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Livermore
Livermore
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Commonwealth Equity Services, LLC

SEC CIK
0000312272
最新申報
2026/7/29

2021 年第 3 季持倉

持倉截至 2021/9/30，2021/10/29 申報。只含多頭部位，變化是跟 2021 年第 2 季比股數。

機構總覽
持股檔數
3,573
較 2021 年第 2 季 +53
總值
$398.4 億
較 2021 年第 2 季 +$4.49 億 (+1.1%)
申報日
2021/10/29
SEC
Commonwealth Equity Services, LLC 在 2021 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
TELFYTelefonica S ASPONSORED ADR27,707$13.0 萬<0.1%+7,321+35.9%加碼歷史
LOGCContextLogic Inc.COM CL A24,118$13.1 萬<0.1%+24,118新進歷史
RIVERiverview Financial CorpCOM10,044$13.1 萬<0.1%−1,000−9.1%減碼歷史
GPROGoPro, Inc.CL A14,157$13.2 萬<0.1%−560−3.8%減碼歷史
Global X FDS37954Y806ALTERNATIVE INCM10,055$13.3 萬<0.1%+10,055新進–
FUVArcimoto IncCOM11,728$13.4 萬<0.1%−1,550−11.7%減碼歷史
GLADGladstone Capital CorpCOM11,862$13.4 萬<0.1%+213+1.8%加碼歷史
CTSOCytosorbents CorpCOM NEW16,659$13.5 萬<0.1%−2,264−12.0%減碼歷史
BRMKBroadmark Realty Capital Inc.COM13,718$13.5 萬<0.1%+472+3.6%加碼歷史
Star Equity Holdings, Inc.85513Q103COM50,000$13.5 萬<0.1%00.0%不變–
PNIPIMCO New York Municipal Income Fund IICOM11,773$13.6 萬<0.1%+11,773新進歷史
HIMXHimax Technologies, Inc.SPONSORED ADR12,856$13.7 萬<0.1%+12,856新進歷史
PHDPioneer Floating Rate Fund, Inc.COM12,000$13.7 萬<0.1%00.0%不變歷史
MCNXAI Madison Equity Premium Income FundCOM17,580$13.8 萬<0.1%+56+0.3%加碼歷史
MEHCQChrome Holding Co.CLASS A COM15,387$13.9 萬<0.1%+3,777+32.5%加碼歷史
ADTADT Inc.COM17,356$14.0 萬<0.1%−690−3.8%減碼歷史
MOMOHello Group Inc.ADS13,241$14.0 萬<0.1%−312−2.3%減碼歷史
AMRSAmyris, Inc.COM NEW10,273$14.1 萬<0.1%+10,273新進歷史
NXDTNexpoint Diversified Real Estate TrustCOM NEW10,564$14.6 萬<0.1%−216−2.0%減碼歷史
CDECoeur Mining, Inc.COM NEW23,882$14.7 萬<0.1%−108,019−81.9%減碼歷史
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM11,049$14.7 萬<0.1%−3,632−24.7%減碼歷史
LNDBrasilAgro - Brazilian Agricultural Real Estate CoSPONSORED ADR26,470$14.7 萬<0.1%−1,199−4.3%減碼歷史
CONXCONX Corp.COM CL A15,000$14.7 萬<0.1%−500−3.2%減碼歷史
GERNGeron CorpCOM108,293$14.8 萬<0.1%+3,985+3.8%加碼歷史
LWLGLightwave Logic, Inc.COM15,735$14.8 萬<0.1%+15,735新進歷史
MHFWestern Asset Municipal High Income Fund Inc.COM19,169$15.2 萬<0.1%+1,225+6.8%加碼歷史
POWWOutdoor Holding CoCOM24,756$15.2 萬<0.1%−6,551−20.9%減碼歷史
Credit Suisse Group225401108SPONSORED ADR15,492$15.2 萬<0.1%−2,401−13.4%減碼–
EQXEquinox Gold Corp.COM23,313$15.3 萬<0.1%−2,180−8.6%減碼歷史
NOVNOV Inc.COM11,886$15.5 萬<0.1%+11,886新進歷史
CNSLConsolidated Communications Holdings, Inc.COM16,926$15.5 萬<0.1%+340+2.0%加碼歷史
