D.A. Davidson & Co.
- SEC CIK
- 0001080107
- 最新申報
- 2026/7/24
2021 年第 4 季持倉
持倉截至 2021/12/31，2022/1/31 申報。只含多頭部位，變化是跟 2021 年第 3 季比股數。
- 持股檔數
- 1,264
- 較 2021 年第 3 季 +55
- 總值
- $93.8 億
- 較 2021 年第 3 季 +$7.65 億 (+8.9%)
| 證券 | 類別 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 | 紀錄 |
|---|---|---|---|---|---|---|---|
| UAMYUnited States Antimony Corp | COM | 10,320 | $5,000 | <0.1% | 00.0% | 不變 | 歷史 |
| TLPHTalphera, Inc. | COM | 13,500 | $8,000 | <0.1% | 00.0% | 不變 | 歷史 |
| BlackRock Cap Invt Corp092533AC2 | NOTE 5.000% 6/1 | – | $1.00 萬 | <0.1% | – | – | – |
| TWAVTaoWeave, Inc. | COM | 10,000 | $1.00 萬 | <0.1% | +10,000 | 新進 | 歷史 |
| New York Mtg Tr Inc649604AD7 | NOTE 6.250% 1/1 | – | $1.30 萬 | <0.1% | – | – | – |
| Atlas Air Worldwide Hldgs IN049164BH8 | NOTE 2.250% 6/0 | – | $2.00 萬 | <0.1% | – | – | – |
| Prospect Cap Corp74348TAT9 | NOTE 6.375% 3/0 | – | $2.20 萬 | <0.1% | – | – | – |
| TOONKartoon Studios, Inc. | COM | 26,398 | $2.80 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| NGLNGL Energy Partners LP | COM UNIT REPST | 19,643 | $3.60 萬 | <0.1% | +2,713+16.0% | 加碼 | 歷史 |
| VVRInvesco Senior Income Trust | COM | 10,000 | $4.30 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| RDHLRedHill Biopharma Ltd. | SPONSORED ADS | 16,800 | $4.30 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| CYPHCypherpunk Technologies Inc. | COM | 13,500 | $4.40 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| GGNGAMCO Global Gold, Natural Resources & Income Trust | COM SH BEN INT | 19,563 | $4.70 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| FAXAbrdn Asia-Pacific Income Fund, Inc. | COM | 12,954 | $4.90 萬 | <0.1% | +56+0.4% | 加碼 | 歷史 |
| QTNTQuotient Ltd | SHS | 20,000 | $5.20 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| ONCSOncosec Medical Inc | COM | 57,500 | $5.50 萬 | <0.1% | −51,000−47.0% | 減碼 | 歷史 |
| ARTWArts Way Manufacturing Co Inc | COM | 19,527 | $6.90 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| Akamai Technologies Inc00971TAL5 | NOTE 0.375% 9/0 | – | $7.00 萬 | <0.1% | – | – | – |
| VLTAVolta Inc. | COM CL A | 10,100 | $7.40 萬 | <0.1% | +10,100 | 新進 | 歷史 |
| TELLTellurian Inc. | COM | 25,300 | $7.80 萬 | <0.1% | +13,300+110.8% | 加碼 | 歷史 |
| NAGENiagen Bioscience, Inc. | COM NEW | 21,000 | $7.90 萬 | <0.1% | −2,000−8.7% | 減碼 | 歷史 |
| MUFGMitsubishi Ufj Financial Group Inc | SPONSORED ADS | 16,450 | $9.00 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| Cheesecake Factory Inc163072AA9 | NOTE 0.375% 6/1 | – | $9.00 萬 | <0.1% | – | 新進 | – |
