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Livermore
Livermore
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D.A. Davidson & Co.

SEC CIK
0001080107
最新申報
2026/7/24

2024 年第 1 季持倉

持倉截至 2024/3/31，2024/5/13 申報。只含多頭部位，變化是跟 2023 年第 4 季比股數。

機構總覽
持股檔數
1,370
較 2023 年第 4 季 +22
總值
$111.0 億
較 2023 年第 4 季 +$9.02 億 (+8.8%)
申報日
2024/5/13
SEC
D.A. Davidson & Co. 在 2024 年第 1 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
UAMYUnited States Antimony CorpCOM10,320$2,580<0.1%−125,023−92.4%減碼歷史
Atech (Parent) Resolution Corp.00973N102COM12,500$7,389<0.1%−90,000−87.8%減碼–
Two HBRS Invt Corp90187BAB7NOTE 6.250% 1/1–$2.36 萬<0.1%–新進–
SLDPSolid Power, Inc.CLASS A COM12,200$2.48 萬<0.1%00.0%不變歷史
FAXAbrdn Asia-Pacific Income Fund, Inc.COM10,567$2.96 萬<0.1%+219+2.1%加碼歷史
DCDakota Gold Corp.COM13,037$3.09 萬<0.1%+13,037新進歷史
WWWW International, Inc.COM19,250$3.56 萬<0.1%+405+2.1%加碼歷史
NATNordic American Tankers LtdCOM10,000$3.92 萬<0.1%00.0%不變歷史
LYGLloyds Banking Group plcSPONSORED ADR15,438$4.00 萬<0.1%00.0%不變歷史
RYAMRayonier Advanced Materials Inc.COM10,067$4.81 萬<0.1%00.0%不變歷史
Arbor Realty Trust Inc038923BA5NOTE 7.500% 8/0–$5.09 萬<0.1%–新進–
ATYRaTYR PHARMA INCCOM NEW26,350$5.14 萬<0.1%+13,600+106.7%加碼歷史
ALTMArcadium Lithium plcStock12,208$5.26 萬<0.1%+12,208新進歷史
SDIGStronghold Digital Mining, Inc.CLASS A COM13,750$5.71 萬<0.1%+1,800+15.1%加碼歷史
CVMCel Sci CorpCOM PAR NEW32,300$6.17 萬<0.1%−258,628−88.9%減碼歷史
IGRCbre Global Real Estate Income FundCOM11,745$6.32 萬<0.1%00.0%不變歷史
HBIHanesbrands Inc.COM10,966$6.36 萬<0.1%+10,966新進歷史
SIRISirius XM Holdings Inc.COM16,961$6.58 萬<0.1%+12+0.1%加碼歷史
BTEBaytex Energy Corp.COM19,195$6.97 萬<0.1%00.0%不變歷史
AVXLAnavex Life Sciences Corp.COM NEW13,770$7.01 萬<0.1%+2,520+22.4%加碼歷史
PCKPIMCO California Municipal Income Fund IICOM12,553$7.24 萬<0.1%00.0%不變歷史
HLHecla Mining CoCOM16,774$8.07 萬<0.1%00.0%不變歷史
GUTGabelli Utility TrustCOM14,786$8.21 萬<0.1%+1,342+10.0%加碼歷史
PLUGPlug Power IncStock25,309$8.71 萬<0.1%−1,803−6.7%減碼歷史
Cheesecake Factory Inc163072AA9NOTE 0.375% 6/1–$8.87 萬<0.1%–––
VOXXVOXX International CorpCL A11,400$9.30 萬<0.1%00.0%不變歷史
SMRNuscale Power CorpCL A COM19,200$10.2 萬<0.1%+19,200新進歷史
CHWCalamos Global Dynamic Income FundCOM16,000$10.4 萬<0.1%00.0%不變歷史
RXRXRecursion Pharmaceuticals, Inc.CL A10,639$10.6 萬<0.1%+10,639新進歷史
PetIQ, Inc.71639TAB2NOTE 4.000% 6/0–$10.8 萬<0.1%–––