ASTRAstra Space, Inc.Common Stock17,911$15.5 萬<0.1%+17,911新進歷史
GFIGold Fields LtdSPONSORED ADR19,227$15.6 萬<0.1%+1,511+8.5%加碼歷史
ADILAdial Pharmaceuticals, Inc.COM36,461$15.6 萬<0.1%+7,411+25.5%加碼歷史
TCBSTexas Community Bancshares, Inc.COM10,000$15.7 萬<0.1%+10,000新進歷史
BFZBlackRock California Municipal Income TrustSH BEN INT10,745$15.8 萬<0.1%−4,304−28.6%減碼歷史
MIXTMiX Telematics LtdSPONSORED ADR12,991$15.9 萬<0.1%+760+6.2%加碼歷史
KGCKinross Gold CorpCOM30,363$16.2 萬<0.1%+1,933+6.8%加碼歷史
CFBCrossfirst Bankshares, Inc.COM12,500$16.2 萬<0.1%00.0%不變歷史
ETF Ser Solutions26922A719US GBL GLD PRE10,101$16.3 萬<0.1%−900−8.2%減碼–
AGIAlamos Gold IncStock22,798$16.4 萬<0.1%−20,619−47.5%減碼歷史
ALTGAlta Equipment Group Inc.COMMON STOCK12,000$16.4 萬<0.1%+2,000+20.0%加碼歷史
AVDLAvadel Pharmaceuticals PLCSPONSORED ADR16,757$16.4 萬<0.1%−2,120−11.2%減碼歷史
Global X FDS37954Y707RENEWABLE ENERGY10,517$16.4 萬<0.1%+10,517新進–
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY21,560$16.4 萬<0.1%−51,776−70.6%減碼–
FEOFirst Trust/Abrdn Emerging Opportunity FundCOM11,472$16.6 萬<0.1%00.0%不變歷史
iShares Inc464286327MSCI GLB SLV&MTL13,680$16.8 萬<0.1%−4,236−23.6%減碼–
MPABlackRock Muniyield Pennsylvania Quality FundCOM10,529$16.9 萬<0.1%00.0%不變歷史
PBPBPotbelly CorpCOM25,050$16.9 萬<0.1%+600+2.5%加碼歷史
FNCBFNCB Bancorp, Inc.COM20,667$17.0 萬<0.1%+249+1.2%加碼歷史
BTUPeabody Energy CorpCOM11,568$17.1 萬<0.1%+11,568新進歷史
WRAPWrap Technologies, Inc.COM28,827$17.2 萬<0.1%+5,000+21.0%加碼歷史
IMGNImmunoGen, Inc.COM30,336$17.2 萬<0.1%+6,830+29.1%加碼歷史
BTGB2GOLD CorpCOM50,776$17.3 萬<0.1%+15,675+44.7%加碼歷史
WIWWestern Asset Inflation-Linked Opportunities & Income FundCEF13,138$17.4 萬<0.1%−1,497−10.2%減碼歷史
DLTHDuluth Holdings Inc.COM CL B12,831$17.4 萬<0.1%00.0%不變歷史
ATIAti IncStock10,576$17.5 萬<0.1%+10,576新進歷史
Polymet MNG Corp731916409COM NEW57,583$17.5 萬<0.1%+50.0%加碼–
VUZIVuzix CorpCOM NEW16,878$17.6 萬<0.1%+4,661+38.2%加碼歷史
FFNWFirst Financial Northwest, Inc.COM10,787$17.6 萬<0.1%+67+0.6%加碼歷史
KTKT CorpSPONSORED ADR13,014$17.7 萬<0.1%−2,432−15.7%減碼歷史
AIXCFF EAI Robotics Ecosystem Inc.COM137,510$17.8 萬<0.1%00.0%不變歷史
ERCAllspring Multi-Sector Income FundCOM13,234$17.9 萬<0.1%−240−1.8%減碼歷史
HONEHarborOne Bancorp, Inc.COM NEW12,773$17.9 萬<0.1%−1,940−13.2%減碼歷史
PTENPatterson Uti Energy IncCOM20,054$18.0 萬<0.1%+1,512+8.2%加碼歷史
KOSKosmos Energy Ltd.COM61,068$18.0 萬<0.1%+8,949+17.2%加碼歷史
OVLYOak Valley BancorpCOM10,282$18.0 萬<0.1%00.0%不變歷史
RADNew Rite Aid, LLCCOM12,757$18.1 萬<0.1%−544−4.1%減碼歷史
CZWICitizens Community Bancorp Inc.COM13,252$18.2 萬<0.1%00.0%不變歷史
SBSafe Bulkers, Inc.COM35,477$18.3 萬<0.1%+35,477新進歷史