| SVCService Properties Trust | COM SH BEN INT | 11,639 | $10.2 萬 | <0.1% | +553+5.0% | 加碼 | 歷史 |
| Osi Systems Inc671044AD7 | NOTE 1.250% 9/0 | – | $10.2 萬 | <0.1% | – | – | – |
| IMBILegacy IMBDS, Inc. | COM CL A | 17,518 | $10.5 萬 | <0.1% | +17,518 | 新進 | 歷史 |
| SIRISirius XM Holdings Inc. | COM | 16,591 | $10.5 萬 | <0.1% | −4,600−21.7% | 減碼 | 歷史 |
| SWNSouthwestern Energy Co | COM | 23,047 | $10.7 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| Air Transport Services Grp I00922RAB1 | NOTE 1.125%10/1 | – | $11.1 萬 | <0.1% | – | 新進 | – |
| PCKPIMCO California Municipal Income Fund II | COM | 12,073 | $11.3 萬 | <0.1% | −1,706−12.4% | 減碼 | 歷史 |
| GALTGalectin Therapeutics Inc | COM NEW | 55,310 | $11.4 萬 | <0.1% | −2,000−3.5% | 減碼 | 歷史 |
| Guess Inc401617AD7 | NOTE 2.000% 4/1 | – | $11.7 萬 | <0.1% | – | – | – |
| Euronet Worldwide, Inc.298736AL3 | NOTE 0.750% 3/1 | – | $11.8 萬 | <0.1% | – | – | – |
| Insight Enterprises Inc45765UAB9 | NOTE 0.750% 2/1 | – | $11.9 萬 | <0.1% | – | – | – |
| PRQRProQR Therapeutics N.V. | SHS EURO | 15,772 | $12.6 萬 | <0.1% | +15,772 | 新進 | 歷史 |
| Flagstar Bank, National Association649445103 | COM | 10,367 | $12.7 萬 | <0.1% | +10,367 | 新進 | – |
| VETVermilion Energy Inc. | COM | 10,256 | $12.9 萬 | <0.1% | +10,256 | 新進 | 歷史 |
| Pacira BioSciences, Inc.695127AF7 | NOTE 0.750% 8/0 | – | $13.9 萬 | <0.1% | – | 新進 | – |
| PDXPIMCO Dynamic Income Strategy Fund | COM SHS BEN INT | 11,000 | $14.2 萬 | <0.1% | −7,500−40.5% | 減碼 | 歷史 |
| Nuvasive Inc670704AJ4 | NOTE 0.375% 3/1 | – | $14.3 萬 | <0.1% | – | – | – |
| PAAPlains All American Pipeline LP | UNIT LTD PARTN | 15,595 | $14.6 萬 | <0.1% | −2,197−12.3% | 減碼 | 歷史 |
| PetIQ, Inc.71639TAB2 | NOTE 4.000% 6/0 | – | $15.2 萬 | <0.1% | – | 新進 | – |
| Stride, Inc.86333MAA6 | NOTE 1.125% 9/0 | – | $15.5 萬 | <0.1% | – | 新進 | – |
| Vishay Intertechnology Inc928298AP3 | NOTE 2.250% 6/1 | – | $15.5 萬 | <0.1% | – | – | – |
| LMNRLimoneira CO | COM | 10,455 | $15.7 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| QSIQuantum-Si Inc | COM CL A | 20,000 | $15.7 萬 | <0.1% | +20,000 | 新進 | 歷史 |
| AODabrdn Total Dynamic Dividend Fund | COM SH BEN INT | 15,500 | $15.8 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| CWCOConsolidated Water Co. Ltd. | ORD | 14,957 | $15.9 萬 | <0.1% | +57+0.4% | 加碼 | 歷史 |
| Meritor, Inc.59001KAF7 | NOTE 3.250%10/1 | – | $16.3 萬 | <0.1% | – | – | – |
