UBS Oconnor LLC
- SEC CIK
- 0001132716
- 最新申報
- 2026/8/14
2023 年第 4 季持倉
持倉截至 2023/12/31，2025/2/14 申報。只含多頭部位，變化是跟 2023 年第 3 季比股數。
| 證券 | 類別 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 | 紀錄 |
|---|---|---|---|---|---|---|---|
| ALVAutoliv Inc | COM | 145,225 | $1,600 萬 | 0.5% | +62,400+75.3% | 加碼 | 歷史 |
| Gores Holdings IX, Inc.38287A101 | CLASS A COM | 1,563,175 | $1,641 萬 | 0.5% | −702,617−31.0% | 減碼 | – |
| SCRMScreaming Eagle Acquisition Corp. | CLASS A ORD SHS | 1,719,492 | $1,823 萬 | 0.6% | −772,879−31.0% | 減碼 | 歷史 |
| MATMattel Inc | COM | 969,029 | $1,830 萬 | 0.6% | +50,000+5.4% | 加碼 | 歷史 |
| FuboTV Inc.35953DAB0 | NOTE 3.250% 2/1 | – | $1,831 萬 | 0.6% | – | – | – |
| NPABNew Providence Acquisition Corp. II | CLASS A COM | 1,857,465 | $1,981 萬 | 0.6% | 00.0% | 不變 | 歷史 |
| Bandwidth Inc.05988JAD5 | NOTE 0.500% 4/0 | – | $2,096 萬 | 0.7% | – | – | – |
| Acorda Therapeutics, Inc.00484MAC0 | NOTE 6.000%12/0 | – | $2,160 萬 | 0.7% | – | – | – |
| Revance Therapeutics, Inc.761330AB5 | NOTE 1.750% 2/1 | – | $2,403 萬 | 0.8% | – | – | – |
| DISH Network CORP25470MAF6 | NOTE 12/1 | – | $2,489 萬 | 0.8% | – | – | – |
| RYAAYRyanair Holdings PLC | SPONSORED ADR | 217,335 | $2,898 萬 | 0.9% | −23,698−9.8% | 減碼 | 歷史 |
| Peloton Interactive, Inc.70614WAB6 | NOTE 2/1 | – | $3,304 萬 | 1.0% | – | – | – |
| KRTXKaruna Therapeutics, Inc. | COM | 106,800 | $3,380 萬 | 1.1% | +106,800 | 新進 | 歷史 |
| ACIAlbertsons Companies, Inc. | COMMON STOCK | 1,513,052 | $3,480 萬 | 1.1% | +1,513,052 | 新進 | 歷史 |
| CPRICapri Holdings Ltd | SHS | 928,099 | $4,663 萬 | 1.5% | −733,195−44.1% | 減碼 | 歷史 |
| IMGNImmunoGen, Inc. | COM | 1,915,452 | $5,679 萬 | 1.8% | +1,915,452 | 新進 | 歷史 |
| Spirit Airls Inc848577AB8 | NOTE 1.000% 5/1 | – | $6,134 萬 | 1.9% | – | – | – |
| XUnited States Steel Corp | COM | 1,400,000 | $6,811 萬 | 2.2% | +1,400,000 | 新進 | 歷史 |
| CERECerevel Therapeutics Holdings, Inc. | COM | 1,725,000 | $7,314 萬 | 2.3% | +1,725,000 | 新進 | 歷史 |
| SRCSpirit Realty Capital, Inc. | COM NEW | 2,739,448 | $1.20 億 | 3.8% | +2,739,448 | 新進 | 歷史 |
| HESHess Corp | Stock | 2,315,651 | $3.34 億 | 10.6% | +2,315,651 | 新進 | 歷史 |
| SPLKSplunk Inc | COM | 3,680,525 | $5.61 億 | 17.7% | +2,982,191+427.0% | 加碼 | 歷史 |
| PXDPioneer Natural Resources Co | COM | 2,576,808 | $5.79 億 | 18.3% | +2,576,808 | 新進 | 歷史 |
