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Commonwealth Equity Services, LLC

SEC CIK
0000312272
最新申報
2026/7/29

2022 年第 4 季持倉

持倉截至 2022/12/31,2023/2/7 申報。只含多頭部位,變化是跟 2022 年第 3 季比股數。

機構總覽
持股檔數
3,701
較 2022 年第 3 季 +39
總值
$415.8 億
較 2022 年第 3 季 +$43.3 億 (+11.6%)
申報日
2023/2/7
SEC
Commonwealth Equity Services, LLC 在 2022 年第 4 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
SQFTWPresidio Property Trust, Inc.*W EXP 01/24/20213,512$00.0%−2,193−14.0%減碼歷史
GMBLEsports Entertainment Group, Inc.COM20,185$1,000<0.1%−100−0.5%減碼歷史
VTGNVistagen Therapeutics, Inc.COM NEW19,111$1,000<0.1%−10,000−34.4%減碼歷史
JAGXJaguar Health, Inc.COM NEW21,533$1,000<0.1%−204−0.9%減碼歷史
AUDAudacy, Inc.COM10,000$2,000<0.1%00.0%不變歷史
RDHLRedHill Biopharma Ltd.SPONSORED ADS14,587$2,000<0.1%+3,750+34.6%加碼歷史
DRKDarkHorse Technologies Inc.COM10,317$2,000<0.1%00.0%不變歷史
TONXTON Strategy CoCOM18,150$2,000<0.1%00.0%不變歷史
IRNTIronNet, Inc.COM10,636$2,000<0.1%+10,636新進歷史
Inspirato Inc45791E115EQUITY WRT31,000$2,000<0.1%00.0%不變–
AAUAFAlmaden Minerals LtdCOM CL B12,845$3,000<0.1%00.0%不變歷史
ASXCAsensus Surgical, Inc.COM11,419$3,000<0.1%−85−0.7%減碼歷史
AVYAAvaya Holdings Corp.COM16,099$3,000<0.1%−200−1.2%減碼歷史
MRKRMarker Therapeutics, Inc.COM12,400$3,000<0.1%00.0%不變歷史
GRIGRI Bio, Inc.COM10,350$3,000<0.1%+10,350新進歷史
VEROVenus Concept Inc.COM10,000$3,000<0.1%+10,000新進歷史
UAVSAgEagle Aerial Systems Inc.COM13,052$4,000<0.1%−150−1.1%減碼歷史
SNMPEvolve Transition Infrastructure LPCOM UNITS REP B36,493$4,000<0.1%−4,000−9.9%減碼歷史
SIENProject Sage Oldco, Inc.COM20,342$4,000<0.1%+6,842+50.7%加碼歷史
SDCSmileDirectClub, Inc.CL A COM12,032$4,000<0.1%+30+0.2%加碼歷史
UTRSMinerva Surgical IncCOM19,539$4,000<0.1%−3,800−16.3%減碼歷史
ROIIRiskOn International, Inc.Common Stock24,163$5,000<0.1%−50−0.2%減碼歷史
REEAFREE Automotive Ltd.CLASS A ORD SHS13,518$5,000<0.1%00.0%不變歷史
BSFCBlue Star Foods Corp.COM12,500$5,000<0.1%00.0%不變歷史
IMPPImperial Petroleum Inc./Marshall IslandsCOMMON SHARES24,250$5,000<0.1%+1,200+5.2%加碼歷史
Upstart Hldgs Inc91680MAB3NOTE 0.250% 8/110,000$5,000<0.1%+10,000新進–
The Lion Electric Company536221112*W EXP 05/06/20213,500$6,000<0.1%+13,500新進–
ALPPAlpine 4 Holdings, Inc.COM12,313$6,000<0.1%+133+1.1%加碼歷史
CATXPerspective Therapeutics, Inc.COM26,284$6,000<0.1%−1,000−3.7%減碼歷史
SFTGQShift Technologies, Inc.CL A41,531$6,000<0.1%+81+0.2%加碼歷史
BIOLBiolase, IncCOM10,697$6,000<0.1%+10,697新進歷史
ADILAdial Pharmaceuticals, Inc.COM36,461$7,000<0.1%00.0%不變歷史
Cybin Ord23256X100COM24,892$7,000<0.1%−1,830−6.8%減碼–
