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Commonwealth Equity Services, LLC

SEC CIK
0000312272
最新申報
2026/7/29

2023 年第 4 季持倉

持倉截至 2023/12/31,2024/2/6 申報。只含多頭部位,變化是跟 2023 年第 3 季比股數。

機構總覽
持股檔數
3,900
較 2023 年第 3 季 +77
總值
$545.9 億
較 2023 年第 3 季 +$63.2 億 (+13.1%)
申報日
2024/2/6
SEC
Commonwealth Equity Services, LLC 在 2023 年第 4 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
Inspirato Inc45791E115EQUITY WRT30,000$00.0%00.0%不變–
The Lion Electric Company536221112*W EXP 05/06/20213,500$1,000<0.1%00.0%不變–
SQFTWPresidio Property Trust, Inc.*W EXP 01/24/20212,277$1,000<0.1%−1,235−9.1%減碼歷史
UAVSAgEagle Aerial Systems Inc.COM10,012$1,000<0.1%−900−8.2%減碼歷史
TPHSTrinity Place Holdings Inc.COM12,802$1,000<0.1%00.0%不變歷史
MMATMeta Materials Inc.COM13,776$1,000<0.1%00.0%不變歷史
Custom Truck One23204X111COM29,000$2,000<0.1%−17,500−37.6%減碼–
HLTHCue Health Inc.COM11,885$2,000<0.1%−4,104−25.7%減碼歷史
GTBPGT Biopharma, Inc.COM NEW10,110$3,000<0.1%00.0%不變歷史
QCLSQ/C Technologies, Inc.COM13,486$3,000<0.1%+1,000+8.0%加碼歷史
XXII22nd Century Group, Inc.Stock16,919$3,000<0.1%−1,846−9.8%減碼歷史
ASXCAsensus Surgical, Inc.COM12,251$4,000<0.1%+1,153+10.4%加碼歷史
SCTLSocietal CDMO, Inc.COM11,800$4,000<0.1%00.0%不變歷史
TCRTAlaunos Therapeutics, Inc.COM51,638$4,000<0.1%+3,000+6.2%加碼歷史
BZFDBuzzFeed, Inc.CLASS A COM15,000$4,000<0.1%00.0%不變歷史
ELBMElectra Battery Materials CorpCOM NEW10,080$4,000<0.1%−1,400−12.2%減碼歷史
TRXTRX GOLD CorpCOM10,600$4,000<0.1%00.0%不變歷史
JAGXJaguar Health, Inc.COM25,877$4,000<0.1%+25,877新進歷史
UAMYUnited States Antimony CorpCOM18,790$5,000<0.1%00.0%不變歷史
CEINViking Global Technologies, Inc.COM21,113$5,000<0.1%+9,967+89.4%加碼歷史
CalAmp Corp.128126109COM22,773$6,000<0.1%−100−0.4%減碼–
VXRTVaxart, Inc.COM NEW10,064$6,000<0.1%−4,426−30.5%減碼歷史
cbdMD, Inc.12482W200COM10,000$7,000<0.1%00.0%不變–
VRMVroom, Inc.COM11,218$7,000<0.1%−8,318−42.6%減碼歷史
VWEVintage Wine Estates, Inc.COM13,050$7,000<0.1%+13,050新進歷史
Upstart Hldgs Inc91680MAB3NOTE 0.250% 8/110,000$7,000<0.1%00.0%不變–
WTERAlkaline Water Co IncStock26,863$7,000<0.1%−11,003−29.1%減碼歷史
OPTTOcean Power Technologies, Inc.COM NEW24,350$8,000<0.1%−264−1.1%減碼歷史
ATRAAtara Biotherapeutics, Inc.COM16,293$8,000<0.1%+16,293新進歷史
TNXPTonix Pharmaceuticals Holding Corp.COM NEW20,122$8,000<0.1%00.0%不變歷史
AGENAgenus IncCOM NEW10,750$9,000<0.1%−875−7.5%減碼歷史
GOEVCanoo Inc.COM CL A35,073$9,000<0.1%−500−1.4%減碼歷史
SABSSAB Biotherapeutics, Inc.Equity12,823$9,000<0.1%+12,823新進歷史
HYLNHyliion Holdings Corp.COMMON STOCK11,848$1.00 萬<0.1%+11,848新進歷史