選擇權（78 檔）
同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。
| 證券 | 類別 | 賣權 | 買權 |
|---|---|---|---|
| AALAmerican Airlines Group Inc. | Stock | $779.7 萬 | – |
| LCIDLucid Group, Inc. | COM | $184.8 萬 | – |
| RIGTransocean Ltd. | REGISTERED SHS | $113.9 萬 | – |
| DISHDISH Network CORP | CL A | $107.6 萬 | $1.05 萬 |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | – | $108.4 萬 |
| IOVAIovance Biotherapeutics, Inc. | COM | – | $90.0 萬 |
| PTONPeloton Interactive, Inc. | CL A COM | $89.9 萬 | – |
| FLYYSpirit Aviation Holdings, Inc. | COM | $88.5 萬 | – |
| LYVLive Nation Entertainment, Inc. | COM | $84.5 萬 | – |
| FFord Motor Co | Stock | $51.8 萬 | – |
| COTYCoty Inc. | COM CL A | $49.8 萬 | – |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | – | $45.2 萬 |
| CYTKCytokinetics Inc | COM NEW | – | $38.7 萬 |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $34.7 萬 | – |
| IMCRImmunocore Holdings plc | ADS | – | $34.0 萬 |
| SNDXSyndax Pharmaceuticals Inc | COM | – | $32.6 萬 |
| XRXXerox Holdings Corp | COM NEW | $30.7 萬 | – |
| DCPHDeciphera Pharmaceuticals, Inc. | COM | – | $29.0 萬 |
| Invesco QQQ Trust Series I46090E103 | ETF | $25.2 萬 | – |
| BCYCBicycle Therapeutics PLC | SPONSORED ADS | – | $22.6 萬 |
| MATMattel Inc | COM | – | $16.9 萬 |
| BGSB&G Foods, Inc. | COM | $16.0 萬 | – |
| CPRICapri Holdings Ltd | SHS | $14.2 萬 | – |
| ARGXArgenx SE | SPONSORED ADR | – | $13.5 萬 |
| iShares Russell 2000 ETF464287655 | ETF | – | $12.8 萬 |
| PTCTPTC Therapeutics, Inc. | COM | – | $11.9 萬 |
| APLSApellis Pharmaceuticals, Inc. | COM | – | $11.9 萬 |
| KVUEKenvue Inc. | Stock | – | $11.6 萬 |
| ADTADT Inc. | COM | $11.6 萬 | – |
| HOGHarley-Davidson, Inc. | COM | $10.0 萬 | – |
| SWTXSpringWorks Therapeutics, Inc. | COM | – | $9.90 萬 |
| MRNAModerna, Inc. | Stock | – | $8.55 萬 |
| NBIXNeurocrine Biosciences Inc | Stock | – | $8.50 萬 |
| MGMMGM Resorts International | Stock | $8.21 萬 | – |
| TVGrupo Televisa, S.A.B. | SPON ADR REP ORD | – | $8.09 萬 |
| BPMCBlueprint Medicines Corp | COM | – | $7.20 萬 |
| INSMINSMED Inc | COM PAR $.01 | – | $7.13 萬 |
| SPYSPDR S&P 500 ETF Trust | ETF | $6.80 萬 | – |
| CRNXCrinetics Pharmaceuticals, Inc. | COM | – | $6.75 萬 |
| ROIVRoivant Sciences Ltd. | SHS | $3,750 | $6.25 萬 |
| TGTXTG Therapeutics, Inc. | COM | – | $5.50 萬 |