Biomarin Pharmaceutical Inc09061GAK7NOTE 1.250% 5/1–$10.9 萬<0.1%–––
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT29,258$11.3 萬<0.1%00.0%不變歷史
GALTGalectin Therapeutics IncCOM NEW47,655$11.4 萬<0.1%+5,000+11.7%加碼歷史
FPIFarmland Partners Inc.COM10,410$11.6 萬<0.1%+189+1.8%加碼歷史
NMRNomura Holdings IncSPONSORED ADR18,518$11.9 萬<0.1%−590−3.1%減碼歷史
BTXBlackRock Technology & Private Equity Term TrustSHS BEN INT14,741$12.0 萬<0.1%−207−1.4%減碼歷史
COOKTraeger, Inc.COMMON STOCK50,200$12.7 萬<0.1%00.0%不變歷史
Burlington Stores, Inc.122017AB2NOTE 2.250% 4/1–$12.8 萬<0.1%–––
IIMInvesco Value Municipal Income TrustCOM10,758$12.9 萬<0.1%+10,758新進歷史
Lumentum Hldgs Inc55024UAD1NOTE 0.500%12/1–$13.2 萬<0.1%–––
BCXBlackRock Resources & Commodities Strategy TrustSHS14,613$13.3 萬<0.1%−68,702−82.5%減碼歷史
Pacira BioSciences, Inc.695127AF7NOTE 0.750% 8/0–$13.3 萬<0.1%–––
SWNSouthwestern Energy CoCOM17,763$13.5 萬<0.1%00.0%不變歷史
Solaredge Technologies, Inc.83417MAD6NOTE 9/1–$13.6 萬<0.1%–––
Ironwood Pharmaceuticals Inc46333XAH1NOTE 1.500% 6/1–$13.6 萬<0.1%–––
BKNBlackRock Investment Quality Municipal Trust, Inc.COM11,100$13.8 萬<0.1%00.0%不變歷史
RIOTRiot Platforms, Inc.COM11,360$13.9 萬<0.1%+11,360新進歷史
Imax Corp45245EAJ8NOTE 0.500% 4/0–$14.0 萬<0.1%–––
OXLCOxford Lane Capital Corp.COM27,907$14.2 萬<0.1%+3,196+12.9%加碼歷史
Lci Inds501812AB7NOTE 1.125% 5/1–$14.6 萬<0.1%–––
John Bean Technologies Corp477839AB0NOTE 0.250% 5/1–$14.8 萬<0.1%–新進–
On Semiconductor Corp682189AU9NOTE 0.500% 3/0–$15.0 萬<0.1%–新進–
BWBBridgewater Bancshares IncCOM12,900$15.0 萬<0.1%00.0%不變歷史
Itron, Inc.465741AN6NOTE 3/1–$15.0 萬<0.1%–––
NEANuveen AMT-Free Quality Municipal Income FundCOM14,043$15.5 萬<0.1%+15+0.1%加碼歷史
CHYCalamos Convertible & High Income FundCOM SHS13,365$15.8 萬<0.1%−100−0.7%減碼歷史
Halozyme Therapeutics, Inc.40637HAD1NOTE 0.250% 3/0–$15.8 萬<0.1%–––
Akamai Technologies Inc00971TAL5NOTE 0.375% 9/0–$15.9 萬<0.1%–––
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR10,559$16.1 萬<0.1%−1,153−9.8%減碼歷史
QSQuantumScape CorpCOM CL A25,648$16.1 萬<0.1%+2,552+11.0%加碼歷史
Greenbrier Cos Inc393657AM3NOTE 2.875% 4/1–$16.1 萬<0.1%–––
CXMSprinklr, Inc.CL A13,300$16.3 萬<0.1%−50−0.4%減碼歷史
Uber Technologies, Inc90353TAJ9NOTE 12/1–$16.4 萬<0.1%–––
Ford MTR Co Del345370CZ1NOTE 3/1–$16.4 萬<0.1%–––
JPCNuveen Preferred & Income Opportunities FundCOM23,563$16.9 萬<0.1%−3,033−11.4%減碼歷史
