D.A. Davidson & Co.
- SEC CIK
- 0001080107
- 最新申報
- 2026/7/24
2021 年第 3 季持倉
持倉截至 2021/9/30，2021/11/15 申報。只含多頭部位，變化是跟 2021 年第 2 季比股數。
- 持股檔數
- 1,209
- 較 2021 年第 2 季 +23
- 總值
- $86.2 億
- 較 2021 年第 2 季 +$9,050 萬 (+1.1%)
| 證券 | 類別 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 | 紀錄 |
|---|---|---|---|---|---|---|---|
| UAMYUnited States Antimony Corp | COM | 10,320 | $9,000 | <0.1% | +10,320 | 新進 | 歷史 |
| BlackRock Cap Invt Corp092533AC2 | NOTE 5.000% 6/1 | – | $1.00 萬 | <0.1% | – | – | – |
| New York Mtg Tr Inc649604AD7 | NOTE 6.250% 1/1 | – | $1.30 萬 | <0.1% | – | – | – |
| TLPHTalphera, Inc. | COM | 13,500 | $1.40 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| Angel Oak Finl Strategies IN03464A118 | RIGHT 10/14/2021 | 82,083 | $1.80 萬 | <0.1% | +82,083 | 新進 | – |
| Atlas Air Worldwide Hldgs IN049164BH8 | NOTE 2.250% 6/0 | – | $1.90 萬 | <0.1% | – | – | – |
| Prospect Cap Corp74348TAT9 | NOTE 6.375% 3/0 | – | $2.20 萬 | <0.1% | – | – | – |
| DHCDiversified Healthcare Trust | COM SH BEN INT | 10,725 | $3.60 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| TOONKartoon Studios, Inc. | COM | 26,398 | $3.60 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| NGLNGL Energy Partners LP | COM UNIT REPST | 16,930 | $4.00 萬 | <0.1% | +16,930 | 新進 | 歷史 |
| VVRInvesco Senior Income Trust | COM | 10,000 | $4.50 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| TELLTellurian Inc. | COM | 12,000 | $4.70 萬 | <0.1% | +12,000 | 新進 | 歷史 |
| QTNTQuotient Ltd | SHS | 20,000 | $4.70 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| Meritor, Inc.59001KAF7 | NOTE 3.250%10/1 | – | $5.30 萬 | <0.1% | – | – | – |
| FAXAbrdn Asia-Pacific Income Fund, Inc. | COM | 12,898 | $5.40 萬 | <0.1% | −1,920−13.0% | 減碼 | 歷史 |
| CYPHCypherpunk Technologies Inc. | COM | 13,500 | $5.40 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| Akamai Technologies Inc00971TAL5 | NOTE 0.375% 9/0 | – | $6.60 萬 | <0.1% | – | 新進 | – |
| ARTWArts Way Manufacturing Co Inc | COM | 19,527 | $7.00 萬 | <0.1% | −473−2.4% | 減碼 | 歷史 |
| GGNGAMCO Global Gold, Natural Resources & Income Trust | COM SH BEN INT | 19,563 | $7.30 萬 | <0.1% | −6,025−23.5% | 減碼 | 歷史 |
| RDHLRedHill Biopharma Ltd. | SPONSORED ADS | 16,800 | $7.70 萬 | <0.1% | −13,000−43.6% | 減碼 | 歷史 |
| VKTXViking Therapeutics, Inc. | COM | 12,500 | $7.90 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| Hope Bancorp Inc43940TAB5 | NOTE 2.000% 5/1 | – | $7.90 萬 | <0.1% | – | – | – |
| SPRUSpruce Power Holding Corp | COM CL A | 15,100 | $9.30 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| MUFGMitsubishi Ufj Financial Group Inc | SPONSORED ADS | 16,450 | $9.80 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| Osi Systems Inc671044AD7 | NOTE 1.250% 9/0 | – | $10.4 萬 | <0.1% | – | – | – |