| NCANuveen California Municipal Value Fund | COM STK | 16,182 | $16.4 萬 | <0.1% | +16,182 | 新進 | 歷史 |
| FTFFranklin Ltd Duration Income Trust | COM | 19,655 | $16.5 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| AGNCAGNC Investment Corp. | REIT | 11,137 | $16.8 萬 | <0.1% | +392+3.6% | 加碼 | 歷史 |
| PAGPPlains GP Holdings LP | LTD PARTNR INT A | 16,579 | $16.8 萬 | <0.1% | +16,579 | 新進 | 歷史 |
| Parsons Corp70202LAB8 | NOTE 0.250% 8/1 | – | $16.9 萬 | <0.1% | – | 新進 | – |
| Fidelity MSCI Energy Index ETF316092402 | ETF | 11,267 | $17.1 萬 | <0.1% | +61+0.5% | 加碼 | – |
| TEVATeva Pharmaceutical Industries Ltd | SPONSORED ADS | 21,613 | $17.3 萬 | <0.1% | −2,109−8.9% | 減碼 | 歷史 |
| First BK Williamstown New Je31931U102 | COM | 11,894 | $17.3 萬 | <0.1% | 00.0% | 不變 | – |
| HBIHanesbrands Inc. | COM | 10,644 | $17.8 萬 | <0.1% | −38,095−78.2% | 減碼 | 歷史 |
| BCXBlackRock Resources & Commodities Strategy Trust | SHS | 19,442 | $18.2 萬 | <0.1% | +4,029+26.1% | 加碼 | 歷史 |
| Nuveen Calif Select Tax Free67063R103 | SH BEN INT | 10,994 | $18.2 萬 | <0.1% | +924+9.2% | 加碼 | – |
| NIDNuveen Intermediate Duration Municipal Term Fund | COM | 12,215 | $18.2 萬 | <0.1% | +12,215 | 新進 | 歷史 |
| LFGArchaea Energy Inc. | COM CL A | 10,000 | $18.3 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| VKQInvesco Municipal Trust | COM | 14,449 | $19.4 萬 | <0.1% | −947−6.2% | 減碼 | 歷史 |
| DGDollar General Corp | COM | 850 | $20.0 萬 | <0.1% | +850 | 新進 | 歷史 |
| HTOH2O America | COM | 2,738 | $20.0 萬 | <0.1% | +2,738 | 新進 | 歷史 |
| Invesco Exch Traded FD Tr II46138E875 | DORSEY WRGT DVLP | 5,014 | $20.2 萬 | <0.1% | −756−13.1% | 減碼 | – |
| KYNKayne Anderson Energy Infrastructure Fund, Inc. | COM | 25,922 | $20.2 萬 | <0.1% | −4,974−16.1% | 減碼 | 歷史 |
| CHYCalamos Convertible & High Income Fund | COM SHS | 12,520 | $20.3 萬 | <0.1% | +12,520 | 新進 | 歷史 |
| CLRContinental Resources, Inc | COM | 4,527 | $20.3 萬 | <0.1% | −3,268−41.9% | 減碼 | 歷史 |
| MAINMain Street Capital CORP | CEF | 4,556 | $20.4 萬 | <0.1% | +4,556 | 新進 | 歷史 |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 2,848 | $20.4 萬 | <0.1% | +2,848 | 新進 | – |
| NDSNNordson Corp | COM | 800 | $20.4 萬 | <0.1% | +800 | 新進 | 歷史 |
| EGPEastgroup Properties Inc | COM | 900 | $20.4 萬 | <0.1% | +900 | 新進 | 歷史 |
| LUMNLumen Technologies, Inc. | Stock | 16,330 | $20.5 萬 | <0.1% | +32+0.2% | 加碼 | 歷史 |
| WDAYWorkday, Inc. | CL A | 752 | $20.5 萬 | <0.1% | +752 | 新進 | 歷史 |
