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Livermore
Livermore
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D.A. Davidson & Co.

SEC CIK
0001080107
最新申報
2026/7/24

2024 年第 4 季持倉

持倉截至 2024/12/31，2025/1/31 申報。只含多頭部位，變化是跟 2024 年第 3 季比股數。

機構總覽
持股檔數
1,406
較 2024 年第 3 季 +38
總值
$122.9 億
較 2024 年第 3 季 +$1.79 億 (+1.5%)
申報日
2025/1/31
SEC
D.A. Davidson & Co. 在 2024 年第 4 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
PTONPeloton Interactive, Inc.CL A COM645$5,612<0.1%+645新進歷史
CVMCel Sci CorpCOM PAR NEW20,300$8,118<0.1%−10,500−34.1%減碼歷史
UAMYUnited States Antimony CorpCOM10,320$1.83 萬<0.1%00.0%不變歷史
WWWW International, Inc.COM15,550$1.97 萬<0.1%−3,700−19.2%減碼歷史
SANASana Biotechnology, Inc.COM14,700$2.40 萬<0.1%−16,880−53.5%減碼歷史
Redwood Trust Inc758075AF2NOTE 7.750% 6/1–$2.45 萬<0.1%–––
GALTGalectin Therapeutics IncCOM NEW19,000$2.45 萬<0.1%−11,771−38.3%減碼歷史
NATNordic American Tankers LtdCOM10,000$2.50 萬<0.1%00.0%不變歷史
LYGLloyds Banking Group plcSPONSORED ADR15,438$4.20 萬<0.1%00.0%不變歷史
PLUGPlug Power IncStock19,746$4.21 萬<0.1%−7,663−28.0%減碼歷史
DHYUBS Asset Management High Yield Credit FundSH BEN INT20,000$4.28 萬<0.1%+3,000+17.6%加碼歷史
NOKNokia CorpSPONSORED ADR10,355$4.59 萬<0.1%+10,355新進歷史
Two HBRS Invt Corp90187BAB7NOTE 6.250% 1/1–$4.92 萬<0.1%–––
BTEBaytex Energy Corp.COM19,195$4.95 萬<0.1%00.0%不變歷史
DCDakota Gold Corp.COM22,574$4.97 萬<0.1%−200−0.9%減碼歷史
GNLXGENELUX CorpCOM21,779$5.14 萬<0.1%+21,779新進歷史
NXHNeighborhood Intelligence, Inc.COM10,435$5.14 萬<0.1%−3,290−24.0%減碼歷史
Arbor Realty Trust Inc038923BA5NOTE 7.500% 8/0–$5.17 萬<0.1%–––
HRTXHeron Therapeutics, Inc.COM37,000$5.66 萬<0.1%−176,630−82.7%減碼歷史
BRCCBRC Inc.COM CL A17,990$5.70 萬<0.1%−8,750−32.7%減碼歷史
HLHecla Mining CoCOM14,324$7.03 萬<0.1%−250,295−94.6%減碼歷史
EGYVaalco Energy IncCOM NEW16,100$7.04 萬<0.1%−10,400−39.2%減碼歷史
Lithium Americas Argentina Cor Com Shs53681K100Stock27,150$7.11 萬<0.1%−6,800−20.0%減碼–
LACLithium Americas Corp.Stock24,350$7.23 萬<0.1%−8,050−24.8%減碼歷史
HIXWestern Asset High Income Fund II Inc.COM18,639$7.85 萬<0.1%+693+3.9%加碼歷史
STKLSunOpta Inc.COM10,500$8.09 萬<0.1%+10,500新進歷史
GUTGabelli Utility TrustCOM16,467$8.28 萬<0.1%+997+6.4%加碼歷史
Silvercrest Metals Inc828363101COM10,000$9.10 萬<0.1%00.0%不變–
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT25,008$9.43 萬<0.1%−2,750−9.9%減碼歷史
BMBLBumble Inc.COM CL A12,112$9.86 萬<0.1%00.0%不變歷史