| NCLHNorwegian Cruise Line Holdings Ltd. | SHS | $4.82 萬 | – |
| CZRCaesars Entertainment, Inc. | COM | $4.42 萬 | – |
| BIIBBiogen Inc. | COM | – | $4.40 萬 |
| ARDXArdelyx, Inc. | COM | – | $3.75 萬 |
| WDCWestern Digital Corp | COM | $3.55 萬 | – |
| BMRNBiomarin Pharmaceutical Inc | COM | – | $3.12 萬 |
| UALUnited Airlines Holdings, Inc. | COM | $3.05 萬 | – |
| RDNRadian Group Inc | COM | $2.75 萬 | – |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $2.48 萬 | – |
| UBERUber Technologies, Inc | Stock | $2.32 萬 | – |
| RCUSArcus Biosciences, Inc. | COM | – | $2.27 萬 |
| QUREuniQure N.V. | SHS | – | $2.25 萬 |
| RVNCRevance Therapeutics, Inc. | COM | – | $2.21 萬 |
| LEGNLegend Biotech Corp | SPONSORED ADS | – | $2.16 萬 |
| ABBVAbbVie Inc. | Stock | – | $2.15 萬 |
| CBAYCymaBay Therapeutics, Inc. | COM | $1.88 萬 | – |
| VTYXVentyx Biosciences, Inc. | COM | – | $1.88 萬 |
| MMacy's, Inc. | COM | $1.71 萬 | – |
| RYTMRhythm Pharmaceuticals, Inc. | COM | $1.69 萬 | – |
| BIPBrookfield Infrastructure Partners L.P. | LP INT UNIT | $1.68 萬 | – |
| CRSPCRISPR Therapeutics AG | NAMEN AKT | – | $1.50 萬 |
| FUBOFuboTV Inc. | COM | – | $1.15 萬 |
| ISRGIntuitive Surgical Inc | COM NEW | $9,075 | – |
| DALDelta Air Lines, Inc. | COM NEW | $8,268 | – |
| KPTIKaryopharm Therapeutics Inc. | COM | – | $7,500 |
| NAVINavient Corp | COM | $6,562 | – |
| CVNACarvana Co. | CL A | $5,000 | – |
| XIFRXPLR Infrastructure, LP | COM UNIT PART IN | $4,500 | – |
| STWDStarwood Property Trust, Inc. | COM | $4,150 | – |
| VICIVici Properties Inc. | COM | $2,408 | – |
| MRTXMirati Therapeutics, Inc. | COM | – | $1,875 |
| HHyatt Hotels Corp | COM CL A | $1,500 | – |
| RAREUltragenyx Pharmaceutical Inc. | COM | – | $1,250 |
| HLTHilton Worldwide Holdings Inc. | COM | $700 | – |
| OMFOneMain Holdings, Inc. | COM | $502 | – |
| EXPEExpedia Group, Inc. | Stock | $440 | – |
| DKNGDraftKings Inc. | Stock | $412 | – |
2023 年第 3 季之後清倉（140 檔）
2023 年第 3 季季末還持有、這份申報已經沒有的部位。
依上一季市值列出前 100 檔，共 140 檔。
| 證券 | 類別 | 2023 年第 3 季股數 | 2023 年第 3 季市值 | 2023 年第 3 季佔組合 % | 紀錄 |
|---|---|---|---|---|---|
| ATVIActivision Blizzard, Inc. | COM | 11,360,963 | $10.6 億 | 19.0% | 歷史 |
| HZNPHorizon Therapeutics Public Ltd Co | SHS | 7,664,245 | $8.87 億 | 15.9% | 歷史 |
| SGENSeagen Inc. | COM | 1,750,496 | $3.71 億 | 6.6% | 歷史 |