RGTIRigetti Computing, Inc.COMMON STOCK10,600$1.00 萬<0.1%+10,600新進歷史
DAREDare Bioscience, Inc.COM32,625$1.00 萬<0.1%−16,704−33.9%減碼歷史
Pennymac Corp70932AAD5NOTE 5.500%11/010,000$1.00 萬<0.1%+10,000新進–
Redwood Tr Inc758075AD7NOTE 5.625% 7/110,000$1.00 萬<0.1%+10,000新進–
Southwest Airls Co844741BG2NOTE 1.250% 5/010,000$1.00 萬<0.1%00.0%不變–
Splunk Inc848637AF1NOTE 1.125% 6/110,000$1.00 萬<0.1%00.0%不變–
CELUCelularity IncCOM CL A40,820$1.00 萬<0.1%+5,000+14.0%加碼歷史
DPRODraganfly Inc.COM NEW21,086$1.00 萬<0.1%−600−2.8%減碼歷史
KOREKORE Group Holdings, Inc.Common10,000$1.00 萬<0.1%+10,000新進歷史
Ford MTR Co Del345370CZ1NOTE 3/110,000$1.00 萬<0.1%00.0%不變–
AIFAAll In FutureTech Alliance, Inc.COM10,425$1.10 萬<0.1%00.0%不變歷史
MTNBMatinas BioPharma Holdings, Inc.COM50,300$1.10 萬<0.1%+1,000+2.0%加碼歷史
HYZNHyzon Motors Inc.COMMON STOCK12,510$1.10 萬<0.1%−2,593−17.2%減碼歷史
QUBTQuantum Computing Inc.COM12,600$1.20 萬<0.1%00.0%不變歷史
DMRADamora Therapeutics, Inc.COM17,065$1.20 萬<0.1%−1,069−5.9%減碼歷史
INOInovio Pharmaceuticals, Inc.COM NEW22,909$1.20 萬<0.1%−930−3.9%減碼歷史
LFWDLifeward Ltd.SHS15,160$1.20 萬<0.1%00.0%不變歷史
EOSEEos Energy Enterprises, Inc.COM CL A12,060$1.30 萬<0.1%−9,050−42.9%減碼歷史
SLSSELLAS Life Sciences Group, Inc.COM NEW12,414$1.30 萬<0.1%00.0%不變歷史
TMCTMC the metals Co Inc.COM12,037$1.30 萬<0.1%00.0%不變歷史
ADAPYAdaptimmune Therapeutics PLCSPONDS ADR16,758$1.30 萬<0.1%−15,117−47.4%減碼歷史
BARKBark, Inc.COM16,751$1.30 萬<0.1%−13,482−44.6%減碼歷史
NAKNorthern Dynasty Minerals LtdCOM NEW42,364$1.40 萬<0.1%−7,142−14.4%減碼歷史
ASMBAssembly Biosciences, Inc.COM16,621$1.40 萬<0.1%−1,264−7.1%減碼歷史
SQFTPresidio Property Trust, Inc.COM CL A13,728$1.40 萬<0.1%−821−5.6%減碼歷史
LLAPTerran Orbital CorpCOM12,100$1.40 萬<0.1%00.0%不變歷史
ICCTiCoreConnect Inc.COM11,670$1.40 萬<0.1%+11,670新進歷史
RCATRed Cat Holdings, Inc.Stock16,877$1.50 萬<0.1%+1,300+8.3%加碼歷史
SLQTSelectQuote, Inc.COM11,248$1.50 萬<0.1%+11,248新進歷史
TECXTectonic Therapeutic, Inc.COM11,000$1.50 萬<0.1%−320−2.8%減碼歷史
Cybin Ord23256X100COM35,839$1.50 萬<0.1%−5,478−13.3%減碼–
KAMAN Corp483548AF0NOTE 3.250% 5/015,000$1.50 萬<0.1%+15,000新進–
VZLAVizsla Silver Corp.COMMONSTOCK12,012$1.50 萬<0.1%00.0%不變歷史
OGIOrganigram Global Inc.Stock11,311$1.50 萬<0.1%−5,536−32.9%減碼歷史
AQMSAqua Metals, Inc.COM21,397$1.60 萬<0.1%00.0%不變歷史
SHCRSharecare, Inc.COM CL A15,000$1.60 萬<0.1%00.0%不變歷史
BCDABioCardia, Inc.COM26,000$1.70 萬<0.1%+15,908+157.6%加碼歷史
DBVTDBV Technologies S.A.SPONSORED ADR17,878$1.70 萬<0.1%+1,178+7.1%加碼歷史
CATXPerspective Therapeutics, Inc.COM42,284$1.70 萬<0.1%00.0%不變歷史