| MTRXMatrix Service Co | COM | 10,121 | $10.6 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| Insight Enterprises Inc45765UAB9 | NOTE 0.750% 2/1 | – | $10.6 萬 | <0.1% | – | – | – |
| Guess Inc401617AD7 | NOTE 2.000% 4/1 | – | $11.0 萬 | <0.1% | – | – | – |
| Coherus Biosciences Inc19249HAB9 | NOTE 1.500% 4/1 | – | $11.0 萬 | <0.1% | – | 新進 | – |
| OROR Royalties Inc. | COM | 10,000 | $11.2 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| Euronet Worldwide, Inc.298736AL3 | NOTE 0.750% 3/1 | – | $12.2 萬 | <0.1% | – | – | – |
| SVCService Properties Trust | COM SH BEN INT | 11,086 | $12.4 萬 | <0.1% | −770−6.5% | 減碼 | 歷史 |
| Pacira BioSciences, Inc.695127AD2 | NOTE 2.375% 4/0 | – | $12.6 萬 | <0.1% | – | – | – |
| VOXXVOXX International Corp | CL A | 11,000 | $12.6 萬 | <0.1% | +1,000+10.0% | 加碼 | 歷史 |
| SWNSouthwestern Energy Co | COM | 23,047 | $12.8 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| SIRISirius XM Holdings Inc. | COM | 21,191 | $12.9 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| PCKPIMCO California Municipal Income Fund II | COM | 13,779 | $13.3 萬 | <0.1% | −52−0.4% | 減碼 | 歷史 |
| BCXBlackRock Resources & Commodities Strategy Trust | SHS | 15,413 | $13.8 萬 | <0.1% | +15,413 | 新進 | 歷史 |
| NAGENiagen Bioscience, Inc. | COM NEW | 23,000 | $14.4 萬 | <0.1% | −1,000−4.2% | 減碼 | 歷史 |
| Atlas Air Worldwide Hldgs IN049164BJ4 | NOTE 1.875% 6/0 | – | $14.5 萬 | <0.1% | – | – | – |
| Nuvasive Inc670704AJ4 | NOTE 0.375% 3/1 | – | $14.5 萬 | <0.1% | – | 新進 | – |
| AODabrdn Total Dynamic Dividend Fund | COM SH BEN INT | 15,500 | $15.1 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| Vishay Intertechnology Inc928298AP3 | NOTE 2.250% 6/1 | – | $15.5 萬 | <0.1% | – | – | – |
| Nuveen Calif Select Tax Free67063R103 | SH BEN INT | 10,070 | $15.9 萬 | <0.1% | 00.0% | 不變 | – |
| Fidelity MSCI Energy Index ETF316092402 | ETF | 11,206 | $16.1 萬 | <0.1% | +504+4.7% | 加碼 | – |
| HPEHewlett Packard Enterprise Co | COM | 11,515 | $16.4 萬 | <0.1% | +11,515 | 新進 | 歷史 |
| First BK Williamstown New Je31931U102 | COM | 11,894 | $16.8 萬 | <0.1% | −274−2.3% | 減碼 | – |
| AGNCAGNC Investment Corp. | REIT | 10,745 | $16.9 萬 | <0.1% | −1,800−14.3% | 減碼 | 歷史 |
| LMNRLimoneira CO | COM | 10,455 | $16.9 萬 | <0.1% | −2,500−19.3% | 減碼 | 歷史 |
| CWCOConsolidated Water Co. Ltd. | ORD | 14,900 | $17.0 萬 | <0.1% | +4,840+48.1% | 加碼 | 歷史 |
| UNITUniti Group Inc. | COM | 13,795 | $17.1 萬 | <0.1% | +13,795 | 新進 | 歷史 |
| FTFFranklin Ltd Duration Income Trust | COM | 19,655 | $17.9 萬 | <0.1% | −3,500−15.1% | 減碼 | 歷史 |
