4 萬 | 0.1% | 歷史 |
| CSTAFConstellation Acquisition Corp I | SHS CL A | 160,688 | $177.6 萬 | 0.1% | 歷史 |
| Sizzle Acquisition Corp.83014E109 | COMMON STOCK | 159,437 | $175.5 萬 | 0.1% | – |
| HIWHighwoods Properties, Inc. | COM | 75,224 | $172.7 萬 | 0.1% | 歷史 |
| TGVCTG Venture Acquisition Corp. | CLASS A COM | 156,317 | $169.8 萬 | 0.1% | 歷史 |
| ONONOn Holding AG | Stock | 60,000 | $161.8 萬 | 0.1% | 歷史 |
| DASHDoorDash, Inc. | Stock | 15,000 | $148.3 萬 | <0.1% | 歷史 |
| ROKRockwell Automation, Inc | Stock | 4,500 | $139.7 萬 | <0.1% | 歷史 |
| HCM Acquisition CorpG4365A101 | CLASS A ORD SHS | 125,054 | $139.7 萬 | <0.1% | – |
| WELLWelltower Inc. | REIT | 15,117 | $136.3 萬 | <0.1% | 歷史 |
| AGENAgenus Inc | COM NEW | 1,628,394 | $134.8 萬 | <0.1% | 歷史 |
| PHMPultegroup Inc | COM | 12,918 | $133.3 萬 | <0.1% | 歷史 |
| OPRAOpera Ltd | SPONSORED ADS | 90,000 | $119.1 萬 | <0.1% | 歷史 |
| ALCUFAlchemy Investments Acquisition Corp 1 | UNIT 11/30/2027 | 103,486 | $108.6 萬 | <0.1% | 歷史 |
| PEverpure, Inc. | CL A | 30,000 | $107.0 萬 | <0.1% | 歷史 |
| CEGConstellation Energy Corp | Stock | 9,000 | $105.2 萬 | <0.1% | 歷史 |
| CRWDCrowdStrike Holdings, Inc. | Stock | 4,100 | $104.7 萬 | <0.1% | 歷史 |
| Atech (Parent) Resolution Corp.00973N102 | COM | 1,180,000 | $98.4 萬 | <0.1% | – |
| JDJD.com, Inc. | SPON ADS CL A | 32,500 | $93.9 萬 | <0.1% | 歷史 |
| METAMeta Platforms, Inc. | Stock | 2,500 | $88.5 萬 | <0.1% | 歷史 |
| IOVAIovance Biotherapeutics, Inc. | COM | 104,059 | $84.6 萬 | <0.1% | 歷史 |
| NETCloudflare, Inc. | CL A COM | 10,000 | $83.3 萬 | <0.1% | 歷史 |
| DXCMDexcom Inc | COM | 6,172 | $76.6 萬 | <0.1% | 歷史 |
| UDRUDR, Inc. | COM | 19,236 | $73.7 萬 | <0.1% | 歷史 |
| FCPTFour Corners Property Trust, Inc. | COM | 28,844 | $73.0 萬 | <0.1% | 歷史 |
| SPKLUSpark I Acquisition Corp | UNIT 09/28/2028 | 68,991 | $70.2 萬 | <0.1% | 歷史 |
| ABNBAirbnb, Inc. | Stock | 5,000 | $68.1 萬 | <0.1% | 歷史 |
| PSAPublic Storage | COM | 2,225 | $67.9 萬 | <0.1% | 歷史 |
| Two Harbors Investment Corp.90187B804 | COM | 45,629 | $63.6 萬 | <0.1% | – |
| ABTAbbott Laboratories | Stock | 5,769 | $63.5 萬 | <0.1% | 歷史 |
| INTUIntuit Inc. | Stock | 1,000 | $62.5 萬 | <0.1% | 歷史 |
| BBIOBridgeBio Pharma, Inc. | COM | 14,318 | $57.8 萬 | <0.1% | 歷史 |
| NXPINXP Semiconductors N.V. | COM | 2,500 | $57.4 萬 | <0.1% | 歷史 |
| WDAYWorkday, Inc. | CL A | 2,000 | $55.2 萬 | <0.1% | 歷史 |
| AGNCAGNC Investment Corp. | REIT | 55,841 | $54.8 萬 | <0.1% | 歷史 |
| VTRVentas, Inc. | REIT | 10,400 | $51.8 萬 | <0.1% | 歷史 |
| UUnity Software Inc. | COM | 12,500 | $51.1 萬 | <0.1% | 歷史 |
| PHVSPharvaris N.V. | COM | 18,000 | $50.5 萬 | <0.1% | 歷史 |
| FLYYSpirit Aviation Holdings, Inc. | COM | 30,000 | $49.2 萬 | <0.1% | 歷史 |
| KVUEKenvue Inc. | Stock | 22,336 | $48.1 萬 | <0.1% | 歷史 |
| CRLCharles River Laboratories International, Inc. | COM | 2,034 | $48.1 萬 | <0.1% | 歷史 |
| ESSEssex Property Trust, Inc. | COM | 1,900 | $47.1 萬 | <0.1% | 歷史 |
| IQVIQVIA Holdings Inc. | Stock | 2,030 | $47.0 萬 | <0.1% | 歷史 |
| BNTXBioNTech SE | SPONSORED ADS | 4,363 | $46.0 萬 | <0.1% | 歷史 |
| AVBAvalonbay Communities Inc | COM | 2,435 | $45.6 萬 | <0.1% | 歷史 |
| ATRCAtriCure, Inc. | COM | 12,199 | $43.5 萬 | <0.1% | 歷史 |
| LCIDLucid Group, Inc. | COM | 100,000 | $42.1 萬 | <0.1% | 歷史 |
| VKTXViking Therapeutics, Inc. | COM | 22,141 | $41.2 萬 | <0.1% | 歷史 |
| MARAMARA Holdings, Inc. | COM | 16,749 | $39.3 萬 | <0.1% | 歷史 |
| FAFFirst American Financial Corp | Stock | 4,169 | $26.9 萬 | <0.1% | 歷史 |
| Screaming Eagle Acquisitn CoG79407121 | *W EXP 01/05/202 | 573,164 | $26.2 萬 | <0.1% | – |
| GLUEMonte Rosa Therapeutics, Inc. | COM | 44,247 | $25.0 萬 | <0.1% | 歷史 |
| ALKSAlkermes plc. | SHS | 8,794 | $24.4 萬 | <0.1% | 歷史 |
| HLNHaleon plc | ADR | 21,500 | $17.7 萬 | <0.1% | 歷史 |
| Affimed N VN01045108 | COM | 254,943 | $15.9 萬 | <0.1% | – |
| THRXTheseus Pharmaceuticals, Inc. | COM | 12,517 | $5.07 萬 | <0.1% | 歷史 |
| SK Growth Opportunities CorpG8192N111 | *W EXP 06/28/202 | 420,833 | $2.34 萬 | <0.1% | – |
| Semper Paratus Acquisition CG8028L131 | *W EXP 11/04/202 | 185,416 | $6,490 | <0.1% | – |
| Altitude Acquisition Corp.02156Y111 | *W EXP 11/30/202 | 231,102 | $6,217 | <0.1% | – |
| Social Leverage Acquisn Corp83363K110 | *W EXP 02/17/202 | 128,141 | $4,318 | <0.1% | – |
| CSTWFConstellation Acquisition Corp I | *W EXP 01/29/202 | 139,600 | $2,973 | <0.1% | 歷史 |