SGMOQSangamo Therapeutics, IncCOM31,648$1.70 萬<0.1%−18,648−37.1%減碼歷史
FRZAForza X1, Inc.COM31,500$1.70 萬<0.1%+12,500+65.8%加碼歷史
GWHESS Tech, Inc.CL SHS15,799$1.80 萬<0.1%+2,570+19.4%加碼歷史
GEVOGevo, Inc.COM PAR16,296$1.90 萬<0.1%−2,240−12.1%減碼歷史
BLUEbluebird bio, Inc.COM14,097$1.90 萬<0.1%+14,097新進歷史
CLNNClene Inc.COMMON STOCK63,168$1.90 萬<0.1%+63,168新進歷史
CIFMFS Intermediate High Income FundSH BEN INT10,854$1.90 萬<0.1%−13,925−56.2%減碼歷史
ORGNOrigin Materials, Inc.COM22,634$1.90 萬<0.1%+8,500+60.1%加碼歷史
APLMApollomics Inc.CL A SHS20,000$1.90 萬<0.1%+20,000新進歷史
PXLWPixelworks, IncCOM NEW15,605$2.00 萬<0.1%00.0%不變歷史
RIGLRigel Pharmaceuticals IncCOM NEW13,488$2.00 萬<0.1%+13,488新進歷史
ETF Managers Tr26924G755ETFMG US ALTER12,322$2.00 萬<0.1%−10,868−46.9%減碼–
XFORX4 Pharmaceuticals, IncCOM25,100$2.10 萬<0.1%−1,650−6.2%減碼歷史
LICYLi-Cycle Holdings Corp.COMMON SHARES37,987$2.20 萬<0.1%−46,789−55.2%減碼歷史
RGLSRegulus Therapeutics Inc.COM17,500$2.20 萬<0.1%00.0%不變歷史
AKBAAkebia Therapeutics, Inc.COM18,736$2.30 萬<0.1%+18,736新進歷史
PYXSPyxis Oncology, Inc.COMMON STOCK12,950$2.30 萬<0.1%00.0%不變歷史
Everbridge, Inc.29978AAC8NOTE 0.125%12/125,000$2.30 萬<0.1%00.0%不變–
i3 Verticals, Inc.44933TAB2NOTE 1.000% 2/125,000$2.30 萬<0.1%00.0%不變–
GNPXGenprex, Inc.COM107,300$2.50 萬<0.1%+107,300新進歷史
Emx Rty Corp26873J107COM16,019$2.60 萬<0.1%00.0%不變–
TGBTrekor Metals LtdCOM18,695$2.60 萬<0.1%00.0%不變歷史
MVSTMicrovast Holdings, Inc.COM18,950$2.70 萬<0.1%+18,950新進歷史
ZVIAZevia PBCCL A13,539$2.70 萬<0.1%−32,373−70.5%減碼歷史
AXTIAxt IncCOM11,801$2.80 萬<0.1%−355−2.9%減碼歷史
CVMCel Sci CorpCOM PAR NEW10,336$2.80 萬<0.1%+329+3.3%加碼歷史
OTLYOatly Group ABSPONSORED ADS24,026$2.80 萬<0.1%−800−3.2%減碼歷史

2023 年第 3 季之後清倉(179 檔)

2023 年第 3 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 179 檔。

Commonwealth Equity Services, LLC 在 2023 年第 3 季之後清倉的部位
證券類別2023 年第 3 季股數2023 年第 3 季市值2023 年第 3 季佔組合 %紀錄
iShares Tr46436E882IBONDS 23 TRM TS1,438,133$3,569 萬0.1%–
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB812,527$1,725 萬<0.1%–
iShares Tr46434VAX8IBONDS DEC23 ETF458,772$1,163 萬<0.1%–
Innovator ETFs Trust45783Y673QUITY MANAGD FLR364,785$934.9 萬<0.1%–
ATVIActivision Blizzard, Inc.COM98,248$919.9 萬<0.1%歷史
Nuveen PFD & Incm Securties67072C105COM1,454,172$897.2 萬<0.1%–
Innovator ETFs Tr45782C243INVTOR 2 PLS 5257,254$496.1 萬<0.1%–
CHXChampionX CorpCOM127,374$453.7 萬<0.1%歷史
Simplify Exchange Traded Fun82889N731CONVEXITY ETF218,968$410.1 萬<0.1%–
iShares Tr46435G318IBONDS DEC2023153,537$391.9 萬<0.1%–
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY145,359$341.7 萬<0.1%–
