Smith, Moore & Co.
- SEC CIK
- 0000200724
- 最新申報
- 2026/8/12
2022 年第 1 季持倉
持倉截至 2022/3/31，2022/5/12 申報。只含多頭部位，變化是跟 2021 年第 4 季比股數。
- 持股檔數
- 417
- 較 2021 年第 4 季 −6
- 總值
- $7.33 億
- 較 2021 年第 4 季 +$1,272 萬 (+1.8%)
| 證券 | 類別 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 | 紀錄 |
|---|---|---|---|---|---|---|---|
| NAKNorthern Dynasty Minerals Ltd | COM NEW | 11,355 | $5,000 | <0.1% | 00.0% | 不變 | 歷史 |
| Liberty Media Corp530715AG6 | DEB 4.000%11/1 | – | $7,000 | <0.1% | – | – | – |
| MUXMcEwen Inc. | COM | 31,136 | $2.60 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| PPTFranklin Premier Income Trust | SH BEN INT | 10,000 | $4.00 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| GABGabelli Equity Trust Inc | COM | 10,700 | $7.40 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| Empowerment & Inclusion Capi29248N209 | UNIT 99/99/9999 | 10,000 | $9.90 萬 | <0.1% | 00.0% | 不變 | – |
| One Equity Partners Open WTR68237L204 | UNIT 01/14/2026 | 10,000 | $9.90 萬 | <0.1% | 00.0% | 不變 | – |
| Lightjump Acquisition Corp53228M205 | UNIT 01/06/2026 | 10,000 | $10.0 萬 | <0.1% | 00.0% | 不變 | – |
| EQRXEQRx, Inc. | COM | 25,000 | $10.3 萬 | <0.1% | +25,000 | 新進 | 歷史 |
| FiscalNote Holdings, Inc.G28553108 | CL A | 11,100 | $11.0 萬 | <0.1% | 00.0% | 不變 | – |
| Group Nine Acquisition Corp.39947R203 | UNIT 01/15/2026 | 12,300 | $12.1 萬 | <0.1% | 00.0% | 不變 | – |
| BHILBenson Hill, Inc. | COMMON STOCK | 37,400 | $12.1 萬 | <0.1% | +13,500+56.5% | 加碼 | 歷史 |
| LFCRLifecore Biomedical, Inc. | COM | 11,000 | $12.7 萬 | <0.1% | +1,000+10.0% | 加碼 | 歷史 |
| Lefteris Acquisition Corp52470X109 | COM CL A | 13,000 | $12.8 萬 | <0.1% | 00.0% | 不變 | – |
| Omega Alpha SpacG6749V107 | CL A | 13,250 | $13.0 萬 | <0.1% | 00.0% | 不變 | – |
| JQCNuveen Credit Strategies Income Fund | COM SHS | 21,175 | $13.1 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| WIAWestern Asset Inflation-Linked Income Fund | COM SH BEN INT | 11,372 | $13.3 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| Prime Impact Acquisition IG61074103 | SHS CL A | 15,615 | $15.4 萬 | <0.1% | 00.0% | 不變 | – |
| JYACJiya Acquisition Corp. | COM CL A | 16,500 | $16.2 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| MINAberdeen Intermediate Income Fund | SH BEN INT | 52,394 | $16.5 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| GOSSGossamer Bio, Inc. | COM | 19,500 | $16.9 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| DSMBNY Mellon Strategic Municipal Bond Fund, Inc. | COM | 25,000 | $17.7 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| Joff Fintech Acquisition Cor46592C209 | UNIT 02/03/2026 | 18,000 | $17.7 萬 | <0.1% | 00.0% | 不變 | – |
| NLYAnnaly Capital Management Inc | COM | 25,219 | $17.8 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| Broadscale Acquisition Corp11134Y101 | COM CL A | 19,000 | $18.7 萬 | <0.1% | 00.0% | 不變 | – |
| LUMNLumen Technologies, Inc. | Stock | 17,098 | $19.3 萬 | <0.1% | +2,148+14.4% | 加碼 | 歷史 |