| BWMNBowman Consulting Group Ltd. | COM | 13,000 | $17.9 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| PAAPlains All American Pipeline LP | UNIT LTD PARTN | 17,792 | $18.1 萬 | <0.1% | −1,202−6.3% | 減碼 | 歷史 |
| LFGArchaea Energy Inc. | COM CL A | 10,000 | $18.9 萬 | <0.1% | +10,000 | 新進 | 歷史 |
| GELGenesis Energy LP | UNIT LTD PARTN | 19,053 | $19.0 萬 | <0.1% | +19,053 | 新進 | 歷史 |
| PLABPhotronics Inc | COM | 14,250 | $19.4 萬 | <0.1% | −1,700−10.7% | 減碼 | 歷史 |
| NSLNuveen Senior Income Fund | COM | 33,571 | $19.6 萬 | <0.1% | −2,417−6.7% | 減碼 | 歷史 |
| WCNWaste Connections, Inc. | COM | 1,590 | $20.0 萬 | <0.1% | +1,590 | 新進 | 歷史 |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 2,016 | $20.2 萬 | <0.1% | −143−6.6% | 減碼 | – |
| LUMNLumen Technologies, Inc. | Stock | 16,298 | $20.2 萬 | <0.1% | +49+0.3% | 加碼 | 歷史 |
| Managed Portfolio Series56167N720 | TORTOISE NRAM PI | 9,250 | $20.2 萬 | <0.1% | 00.0% | 不變 | – |
| RYRoyal Bank of Canada | Stock | 2,048 | $20.4 萬 | <0.1% | +2,048 | 新進 | 歷史 |
| J P Morgan Exchange Traded F46641Q761 | US QUALTY FCTR | 5,000 | $20.5 萬 | <0.1% | 00.0% | 不變 | – |
| First Tr Exchange-Traded FD33739G103 | MNGD FUTRS STRGY | 4,315 | $20.5 萬 | <0.1% | 00.0% | 不變 | – |
| VKQInvesco Municipal Trust | COM | 15,396 | $20.6 萬 | <0.1% | +1,401+10.0% | 加碼 | 歷史 |
| iShares Tr464288158 | SHRT NAT MUN ETF | 1,924 | $20.7 萬 | <0.1% | −622−24.4% | 減碼 | – |
| PTONPeloton Interactive, Inc. | CL A COM | 2,384 | $20.8 萬 | <0.1% | +2,384 | 新進 | 歷史 |
| JPCNuveen Preferred & Income Opportunities Fund | COM | 20,992 | $20.8 萬 | <0.1% | +20,992 | 新進 | 歷史 |
| APTSPreferred Apartment Communities Inc | COM | 17,022 | $20.8 萬 | <0.1% | +2,335+15.9% | 加碼 | 歷史 |
| EMNEastman Chemical Co | Stock | 2,070 | $20.9 萬 | <0.1% | −65−3.0% | 減碼 | 歷史 |
| Cyberark Software LtdM2682V108 | SHS | 1,345 | $21.2 萬 | <0.1% | +1,345 | 新進 | – |
| ULTAUlta Beauty, Inc. | Stock | 589 | $21.3 萬 | <0.1% | −3−0.5% | 減碼 | 歷史 |
| TWTradeweb Markets Inc. | Stock | 2,639 | $21.3 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| AIOVirtus Artificial Intelligence & Technology Opportunities Fund | COM | 8,000 | $21.3 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| BF.BBrown Forman Corp | Stock | 3,192 | $21.4 萬 | <0.1% | +67+2.1% | 加碼 | 歷史 |
| WPMWheaton Precious Metals Corp. | COM | 5,718 | $21.5 萬 | <0.1% | +6+0.1% | 加碼 | 歷史 |
| ATHMAutohome Inc. | SP ADS RP CL A | 4,582 | $21.5 萬 | <0.1% | +970+26.9% | 加碼 | 歷史 |
| Exchange Traded Concepts Tru301505707 | ROBO GLB ETF | 3,374 | $21.7 萬 | <0.1% | −588−14.8% | 減碼 | – |