Flexshares Tr33939L670CRE SLCT BD FD149,354$316.4 萬<0.1%–
VMWVmware LLCCL A COM18,976$315.9 萬<0.1%歷史
iShares Tr46435U150IBONDS 23 TRM HG124,303$293.9 萬<0.1%–
HZNPHorizon Therapeutics Public Ltd CoSHS24,946$288.6 萬<0.1%歷史
FROFrontline plcCOM140,103$263.1 萬<0.1%歷史
SGENSeagen Inc.COM9,247$196.2 萬<0.1%歷史
Invesco Exch TRD SLF Idx FD46138J544BULSHS 2023 MUNI73,313$183.6 萬<0.1%–
DARDarling Ingredients Inc.COM30,714$160.3 萬<0.1%歷史
NEWRNew Relic, Inc.COM16,109$137.9 萬<0.1%歷史
TFIITFI International Inc.COM7,597$97.6 萬<0.1%歷史
Advisorshares Tr00768Y412RANGER EQUITY BE34,332$80.4 萬<0.1%–
SORSource CapitalCOM17,629$68.0 萬<0.1%歷史
LSTRLandstar System IncCOM3,802$67.3 萬<0.1%歷史
Principal Exchange-Traded FD74255Y508PRCPL MIL INDX16,561$65.7 萬<0.1%–
Flexshares Tr33939L787GLB QLT R/E IDX12,528$61.3 萬<0.1%–
ALGMAllegro Microsystems, Inc.COM18,640$59.5 萬<0.1%歷史
SPDR Series Trust78468R861STATE STRET SPDR29,435$53.2 萬<0.1%–
PACWPacwest BancorpCOM66,883$52.9 萬<0.1%歷史
Advisorshares Tr00768Y420ALPHA DNA EQUITY23,700$52.7 萬<0.1%–
VTNRVertex Energy Inc.COM110,966$49.4 萬<0.1%歷史
LMBLimbach Holdings, Inc.COM15,550$49.3 萬<0.1%歷史
Aim ETF Products Trust00888H828ALLIANZIM US EQT18,641$49.0 萬<0.1%–
AMNAmn Healthcare Services IncCOM5,672$48.3 萬<0.1%歷史
CEQPCrestwood Equity Partners LPUNIT LTD PARTNER16,335$47.8 萬<0.1%歷史
PIMCO ETF Tr72201R635MUNI INCOME OPP10,869$46.7 萬<0.1%–
STRLSterling Infrastructure, Inc.COM5,942$43.7 萬<0.1%歷史
Innovator ETFs Tr45783Y772US EQTY ACC PLUS18,976$43.7 萬<0.1%–
Pgim ETF Tr69344A206ACTV HY BD ETF12,918$43.2 萬<0.1%–
FDEUFirst Trust Dynamic Europe Equity Income FundCOM SHS33,260$41.2 萬<0.1%歷史
NSANational Storage Affiliates TrustCOM SHS BEN IN12,056$38.3 萬<0.1%歷史
iShares U S ETF Tr46431W598BLOOMBERG ROLL7,376$38.0 萬<0.1%–
ProShares Tr74347G689ULTSHT RUSS200020,628$32.2 萬<0.1%–
THSTreeHouse Foods, Inc.COM7,321$31.9 萬<0.1%歷史
PFSIPennyMac Financial Services, Inc.COM4,666$31.1 萬<0.1%歷史
MSBIMidland States Bancorp, Inc.COM15,144$31.1 萬<0.1%歷史
Global X FDS37954Y285TELMDC&DIG ETF33,414$30.7 萬<0.1%–
REVGREV Group, Inc.COM19,102$30.6 萬<0.1%歷史
ProShares Tr74348A434ULTSHT FTSE EURO27,779$30.2 萬<0.1%–
Simplify Exchange Traded Fun82889N798RISK PARITY TREA23,619$30.0 萬<0.1%–
ESABESAB CorpCOM4,201$29.5 萬<0.1%歷史
AMWDAmerican Woodmark CorpCOM3,798$28.7 萬<0.1%歷史
CPERUnited States Commodity Index Funds TrustCM REP COPP FD12,222$28.1 萬<0.1%歷史
BTUPeabody Energy CorpCOM10,810$28.1 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F409INCOME OPPRTNTES14,289$26.6 萬<0.1%–
