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Livermore
Livermore
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Commonwealth Equity Services, LLC

SEC CIK
0000312272
最新申報
2026/7/29

2022 年第 3 季持倉

持倉截至 2022/9/30，2022/11/14 申報。只含多頭部位，變化是跟 2022 年第 2 季比股數。

機構總覽
持股檔數
3,662
較 2022 年第 2 季 +1
總值
$372.6 億
較 2022 年第 2 季 −$11.2 億 (−2.9%)
申報日
2022/11/14
SEC
Commonwealth Equity Services, LLC 在 2022 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
BlackRock Corpor Hi Yld FD I09255L114RIGHT 10/13/2022275,507$00.0%+275,507新進–
SQFTWPresidio Property Trust, Inc.*W EXP 01/24/20215,705$1,000<0.1%00.0%不變歷史
AMPEAmpio Pharmaceuticals, Inc.COM29,526$1,000<0.1%−2,000−6.3%減碼歷史
Fednat Hldg Co31431B109COM12,450$1,000<0.1%00.0%不變–
HGENHumanigen, IncCOM NEW10,690$1,000<0.1%+10,690新進歷史
TRVNTrevena IncCOM12,508$1,000<0.1%00.0%不變歷史
AAUAFAlmaden Minerals LtdCOM CL B12,845$2,000<0.1%00.0%不變歷史
GMBLEsports Entertainment Group, Inc.COM20,285$2,000<0.1%00.0%不變歷史
KALAKALA BIO, Inc.COM10,192$2,000<0.1%00.0%不變歷史
DCOYDecoy Therapeutics Inc.COM NEW12,369$2,000<0.1%−20.0%減碼歷史
DSSDSS, Inc.COM10,338$2,000<0.1%−9,200−47.1%減碼歷史
AUDAudacy, Inc.COM10,000$3,000<0.1%+10,000新進歷史
CNSPCNS Pharmaceuticals, Inc.COM20,000$3,000<0.1%00.0%不變歷史
JAGXJaguar Health, Inc.COM NEW21,737$3,000<0.1%+21,737新進歷史
ELYSElys BMG Group, Inc.COM10,500$4,000<0.1%−11,250−51.7%減碼歷史
MRKRMarker Therapeutics, Inc.COM12,400$4,000<0.1%00.0%不變歷史
REEDReed's, Inc.COM40,000$4,000<0.1%−10,000−20.0%減碼歷史
DRKDarkHorse Technologies Inc.COM10,317$4,000<0.1%00.0%不變歷史
VTGNVistagen Therapeutics, Inc.COM NEW29,111$4,000<0.1%+7,666+35.7%加碼歷史
AEIAlset Inc.COM20,419$5,000<0.1%00.0%不變歷史
ASXCAsensus Surgical, Inc.COM11,504$5,000<0.1%+320+2.9%加碼歷史
CBIOCrescent Biopharma, Inc.COM10,000$5,000<0.1%00.0%不變歷史
RDHLRedHill Biopharma Ltd.SPONSORED ADS10,837$5,000<0.1%−1,100−9.2%減碼歷史
UAMYUnited States Antimony CorpCOM18,790$6,000<0.1%00.0%不變歷史
UAVSAgEagle Aerial Systems Inc.COM13,202$6,000<0.1%−112−0.8%減碼歷史
ALPPAlpine 4 Holdings, Inc.COM12,180$6,000<0.1%00.0%不變歷史
CATXPerspective Therapeutics, Inc.COM27,284$6,000<0.1%+1,000+3.8%加碼歷史
COCPCocrystal Pharma, Inc.COM25,000$7,000<0.1%−1,549−5.8%減碼歷史
BSFCBlue Star Foods Corp.COM12,500$7,000<0.1%00.0%不變歷史
Inspirato Inc45791E115EQUITY WRT31,000$7,000<0.1%00.0%不變–
IMPPImperial Petroleum Inc./Marshall IslandsCOMMON SHARES23,050$7,000<0.1%+800+3.6%加碼歷史
NAKNorthern Dynasty Minerals LtdCOM NEW32,906$8,000<0.1%+2,156+7.0%加碼歷史
SIENProject Sage Oldco, Inc.COM13,500$8,000<0.1%00.0%不變歷史