| iShares Tr46435G268 | RUSEL 2500 ETF | 3,094 | $20.5 萬 | <0.1% | +3,094 | 新進 | – |
| iShares Tr464287770 | U.S. FIN SVC ETF | 1,062 | $20.5 萬 | <0.1% | +1,062 | 新進 | – |
| iShares Tr464288158 | SHRT NAT MUN ETF | 1,921 | $20.6 萬 | <0.1% | −3−0.2% | 減碼 | – |
| MPWRMonolithic Power Systems, Inc. | COM | 418 | $20.6 萬 | <0.1% | −120−22.3% | 減碼 | 歷史 |
| JPCNuveen Preferred & Income Opportunities Fund | COM | 21,183 | $20.6 萬 | <0.1% | +191+0.9% | 加碼 | 歷史 |
| DFSDiscover Financial Services | COM | 1,783 | $20.6 萬 | <0.1% | +1,783 | 新進 | 歷史 |
| Invesco Exch Traded FD Tr II46138E628 | KBW BK ETF | 3,045 | $20.7 萬 | <0.1% | −825−21.3% | 減碼 | – |
| BLBlackline, Inc. | COM | 2,000 | $20.7 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| ALECAlector, Inc. | COM | 10,000 | $20.7 萬 | <0.1% | −5,000−33.3% | 減碼 | 歷史 |
| ELSEquity Lifestyle Properties Inc | COM | 2,378 | $20.8 萬 | <0.1% | +2,378 | 新進 | 歷史 |
| First Tr Exchange-Traded FD33734X119 | CONSUMR STAPLE | 3,380 | $20.9 萬 | <0.1% | +3,380 | 新進 | – |
| CHRWC. H. Robinson Worldwide, Inc. | COM NEW | 1,950 | $21.0 萬 | <0.1% | +1,950 | 新進 | 歷史 |
| MTBM&T Bank Corp | COM | 1,370 | $21.0 萬 | <0.1% | +1,370 | 新進 | 歷史 |
| UGIUgi Corp | Stock | 4,594 | $21.1 萬 | <0.1% | +4,594 | 新進 | 歷史 |
| UCTTUltra Clean Holdings, Inc. | COM | 3,715 | $21.3 萬 | <0.1% | +3,715 | 新進 | 歷史 |
| GELGenesis Energy LP | UNIT LTD PARTN | 19,919 | $21.3 萬 | <0.1% | +866+4.5% | 加碼 | 歷史 |
| CAMTCamtek Ltd | ORD | 4,629 | $21.3 萬 | <0.1% | +4,629 | 新進 | 歷史 |
| VACMarriott Vacations Worldwide Corp | COM | 1,264 | $21.4 萬 | <0.1% | +1,264 | 新進 | 歷史 |
| WIREEncore Wire Corp | COM | 1,492 | $21.4 萬 | <0.1% | +1,492 | 新進 | 歷史 |
| HIIHuntington Ingalls Industries, Inc. | COM | 1,151 | $21.5 萬 | <0.1% | +1+0.1% | 加碼 | 歷史 |
| LBRDKLiberty Broadband Corp | COM SER C | 1,343 | $21.6 萬 | <0.1% | +38+2.9% | 加碼 | 歷史 |
| WCNWaste Connections, Inc. | COM | 1,590 | $21.7 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| HLTHilton Worldwide Holdings Inc. | COM | 1,388 | $21.7 萬 | <0.1% | +1,388 | 新進 | 歷史 |
| LYGLloyds Banking Group plc | SPONSORED ADR | 86,000 | $21.9 萬 | <0.1% | −70,000−44.9% | 減碼 | 歷史 |
| PEverpure, Inc. | CL A | 6,741 | $21.9 萬 | <0.1% | +6,741 | 新進 | 歷史 |
2021 年第 3 季之後清倉（69 檔）
2021 年第 3 季季末還持有、這份申報已經沒有的部位。
| 證券 | 類別 | 2021 年第 3 季股數 | 2021 年第 3 季市值 | 2021 年第 3 季佔組合 % | 紀錄 |
|---|---|---|---|---|---|
| KSUKansas City Southern | COM NEW | 23,497 | $635.9 萬 | 0.1% | 歷史 |
| iShares Tr46434VBK5 | IBONDS DEC21 ETF | 203,793 | $504.0 萬 | 0.1% | – |