ACVAACV Auctions Inc.COM CL A10,319$18.4 萬<0.1%+10,319新進歷史
Zix Corp98974P100COM26,103$18.4 萬<0.1%00.0%不變–
CLPTClearPoint Neuro, Inc.COM10,460$18.5 萬<0.1%+10,460新進歷史
VPVInvesco Pennsylvania Value Municipal Income TrustCOM14,057$18.6 萬<0.1%00.0%不變歷史
BBVABanco Bilbao Vizcaya Argentaria, S.A.SPONSORED ADR28,510$18.7 萬<0.1%−5,022−15.0%減碼歷史
CMCLCaledonia Mining Corp PlcSHS NEW15,458$18.7 萬<0.1%+604+4.1%加碼歷史
UBSUBS Group AGStock11,834$18.8 萬<0.1%−4,110−25.8%減碼歷史
FTFFranklin Ltd Duration Income TrustCOM20,836$18.9 萬<0.1%+131+0.6%加碼歷史
UTZUtz Brands, Inc.COM CL A11,074$18.9 萬<0.1%−2,503−18.4%減碼歷史
BARKBark, Inc.COM27,588$18.9 萬<0.1%+10,976+66.1%加碼歷史
ATRSAntares Pharma, Inc.COM52,198$19.0 萬<0.1%−1,406−2.6%減碼歷史
BKNBlackRock Investment Quality Municipal Trust, Inc.COM11,044$19.0 萬<0.1%−54−0.5%減碼歷史
NMINuveen Municipal Income Fund IncCOM15,950$19.1 萬<0.1%+33+0.2%加碼歷史
UWMCUWM Holdings CorpCOM CL A27,565$19.1 萬<0.1%+3,022+12.3%加碼歷史
EXKEndeavour Silver CorpCOM46,839$19.1 萬<0.1%00.0%不變歷史
MWAMueller Water Products, Inc.COM SER A12,663$19.2 萬<0.1%+1,512+13.6%加碼歷史
BFKBlackRock Municipal Income TrustSH BEN INT13,010$19.2 萬<0.1%+783+6.4%加碼歷史
SHIPSeanergy Maritime Holdings Corp.SHS NEW134,059$19.4 萬<0.1%+134,059新進歷史
VFFVillage Farms International, Inc.COM23,465$19.5 萬<0.1%−281−1.2%減碼歷史
First Tr High Income L/S FD33738E109COM12,304$19.5 萬<0.1%−1,663−11.9%減碼–
LLLL Flooring Holdings, Inc.COM10,444$19.5 萬<0.1%−1,080−9.4%減碼歷史
CGBDCarlyle Secured Lending, Inc.COM14,654$19.6 萬<0.1%+143+1.0%加碼歷史
NMTR9 Meters Biopharma, Inc.COM153,052$19.8 萬<0.1%+77,050+101.4%加碼歷史
Aim ETF Products Trust00888H604ALLIANZIM US EQT6,924$19.9 萬<0.1%+6,924新進–
iShares Tr46436E601ESG MSCI EM LDRS3,264$19.9 萬<0.1%−107−3.2%減碼–
APTSPreferred Apartment Communities IncCOM16,294$19.9 萬<0.1%+1,833+12.7%加碼歷史
SASeabridge Gold IncCOM12,913$19.9 萬<0.1%+189+1.5%加碼歷史
SXTSensient Technologies CorpCOM2,206$20.0 萬<0.1%+2,206新進歷史
MSGSMadison Square Garden Sports Corp.CL A1,077$20.0 萬<0.1%+1,077新進歷史
RWTRedwood Trust IncCOM15,539$20.0 萬<0.1%+15,539新進歷史

2021 年第 2 季之後清倉（163 檔）

2021 年第 2 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔，共 163 檔。

Commonwealth Equity Services, LLC 在 2021 年第 2 季之後清倉的部位
證券類別2021 年第 2 季股數2021 年第 2 季市值2021 年第 2 季佔組合 %紀錄
MXIMMaxim Integrated Products IncCOM48,818$514.3 萬<0.1%歷史
HAEHaemonetics CorpCOM55,782$371.7 萬<0.1%歷史
EWBCEast West Bancorp IncCOM49,618$355.7 萬<0.1%歷史
ETF Ser Solutions26922A388APTUS DEFINED103,557$306.6 萬<0.1%–
Churchill Capital Corp IV171439102CL A94,543$272.4 萬<0.1%–