| Spectral AI, Inc.77732R103 | COM CL A | 20,000 | $19.5 萬 | <0.1% | 00.0% | 不變 | – |
| IG Acquisition Corp.449534106 | COM CL A | 20,000 | $19.7 萬 | <0.1% | 00.0% | 不變 | – |
| FAXAbrdn Asia-Pacific Income Fund, Inc. | COM | 58,692 | $19.8 萬 | <0.1% | −1,900−3.1% | 減碼 | 歷史 |
| Ignyte Acquisition Corp45175H205 | UNIT 01/05/2026 | 19,880 | $19.8 萬 | <0.1% | 00.0% | 不變 | – |
| iShares Tr464288513 | IBOXX HI YD ETF | 2,441 | $20.1 萬 | <0.1% | −431−15.0% | 減碼 | – |
| First Tr MLP & Energy Incom33739B104 | COM | 24,333 | $20.1 萬 | <0.1% | −1,300−5.1% | 減碼 | – |
| PPLPPL Corp | COM | 7,130 | $20.4 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| AMPAmeriprise Financial Inc | COM | 684 | $20.5 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| Invesco Exchange Traded FD T46137V100 | AEROSPACE DEFN | 2,643 | $20.7 萬 | <0.1% | +2,643 | 新進 | – |
| STEXStreamex Corp. | COM NEW | 181,315 | $20.9 萬 | <0.1% | +250+0.1% | 加碼 | 歷史 |
| WisdomTree Tr97717Y691 | CLOUD COMPUTNG | 5,100 | $20.9 萬 | <0.1% | 00.0% | 不變 | – |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 1,257 | $21.1 萬 | <0.1% | +1+0.1% | 加碼 | – |
| DEODiageo PLC | SPON ADR NEW | 1,050 | $21.3 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| KRKroger Co | Stock | 3,784 | $21.7 萬 | <0.1% | +3,784 | 新進 | 歷史 |
| VODVodafone Group Public Ltd Co | ADR | 13,088 | $21.8 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| OVVOvintiv Inc. | COM | 4,072 | $22.0 萬 | <0.1% | +4,072 | 新進 | 歷史 |
| First Tr Exchng Traded FD VI33740F813 | ACTV FCTR MDCP | 8,937 | $22.1 萬 | <0.1% | −469−5.0% | 減碼 | – |
| NKENIKE, Inc. | Stock | 1,653 | $22.2 萬 | <0.1% | +189+12.9% | 加碼 | 歷史 |
| iShares S&P Mid-Cap 400 Growth ETF464287606 | ETF | 2,880 | $22.3 萬 | <0.1% | 00.0% | 不變 | – |
| BMOBank of Montreal | COM | 1,890 | $22.3 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| BRBRBellring Brands, Inc. | Stock | 9,786 | $22.6 萬 | <0.1% | +9,786 | 新進 | 歷史 |
| HCAHCA Healthcare, Inc. | COM | 900 | $22.6 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| DLRDigital Realty Trust, Inc. | COM | 1,611 | $22.8 萬 | <0.1% | +8+0.5% | 加碼 | 歷史 |
| NOMNuveen Missouri Quality Municipal Income Fund | COM | 17,180 | $23.1 萬 | <0.1% | +2,246+15.0% | 加碼 | 歷史 |
| DHRDanaher Corp | Stock | 790 | $23.2 萬 | <0.1% | +115+17.0% | 加碼 | 歷史 |
| GEGeneral Electric Co | Stock | 2,562 | $23.4 萬 | <0.1% | −600−19.0% | 減碼 | 歷史 |
| iShares Tr464287788 | U.S. FINLS ETF | 2,767 | $23.4 萬 | <0.1% | 00.0% | 不變 | – |
| iShares Tr46434VBG4 | IBONDS DEC24 ETF | 9,304 | $23.4 萬 | <0.1% | +28+0.3% | 加碼 | – |
| ADMArcher-Daniels-Midland Co | Stock | 2,604 | $23.5 萬 | <0.1% | +2,604 | 新進 | 歷史 |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 3,507 | $23.5 萬 | <0.1% | −416−10.6% | 減碼 | – |
| Vanguard Morningstar Mid-Cap Value ETF922908512 | ETF | 1,580 | $23.6 萬 | <0.1% | +1,580 | 新進 | – |
| NUENucor Corp | COM | 1,596 | $23.7 萬 | <0.1% | +1,596 | 新進 | 歷史 |