HARPHarpoon Therapeutics, Inc.COM10,000$7,000<0.1%+10,000新進歷史
REEDReed's, Inc.COM114,080$7,000<0.1%+74,080+185.2%加碼歷史
EVGNEvogene Ltd.SHS11,355$7,000<0.1%−5,383−32.2%減碼歷史
ASTRAstra Space, Inc.Common Stock17,855$7,000<0.1%00.0%不變歷史
APPHAppHarvest, Inc.COM14,330$8,000<0.1%−16,782−53.9%減碼歷史
FBIOFortress Biotech, Inc.COM13,413$8,000<0.1%00.0%不變歷史
PAVMPAVmed Inc.COM17,340$8,000<0.1%−11,500−39.9%減碼歷史
FIRYFiry Inc.COM16,032$8,000<0.1%−30,725−65.7%減碼歷史
BINIBollinger Innovations, Inc.COMMON STOCK28,627$8,000<0.1%−7,241−20.2%減碼歷史
UAMYUnited States Antimony CorpCOM18,790$9,000<0.1%00.0%不變歷史
Coupa Software Inc22266LAC0NOTE 0.125% 6/110,000$9,000<0.1%+10,000新進–
LITSLite Strategy, Inc.COM NEW40,100$9,000<0.1%00.0%不變歷史
PHUNPhunware, Inc.COM11,645$9,000<0.1%00.0%不變歷史
Redwood Tr Inc758075AC9NOTE 4.750% 8/110,000$9,000<0.1%00.0%不變–
TPHSTrinity Place Holdings Inc.COM12,502$9,000<0.1%00.0%不變歷史
Arrival GroupL0423Q108SHS57,213$9,000<0.1%00.0%不變–
ALZNAlzamend Neuro, Inc.COM NEW16,666$9,000<0.1%00.0%不變歷史
NXTSNexentis Technologies Inc.COM12,000$9,000<0.1%+12,000新進歷史
TRXTRX GOLD CorpCOM28,500$9,000<0.1%00.0%不變歷史
AIFAAll In FutureTech Alliance, Inc.COM10,425$1.00 萬<0.1%00.0%不變歷史
INFIInfinity Pharmaceuticals, Inc.COM18,771$1.00 萬<0.1%+18,771新進歷史
XWELXWELL, Inc.COM30,100$1.00 萬<0.1%−100−0.3%減碼歷史
FFAIFaraday Future Intelligent Electric Inc.COM35,000$1.00 萬<0.1%00.0%不變歷史
BZFDBuzzFeed, Inc.CLASS A COM15,000$1.00 萬<0.1%00.0%不變歷史
NEPTFNeptune Wellness Solutions Inc.COM NEW33,010$1.00 萬<0.1%+12,639+62.0%加碼歷史
OPTTOcean Power Technologies, Inc.COM NEW24,614$1.10 萬<0.1%−3,000−10.9%減碼歷史
CCOClear Channel Outdoor Holdings, Inc.COM11,030$1.10 萬<0.1%−991−8.2%減碼歷史
DMRADamora Therapeutics, Inc.COM10,179$1.10 萬<0.1%00.0%不變歷史
LFWDLifeward Ltd.SHS15,160$1.10 萬<0.1%00.0%不變歷史
NEUENeueHealth, Inc.COM17,886$1.10 萬<0.1%−3,404−16.0%減碼歷史
MNTSMomentus Inc.COM CL A15,125$1.10 萬<0.1%−2,000−11.7%減碼歷史
CORZCore Scientific, Inc.COMMON STOCK155,959$1.10 萬<0.1%−20,192−11.5%減碼歷史
SOLOElectrameccanica Vehicles Corp.COM NEW20,052$1.20 萬<0.1%+6,100+43.7%加碼歷史
Southwest Airls Co844741BG2NOTE 1.250% 5/010,000$1.20 萬<0.1%00.0%不變–
SURFSurface Oncology, Inc.COM15,700$1.20 萬<0.1%+15,700新進歷史
BBIGVinco Ventures, Inc.COM26,500$1.20 萬<0.1%+26,500新進歷史
DPRODraganfly Inc.COM NEW16,246$1.20 萬<0.1%+60+0.4%加碼歷史
TRMLTourmaline Bio, Inc.COM13,000$1.30 萬<0.1%00.0%不變歷史
VZLAVizsla Silver Corp.COMMONSTOCK11,817$1.30 萬<0.1%00.0%不變歷史
SIDUSidus Space Inc.CLASS A COM12,000$1.30 萬<0.1%+1,000+9.1%加碼歷史