| PCIPIMCO Dynamic Credit & Mortgage Income Fund | COM SHS | 97,160 | $205.3 萬 | <0.1% | 歷史 |
| LPROOpen Lending Corp | COM | 56,669 | $204.4 萬 | <0.1% | 歷史 |
| RPAYRepay Holdings Corp | COM CL A | 85,969 | $198.0 萬 | <0.1% | 歷史 |
| iShares Tr46429B671 | MSCI CHINA ETF | 18,004 | $121.6 萬 | <0.1% | – |
| Nuveen Corporate Incm Noveme67077N106 | COM | 95,524 | $89.6 萬 | <0.1% | – |
| FSTFAST Acquisition Corp. | COM CL A | 62,664 | $79.6 萬 | <0.1% | 歷史 |
| PAGSPagSeguro Digital Ltd. | COM CL A | 13,856 | $71.7 萬 | <0.1% | 歷史 |
| ALTAAltabancorp | COM | 15,800 | $69.8 萬 | <0.1% | 歷史 |
| Dimensional Emerging Core Equity Market ETF25434V302 | ETF | 23,050 | $62.8 萬 | <0.1% | – |
| Invesco Actvely MNGD Etc FD46090F100 | OPTIMUM YIELD | 26,496 | $55.8 萬 | <0.1% | – |
| WWayfair Inc. | CL A | 2,147 | $54.9 萬 | <0.1% | 歷史 |
| iShares Tr46435G789 | IBONDS DEC2021 | 21,475 | $54.9 萬 | <0.1% | – |
| VanEck ETF Trust92189F486 | IG FLOA RATE ETF | 19,500 | $49.5 萬 | <0.1% | – |
| CLDRCloudera, Inc. | COM | 24,850 | $39.7 萬 | <0.1% | 歷史 |
| LMNDLemonade, Inc. | Stock | 5,443 | $36.5 萬 | <0.1% | 歷史 |
| SRCE1st Source Corp | COM | 7,468 | $35.3 萬 | <0.1% | 歷史 |
| CMAComerica Inc | COM | 4,325 | $34.8 萬 | <0.1% | 歷史 |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 7,140 | $33.8 萬 | <0.1% | – |
| RGENRepligen Corp | COM | 1,160 | $33.5 萬 | <0.1% | 歷史 |
| CoreSite Realty Corp21870Q105 | COM | 2,416 | $33.5 萬 | <0.1% | – |
| iShares Tr46432F388 | MSCI USA VALUE | 3,286 | $33.1 萬 | <0.1% | – |
| CRSPCRISPR Therapeutics AG | NAMEN AKT | 2,942 | $32.9 萬 | <0.1% | 歷史 |
| iShares Inc46434G863 | ESG AWR MSCI EM | 7,910 | $32.8 萬 | <0.1% | – |
| EVBGEverbridge, Inc. | COM | 2,150 | $32.5 萬 | <0.1% | 歷史 |
| PBProsperity Bancshares Inc | COM | 4,480 | $31.9 萬 | <0.1% | 歷史 |
| LTCLTC Properties Inc | REIT | 9,606 | $30.4 萬 | <0.1% | 歷史 |
| Nushares ETF Tr67092P201 | NUVEEN ESG LRGCP | 4,596 | $30.1 萬 | <0.1% | – |
| LPSNLiveperson Inc | COM | 5,055 | $29.8 萬 | <0.1% | 歷史 |
| iShares Tr464288877 | EAFE VALUE ETF | 5,747 | $29.2 萬 | <0.1% | – |
| DBXDropbox, Inc. | CL A | 9,895 | $28.9 萬 | <0.1% | 歷史 |
| Nuveen Tax-Advantaged Divid67073G105 | COM | 18,251 | $28.9 萬 | <0.1% | – |
| ARK ETF Tr00214Q302 | GENOMIC REV ETF | 3,822 | $28.6 萬 | <0.1% | – |
| ENPHEnphase Energy, Inc. | Stock | 1,886 | $28.3 萬 | <0.1% | 歷史 |
| HFCHollyFrontier Corp | COM | 8,208 | $27.2 萬 | <0.1% | 歷史 |
| EVREvercore Inc. | CLASS A | 2,006 | $26.8 萬 | <0.1% | 歷史 |