NMZNuveen Municipal High Income Opportunity FundCOM16,097$17.0 萬<0.1%+16,097新進歷史
NCANuveen California Municipal Value FundCOM STK19,256$17.3 萬<0.1%−8,322−30.2%減碼歷史
PRPermian Resources CorpCLASS A COM10,010$17.7 萬<0.1%00.0%不變歷史
ERICEricsson LM Telephone CoADR B SEK 1033,000$18.2 萬<0.1%00.0%不變歷史
SFLSFL Corp Ltd.SHS13,890$18.3 萬<0.1%+13,890新進歷史
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM13,954$18.6 萬<0.1%+3,500+33.5%加碼歷史
CWANClearwater Analytics Holdings, Inc.CL A10,545$18.7 萬<0.1%00.0%不變歷史
ADPTAdaptive Biotechnologies CorpCOM58,125$18.7 萬<0.1%+11,150+23.7%加碼歷史
Lithium Americas Argentina Cor Com Shs53681K100Stock36,180$19.5 萬<0.1%+10,715+42.1%加碼–
ASCArdmore Shipping CorpCOM12,080$19.8 萬<0.1%−200−1.6%減碼歷史
PSTLPostal Realty Trust, Inc.CL A13,859$19.8 萬<0.1%+200+1.5%加碼歷史
STBAS&T Bancorp IncCOM6,312$20.2 萬<0.1%00.0%不變歷史
USACUSA Compression Partners, LPCOMUNIT LTDPAR7,622$20.3 萬<0.1%+7,622新進歷史
iShares Tr46435G268RUSEL 2500 ETF3,112$20.4 萬<0.1%+3,112新進–
Cyberark Software LtdM2682V108SHS770$20.5 萬<0.1%+770新進–
WDFCWD 40 CoCOM810$20.5 萬<0.1%+810新進歷史
Etfis Ser Tr I26923G822VIRTUS INFRCAP9,922$20.8 萬<0.1%−1,193−10.7%減碼–
NGLNGL Energy Partners LPCOM UNIT REPST36,113$20.8 萬<0.1%+5,949+19.7%加碼歷史
FINSAngel Oak Financial Strategies Income Term TrustCOM BEN INT16,660$20.8 萬<0.1%−2,140−11.4%減碼歷史
HASHasbro, Inc.COM3,703$20.9 萬<0.1%−1,401−27.4%減碼歷史
EVNEaton Vance Municipal Income TrustSH BEN INT20,472$21.0 萬<0.1%00.0%不變歷史
BWETAmplify Commodity TrustBREAKWAVE TANKER11,350$21.1 萬<0.1%+11,350新進歷史
HOLXHologic IncCOM2,716$21.2 萬<0.1%−134−4.7%減碼歷史
SEATVivid Seats Inc.COM CL A35,634$21.3 萬<0.1%+178+0.5%加碼歷史
NSITInsight Enterprises IncCOM1,152$21.4 萬<0.1%−197−14.6%減碼歷史
NUNu Holdings Ltd.ORD SHS CL A17,963$21.4 萬<0.1%+17,963新進歷史
AGNCAGNC Investment Corp.REIT21,708$21.5 萬<0.1%+3,251+17.6%加碼歷史
CIIBlackRock Enhanced Large Cap Core Fund, Inc.COM11,074$21.6 萬<0.1%00.0%不變歷史
PFLPIMCO Income Strategy FundCOM25,475$21.6 萬<0.1%00.0%不變歷史
First Tr Exchange-Traded FD33739G103MNGD FUTRS STRGY4,300$21.7 萬<0.1%+4,300新進–
ARMArm Holdings PLCADR1,740$21.7 萬<0.1%+1,740新進歷史
DIODDiodes IncCOM3,118$22.0 萬<0.1%+3,118新進歷史
EGPEastgroup Properties IncCOM1,224$22.0 萬<0.1%00.0%不變歷史
PBR.APetrobras - Petroleo Brasileiro SASP ADR NON VTG14,820$22.1 萬<0.1%00.0%不變歷史
EVRGEvergy, Inc.Stock4,152$22.2 萬<0.1%−67−1.6%減碼歷史