NBRNabors Industries LtdSHS2,156$26.5 萬<0.1%歷史
SIBNSI-BONE, Inc.COM12,410$26.4 萬<0.1%歷史
OFIXOrthofix Medical Inc.COM20,332$26.1 萬<0.1%歷史
JPINuveen Preferred Securities & Income Opportunities FundCOM15,146$26.0 萬<0.1%歷史
Fidelity Covington Trust316092170DISRU AUTOM ETF11,430$25.4 萬<0.1%–
CTLTCatalent, Inc.COM5,513$25.1 萬<0.1%歷史
NEWTNewtekOne, Inc.COM NEW16,936$25.0 萬<0.1%歷史
ATEXAnterix Inc.COM7,908$24.8 萬<0.1%歷史
DBBInvesco DB Base Metals FundBASE METALS FD12,735$24.4 萬<0.1%歷史
Listed FD Tr53656F680TRUESHARES NOV7,433$24.3 萬<0.1%–
BIOBio-Rad Laboratories, Inc.CL A674$24.2 萬<0.1%歷史
BEAMBeam Therapeutics Inc.COM9,812$23.6 萬<0.1%歷史
SPDR Series Trust78468R549SP O&G EQP SERV2,452$23.5 萬<0.1%–
SPDR Index Shs FDS78463X459ST STR SP GLBDIV4,299$23.5 萬<0.1%–
Invesco Exch Traded FD Tr II46138E545MSCI GBL TIMBR7,716$23.3 萬<0.1%–
VICRVicor CorpCOM3,933$23.2 萬<0.1%歷史
First Tr Exchange-Traded FD33733E708DIVIDEND STRNGTH5,521$23.2 萬<0.1%–
AXNXAxonics, Inc.COM4,106$23.0 萬<0.1%歷史
VOYAVoya Financial, Inc.COM3,409$22.7 萬<0.1%歷史
SILCSilicom Ltd.ORD8,450$22.1 萬<0.1%歷史
FOXAFox CorpCL A COM7,045$22.0 萬<0.1%歷史
SITESiteOne Landscape Supply, Inc.COM1,336$21.8 萬<0.1%歷史
DCHDauch CorpCOM29,859$21.7 萬<0.1%歷史
ProShares Tr74347B201PSHS ULTSH 20YRS5,538$21.7 萬<0.1%–
J P Morgan Exchange Traded F46654Q104INFL MANA BD ETF4,714$21.3 萬<0.1%–
LGILazard Global Total Return & Income Fund IncCOM15,365$21.3 萬<0.1%歷史
MSGEMadison Square Garden Entertainment Corp.COM CL A6,400$21.1 萬<0.1%歷史
NOGNorthern Oil & Gas, Inc.COM5,203$20.9 萬<0.1%歷史
PIMCO ETF Tr72201R403BROAD US TIPS4,031$20.9 萬<0.1%–
Fidelity Covington Trust316092279SUSTAINABILIT US10,401$20.9 萬<0.1%–
FFICFlushing Financial CorpCOM15,857$20.8 萬<0.1%歷史
Pacer FDS Tr69374H402US EXPORT LEAD4,983$20.8 萬<0.1%–
HLIOHelios Technologies, Inc.COM3,737$20.7 萬<0.1%歷史
VanEck Digital Native Economy ETF92189F882ETF5,170$20.5 萬<0.1%–
iShares Tr46429B333GNMA BOND ETF4,885$20.4 萬<0.1%–
CORNTeucrium Commodity TrustCORN FD SHS9,240$20.3 萬<0.1%歷史
Tidal Trust I886364645SONICSHARES GBL7,227$20.2 萬<0.1%–
CORTCorcept Therapeutics IncCOM7,429$20.2 萬<0.1%歷史
iShares Tr46435G847MSCI ACWI EXUS7,235$20.0 萬<0.1%–
EMFTempleton Emerging Markets FundCOM17,511$19.8 萬<0.1%歷史
Nuveen N Y Select Tax Free I67063V104SH BEN INT17,100$19.7 萬<0.1%–
CSTLCastle Biosciences IncCOM11,274$19.0 萬<0.1%歷史
ETF Managers Tr26924G763TREATMENTS TSTNG10,180$18.2 萬<0.1%–
VanEck Vectors ETF Tr92189H839SOCIAL SENTIMENT11,572$17.8 萬<0.1%–
LUNALuna Innovations IncCOM29,936$17.5 萬<0.1%歷史