WORKSlack Technologies, Inc.COM CL A44,019$195.0 萬<0.1%歷史
ALXNAlexion Pharmaceuticals, Inc.COM10,019$184.0 萬<0.1%歷史
CPRICapri Holdings LtdSHS30,905$176.7 萬<0.1%歷史
AHTAshford Hospitality Trust IncCOM SHS380,991$173.7 萬<0.1%歷史
ProShares Tr74347G804K1 FRE CRD OIL21,845$134.9 萬<0.1%–
Pacer FDS Tr69374H691CFRA STVAL EQL34,320$130.4 萬<0.1%–
BWBabcock & Wilcox Enterprises, Inc.COM152,235$119.9 萬<0.1%歷史
CTRNCiti Trends IncCOM12,713$110.6 萬<0.1%歷史
Starboard Value Acquisitn Co85521J208UNIT 09/10/202593,460$96.5 萬<0.1%–
SBHSally Beauty Holdings, Inc.COM39,398$86.9 萬<0.1%歷史
EPIXESSA Pharma Inc.COM NEW29,195$83.4 萬<0.1%歷史
CALCaleres IncCOM29,983$81.8 萬<0.1%歷史
AZEKAZEK Co Inc.CL A17,830$75.7 萬<0.1%歷史
TLSTelos CorpCOM22,093$75.1 萬<0.1%歷史
First Tr Exch TRD Alphdx FD33737J141CHINA ALPHADEX23,105$72.6 萬<0.1%–
COWNCowen Inc.CL A NEW16,037$65.8 萬<0.1%歷史
FUTUFutu Holdings LtdSPON ADS CL A3,551$63.5 萬<0.1%歷史
EVRIEveri Holdings Inc.COM25,491$63.5 萬<0.1%歷史
SYNHSyneos Health, Inc.CL A7,029$62.9 萬<0.1%歷史
VATEINNOVATE Corp.COM140,583$55.9 萬<0.1%歷史
LOOPLoop Industries, Inc.COM45,142$55.6 萬<0.1%歷史
Trillium Therapeutics Inc.89620X506COM NEW55,508$53.8 萬<0.1%–
Innovator ETFs Tr45782C243INVTOR 2 PLS 522,295$52.1 萬<0.1%–
IMAXImax CorpCOM23,731$51.0 萬<0.1%歷史
Barclays Bank PLC06739H313ETN DJUBSCOCO 3817,215$49.5 萬<0.1%–
CBAYCymaBay Therapeutics, Inc.COM113,394$49.4 萬<0.1%歷史
Vedanta Limited92242Y100SPONSORED ADR31,816$45.1 萬<0.1%–
Renaissance Cap Greenwich FD759937303INTNTL IPO ETF12,318$44.4 萬<0.1%–
VVNTVivint Smart Home, Inc.COM CL A33,332$43.9 萬<0.1%歷史
GMSGMS Inc.COM8,882$42.7 萬<0.1%歷史
GIIIG III Apparel Group LtdCOM12,493$41.0 萬<0.1%歷史
TRUPTrupanion, Inc.COM3,482$40.0 萬<0.1%歷史
ANGIAngi Inc.COM CL A NEW29,071$39.3 萬<0.1%歷史
CYRXCryoport, Inc.COM PAR $0.0016,140$38.7 萬<0.1%歷史
Innovator U.S. Equity Ultra Buffer ETF - October45782C821ETF13,927$38.6 萬<0.1%–
First Tr Exchange Traded FD33733A102CHINDIA ETF6,103$38.1 萬<0.1%–
Dominion Energy, Inc25746U133UNIT 99/99/99993,737$36.2 萬<0.1%–
IMOImperial Oil LtdCOM NEW11,700$35.5 萬<0.1%歷史
TCSContainer Store Group, Inc.COM27,299$35.5 萬<0.1%歷史
EGLEEagle Bulk Shipping Inc.COM7,379$34.9 萬<0.1%歷史
SPDR Series Trust78464A789ST STR SP INS8,902$34.3 萬<0.1%–
ANVSAnnovis Bio, Inc.COM3,964$33.9 萬<0.1%歷史
EVYEaton Vance New York Municipal Income TrustSH BEN INT22,320$33.4 萬<0.1%歷史
AVIDAvid Technology, Inc.COM8,495$33.2 萬<0.1%歷史
Invesco Exchange Traded FD T46137V860DWA FINL MUMT6,398$32.4 萬<0.1%–
PSFCohen & Steers Select Preferred & Income Fund, Inc.COM10,563$32.3 萬<0.1%歷史