選擇權（11 檔）

同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。

D.A. Davidson & Co. 在 2024 年第 1 季的選擇權部位
證券類別賣權買權
TSLATesla, Inc.Stock–$8.94 萬
NVDANVIDIA CorpStock–$1.95 萬
AVGOBroadcom Inc.Stock–$4,920
RXRXRecursion Pharmaceuticals, Inc.CL A–$1,285
MAMastercard IncStock$1,225–
MUMicron Technology IncStock–$1,075
AMATApplied Materials IncStock–$970
CWCOConsolidated Water Co. Ltd.ORD–$794
MRVLMarvell Technology, Inc.COM–$745
PATHUiPath, Inc.Stock–$324
BMYBristol Myers Squibb CoStock–$148

2023 年第 4 季之後清倉（93 檔）

2023 年第 4 季季末還持有、這份申報已經沒有的部位。

D.A. Davidson & Co. 在 2023 年第 4 季之後清倉的部位
證券類別2023 年第 4 季股數2023 年第 4 季市值2023 年第 4 季佔組合 %紀錄
iShares Tr46434V4070-5YR HI YL CP143,141$604.3 萬0.1%–
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF19,236$211.8 萬<0.1%–
First Trust Multi Cap Growth Alphadex Fund33733F101ETF18,831$211.4 萬<0.1%–
GOFGuggenheim Strategic Opportunities FundCOM SBI153,423$196.4 萬<0.1%歷史
INVXInnovex International, Inc.COM82,169$191.2 萬<0.1%歷史
MSMMSC Industrial Direct Co IncCL A18,804$190.4 萬<0.1%歷史
Advisorshares Tr00768Y479DORSY FSM ALCP54,370$184.2 萬<0.1%–
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF68,352$171.4 萬<0.1%–
ETF Managers Tr26924G201PRIME CYBR SCRTY27,725$167.5 萬<0.1%–
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM117,561$148.8 萬<0.1%歷史
Flagstar Bank, National Association649445103COM145,429$148.8 萬<0.1%–
PIMCO ETF Tr72201R817INV GRD CRP BD15,102$146.9 萬<0.1%–
Invesco Exch Traded FD Tr II46138E719BLOO EN ANGE ETF77,123$139.8 萬<0.1%–
AZEKAZEK Co Inc.CL A29,451$112.7 萬<0.1%歷史
iShares Inc464286392MSCI WORLD ETF8,121$108.0 萬<0.1%–
Fidelity Covington Trust316092824LOW VOLITY ETF18,692$99.0 萬<0.1%–
WESTWestrock Coffee CoCOM96,002$98.0 萬<0.1%歷史
SPDR Series Trust78468R739ST NUVE TERM ETF18,815$89.9 萬<0.1%–
PERIPerion Network Ltd.SHS NEW28,218$87.1 萬<0.1%歷史
First Tr High Income L/S FD33738E109COM66,840$80.8 萬<0.1%–
VRNAVerona Pharma plcSPONSORED ADS33,400$66.4 萬<0.1%歷史
DCIDonaldson Co IncStock9,708$63.4 萬<0.1%歷史
WisdomTree Tr97717X214EMERG MKTS ESG21,612$63.3 萬<0.1%–
First Tr Exch Traded FD III33739P855INSTL PFD SECS34,961$62.3 萬<0.1%–
ACIWAci Worldwide, Inc.Stock20,000$61.2 萬<0.1%歷史
ALNYAlnylam Pharmaceuticals, Inc.COM3,098$59.3 萬<0.1%歷史
DKSDick's Sporting Goods, Inc.Stock3,890$57.2 萬<0.1%歷史
ICHRIchor Holdings, Ltd.SHS16,476$55.4 萬<0.1%歷史
iShares Tr464289867CORE 60 BALA ETF9,903$52.7 萬<0.1%–
XPOFXponential Fitness, Inc.COM CL A39,560$51.0 萬<0.1%歷史
VSTVistra Corp.Stock13,236$51.0 萬<0.1%歷史
Victory Portfolios II92647N824VCSHS US EQ INCM8,880$50.2 萬<0.1%–
Global X FDS37950E333GLBX SUPRINC ETF54,363$49.4 萬<0.1%–
SPXXNuveen S&P 500 Dynamic Overwrite FundCOM29,463$44.3 萬<0.1%歷史
TDSTelephone & Data Systems IncCOM NEW23,213$42.6 萬<0.1%歷史
MATWMatthews International CorpCL A11,290$41.4 萬<0.1%歷史
UBSIUnited Bankshares IncCOM10,843$40.7 萬<0.1%歷史
CMCOColumbus McKinnon CorpCOM9,226$36.0 萬<0.1%歷史
FMNBFarmers National Banc CorpCOM22,558$32.6 萬<0.1%歷史
CASSCass Information Systems IncCOM6,869$30.9 萬<0.1%歷史