| AWRAmerican States Water Co | COM | 2,668 | $23.8 萬 | <0.1% | −40−1.5% | 減碼 | 歷史 |
| CVUCpi Aerostructures Inc | COM NEW | 80,677 | $23.8 萬 | <0.1% | −92,423−53.4% | 減碼 | 歷史 |
| First Tr Exchange-Traded FD337344105 | NASDAQ-100 SEL | 2,232 | $23.9 萬 | <0.1% | +10.0% | 加碼 | – |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 2,329 | $24.0 萬 | <0.1% | +10.0% | 加碼 | – |
| RGLDRoyal Gold Inc | Stock | 1,720 | $24.3 萬 | <0.1% | +1,720 | 新進 | 歷史 |
| FPFFirst Trust Intermediate Duration Preferred & Income Fund | COM | 11,133 | $24.5 萬 | <0.1% | +210+1.9% | 加碼 | 歷史 |
| iShares Tr464288273 | EAFE SML CP ETF | 3,748 | $24.9 萬 | <0.1% | 00.0% | 不變 | – |
| VICIVici Properties Inc. | COM | 8,850 | $25.2 萬 | <0.1% | +650+7.9% | 加碼 | 歷史 |
| Invesco Exch Traded FD Tr II46138G631 | NASDAQNXTGEN100 | 8,700 | $25.3 萬 | <0.1% | −1,350−13.4% | 減碼 | – |
| Vanguard S&P 500 Value ETF921932703 | ETF | 1,687 | $25.4 萬 | <0.1% | +7+0.4% | 加碼 | – |
| DGDollar General Corp | COM | 1,140 | $25.4 萬 | <0.1% | −3,076−73.0% | 減碼 | 歷史 |
| UBERUber Technologies, Inc | Stock | 7,135 | $25.5 萬 | <0.1% | +150+2.1% | 加碼 | 歷史 |
| Legg Mason ETF Invt52468L505 | FRANKLIN INTL LW | 9,450 | $25.5 萬 | <0.1% | +9,450 | 新進 | – |
| iShares Tr46434VAX8 | IBONDS DEC23 ETF | 10,106 | $25.5 萬 | <0.1% | +27+0.3% | 加碼 | – |
| FFord Motor Co | Stock | 15,211 | $25.7 萬 | <0.1% | +59+0.4% | 加碼 | 歷史 |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 2,480 | $25.9 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| GFNew Germany Fund Inc | COM | 22,686 | $25.9 萬 | <0.1% | +6,184+37.5% | 加碼 | 歷史 |
| iShares Global Clean Energy ETF464288224 | ETF | 12,101 | $26.0 萬 | <0.1% | +505+4.4% | 加碼 | – |
| CRMSalesforce, Inc. | Stock | 1,234 | $26.2 萬 | <0.1% | +98+8.6% | 加碼 | 歷史 |
| LNTAlliant Energy Corp | Stock | 4,200 | $26.2 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| OUNZVanEck Merk Gold ETF | GOLD SHS | 13,940 | $26.2 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| TBLATaboola.com Ltd. | ORD SHS | 50,950 | $26.3 萬 | <0.1% | +25,950+103.8% | 加碼 | 歷史 |
| PLDPrologis, Inc. | REIT | 1,639 | $26.5 萬 | <0.1% | +178+12.2% | 加碼 | 歷史 |
| Victory Portfolios II92647N691 | VICTORYSHS US | 6,375 | $26.5 萬 | <0.1% | −935−12.8% | 減碼 | – |
| First Tr Exch Traded FD III33739P855 | INSTL PFD SECS | 13,700 | $26.6 萬 | <0.1% | −1,000−6.8% | 減碼 | – |
| First Tr Exchange-Traded FD336920103 | US EQTY OPPT ETF | 2,463 | $26.9 萬 | <0.1% | 00.0% | 不變 | – |
| SHWSherwin Williams Co | COM | 1,102 | $27.5 萬 | <0.1% | +1+0.1% | 加碼 | 歷史 |
| CSXCSX Corp | Stock | 7,357 | $27.6 萬 | <0.1% | −440−5.6% | 減碼 | 歷史 |
| ORealty Income Corp | REIT | 4,015 | $27.8 萬 | <0.1% | +342+9.3% | 加碼 | 歷史 |
| WFC.PLWells Fargo & Company | PERP PFD CNV A | 210 | $27.8 萬 | <0.1% | −20−8.7% | 減碼 | 歷史 |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 3,772 | $28.1 萬 | <0.1% | +3,772 | 新進 | – |
