Smith, Moore & Co.
- SEC CIK
- 0000200724
- 最新申報
- 2026/8/12
2021 年第 4 季持倉
持倉截至 2021/12/31，2022/2/8 申報。只含多頭部位，變化是跟 2021 年第 3 季比股數。
- 持股檔數
- 423
- 較 2021 年第 3 季 +7
- 總值
- $7.20 億
- 較 2021 年第 3 季 +$6,456 萬 (+9.9%)
| 證券 | 類別 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 | 紀錄 |
|---|---|---|---|---|---|---|---|
| ARNCArconic Corp | COM | 83 | $3,000 | <0.1% | +83 | 新進 | 歷史 |
| NAKNorthern Dynasty Minerals Ltd | COM NEW | 11,355 | $4,000 | <0.1% | 00.0% | 不變 | 歷史 |
| AAAlcoa Corp | Stock | 111 | $7,000 | <0.1% | +111 | 新進 | 歷史 |
| Liberty Media Corp530715AG6 | DEB 4.000%11/1 | – | $8,000 | <0.1% | – | – | – |
| DOWDow Inc. | Stock | 415 | $2.40 萬 | <0.1% | +415 | 新進 | 歷史 |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 617 | $2.60 萬 | <0.1% | +617 | 新進 | – |
| MUXMcEwen Inc. | COM | 31,136 | $2.80 萬 | <0.1% | +990+3.3% | 加碼 | 歷史 |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 552 | $3.90 萬 | <0.1% | +552 | 新進 | – |
| PPTFranklin Premier Income Trust | SH BEN INT | 10,000 | $4.30 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| ETF Managers Tr26924G201 | PRIME CYBR SCRTY | 995 | $6.00 萬 | <0.1% | +995 | 新進 | – |
| GABGabelli Equity Trust Inc | COM | 10,700 | $7.70 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| STKLSunOpta Inc. | COM | 12,000 | $8.30 萬 | <0.1% | +12,000 | 新進 | 歷史 |
| Empowerment & Inclusion Capi29248N209 | UNIT 99/99/9999 | 10,000 | $9.90 萬 | <0.1% | 00.0% | 不變 | – |
| One Equity Partners Open WTR68237L204 | UNIT 01/14/2026 | 10,000 | $9.90 萬 | <0.1% | 00.0% | 不變 | – |
| Lightjump Acquisition Corp53228M205 | UNIT 01/06/2026 | 10,000 | $10.0 萬 | <0.1% | −100−1.0% | 減碼 | – |
| FiscalNote Holdings, Inc.G28553108 | CL A | 11,100 | $11.0 萬 | <0.1% | 00.0% | 不變 | – |
| LFCRLifecore Biomedical, Inc. | COM | 10,000 | $11.1 萬 | <0.1% | +10,000 | 新進 | 歷史 |
| Group Nine Acquisition Corp.39947R203 | UNIT 01/15/2026 | 12,300 | $12.5 萬 | <0.1% | 00.0% | 不變 | – |
| Lefteris Acquisition Corp52470X109 | COM CL A | 13,000 | $12.7 萬 | <0.1% | 00.0% | 不變 | – |
| Omega Alpha SpacG6749V107 | CL A | 13,250 | $12.9 萬 | <0.1% | 00.0% | 不變 | – |
| JQCNuveen Credit Strategies Income Fund | COM SHS | 21,175 | $13.7 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| FINWFinwise Bancorp | COM | 10,000 | $13.8 萬 | <0.1% | +10,000 | 新進 | 歷史 |
| WIAWestern Asset Inflation-Linked Income Fund | COM SH BEN INT | 11,372 | $15.1 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| Prime Impact Acquisition IG61074103 | SHS CL A | 15,615 | $15.4 萬 | <0.1% | 00.0% | 不變 | – |
| JYACJiya Acquisition Corp. | COM CL A | 16,500 | $16.1 萬 | <0.1% | −4,275−20.6% | 減碼 | 歷史 |
| BHILBenson Hill, Inc. | COMMON STOCK | 23,900 | $17.4 萬 | <0.1% | +23,900 | 新進 | 歷史 |
| Joff Fintech Acquisition Cor46592C209 | UNIT 02/03/2026 | 18,000 | $17.8 萬 | <0.1% | 00.0% | 不變 | – |