Teva Pharmaceutical Fin LLC88163VAE9DBCV 0.250% 2/011,000$8,000<0.1%00.0%不變–
TONXTON Strategy CoCOM18,150$8,000<0.1%00.0%不變歷史
CFMSConformis IncCOM47,900$9,000<0.1%+10,000+26.4%加碼歷史
Redwood Tr Inc758075AC9NOTE 4.750% 8/110,000$9,000<0.1%00.0%不變–
SPRUSpruce Power Holding CorpCOM CL A10,461$9,000<0.1%−12,676−54.8%減碼歷史
REEAFREE Automotive Ltd.CLASS A ORD SHS13,518$9,000<0.1%+13,518新進歷史
SDCSmileDirectClub, Inc.CL A COM12,002$1.00 萬<0.1%−3,800−24.0%減碼歷史
ASTRAstra Space, Inc.Common Stock17,855$1.00 萬<0.1%+2,900+19.4%加碼歷史
UPHLUpHealth, Inc.COM20,425$1.00 萬<0.1%00.0%不變歷史
SPRCSciSparc Ltd.COM12,005$1.00 萬<0.1%+12,005新進歷史
FBIOFortress Biotech, Inc.COM13,413$1.10 萬<0.1%+1,755+15.1%加碼歷史
Southwest Airls Co844741BG2NOTE 1.250% 5/010,000$1.10 萬<0.1%00.0%不變–
TPHSTrinity Place Holdings Inc.COM12,502$1.10 萬<0.1%00.0%不變歷史
DPRODraganfly Inc.COM NEW16,186$1.10 萬<0.1%00.0%不變歷史
BINIBollinger Innovations, Inc.COMMON STOCK35,868$1.10 萬<0.1%+4,574+14.6%加碼歷史
TRXTRX GOLD CorpCOM28,500$1.10 萬<0.1%00.0%不變歷史
ADILAdial Pharmaceuticals, Inc.COM36,461$1.20 萬<0.1%00.0%不變歷史
AIFAAll In FutureTech Alliance, Inc.COM10,425$1.20 萬<0.1%00.0%不變歷史
Cybin Ord23256X100COM26,722$1.20 萬<0.1%+6,000+29.0%加碼–
CTSOCytosorbents CorpCOM NEW10,129$1.30 萬<0.1%−885−8.0%減碼歷史
DRRXDurect CorpCOM22,955$1.30 萬<0.1%00.0%不變歷史
SNMPEvolve Transition Infrastructure LPCOM UNITS REP B40,493$1.30 萬<0.1%00.0%不變歷史
PHUNPhunware, Inc.COM11,645$1.30 萬<0.1%00.0%不變歷史
EVGNEvogene Ltd.SHS16,738$1.30 萬<0.1%+1,515+10.0%加碼歷史
LFWDLifeward Ltd.SHS15,160$1.30 萬<0.1%−2,000−11.7%減碼歷史
VZLAVizsla Silver Corp.COMMONSTOCK11,817$1.30 萬<0.1%00.0%不變歷史
CKPTCheckpoint Therapeutics, Inc.COM14,400$1.40 萬<0.1%00.0%不變歷史
GLDGGoldMining Inc.COM18,032$1.40 萬<0.1%−2,900−13.9%減碼歷史
Omeros Corp682143AE2NOTE 6.250%11/116,000$1.40 萬<0.1%00.0%不變–
LITSLite Strategy, Inc.COM NEW40,100$1.50 萬<0.1%00.0%不變歷史
MBIOMustang Bio, Inc.COM33,262$1.50 萬<0.1%+13,922+72.0%加碼歷史
CCOClear Channel Outdoor Holdings, Inc.COM12,021$1.60 萬<0.1%00.0%不變歷史
UBXUnity Biotechnology, Inc.COM43,010$1.60 萬<0.1%+30,137+234.1%加碼歷史
LABStandard Biotools Inc.COM15,452$1.70 萬<0.1%00.0%不變歷史
FUVArcimoto IncCOM12,935$1.70 萬<0.1%−1,800−12.2%減碼歷史
DISH Network CORP25470MAB5NOTE 3.375% 8/125,000$1.70 萬<0.1%00.0%不變–
SOLOElectrameccanica Vehicles Corp.COM NEW13,952$1.70 萬<0.1%−2,652−16.0%減碼歷史
PRTYParty City Holdco Inc.COM10,783$1.70 萬<0.1%−28,000−72.2%減碼歷史
PXLWPixelworks, IncCOM NEW10,698$1.70 萬<0.1%+10,698新進歷史