SOBRSOBR Safe, Inc.COM NEW13,750$1.30 萬<0.1%+13,750新進歷史
RCATRed Cat Holdings, Inc.Stock15,577$1.40 萬<0.1%+15,577新進歷史
Bitfarms Ltd Com09173B107Stock31,961$1.40 萬<0.1%−4,227−11.7%減碼–
MTNBMatinas BioPharma Holdings, Inc.COM29,250$1.40 萬<0.1%00.0%不變歷史
NCNANuCana plcSPONSORED ADR21,600$1.40 萬<0.1%00.0%不變歷史
VXRTVaxart, Inc.COM NEW14,690$1.40 萬<0.1%+215+1.5%加碼歷史
TNXPTonix Pharmaceuticals Holding Corp.COM NEW38,159$1.40 萬<0.1%+38,159新進歷史
NAKNorthern Dynasty Minerals LtdCOM NEW70,306$1.50 萬<0.1%+37,400+113.7%加碼歷史
DISH Network CORP25470MAB5NOTE 3.375% 8/125,000$1.50 萬<0.1%00.0%不變–
Omeros Corp682143AE2NOTE 6.250%11/116,000$1.50 萬<0.1%00.0%不變–
VBIVVBI Vaccines Inc/BCCOM NEW38,792$1.50 萬<0.1%−948−2.4%減碼歷史
VFFVillage Farms International, Inc.COM12,635$1.60 萬<0.1%+145+1.2%加碼歷史
BIORBiora Therapeutics, Inc.COM127,034$1.60 萬<0.1%−3,000−2.3%減碼歷史
AURAurora Innovation, Inc.CLASS A COM14,437$1.70 萬<0.1%+2,000+16.1%加碼歷史
IGCIGC Pharma, Inc.COM NEW53,806$1.70 萬<0.1%−150−0.3%減碼歷史
GLDGGoldMining Inc.COM15,832$1.70 萬<0.1%−2,200−12.2%減碼歷史
JNCEJounce Therapeutics, Inc.COM15,572$1.70 萬<0.1%+15,572新進歷史
OTLKOutlook Therapeutics, Inc.COM NEW16,522$1.70 萬<0.1%00.0%不變歷史
LIANYLianBioSPONSORED ADS10,830$1.70 萬<0.1%00.0%不變歷史
FRZAForza X1, Inc.COM14,000$1.70 萬<0.1%+14,000新進歷史
BRF SA10552T107SPONSORED ADR11,780$1.80 萬<0.1%−95,270−89.0%減碼–
SCORComscore, Inc.COM15,965$1.80 萬<0.1%00.0%不變歷史
Custom Truck One23204X111COM46,500$1.80 萬<0.1%00.0%不變–
MBIOMustang Bio, Inc.COM47,854$1.80 萬<0.1%+14,592+43.9%加碼歷史
PXLWPixelworks, IncCOM NEW10,698$1.80 萬<0.1%00.0%不變歷史
EAREargo, Inc.COM33,998$1.90 萬<0.1%+33,998新進歷史
SEELSeelos Therapeutics, Inc.COM29,207$1.90 萬<0.1%00.0%不變歷史

2022 年第 3 季之後清倉(185 檔)

2022 年第 3 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 185 檔。

Commonwealth Equity Services, LLC 在 2022 年第 3 季之後清倉的部位
證券類別2022 年第 3 季股數2022 年第 3 季市值2022 年第 3 季佔組合 %紀錄
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB715,550$1,516 萬<0.1%–
BAMBrookfield Asset Management Ltd.CL A LTD VT SH249,260$1,019 萬<0.1%歷史
iShares Tr46434VBA7IBONDS DEC22 ETF349,674$875.2 萬<0.1%–
TWTRTwitter, Inc.COM119,265$522.8 萬<0.1%歷史
iShares Tr46435G755IBONDS DEC2022185,494$480.4 萬<0.1%–
Barclays Bank PLC06742A669IPATH SHILR CAPE241,140$441.0 萬<0.1%–
Innovator ETFs Tr45782C243INVTOR 2 PLS 5185,329$378.2 萬<0.1%–
John Hancock Exchange Traded47804J602MULTIFACTOR TE44,894$298.2 萬<0.1%–
ProShares Tr74347B110ULTRAPRO SHORT S101,315$227.1 萬<0.1%–
John Hancock Exchange Traded47804J503MULTIFACTOR HE44,147$190.4 萬<0.1%–