| VMWVmware LLC | CL A COM | 2,123,453 | $3.54 億 | 6.3% | 歷史 |
| NEWRNew Relic, Inc. | COM | 3,313,068 | $2.84 億 | 5.1% | 歷史 |
| NATINational Instruments Corp | COM | 4,043,391 | $2.41 億 | 4.3% | 歷史 |
| DENDenbury Inc | COM | 1,931,731 | $1.89 億 | 3.4% | 歷史 |
| Abcam PLC000380204 | ADS | 5,664,354 | $1.28 億 | 2.3% | – |
| TWNKHostess Brands, Inc. | CL A | 2,842,642 | $9,469 萬 | 1.7% | 歷史 |
| NXGNNextgen Healthcare, Inc. | COM | 1,008,379 | $2,393 萬 | 0.4% | 歷史 |
| Applied Optoelectronics, Inc.03823UAB8 | NOTE 5.000% 3/1 | – | $1,499 萬 | 0.3% | – |
| DKNGDraftKings Inc. | Stock | 350,000 | $1,030 萬 | 0.2% | 歷史 |
| VALEVale S.A. | SPONSORED ADS | 765,000 | $1,025 萬 | 0.2% | 歷史 |
| CHHChoice Hotels International Inc | COM | 83,274 | $1,020 萬 | 0.2% | 歷史 |
| INVHInvitation Homes Inc. | COM | 310,777 | $984.9 萬 | 0.2% | 歷史 |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 343,720 | $940.8 萬 | 0.2% | – |
| NTRNutrien Ltd. | COM | 150,600 | $930.1 萬 | 0.2% | 歷史 |
| SWKSSkyworks Solutions, Inc. | Stock | 87,506 | $862.7 萬 | 0.2% | 歷史 |
| XPOXPO, Inc. | COM | 110,744 | $826.8 萬 | 0.1% | 歷史 |
| CCVIChurchill Capital Corp VI | COM CL A | 771,960 | $806.7 萬 | 0.1% | 歷史 |
| QCOMQualcomm Inc | Stock | 72,500 | $805.2 萬 | 0.1% | 歷史 |
| BABoeing Co | Stock | 41,700 | $799.3 萬 | 0.1% | 歷史 |
| NKENIKE, Inc. | Stock | 80,000 | $765.0 萬 | 0.1% | 歷史 |
| GSKGSK plc | ADR | 209,552 | $759.6 萬 | 0.1% | 歷史 |
| APTVAptiv PLC | SHS | 70,150 | $691.6 萬 | 0.1% | 歷史 |
| AESAES Corp | Stock | 422,400 | $642.0 萬 | 0.1% | 歷史 |
| EPREpr Properties | COM SH BEN INT | 151,439 | $629.1 萬 | 0.1% | 歷史 |
| AYXAlteryx, Inc. | COM CL A | 155,000 | $584.2 萬 | 0.1% | 歷史 |
| CFIVCF Acquisition Corp. IV | COM CL A | 546,835 | $584.0 萬 | 0.1% | 歷史 |
| EMNEastman Chemical Co | Stock | 74,950 | $575.0 萬 | 0.1% | 歷史 |
| Affirm Hldgs Inc00827BAB2 | NOTE 11/1 | – | $563.5 萬 | 0.1% | – |
| Churchill Capital Corp V17144T107 | COM CL A | 490,267 | $509.9 萬 | 0.1% | – |
| MELIMercadolibre Inc | COM | 4,000 | $507.2 萬 | 0.1% | 歷史 |
| Nabors Energy Transition Cor629567108 | CL A COM | 462,203 | $506.1 萬 | 0.1% | – |
| Beard Energy Transition Acq07402Q101 | CL A COM | 475,816 | $492.5 萬 | 0.1% | – |
| LTHMLivent Corp. | COM | 267,200 | $491.9 萬 | 0.1% | 歷史 |