HOFVHall of Fame Resort & Entertainment CoCOM34,030$1.80 萬<0.1%+5,008+17.3%加碼歷史
MTNBMatinas BioPharma Holdings, Inc.COM29,250$1.80 萬<0.1%00.0%不變歷史
UTRSMinerva Surgical IncCOM23,339$1.80 萬<0.1%00.0%不變歷史
GTBPGT Biopharma, Inc.COM NEW11,169$1.90 萬<0.1%00.0%不變歷史
DMRADamora Therapeutics, Inc.COM10,179$1.90 萬<0.1%+10,179新進歷史
TTOOT2 Biosystems, Inc.COM169,510$1.90 萬<0.1%+50,000+41.8%加碼歷史
ALZNAlzamend Neuro, Inc.COM NEW16,666$1.90 萬<0.1%00.0%不變歷史
ARDXArdelyx, Inc.COM17,100$2.00 萬<0.1%00.0%不變歷史
GYREGyre Therapeutics, Inc.COM NEW40,515$2.00 萬<0.1%+30,515+305.2%加碼歷史
OTLKOutlook Therapeutics, Inc.COM NEW16,522$2.00 萬<0.1%00.0%不變歷史
SQFTPresidio Property Trust, Inc.COM CL A16,237$2.00 萬<0.1%+103+0.6%加碼歷史
CARMCarisma Therapeutics Inc.COM49,385$2.00 萬<0.1%00.0%不變歷史
TDAYUSA TODAY Co., Inc.COM14,159$2.10 萬<0.1%+13+0.1%加碼歷史
NEWPNew Pacific Metals CorpCOMMON STOCK10,321$2.10 萬<0.1%00.0%不變歷史
TGBTrekor Metals LtdCOM18,595$2.10 萬<0.1%−1,000−5.1%減碼歷史
LIANYLianBioSPONSORED ADS10,830$2.10 萬<0.1%00.0%不變歷史
OPTTOcean Power Technologies, Inc.COM NEW27,614$2.20 萬<0.1%−2,750−9.1%減碼歷史
NCNANuCana plcSPONSORED ADR21,600$2.20 萬<0.1%+21,600新進歷史
PLGPlatinum Group Metals LtdCOM13,839$2.20 萬<0.1%00.0%不變歷史
NEUENeueHealth, Inc.COM21,290$2.20 萬<0.1%−6,000−22.0%減碼歷史
FFAIFaraday Future Intelligent Electric Inc.COM35,000$2.20 萬<0.1%+35,000新進歷史
IGCIGC Pharma, Inc.COM NEW53,956$2.30 萬<0.1%+3,706+7.4%加碼歷史
SLQTSelectQuote, Inc.COM32,134$2.30 萬<0.1%−8,000−19.9%減碼歷史
VFFVillage Farms International, Inc.COM12,490$2.30 萬<0.1%+90+0.7%加碼歷史
ATOSAtossa Therapeutics, Inc.COM28,283$2.30 萬<0.1%−2,000−6.6%減碼歷史
Titan Med Inc88830X819COM NEW51,889$2.30 萬<0.1%00.0%不變–
XWELXWELL, Inc.COM30,200$2.30 萬<0.1%00.0%不變歷史
MNTSMomentus Inc.COM CL A17,125$2.30 萬<0.1%+2,397+16.3%加碼歷史

2022 年第 2 季之後清倉（169 檔）

2022 年第 2 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔，共 169 檔。

Commonwealth Equity Services, LLC 在 2022 年第 2 季之後清倉的部位
證券類別2022 年第 2 季股數2022 年第 2 季市值2022 年第 2 季佔組合 %紀錄
GSKGSK plcSPONSORED ADR637,575$2,775 萬0.1%歷史
Tidal Trust I886364637FOLI AL RATE ETF87,214$282.9 萬<0.1%–
GOGOGogo Inc.COM150,636$243.8 萬<0.1%歷史
ACCAmerican Campus Communities IncCOM35,309$227.6 萬<0.1%歷史
Healthcare Realty Trust Inc42225P501CL A NEW78,430$218.8 萬<0.1%–
MNDTMandiant, Inc.Stock92,702$202.2 萬<0.1%歷史
First Tr Exchange-Traded FD33733E880DORSEY WRIGHT PE58,422$161.8 萬<0.1%–
Simplify Exchange Traded Fun82889N772HEALTH CARE ETF55,895$137.5 萬<0.1%–
DBIDesigner Brands Inc.CL A101,371$132.3 萬<0.1%歷史
AMSFAmerisafe IncCOM25,100$130.5 萬<0.1%歷史