ASOAcademy Sports & Outdoors, Inc.COM4,669$30.8 萬<0.1%歷史
NTRSNorthern Trust CorpCOM3,416$28.8 萬<0.1%歷史
CNICanadian National Railway CoStock2,293$28.8 萬<0.1%歷史
SLABSilicon Laboratories Inc.Stock2,178$28.8 萬<0.1%歷史
MEDMedifast IncCOM4,268$28.7 萬<0.1%歷史
LTCLTC Properties IncREIT8,920$28.7 萬<0.1%歷史
PIMCO ETF Tr72201R7830-5 HIGH YIELD3,050$28.4 萬<0.1%–
Global X FDS37960A669SUPERDIVIDEND12,502$28.2 萬<0.1%–
ETF Managers Tr26924G888ETHO CLIMATE LEA5,045$28.0 萬<0.1%–
CCChemours CoStock8,863$28.0 萬<0.1%歷史
ALGMAllegro Microsystems, Inc.COM9,170$27.8 萬<0.1%歷史
iShares Tr464287754US INDUSTRIALS2,358$27.0 萬<0.1%–
NSANational Storage Affiliates TrustCOM SHS BEN IN5,969$24.8 萬<0.1%歷史
ROKURoku, IncCOM CL A2,687$24.6 萬<0.1%歷史
JDJD.com, Inc.SPON ADS CL A8,400$24.3 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138G102S&P SMLCP LOW5,445$24.0 萬<0.1%–
Simplify Exchange Traded Fun82889N764HEDGED EQUITY9,360$23.6 萬<0.1%–
SRPTSarepta Therapeutics, Inc.COM2,383$23.0 萬<0.1%歷史
BSMBlack Stone Minerals, L.P.COM UNIT14,100$22.5 萬<0.1%歷史
SPLKSplunk IncCOM1,467$22.3 萬<0.1%歷史
DINDine Brands Global, Inc.COM4,400$21.8 萬<0.1%歷史
SPDR Series Trust78464A755ST STR SP METAL3,651$21.8 萬<0.1%–
SKMSK Telecom Co LtdSPONSORED ADR10,132$21.7 萬<0.1%歷史
First Tr Exchange Traded FD33738R860NASDAQ BK ETF8,577$21.7 萬<0.1%–
BANFBancfirst CorpCOM2,224$21.6 萬<0.1%歷史
BF.BBrown Forman CorpStock3,767$21.5 萬<0.1%歷史
Capital Grp Fixed Incm ETF T14020Y201MUN INM ETF7,716$20.9 萬<0.1%–
UGIUgi CorpStock8,489$20.9 萬<0.1%歷史
CCUUnited Breweries Co IncSPONSORED ADR16,650$20.9 萬<0.1%歷史
ELSEquity Lifestyle Properties IncCOM2,959$20.9 萬<0.1%歷史
EXRExtra Space Storage Inc.COM1,292$20.7 萬<0.1%歷史
SNVSynovus Financial CorpCOM NEW5,487$20.7 萬<0.1%歷史
FTREFortrea Holdings Inc.COMMON STOCK5,888$20.5 萬<0.1%歷史
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF2,919$20.2 萬<0.1%–
AEISAdvanced Energy Industries IncCOM1,852$20.2 萬<0.1%歷史
TPCTutor Perini CorpCOM21,081$19.2 萬<0.1%歷史
CMTLComtech Telecommunications CorpCOM NEW22,380$18.9 萬<0.1%歷史
INTTIntest CorpCOM13,800$18.8 萬<0.1%歷史
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD13,115$17.4 萬<0.1%–
BCATBlackRock Capital Allocation Term TrustCOM11,125$16.6 萬<0.1%歷史
BKCCBlackRock Capital Investment CorpCOM39,640$15.3 萬<0.1%歷史
Nuveen Calif Select Tax Free67063R103SH BEN INT11,699$15.0 萬<0.1%–
Guess Inc401617AD7NOTE 2.000% 4/1–$14.0 萬<0.1%–
Enphase Energy, Inc.29355AAH0NOTE 3/0–$13.7 萬<0.1%–
JetBlue Airways Corp477143AP6NOTE 0.500% 4/0–$12.2 萬<0.1%–
OMOutset Medical, Inc.COM19,820$10.7 萬<0.1%歷史
NUVNuveen Municipal Value Fund IncCOM10,058$8.65 萬<0.1%歷史
OPENOpendoor Technologies Inc.COM18,000$8.06 萬<0.1%歷史
CCIFCarlyle Credit Income FundSHS BEN INT10,022$7.97 萬<0.1%歷史
RGTIWRigetti Computing, Inc.*W EXP 99/99/999125,000$1.69 萬<0.1%歷史
Western Digital Corp958102AP0NOTE 1.500% 2/0–$1.49 萬<0.1%–
OTLKOutlook Therapeutics, Inc.COM NEW28,000$1.10 萬<0.1%歷史
CSSEChicken Soup for the Soul Entertainment, Inc.CL A14,353$3,149<0.1%歷史