NMRNomura Holdings IncSPONSORED ADR18,000$10.4 萬<0.1%00.0%不變歷史
RXRXRecursion Pharmaceuticals, Inc.CL A15,992$10.8 萬<0.1%−98,047−86.0%減碼歷史
UUUUEnergy Fuels IncCOM NEW22,272$11.4 萬<0.1%+22,272新進歷史
JOBYJoby Aviation, Inc.COMMON STOCK14,336$11.7 萬<0.1%+14,336新進歷史
COOKTraeger, Inc.COMMON STOCK48,900$11.7 萬<0.1%−1,300−2.6%減碼歷史
NEXNNexxen International Ltd.ADS12,026$12.1 萬<0.1%+12,026新進歷史
AVXLAnavex Life Sciences Corp.COM NEW11,385$12.2 萬<0.1%+11,385新進歷史
BKNBlackRock Investment Quality Municipal Trust, Inc.COM11,360$12.7 萬<0.1%+49+0.4%加碼歷史
PFNPIMCO Income Strategy Fund IICOM17,728$13.2 萬<0.1%−10,683−37.6%減碼歷史
QSQuantumScape CorpCOM CL A26,252$13.6 萬<0.1%−245−0.9%減碼歷史
RIOTRiot Platforms, Inc.COM13,380$13.7 萬<0.1%−3,480−20.6%減碼歷史
PFLPIMCO Income Strategy FundCOM16,311$13.7 萬<0.1%−8,326−33.8%減碼歷史
FPIFarmland Partners Inc.COM11,685$13.7 萬<0.1%+46+0.4%加碼歷史
OXLCOxford Lane Capital Corp.COM27,474$13.9 萬<0.1%+208+0.8%加碼歷史
ATYRaTYR PHARMA INCCOM NEW39,000$14.1 萬<0.1%+10,000+34.5%加碼歷史
KGCKinross Gold CorpCOM15,301$14.2 萬<0.1%+15,301新進歷史
IIMInvesco Value Municipal Income TrustCOM12,258$14.6 萬<0.1%+1,500+13.9%加碼歷史
JPCNuveen Preferred & Income Opportunities FundCOM18,890$14.8 萬<0.1%+2,632+16.2%加碼歷史
RIGTransocean Ltd.REGISTERED SHS43,071$16.2 萬<0.1%+43,071新進歷史
CHYCalamos Convertible & High Income FundCOM SHS13,365$16.2 萬<0.1%00.0%不變歷史
FINSAngel Oak Financial Strategies Income Term TrustCOM BEN INT12,800$16.3 萬<0.1%00.0%不變歷史
NCANuveen California Municipal Value FundCOM STK19,256$16.3 萬<0.1%00.0%不變歷史
NMZNuveen Municipal High Income Opportunity FundCOM15,149$16.4 萬<0.1%00.0%不變歷史
NTLAIntellia Therapeutics, Inc.COM14,770$17.2 萬<0.1%−1,480−9.1%減碼歷史
BWBBridgewater Bancshares IncCOM12,900$17.4 萬<0.1%00.0%不變歷史
EVNEaton Vance Municipal Income TrustSH BEN INT17,551$17.7 萬<0.1%−3,400−16.2%減碼歷史
AESAES CorpStock13,814$17.8 萬<0.1%−18,443−57.2%減碼歷史
NEANuveen AMT-Free Quality Municipal Income FundCOM15,847$17.9 萬<0.1%+1,171+8.0%加碼歷史
NGLNGL Energy Partners LPCOM UNIT REPST35,966$17.9 萬<0.1%−1,076−2.9%減碼歷史
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD14,080$18.3 萬<0.1%−69−0.5%減碼–
CVECenovus Energy Inc.COM12,307$18.6 萬<0.1%+12,307新進歷史
PSTLPostal Realty Trust, Inc.CL A14,389$18.8 萬<0.1%00.0%不變歷史
UECUranium Energy CorpCOM28,078$18.8 萬<0.1%+28,078新進歷史
INVXInnovex International, Inc.COM13,800$19.3 萬<0.1%+13,800新進歷史