| BIOSBioPlus Acquisition Corp. | CLASS A ORD SHS | 453,158 | $490.8 萬 | 0.1% | 歷史 |
| SOARVolato Group, Inc. | CL A COM | 453,158 | $486.7 萬 | 0.1% | 歷史 |
| CPAYCorpay, Inc. | COM | 19,000 | $485.1 萬 | 0.1% | 歷史 |
| TRTLTortoiseEcofin Acquisition Corp. III | SHS CL A | 462,203 | $484.4 萬 | 0.1% | 歷史 |
| FBINFortune Brands Innovations, Inc. | COM | 75,150 | $467.1 萬 | 0.1% | 歷史 |
| FDXFedEx Corp | Stock | 17,600 | $466.3 萬 | 0.1% | 歷史 |
| AEMAgnico Eagle Mines Ltd | Stock | 100,000 | $454.5 萬 | 0.1% | 歷史 |
| SNPSSynopsys Inc | COM | 9,575 | $439.5 萬 | 0.1% | 歷史 |
| PRPCCC Neuberger Principal Holdings III | SHS CL A | 400,371 | $436.4 萬 | 0.1% | 歷史 |
| JCIJohnson Controls International plc | Stock | 78,906 | $419.9 萬 | 0.1% | 歷史 |
| BWXTBWX Technologies, Inc. | COM | 51,700 | $387.6 萬 | 0.1% | 歷史 |
| DECKDeckers Outdoor Corp | COM | 7,280 | $374.3 萬 | 0.1% | 歷史 |
| CFCF Industries Holdings, Inc. | COM | 42,500 | $364.4 萬 | 0.1% | 歷史 |
| GNTXGentex Corp | COM | 111,500 | $362.8 萬 | 0.1% | 歷史 |
| TTEKTetra Tech Inc | COM | 21,995 | $334.4 萬 | 0.1% | 歷史 |
| GRABGrab Holdings Ltd | CLASS A ORD | 885,000 | $313.3 萬 | 0.1% | 歷史 |
| ROKURoku, Inc | COM CL A | 43,972 | $310.4 萬 | 0.1% | 歷史 |
| EAElectronic Arts Inc. | COM | 25,000 | $301.0 萬 | 0.1% | 歷史 |
| MRTXMirati Therapeutics, Inc. | COM | 64,698 | $281.8 萬 | 0.1% | 歷史 |
| LINLinde PLC | Stock | 6,800 | $253.2 萬 | <0.1% | 歷史 |
| BFACBattery Future Acquisition Corp. | CL A ORD SHS | 226,579 | $246.5 萬 | <0.1% | 歷史 |
| SDCL EDGE Acquisition CorpG79471101 | CL A ORD SHS | 231,102 | $245.0 萬 | <0.1% | – |
| MITAColiseum Acquisition Corp. | CLASS A ORD SHS | 231,102 | $243.6 萬 | <0.1% | 歷史 |
| PRLHPearl Holdings Acquisition Corp | CLASS A ORD SHS | 226,579 | $242.9 萬 | <0.1% | 歷史 |
| EONREON Resources Inc. | COM CL A | 222,542 | $242.6 萬 | <0.1% | 歷史 |
| Accretion Acquisition Corp00438Y107 | COM | 231,102 | $242.2 萬 | <0.1% | – |
| Clean Earth Acquisitions Cor184493104 | CLASS A COM | 222,542 | $235.2 萬 | <0.1% | – |
| BNLBroadstone Net Lease, Inc. | COM | 155,900 | $222.9 萬 | <0.1% | 歷史 |
| MFAMfa Financial, Inc. | COM | 226,894 | $218.0 萬 | <0.1% | 歷史 |
| SPECSpectaire Holdings Inc. | CLASS A ORD | 192,601 | $214.2 萬 | <0.1% | 歷史 |
| CXMSprinklr, Inc. | CL A | 150,000 | $207.6 萬 | <0.1% | 歷史 |
| Forbion European Acqustn CorG3619H102 | CLASS A ORD SHS | 181,263 | $199.2 萬 | <0.1% | – |