Indexiq ETF Tr45409B404HDG EVE DRIV57,996$119.6 萬<0.1%–
CTTCatchMark Timber Trust, Inc.CL A113,266$113.9 萬<0.1%歷史
VanEck Vectors ETF Tr92189H870ENERGY INCOME19,638$113.1 萬<0.1%–
SAFMSanderson Farms IncCOM5,139$110.7 萬<0.1%歷史
iShares Tr464288844US OIL EQ&SV ETF67,611$107.9 萬<0.1%–
CDKCDK Global, Inc.COM19,595$107.3 萬<0.1%歷史
SPDR Ser Tr78468R127S&P INTERNET ETF11,026$82.5 萬<0.1%–
SMMSalient Midstream & MLP FundSH BEN INT108,243$81.9 萬<0.1%歷史
CYBECyberoptics CorpCOM22,280$77.8 萬<0.1%歷史
WLLWhiting Holdings LLCCOM NEW11,178$76.0 萬<0.1%歷史
Amplify ETF Tr032108748INFLATION FIGHTE31,780$65.2 萬<0.1%–
CF Acquisition Corp VI12521J103COM CL A65,326$65.1 萬<0.1%–
GNKGenco Shipping & Trading LtdSHS27,298$52.7 萬<0.1%歷史
Ssga Active ETF Tr78467V202ST STR INCOM ETF17,062$52.4 萬<0.1%–
Pershing Square Tontine Hldg71531R109COM CL A26,252$52.4 萬<0.1%–
CERSCerus CorpCOM92,545$48.9 萬<0.1%歷史
New York Life Investments Et45409B461CANDRIAM US LRG14,382$46.4 萬<0.1%–
HRHealthcare Realty Trust IncCOM17,024$46.3 萬<0.1%歷史
Global X FDS37954Y418THMATC GWT ETF15,102$43.7 萬<0.1%–
First Tr Exch Traded FD III33739P863CALIF MUN INCM8,958$43.3 萬<0.1%–
WBTWelbilt, Inc.COM17,676$42.0 萬<0.1%歷史
Cambria ETF Tr132061607GLB ASSET ALLO15,458$41.9 萬<0.1%–
OFGOfg BancorpCOM16,229$41.2 萬<0.1%歷史
iShares Inc464286640MSCI CHILE ETF16,876$40.6 萬<0.1%–
Listed FD Tr53656F771TRUESHARES STRUC17,332$40.3 萬<0.1%–
CYRXCryoport, Inc.COM PAR $0.00112,850$39.8 萬<0.1%歷史
MTUSMetallus Inc.COM21,198$39.6 萬<0.1%歷史
BPOPPopular, Inc.COM NEW4,966$38.2 萬<0.1%歷史
Sailpoint Technologies Holdings, Inc.78781P105COM6,008$37.6 萬<0.1%–
Kraneshares Trust500767405BOSERA MSCI CHIN9,639$37.4 萬<0.1%–
Global X FDS37950E408MSCI CHINA CNSMR15,007$35.5 萬<0.1%–
DASHDoorDash, Inc.Stock5,443$34.9 萬<0.1%歷史
Kraneshares Tr500767850MSCI CHINA CLEAN8,374$34.8 萬<0.1%–
GCBCGreene County Bancorp IncCOM7,650$34.6 萬<0.1%歷史
ONDSOndas Inc.COM NEW63,773$34.3 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E248S&P INTL DEV14,108$33.5 萬<0.1%–
VanEck ETF Trust92189F353EMERGING MRKT HI18,715$33.2 萬<0.1%–
CVSACovista Inc.COM8,886$31.9 萬<0.1%歷史
iShares Tr464288695GLOBAL MATER ETF4,241$31.3 萬<0.1%–
RMORomeo Power, Inc.COM678,800$30.4 萬<0.1%歷史
Prospect Cap Corp74348TAR3NOTE 4.950% 7/1298,000$30.0 萬<0.1%–
AZTAAzenta, Inc.COM4,122$29.7 萬<0.1%歷史
MOG.AMoog Inc.CL A3,676$29.1 萬<0.1%歷史
PSBPS Business Parks, Inc.COM1,536$28.7 萬<0.1%歷史
BRLTBrilliant Earth Group, Inc.CL A COM60,250$28.6 萬<0.1%歷史