| Listed FD Tr53656F615 | CABOT GROWTH ETF | 10,507 | $26.3 萬 | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E206 | CALIF AMT MUN | 9,423 | $26.1 萬 | <0.1% | – |
| Amplify Blockchain Technology ETF032108607 | ETF | 5,679 | $25.4 萬 | <0.1% | – |
| OZKBank OZK | COM | 5,890 | $25.3 萬 | <0.1% | 歷史 |
| DELLDell Technologies Inc. | Stock | 2,365 | $24.6 萬 | <0.1% | 歷史 |
| HDBHDFC Bank Ltd | SPONSORED ADS | 3,293 | $24.1 萬 | <0.1% | 歷史 |
| iShares Inc464286400 | MSCI BRAZIL ETF | 7,100 | $22.8 萬 | <0.1% | – |
| AYXAlteryx, Inc. | COM CL A | 3,104 | $22.7 萬 | <0.1% | 歷史 |
| BSCLBILI Social International, Inc. | BULSHS 2021 CB | 10,731 | $22.6 萬 | <0.1% | 歷史 |
| PAGPenske Automotive Group, Inc. | COM | 2,200 | $22.1 萬 | <0.1% | 歷史 |
| HCI Group, Inc.40416EAD5 | NOTE 4.250% 3/0 | – | $22.1 萬 | <0.1% | – |
| iShares Tr46435U432 | IBONDS DEC 25 | 7,900 | $22.1 萬 | <0.1% | – |
| Ssga Active ETF Tr78467V848 | ST STR TOTAL ETF | 4,543 | $22.0 萬 | <0.1% | – |
| EDITEditas Medicine, Inc. | COM | 5,315 | $21.8 萬 | <0.1% | 歷史 |
| ATHMAutohome Inc. | SP ADS RP CL A | 4,582 | $21.5 萬 | <0.1% | 歷史 |
| AIOVirtus Artificial Intelligence & Technology Opportunities Fund | COM | 8,000 | $21.3 萬 | <0.1% | 歷史 |
| Cyberark Software LtdM2682V108 | SHS | 1,345 | $21.2 萬 | <0.1% | – |
| PTONPeloton Interactive, Inc. | CL A COM | 2,384 | $20.8 萬 | <0.1% | 歷史 |
| First Tr Exchange-Traded FD33739G103 | MNGD FUTRS STRGY | 4,315 | $20.5 萬 | <0.1% | – |
| Managed Portfolio Series56167N720 | TORTOISE NRAM PI | 9,250 | $20.2 萬 | <0.1% | – |
| UNITUniti Group Inc. | COM | 13,795 | $17.1 萬 | <0.1% | 歷史 |
| Atlas Air Worldwide Hldgs IN049164BJ4 | NOTE 1.875% 6/0 | – | $14.5 萬 | <0.1% | – |
| Pacira BioSciences, Inc.695127AD2 | NOTE 2.375% 4/0 | – | $12.6 萬 | <0.1% | – |
| VOXXVOXX International Corp | CL A | 11,000 | $12.6 萬 | <0.1% | 歷史 |
| OROR Royalties Inc. | COM | 10,000 | $11.2 萬 | <0.1% | 歷史 |
| Coherus Biosciences Inc19249HAB9 | NOTE 1.500% 4/1 | – | $11.0 萬 | <0.1% | – |
| MTRXMatrix Service Co | COM | 10,121 | $10.6 萬 | <0.1% | 歷史 |
| SPRUSpruce Power Holding Corp | COM CL A | 15,100 | $9.30 萬 | <0.1% | 歷史 |
| VKTXViking Therapeutics, Inc. | COM | 12,500 | $7.90 萬 | <0.1% | 歷史 |
| Hope Bancorp Inc43940TAB5 | NOTE 2.000% 5/1 | – | $7.90 萬 | <0.1% | – |
| DHCDiversified Healthcare Trust | COM SH BEN INT | 10,725 | $3.60 萬 | <0.1% | 歷史 |
| Angel Oak Finl Strategies IN03464A118 | RIGHT 10/14/2021 | 82,083 | $1.80 萬 | <0.1% | – |