PFDFlaherty & Crumrine Preferred & Income Fund IncCOM17,300$19.4 萬<0.1%00.0%不變歷史
CIOCity Office REIT, Inc.COM35,337$19.5 萬<0.1%−1,207−3.3%減碼歷史
First Tr Exchange-Traded FD33738R886DORSEY WRIGHT10,400$19.9 萬<0.1%−750−6.7%減碼–
Northern LTS FD Tr IV66538H633INSPIRE CORP BD8,542$20.0 萬<0.1%−676−7.3%減碼–
NKXNuveen California Amt-Free Quality Municipal Income FundCOM15,891$20.1 萬<0.1%+630+4.1%加碼歷史
ADMAAdma Biologics, Inc.COM11,760$20.2 萬<0.1%+11,760新進歷史
BANRBanner CorpCOM NEW3,030$20.2 萬<0.1%+3,030新進歷史
LDOSLeidos Holdings, Inc.COM1,410$20.3 萬<0.1%00.0%不變歷史
RYNRayonier IncCOM7,812$20.4 萬<0.1%+300+4.0%加碼歷史
iShares Tr464287796U.S. ENERGY ETF4,493$20.5 萬<0.1%+4,493新進–
WDFCWD 40 CoCOM845$20.5 萬<0.1%+50+6.3%加碼歷史
PRPermian Resources CorpCLASS A COM14,262$20.5 萬<0.1%+4,252+42.5%加碼歷史
PCGPG&E CorpStock10,169$20.5 萬<0.1%+10,169新進歷史
Franklin Templeton ETF Tr35473P868FRANKLIN DYN MUN8,479$20.7 萬<0.1%+8,479新進–
BLDRBuilders FirstSource, Inc.Stock1,457$20.8 萬<0.1%+24+1.7%加碼歷史
Invesco Exch TRD SLF Idx FD46138J478BULSHS 2029 MUNI9,095$20.9 萬<0.1%00.0%不變–
RDNTRadNet, Inc.COM3,000$21.0 萬<0.1%00.0%不變歷史
WYNNWynn Resorts LtdCOM2,443$21.0 萬<0.1%+2,443新進歷史
Vanguard Intl Equity Index F922042866FTSE PACIFIC ETF2,967$21.1 萬<0.1%+2,967新進–
IMMRImmersion CorpCOM24,152$21.1 萬<0.1%−2,159−8.2%減碼歷史
RBB FD Inc74933W601MOTLEY FOL ETF3,550$21.3 萬<0.1%+3,550新進–
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM10,254$21.4 萬<0.1%+1,125+12.3%加碼歷史
NVMINova Ltd.COM1,095$21.6 萬<0.1%−50−4.4%減碼歷史
LCIILci IndustriesCOM2,086$21.6 萬<0.1%00.0%不變歷史
First Tr Exchange-Traded Alp33737M409SML CAP VAL ALPH3,924$21.6 萬<0.1%−661−14.4%減碼–
AGNCAGNC Investment Corp.REIT23,517$21.7 萬<0.1%+1,449+6.6%加碼歷史
CIIBlackRock Enhanced Large Cap Core Fund, Inc.COM10,807$21.7 萬<0.1%00.0%不變歷史
ENVXEnovix CorpCOM20,000$21.7 萬<0.1%00.0%不變歷史
TRNOTerreno Realty CorpCOM3,679$21.8 萬<0.1%−199−5.1%減碼歷史
AMHAmerican Homes 4 RentCL A5,831$21.8 萬<0.1%00.0%不變歷史
Invesco Exchange Traded FD T46137V464S&P MDCP MOMNTUM1,767$21.8 萬<0.1%−15−0.8%減碼–
CFRCullen/Frost Bankers, Inc.COM1,626$21.8 萬<0.1%−8,288−83.6%減碼歷史
GTLSChart Industries IncCOM1,147$21.9 萬<0.1%+1,147新進歷史
Pacer FDS Tr69374H709GLOBL CASH ETF6,507$22.0 萬<0.1%00.0%不變–
MCNXAI Madison Equity Premium Income FundCOM32,721$22.0 萬<0.1%+2,818+9.4%加碼歷史
REVGREV Group, Inc.COM6,910$22.0 萬<0.1%−1,250−15.3%減碼歷史