| RGAReinsurance Group of America Inc | COM NEW | 2,567 | $28.1 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| BNYBank of New York Mellon Corp | Stock | 5,673 | $28.2 萬 | <0.1% | +10.0% | 加碼 | 歷史 |
| First Trust Rising Dividend Achievers ETF33738R506 | ETF | 5,805 | $28.4 萬 | <0.1% | +200+3.6% | 加碼 | – |
| First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500 | ETF | 4,456 | $28.8 萬 | <0.1% | 00.0% | 不變 | – |
| First Tr Energy Income & Gro33738G104 | COM | 18,225 | $29.6 萬 | <0.1% | −4,950−21.4% | 減碼 | – |
| COSTCostco Wholesale Corp | Stock | 516 | $29.7 萬 | <0.1% | +8+1.6% | 加碼 | 歷史 |
| LUVSouthwest Airlines Co | COM | 6,501 | $29.8 萬 | <0.1% | +663+11.4% | 加碼 | 歷史 |
| Pivotal Investment Corp III72582M205 | UNIT 01/28/2028 | 30,500 | $29.8 萬 | <0.1% | 00.0% | 不變 | – |
| AXPAmerican Express Co | Stock | 1,597 | $29.9 萬 | <0.1% | −20−1.2% | 減碼 | 歷史 |
| First Tr Exchange-Traded Alp33737M409 | SML CAP VAL ALPH | 5,880 | $30.0 萬 | <0.1% | +9+0.2% | 加碼 | – |
| First Tr Exchng Traded FD VI33740F821 | ACTV FCTR LGCP | 11,325 | $30.2 萬 | <0.1% | −626−5.2% | 減碼 | – |
2021 年第 4 季之後清倉（23 檔）
2021 年第 4 季季末還持有、這份申報已經沒有的部位。
| 證券 | 類別 | 2021 年第 4 季股數 | 2021 年第 4 季市值 | 2021 年第 4 季佔組合 % | 紀錄 |
|---|---|---|---|---|---|
| Pacer Trendpilot US Bond ETF69374H642 | ETF | 118,190 | $318.3 萬 | 0.4% | – |
| Innovator ETFs Trust45782C409 | US EQTY BUFR JAN | 32,930 | $122.8 萬 | 0.2% | – |
| Innovator ETFs Trust45782C789 | US EQTY BUFR JUL | 36,701 | $122.5 萬 | 0.2% | – |
| Innovator U.S. Equity Buffer ETF - October45782C771 | ETF | 28,125 | $97.2 萬 | 0.1% | – |
| Innovator ETFs Trust45782C888 | US EQT BUFR APR | 28,751 | $96.0 萬 | 0.1% | – |
| ROKURoku, Inc | COM CL A | 1,650 | $37.7 萬 | 0.1% | 歷史 |
| MRTXMirati Therapeutics, Inc. | COM | 2,000 | $29.3 萬 | <0.1% | 歷史 |
| First Trust Dow Jones Internet Index Fund33733E302 | ETF | 1,084 | $24.5 萬 | <0.1% | – |
| BABAAlibaba Group Holding Ltd | ADR | 2,007 | $23.8 萬 | <0.1% | 歷史 |
| NXPINXP Semiconductors N.V. | COM | 977 | $22.3 萬 | <0.1% | 歷史 |
| iShares Tr464288414 | NATIONAL MUN ETF | 1,901 | $22.1 萬 | <0.1% | – |
| Invesco Exchange Traded FD T46137V837 | DORS WRI MOM ETF | 2,280 | $21.6 萬 | <0.1% | – |
| Royal Dutch Shell PLC780259107 | SPON ADR B | 4,811 | $20.9 萬 | <0.1% | – |
| Invesco Exchange Traded FD T46137V522 | RYMND JMS SB 1 | 3,295 | $20.7 萬 | <0.1% | – |
| RQICohen & Steers Quality Income Realty Fund Inc | CEF | 11,250 | $20.5 萬 | <0.1% | 歷史 |
| CMICummins Inc | Stock | 928 | $20.2 萬 | <0.1% | 歷史 |
| STKLSunOpta Inc. | COM | 12,000 | $8.30 萬 | <0.1% | 歷史 |
| ETF Managers Tr26924G201 | PRIME CYBR SCRTY | 995 | $6.00 萬 | <0.1% | – |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 552 | $3.90 萬 | <0.1% | – |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 617 | $2.60 萬 | <0.1% | – |
| DOWDow Inc. | Stock | 415 | $2.40 萬 | <0.1% | 歷史 |
| AAAlcoa Corp | Stock | 111 | $7,000 | <0.1% | 歷史 |
| ARNCArconic Corp | COM | 83 | $3,000 | <0.1% | 歷史 |