Rodgers Silicon Valley Aq Co774873202UNIT 11/30/202511,543$32.0 萬<0.1%–
PQ Group Hldgs Inc73943T103COM20,500$31.4 萬<0.1%–
CEVACeva IncCOM6,596$31.1 萬<0.1%歷史
RLAYRelay Therapeutics, Inc.COM8,448$30.9 萬<0.1%歷史
Soaring Eagle Acquisition CoG8354H126CL A SHS31,105$30.9 萬<0.1%–
ONTOnterris, Inc.COM5,737$30.7 萬<0.1%歷史
J P Morgan Exchange Traded F46641Q241BETABUILDERS US5,635$30.6 萬<0.1%–
WWWW International, Inc.COM8,423$30.4 萬<0.1%歷史
LPLLG Display Co., Ltd.SPONS ADR REP28,357$30.3 萬<0.1%歷史
FROGJFrog LtdStock6,532$29.7 萬<0.1%歷史
ATKRAtkore Inc.COM4,168$29.5 萬<0.1%歷史
Just Eat Takeaway Com N V48214T305SPONSORED ADS15,657$28.5 萬<0.1%–
1895 Bancorp of Wis Inc28252W105COM18,954$28.4 萬<0.1%–
Lightspeed Pos Inc53227R106SUB VTG SHS3,398$28.4 萬<0.1%–
BILIBilibili Inc.SPONS ADS REP Z2,300$28.0 萬<0.1%歷史
POSTPost Holdings, Inc.COM2,531$27.4 萬<0.1%歷史
TALTAL Education GroupSPONSORED ADS10,896$27.4 萬<0.1%歷史
COURCoursera, Inc.COM6,880$27.2 萬<0.1%歷史
CM Life Sciences II Inc125842203UNIT 02/25/202820,000$26.9 萬<0.1%–
TMETencent Music Entertainment GroupSPON ADS16,973$26.2 萬<0.1%歷史
DGIIDigi International IncCOM12,700$25.5 萬<0.1%歷史
GRAW R Grace & CoCOM3,678$25.4 萬<0.1%歷史
Portman Ridge Fin Corp73688F102COM106,348$25.3 萬<0.1%–
NBRNabors Industries LtdSHS2,202$25.1 萬<0.1%歷史
CITCit Group IncCOM NEW4,822$24.8 萬<0.1%歷史
USCRU.S. Concrete, Inc.COM3,348$24.7 萬<0.1%歷史
CMPRCIMPRESS plcSHS EURO2,273$24.6 萬<0.1%歷史
EOSEEos Energy Enterprises, Inc.COM CL A13,717$24.6 萬<0.1%歷史
VLDRVelodyne Lidar, Inc.COM23,168$24.6 萬<0.1%歷史
CSIQCanadian Solar Inc.COM5,463$24.4 萬<0.1%歷史
BCOBrinks CoCOM3,164$24.3 萬<0.1%歷史
SAGESage Therapeutics, Inc.COM4,239$24.0 萬<0.1%歷史
Vanguard World FD921910691ESG US CORP BD3,206$23.8 萬<0.1%–
GHCGraham Holdings CoCOM CL B375$23.7 萬<0.1%歷史
ACMRACM Research, Inc.Stock2,314$23.6 萬<0.1%歷史
First Tr Exchange-Traded Alp33737M201MID CAP VAL FD5,290$23.5 萬<0.1%–
SPDR Index Shs FDS78463X756ST MARKE CAP ETF3,770$23.1 萬<0.1%–
OSSOne Stop Systems, Inc.COM40,000$23.1 萬<0.1%歷史
iShares Inc46434G830MSCI ITALY ETF7,104$23.0 萬<0.1%–
CHEChemed CorpCOM482$22.8 萬<0.1%歷史
UCOProShares Trust IIULTA BLMBG 20172,904$22.7 萬<0.1%歷史
ZUOZuora IncCOM CL A13,125$22.6 萬<0.1%歷史
State Street SPDR S&P Emerging Asia Pacific ETF78463X301ETF1,661$22.3 萬<0.1%–
SPDR Index Shs FDS78463X855S&P GBLINF ETF4,272$22.3 萬<0.1%–
Franklin Templeton ETF Tr35473P207LIBERTYQ EMERG7,133$22.3 萬<0.1%–
SUNWSunworks, Inc.COM NEW21,280$22.3 萬<0.1%歷史
GKOSGLAUKOS CorpCOM2,618$22.2 萬<0.1%歷史
GNKGenco Shipping & Trading LtdSHS11,795$22.2 萬<0.1%歷史
LHCGLHC Group, IncCOM1,109$22.2 萬<0.1%歷史