選擇權（14 檔）

同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。

D.A. Davidson & Co. 在 2024 年第 4 季的選擇權部位
證券類別賣權買權
PTONPeloton Interactive, Inc.CL A COM–$26.3 萬
MSFTMicrosoft CorpStock$6.03 萬–
AAPLApple Inc.Stock$1.33 萬–
SOUNSoundhound AI, Inc.CLASS A COM–$3,390
BROSDutch Bros Inc.CL A–$2,880
TSLATesla, Inc.Stock$2,825–
NVONovo Nordisk A SADR–$2,766
CCJCameco CorpStock–$873
FNFFidelity National Financial, Inc.COM SHS–$660
VanEck ETF Trust92189F106GOLD MINERS ETF–$480
RXRXRecursion Pharmaceuticals, Inc.CL A–$350
SPYSPDR S&P 500 ETF TrustETF–$240
TXRHTexas Roadhouse, Inc.COM–$210
PAYOPayoneer Global Inc.COM–$140

2024 年第 3 季之後清倉（66 檔）

2024 年第 3 季季末還持有、這份申報已經沒有的部位。

D.A. Davidson & Co. 在 2024 年第 3 季之後清倉的部位
證券類別2024 年第 3 季股數2024 年第 3 季市值2024 年第 3 季佔組合 %紀錄
Kraneshares Tr500767736QUADRTC INT RT278,789$536.7 萬<0.1%–
TKRTimken CoCOM58,588$493.8 萬<0.1%歷史
NXSTNexstar Media Group, Inc.COMMON STOCK23,632$390.8 萬<0.1%歷史
PIMCO ETF Tr72201R817INV GRD CRP BD13,993$139.2 萬<0.1%–
ARAntero Resources CorpCOM47,885$137.2 萬<0.1%歷史
State Street SPDR S&P Homebuilders ETF78464A888ETF10,305$128.4 萬<0.1%–
BHVNBiohaven Ltd.COM23,916$119.5 萬<0.1%歷史
Fidelity MSCI Utilities Index ETF316092865ETF23,018$119.3 萬<0.1%–
ASPNAspen Aerogels IncCOM42,692$118.2 萬<0.1%歷史
HRMYHarmony Biosciences Holdings, Inc.COM26,944$107.8 萬<0.1%歷史
TTPTortoise Pipeline & Energy Fund, Inc.COM22,327$94.2 萬<0.1%歷史
PIMCO ETF Tr72201R88225YR+ ZERO U S11,030$90.9 萬<0.1%–
iShares Tr46436E874IBONDS 24 TRM TS36,743$88.2 萬<0.1%–
First Tr Exch Traded FD III33739P202EME MRK BD ETF28,059$81.3 萬<0.1%–
SCYXScynexis IncCOM NEW527,695$78.6 萬<0.1%歷史
IIPRInnovative Industrial Properties IncCOM5,294$71.3 萬<0.1%歷史
SPDR Series Trust78468R200ST STR RATE ETF21,462$66.2 萬<0.1%–
TPZTortoise Power & Energy Infrastructure Fund IncCOM36,510$66.1 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138G409S&P SMLCP UTIL9,990$60.4 萬<0.1%–
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF14,628$44.3 萬<0.1%–
BLMNBloomin' Brands, Inc.COM24,300$40.2 萬<0.1%歷史
Invesco Exch TRD SLF Idx FD46138J783BULSHS 2027 CB19,512$38.5 萬<0.1%–
Invesco Exch TRD SLF Idx FD46138J791BULSHS 2026 CB19,484$38.1 萬<0.1%–
iShares Inc464286210EURO HIGH YIELD7,090$37.1 萬<0.1%–
First Tr Exchange-Traded Alp33737M201MID CAP VAL FD6,665$36.3 萬<0.1%–