Abacus FCF ETF Tr89628W302LEADERS ETF33,724$146.1 萬<0.1%–
iShares Tr46435U176IBONDS 22 TRM HG58,955$141.7 萬<0.1%–
REYNReynolds Consumer Products Inc.COM51,702$134.4 萬<0.1%歷史
UHALU-Haul Holding CoCOM2,150$109.5 萬<0.1%歷史
EFLEaton Vance Floating-Rate 2022 Target Term TrustCOM117,022$100.6 萬<0.1%歷史
DREDuke Realty CorpCOM NEW20,597$99.2 萬<0.1%歷史
ARHSArhaus, Inc.COM CL A138,411$97.5 萬<0.1%歷史
Alps ETF Tr00162Q361OSHS GBL INTER38,380$97.3 萬<0.1%–
Advisorshares Tr00768Y537DORSY MICR ETF32,343$92.4 萬<0.1%–
MNRLMNRL Sub Inc.CL A COM35,036$86.4 萬<0.1%歷史
Via Renewables, Inc.92556D106CL A COM123,203$85.1 萬<0.1%–
BHVNBiohaven Ltd.COM5,512$83.3 萬<0.1%歷史
John Hancock Exchange Traded47804J404MULTIFACTOR FI18,342$75.5 萬<0.1%–
CLRContinental Resources, IncCOM11,209$74.8 萬<0.1%歷史
EQCEQC Liquidating TrustCOM SH BEN INT28,788$70.1 萬<0.1%歷史
CTXSCitrix Systems IncCOM6,701$69.6 萬<0.1%歷史
Flexshares Tr33939L605IBOXX 5YR TRGT27,620$64.6 萬<0.1%–
Global X FDS37950E549GLB X SUPERDIV85,650$64.5 萬<0.1%–
VGIVirtus Global Multi-Sector Income FundCOM83,543$62.4 萬<0.1%歷史
H.I.G. Acquisition Corp.G44898107COM CL A56,577$56.7 萬<0.1%–
JKSJinkoSolar Holding Co., Ltd.SPONSORED ADR10,210$56.5 萬<0.1%歷史
iShares Tr46436E809IBONDS 22 TRM TS21,860$55.5 萬<0.1%–
DBX ETF Tr233051879XTRACK HRVST CSI19,147$51.8 萬<0.1%–
First Tr Exchng Traded FD VI33740U109TCW SECURITIZED23,800$51.0 萬<0.1%–
Innovator ETFs Tr45783Y871GRWT ACLRTD PLUS26,429$50.9 萬<0.1%–
Cambria ETF Tr132061805GBL TAIL RISK ET19,815$44.6 萬<0.1%–
STZConstellation Brands, Inc.CL B1,532$44.4 萬<0.1%歷史
Cambria ETF Tr132061706EMRG SHAREHLDR17,389$43.1 萬<0.1%–
Tenneco Inc880349105CL A VTG COM STK24,464$42.5 萬<0.1%–
American Centy ETF Tr025072356REAL ESTATE ETF10,892$42.4 萬<0.1%–
BTUPeabody Energy CorpCOM16,543$41.0 萬<0.1%歷史
John Hancock Exchange Traded47804J883MLTFACTR INDLS9,408$40.1 萬<0.1%–
Listed FD Tr53656F714TRUESHARES STRUC14,137$39.5 萬<0.1%–
RDFNRedfin CorpCOM66,120$38.6 萬<0.1%歷史
YAlleghany CorpCOM457$38.4 萬<0.1%歷史
Invesco Bulletshares 2022 HY Bd (BSJM)46138J874BULSHS 2022 HY17,471$38.3 萬<0.1%–
Simplify Exchange Traded Fun82889N202US EQT PLS DWNSD14,462$38.2 萬<0.1%–
WisdomTree Tr97717X867EM LCL DEBT FD15,458$37.5 萬<0.1%–
LOGILogitech International S.A.SHS7,976$36.6 萬<0.1%歷史
Invesco Exch TRD SLF Idx FD46138J551BULSHS 2022 MUNI14,094$35.6 萬<0.1%–
ProShares Tr74347G689ULTSHT RUSS200018,310$35.6 萬<0.1%–
Alpha Architect ETF Tr02072L706MERLYN AI BULL12,195$34.5 萬<0.1%–
PBFPBF Energy Inc.CL A9,790$34.4 萬<0.1%歷史
ProShares Ultrashort S&P 50074347G416ETF6,305$34.4 萬<0.1%–