QDELQuidelOrtho CorpCOM2,922$28.3 萬<0.1%歷史
PEBPebblebrook Hotel TrustCOM16,974$28.1 萬<0.1%歷史
SPHRSphere Entertainment Co.CL A5,012$26.3 萬<0.1%歷史
SXIStandex International CorpCOM3,076$26.0 萬<0.1%歷史
Global X FDS37954Y632ARTIFICIAL ETF12,362$25.7 萬<0.1%–
IDCCInterDigital, Inc.COM4,211$25.6 萬<0.1%歷史
MAXRMaxar Technologies Inc.COM9,774$25.5 萬<0.1%歷史
Northern LTS FD Tr IV66538H658INSPIRE GBL HOPE8,343$25.1 萬<0.1%–
VRNTVerint Systems IncCOM5,929$25.1 萬<0.1%歷史
CVICVR Energy IncCOM7,359$24.6 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E214S&P INTL QULTY10,300$24.5 萬<0.1%–
iShares Tr46429B333GNMA BOND ETF5,323$24.2 萬<0.1%–
EATBrinker International, IncStock10,963$24.1 萬<0.1%歷史
VanEck Vectors ETF Tr92189F205STEEL ETF4,887$24.1 萬<0.1%–
DKLDelek Logistics Partners, LPCOM UNT RP INT4,929$24.0 萬<0.1%歷史
CHEFChefs' Warehouse, Inc.COM6,149$23.9 萬<0.1%歷史
PPCPilgrims Pride CorpStock7,640$23.8 萬<0.1%歷史
CVNACarvana Co.CL A10,520$23.7 萬<0.1%歷史
BECNQxo Building Products, Inc.COM4,598$23.6 萬<0.1%歷史
Tidal ETF Tr886364603RPAR RISK PARI11,979$23.3 萬<0.1%–
NXQuanex Building Products CORPCOM10,148$23.0 萬<0.1%歷史
TNLTravel & Leisure Co.COM5,915$22.9 萬<0.1%歷史
MEIMethode Electronics IncCOM6,188$22.9 萬<0.1%歷史
NXRTNexPoint Residential Trust, Inc.COM3,658$22.8 萬<0.1%歷史
Global X FDS37954Y269NASDQ 100 CVRDGW9,563$22.8 萬<0.1%–
iShares Inc46434G772MSCI TAIWAN ETF4,521$22.7 萬<0.1%–
ProShares Tr74347B169ONLINE RTL ETF6,998$22.7 萬<0.1%–
CRNCCerence Inc.COM8,973$22.6 萬<0.1%歷史
WLKWestlake CorpCOM2,296$22.5 萬<0.1%歷史
FINSAngel Oak Financial Strategies Income Term TrustCOM BEN INT15,441$22.5 萬<0.1%歷史
MTArcelorMittalNY REGISTRY SH9,834$22.2 萬<0.1%歷史
SPDR Index Shs FDS78463X533ST MAR DIVID ETF8,432$21.8 萬<0.1%–
ProShares Tr74348A533PRIV EQTY-LSTD8,245$21.8 萬<0.1%–
Exchange Traded Concepts Tr301505723ROBO GBL HLTCR7,534$21.8 萬<0.1%–
SNNSmith & Nephew PLCSPDN ADR NEW7,917$21.7 萬<0.1%歷史
Nushares ETF Tr67092P102NUVEEN ENHNC YLD10,100$21.7 萬<0.1%–
MPABlackRock Muniyield Pennsylvania Quality FundCOM17,023$21.5 萬<0.1%歷史
CNRCore Natural Resources, Inc.COM4,370$21.5 萬<0.1%歷史
Invesco Exchange Traded FD T46137V423S&P 500 VLU MOMN4,620$21.3 萬<0.1%–
J P Morgan Exchange Traded F46641Q191BETA EURO ET NE4,643$21.3 萬<0.1%–
CSRCenterspaceCOM2,612$21.3 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E396S&P 500 CONC ETF5,398$21.2 萬<0.1%–
ESLTElbit Systems LtdStock923$21.1 萬<0.1%歷史
KFYKorn FerryCOM NEW3,632$21.0 萬<0.1%歷史
Vonage Holdings Corp92886T201COM11,148$21.0 萬<0.1%–