| NVMINova Ltd. | COM | 2,125 | $21.7 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| EDITEditas Medicine, Inc. | COM | 5,315 | $21.8 萬 | <0.1% | −80−1.5% | 減碼 | 歷史 |
| Invesco Exch Traded FD Tr II46138E875 | DORSEY WRGT DVLP | 5,770 | $21.9 萬 | <0.1% | 00.0% | 不變 | – |
| ZZillow Group, Inc. | CL C CAP STK | 2,488 | $21.9 萬 | <0.1% | +617+33.0% | 加碼 | 歷史 |
| VRNAVerona Pharma plc | SPONSORED ADS | 40,000 | $21.9 萬 | <0.1% | −1,900−4.5% | 減碼 | 歷史 |
| First Tr Exchange-Traded FD33734X127 | ENERGY ALPHADX | 19,151 | $22.0 萬 | <0.1% | +19,151 | 新進 | – |
| Ssga Active ETF Tr78467V848 | ST STR TOTAL ETF | 4,543 | $22.0 萬 | <0.1% | +4,543 | 新進 | – |
| PAGPenske Automotive Group, Inc. | COM | 2,200 | $22.1 萬 | <0.1% | +2,200 | 新進 | 歷史 |
| HCI Group, Inc.40416EAD5 | NOTE 4.250% 3/0 | – | $22.1 萬 | <0.1% | – | – | – |
| iShares Tr46435U432 | IBONDS DEC 25 | 7,900 | $22.1 萬 | <0.1% | +7,900 | 新進 | – |
| SONYSony Group Corp | SPONSORED ADR | 2,009 | $22.2 萬 | <0.1% | +2,009 | 新進 | 歷史 |
| HIIHuntington Ingalls Industries, Inc. | COM | 1,150 | $22.2 萬 | <0.1% | +1+0.1% | 加碼 | 歷史 |
| GALTGalectin Therapeutics Inc | COM NEW | 57,310 | $22.2 萬 | <0.1% | −4,000−6.5% | 減碼 | 歷史 |
| VRTXVertex Pharmaceuticals Inc | Stock | 1,236 | $22.4 萬 | <0.1% | +1,236 | 新進 | 歷史 |
| CIIBlackRock Enhanced Large Cap Core Fund, Inc. | COM | 11,074 | $22.4 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| IGRCbre Global Real Estate Income Fund | COM | 26,809 | $22.4 萬 | <0.1% | +3,633+15.7% | 加碼 | 歷史 |
| RBCRBC Bearings INC | COM | 1,060 | $22.5 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| BANRBanner Corp | COM NEW | 4,078 | $22.5 萬 | <0.1% | +220+5.7% | 加碼 | 歷史 |
| LBRDKLiberty Broadband Corp | COM SER C | 1,305 | $22.5 萬 | <0.1% | +133+11.3% | 加碼 | 歷史 |
| RVTYRevvity, Inc. | COM | 1,302 | $22.6 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| PDXPIMCO Dynamic Income Strategy Fund | COM SHS BEN INT | 18,500 | $22.6 萬 | <0.1% | 00.0% | 不變 | 歷史 |
2021 年第 2 季之後清倉（46 檔）
2021 年第 2 季季末還持有、這份申報已經沒有的部位。
| 證券 | 類別 | 2021 年第 2 季股數 | 2021 年第 2 季市值 | 2021 年第 2 季佔組合 % | 紀錄 |
|---|---|---|---|---|---|
| First Tr Exchange Traded FD33738R795 | NASDAQ TRANSN | 328,201 | $1,116 萬 | 0.1% | – |
| NTESNetEase, Inc. | SPONSORED ADS | 42,030 | $484.4 萬 | 0.1% | 歷史 |
| Tortoise Essential Assets IN89148A103 | COM SH BEN INT | 172,226 | $255.2 萬 | <0.1% | – |
| Invesco Exchange Traded FD T46137V258 | S&P500 PUR VAL | 31,770 | $245.2 萬 | <0.1% | – |
| FIVNFive9, Inc. | COM | 11,526 | $211.4 萬 | <0.1% | 歷史 |
| CDLXCardlytics, Inc. | COM | 15,327 | $194.5 萬 | <0.1% | 歷史 |
| FHIFederated Hermes, Inc. | CL B | 45,361 | $153.8 萬 | <0.1% | 歷史 |
| CCChemours Co | Stock | 41,664 | $145.0 萬 | <0.1% | 歷史 |