iShares U S ETF Tr46431W580INFLATION HEDG13,924$33.6 萬<0.1%–
KOFCoca Cola Femsa SAB de CVSPONS ADS REP5,728$33.4 萬<0.1%歷史
ABMDAbiomed IncCOM1,342$32.9 萬<0.1%歷史
Franklin Templeton ETF Tr35473P595SENIOR LOAN ETF13,816$31.7 萬<0.1%–
John Hancock Exchange Traded47804J305MULTIFACTOR CO7,843$30.1 萬<0.1%–
GHGuardant Health, Inc.COM5,585$30.0 萬<0.1%歷史
ZENZendesk, Inc.COM3,934$29.9 萬<0.1%歷史
RGCORGC Resources IncCOM14,167$29.8 萬<0.1%歷史
SMTCSemtech CorpStock10,027$29.4 萬<0.1%歷史
SRLPSprague Resources LPCOM UNIT REP LTD14,643$29.0 萬<0.1%歷史
Enerplus Corp292766102COM20,391$28.8 萬<0.1%–
WisdomTree Tr97717Y683ENHNCD CMMDTY ST13,454$28.6 萬<0.1%–
Swedish Expt CR Corp870297603ROG AGRI ETN2231,166$28.3 萬<0.1%–
Signature BK New York N Y82669G104COM1,854$28.0 萬<0.1%–
FVRRFiverr International Ltd.ORD SHS9,013$27.5 萬<0.1%歷史
iShares Tr46435U796SYSTEMATIC BD ET3,329$27.2 萬<0.1%–
First Tr Exchange Traded FD33734X770DJ INTL INTRNT13,728$26.9 萬<0.1%–
CVETCovetrus, Inc.COM12,688$26.4 萬<0.1%歷史
ProShares Tr74347B201PSHS ULTSH 20YRS7,961$25.3 萬<0.1%–
Renaissance Cap Greenwich FD759937204IPO ETF8,838$25.1 萬<0.1%–
KNBEKnowBe4, Inc.CL A12,004$24.9 萬<0.1%歷史
PARPar Technology CorpCOM8,368$24.7 萬<0.1%歷史
Two Harbors Investment Corp.90187B408COM NEW73,901$24.5 萬<0.1%–
Amplify ETF Tr032108888BLACKSWAN GRWT9,768$24.2 萬<0.1%–
BEAMBeam Therapeutics Inc.COM5,070$24.1 萬<0.1%歷史
AVLRAvalara, Inc.COM2,610$23.9 萬<0.1%歷史
MYOVMyovant Sciences Ltd.COM13,353$23.9 萬<0.1%歷史
CPRICapri Holdings LtdSHS6,127$23.5 萬<0.1%歷史
Invesco Exch TRD SLF Idx FD46138J817BULSHS 2025 HY10,677$23.2 萬<0.1%–
VCELVericel CorpCOM9,986$23.1 萬<0.1%歷史
TGLSTecnoglass Holdings Inc.ORD SHS11,051$23.1 萬<0.1%歷史
WisdomTree Tr97717W786INTL DIV EX FINL7,574$23.0 萬<0.1%–
QLYSQualys, Inc.COM1,638$22.8 萬<0.1%歷史
ACIWAci Worldwide, Inc.Stock10,861$22.6 萬<0.1%歷史
PEGAPegasystems IncCOM6,914$22.2 萬<0.1%歷史
Simplify Exchange Traded Fun82889N731CONVEXITY ETF12,534$22.1 萬<0.1%–
UVVUniversal CorpCOM4,799$22.0 萬<0.1%歷史
SILKSilk Road Medical IncCOM4,879$21.9 萬<0.1%歷史
NPVNuveen Virginia Quality Municipal Income FundCOM17,573$21.7 萬<0.1%歷史
KRNTKornit Digital Ltd.SHS8,183$21.7 萬<0.1%歷史
Principal Exchange-Traded FD74255Y409HELTHCARE INDX6,295$21.6 萬<0.1%–
VRNSVaronis Systems IncCOM7,957$21.1 萬<0.1%歷史
John Hancock Exchange Traded47804J826MLTDCTR MEDIA9,155$21.0 萬<0.1%–
BLDQXO Insulation, LLCStock1,268$20.8 萬<0.1%歷史
Vanguard Wellington FD921935706US QUALITY2,186$20.8 萬<0.1%–
TRIPTripAdvisor, Inc.COM9,344$20.6 萬<0.1%歷史