State Street SPDR Portfolio Long Term Corporate Bond ETF78464A367ETF14,965$36.2 萬<0.1%–
SUMSummit Materials, Inc.CL A9,115$35.6 萬<0.1%歷史
Invesco Exch TRD SLF Idx FD46138J825BULSHS 2025 CB15,682$32.4 萬<0.1%–
ETREntergy CorpCOM2,459$32.4 萬<0.1%歷史
MROMarathon Oil CorpCOM11,793$31.4 萬<0.1%歷史
VITLVital Farms, Inc.COM8,600$30.2 萬<0.1%歷史
OKTAOkta, Inc.CL A4,047$30.1 萬<0.1%歷史
First Tr Exchange-Traded FD33738D796INTER GRADE ETF13,750$29.4 萬<0.1%–
JDJD.com, Inc.SPON ADS CL A7,255$29.0 萬<0.1%歷史
iShares Inc464286780MSCI STH AFR ETF5,500$27.7 萬<0.1%–
AGOAssured Guaranty LtdCOM3,480$27.7 萬<0.1%歷史
TEXTerex CorpStock5,195$27.5 萬<0.1%歷史
Schwab Emerging Markets Equity ETF808524706ETF9,119$26.6 萬<0.1%–
SPDR Series Trust78464A573ST STR SP HCSVC2,454$23.8 萬<0.1%–
RMDResmed IncCOM940$22.9 萬<0.1%歷史
BGRBlackRock Energy & Resources TrustCOM17,668$22.8 萬<0.1%歷史
CSLCarlisle Companies IncCOM502$22.6 萬<0.1%歷史
iShares Tr46436E7180-3 MTH TREASURY2,231$22.5 萬<0.1%–
Amplify ETF Tr032108409CWP ENHANCED DIV5,180$21.3 萬<0.1%–
FNVFranco Nevada CorpStock1,709$21.2 萬<0.1%歷史
BRBroadridge Financial Solutions, Inc.Stock987$21.2 萬<0.1%歷史
ALLEAllegion plcORD SHS1,406$20.5 萬<0.1%歷史
ALLYAlly Financial Inc.Stock5,750$20.5 萬<0.1%歷史
iShares Tr464288521CRE U S REIT ETF3,317$20.4 萬<0.1%–
Invesco Exch Traded FD Tr II46138G102S&P SMLCP LOW4,225$20.3 萬<0.1%–
MGRCMcGrath RentcorpCOM1,900$20.0 萬<0.1%歷史
WDIWestern Asset Diversified Income Fund (WDI)COM SHS BEN INT12,000$18.8 萬<0.1%歷史
SHIPSeanergy Maritime Holdings Corp.SHS14,450$17.9 萬<0.1%歷史
iShares Inc464286327MSCI GLB SLV&MTL12,200$16.2 萬<0.1%–
CLVTClarivate PLCORD SHS22,442$15.9 萬<0.1%歷史
NAVINavient CorpCOM10,000$15.6 萬<0.1%歷史
SWNSouthwestern Energy CoCOM17,763$12.6 萬<0.1%歷史
DHTDHT Holdings, Inc.SHS NEW11,338$12.5 萬<0.1%歷史
BTXBlackRock Technology & Private Equity Term TrustSHS BEN INT15,518$11.7 萬<0.1%歷史
CTOSCustom Truck One Source, Inc.COM CL A29,240$10.1 萬<0.1%歷史
NUVNuveen Municipal Value Fund IncCOM10,166$9.17 萬<0.1%歷史
ILPTIndustrial Logistics Properties TrustCOM SHS BEN INT15,000$7.14 萬<0.1%歷史
VOXXVOXX International CorpCL A10,900$6.93 萬<0.1%歷史
OPTUOptimum Communications, Inc.CL A13,060$3.21 萬<0.1%歷史
CKPTCheckpoint Therapeutics, Inc.COM NEW10,500$2.35 萬<0.1%歷史
Gabelli Util Tr36240A184RIGHT 10/21/202415,475$426<0.1%–