| PFPTProofpoint Inc | COM | 4,779 | $83.0 萬 | <0.1% | 歷史 |
| CLWClearwater Paper Corp | COM | 26,500 | $76.8 萬 | <0.1% | 歷史 |
| USCRU.S. Concrete, Inc. | COM | 10,175 | $75.1 萬 | <0.1% | 歷史 |
| TMETencent Music Entertainment Group | SPON ADS | 42,407 | $65.6 萬 | <0.1% | 歷史 |
| GBXGreenbrier Companies Inc | Stock | 10,129 | $44.1 萬 | <0.1% | 歷史 |
| Bellus Health Inc New07987C204 | COM NEW | 125,170 | $38.9 萬 | <0.1% | – |
| BGYBlackRock Enhanced International Dividend Trust | COM BENE INTER | 54,726 | $35.8 萬 | <0.1% | 歷史 |
| NMMNavios Maritime Partners L.P. | COM UNIT LPI | 11,468 | $33.9 萬 | <0.1% | 歷史 |
| UWMCUWM Holdings Corp | COM CL A | 39,900 | $33.7 萬 | <0.1% | 歷史 |
| WIXWix.com Ltd. | SHS | 1,119 | $32.5 萬 | <0.1% | 歷史 |
| DFSDiscover Financial Services | COM | 2,746 | $32.5 萬 | <0.1% | 歷史 |
| STBAS&T Bancorp Inc | COM | 10,312 | $32.3 萬 | <0.1% | 歷史 |
| VIRTVirtu Financial, Inc. | CL A | 11,700 | $32.3 萬 | <0.1% | 歷史 |
| PNWPinnacle West Capital Corp | COM | 3,900 | $32.0 萬 | <0.1% | 歷史 |
| PRIMPrimoris Services Corp | Stock | 10,600 | $31.2 萬 | <0.1% | 歷史 |
| CVGWCalavo Growers Inc | COM | 4,232 | $26.8 萬 | <0.1% | 歷史 |
| Barrick Gold Corp067901108 | COM | 12,789 | $26.4 萬 | <0.1% | – |
| SRCLStericycle Inc | COM | 3,693 | $26.4 萬 | <0.1% | 歷史 |
| LVSLas Vegas Sands Corp | COM | 4,451 | $23.5 萬 | <0.1% | 歷史 |
| ARNCArconic Corp | COM | 6,065 | $21.6 萬 | <0.1% | 歷史 |
| AMCXAMC Global Media Inc. | CL A | 3,203 | $21.4 萬 | <0.1% | 歷史 |
| DDOGDatadog, Inc. | CL A COM | 2,055 | $21.4 萬 | <0.1% | 歷史 |
| Vanguard Mortgage-Backed Securities ETF92206C771 | ETF | 3,994 | $21.3 萬 | <0.1% | – |
| DGXQuest Diagnostics Inc | COM | 1,607 | $21.2 萬 | <0.1% | 歷史 |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 7,905 | $21.0 萬 | <0.1% | – |
| BIDUBaidu, Inc. | ADR | 1,023 | $20.9 萬 | <0.1% | 歷史 |
| SYNASYNAPTICS Inc | Stock | 1,340 | $20.8 萬 | <0.1% | 歷史 |
| CPBCAMPBELL'S Co | COM | 4,475 | $20.4 萬 | <0.1% | 歷史 |
| CHRWC. H. Robinson Worldwide, Inc. | COM NEW | 2,150 | $20.1 萬 | <0.1% | 歷史 |
| TAKTakeda Pharmaceutical Co Ltd | ADR | 10,721 | $18.0 萬 | <0.1% | 歷史 |
| ADTADT Inc. | COM | 15,400 | $16.6 萬 | <0.1% | 歷史 |
| Greenbrier Cos Inc393657AK7 | NOTE 2.875% 2/0 | – | $15.0 萬 | <0.1% | – |
| NRG Energy, Inc.629377CG5 | DBCV 2.750% 6/0 | – | $11.6 萬 | <0.1% | – |
| Nuveen CR Opportunities 202267075U102 | COM | 11,550 | $9.60 萬 | <0.1% | – |
| TEITempleton Emerging Markets Income Fund | COM | 10,708 | $8.50 萬 | <0.1% | 歷史 |
| GEVOGevo, Inc. | COM PAR | 10,551 | $7.70 萬 | <0.1% | 歷史 |
| Knowles Corp49926DAB5 | NOTE 3.250%11/0 | – | $6.70 萬 | <0.1% | – |
| SANWS&W Seed Co | COM | 12,500 | $4.60 萬 | <0.1% | 歷史 |