| MTZMastec Inc | COM | 26,295 | $189.2 萬 | <0.1% | 歷史 |
| ALGNAlign Technology Inc | COM | 5,300 | $161.8 萬 | <0.1% | 歷史 |
| VTYXVentyx Biosciences, Inc. | COM | 45,463 | $157.9 萬 | <0.1% | 歷史 |
| LADRLadder Capital Corp | CL A | 152,300 | $156.3 萬 | <0.1% | 歷史 |
| GKOSGLAUKOS Corp | COM | 20,471 | $154.0 萬 | <0.1% | 歷史 |
| ETSYEtsy Inc | COM | 23,500 | $151.8 萬 | <0.1% | 歷史 |
| TMOThermo Fisher Scientific Inc. | Stock | 2,950 | $149.3 萬 | <0.1% | 歷史 |
| JAQCJupiter Acquisition Corp | CL A | 120,173 | $123.5 萬 | <0.1% | 歷史 |
| UBERUber Technologies, Inc | Stock | 25,000 | $115.0 萬 | <0.1% | 歷史 |
| HPPHudson Pacific Properties, Inc. | COM | 169,200 | $112.5 萬 | <0.1% | 歷史 |
| CCChemours Co | Stock | 39,671 | $111.3 萬 | <0.1% | 歷史 |
| ZURAZura Bio Ltd | CLASS A ORD SHS | 167,167 | $110.3 萬 | <0.1% | 歷史 |
| TARSTarsus Pharmaceuticals, Inc. | COM | 55,262 | $98.2 萬 | <0.1% | 歷史 |
| ACAHAtlantic Coastal Acquisition Corp. | CLASS A COM | 90,632 | $96.5 萬 | <0.1% | 歷史 |
| JAZZJazz Pharmaceuticals plc | SHS USD | 7,014 | $90.8 萬 | <0.1% | 歷史 |
| CABACabaletta Bio, Inc. | COM | 48,332 | $73.6 萬 | <0.1% | 歷史 |
| RYTMRhythm Pharmaceuticals, Inc. | COM | 30,000 | $68.8 萬 | <0.1% | 歷史 |
| ITOSiTeos Therapeutics, Inc. | COM | 59,764 | $65.4 萬 | <0.1% | 歷史 |
| AMLXAmylyx Pharmaceuticals, Inc. | COM | 35,000 | $64.1 萬 | <0.1% | 歷史 |
| AALAmerican Airlines Group Inc. | Stock | 50,000 | $64.0 萬 | <0.1% | 歷史 |
| GPCRStructure Therapeutics Inc. | SPONSORED ADS | 12,218 | $61.6 萬 | <0.1% | 歷史 |
| INBXInhibrx Biosciences, Inc. | COM | 33,448 | $61.4 萬 | <0.1% | 歷史 |
| ELANElanco Animal Health Inc | COM | 54,176 | $60.9 萬 | <0.1% | 歷史 |
| MRKMerck & Co., Inc. | Stock | 5,790 | $59.6 萬 | <0.1% | 歷史 |
| TRIPTripAdvisor, Inc. | COM | 35,000 | $58.0 萬 | <0.1% | 歷史 |
| ORTXOrchard Therapeutics plc | SPON ADS NEW | 71,010 | $55.1 萬 | <0.1% | 歷史 |
| EPRTEssential Properties Realty Trust, Inc. | COM | 25,000 | $54.1 萬 | <0.1% | 歷史 |
| LCALandcadia Holdings IV, Inc. | CLASS A COM | 50,644 | $52.8 萬 | <0.1% | 歷史 |
| CCICrown Castle Inc. | REIT | 5,700 | $52.5 萬 | <0.1% | 歷史 |
| ICLRIcon PLC | COM | 2,045 | $50.4 萬 | <0.1% | 歷史 |
| KLRSKalaris Therapeutics, Inc. | COM | 230,000 | $49.5 萬 | <0.1% | 歷史 |
| SNOWSnowflake Inc. | Stock | 3,098 | $47.3 萬 | <0.1% | 歷史 |