| First Tr MLP & Energy Incom33739B104 | COM | 25,633 | $18.6 萬 | <0.1% | +533+2.1% | 加碼 | – |
| LUMNLumen Technologies, Inc. | Stock | 14,950 | $18.8 萬 | <0.1% | +2,300+18.2% | 加碼 | 歷史 |
| MINAberdeen Intermediate Income Fund | SH BEN INT | 52,394 | $18.8 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| Broadscale Acquisition Corp11134Y101 | COM CL A | 19,000 | $18.9 萬 | <0.1% | +19,000 | 新進 | – |
| VODVodafone Group Public Ltd Co | ADR | 13,088 | $19.5 萬 | <0.1% | +466+3.7% | 加碼 | 歷史 |
| TBLATaboola.com Ltd. | ORD SHS | 25,000 | $19.5 萬 | <0.1% | +9,500+61.3% | 加碼 | 歷史 |
| IG Acquisition Corp.449534106 | COM CL A | 20,000 | $19.6 萬 | <0.1% | 00.0% | 不變 | – |
| Spectral AI, Inc.77732R103 | COM CL A | 20,000 | $19.6 萬 | <0.1% | +20,000 | 新進 | – |
| NLYAnnaly Capital Management Inc | COM | 25,219 | $19.7 萬 | <0.1% | +1,400+5.9% | 加碼 | 歷史 |
| Ignyte Acquisition Corp45175H205 | UNIT 01/05/2026 | 19,880 | $19.9 萬 | <0.1% | 00.0% | 不變 | – |
| CMICummins Inc | Stock | 928 | $20.2 萬 | <0.1% | −49−5.0% | 減碼 | 歷史 |
| BMOBank of Montreal | COM | 1,890 | $20.4 萬 | <0.1% | +1,890 | 新進 | 歷史 |
| RQICohen & Steers Quality Income Realty Fund Inc | CEF | 11,250 | $20.5 萬 | <0.1% | +1,250+12.5% | 加碼 | 歷史 |
| AMPAmeriprise Financial Inc | COM | 684 | $20.6 萬 | <0.1% | +684 | 新進 | 歷史 |
| Invesco Exchange Traded FD T46137V522 | RYMND JMS SB 1 | 3,295 | $20.7 萬 | <0.1% | +3,295 | 新進 | – |
| DSMBNY Mellon Strategic Municipal Bond Fund, Inc. | COM | 25,000 | $20.9 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| Royal Dutch Shell PLC780259107 | SPON ADR B | 4,811 | $20.9 萬 | <0.1% | −299−5.9% | 減碼 | – |
| PPLPPL Corp | COM | 7,130 | $21.4 萬 | <0.1% | −150−2.1% | 減碼 | 歷史 |
| Invesco Exchange Traded FD T46137V837 | DORS WRI MOM ETF | 2,280 | $21.6 萬 | <0.1% | 00.0% | 不變 | – |
| NOMNuveen Missouri Quality Municipal Income Fund | COM | 14,934 | $21.9 萬 | <0.1% | −843−5.3% | 減碼 | 歷史 |
| iShares Tr464288414 | NATIONAL MUN ETF | 1,901 | $22.1 萬 | <0.1% | −218−10.3% | 減碼 | – |
| GOSSGossamer Bio, Inc. | COM | 19,500 | $22.1 萬 | <0.1% | +9,500+95.0% | 加碼 | 歷史 |
| DHRDanaher Corp | Stock | 675 | $22.2 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| NXPINXP Semiconductors N.V. | COM | 977 | $22.3 萬 | <0.1% | +977 | 新進 | 歷史 |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 1,256 | $22.8 萬 | <0.1% | 00.0% | 不變 | – |
| HCAHCA Healthcare, Inc. | COM | 900 | $23.1 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| DEODiageo PLC | SPON ADR NEW | 1,050 | $23.1 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| FAXAbrdn Asia-Pacific Income Fund, Inc. | COM | 60,592 | $23.1 萬 | <0.1% | −3,900−6.0% | 減碼 | 歷史 |
| USOUnited States Oil Fund, LP | UNITS | 4,369 | $23.7 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| BABAAlibaba Group Holding Ltd | ADR | 2,007 | $23.8 萬 | <0.1% | −864−30.1% | 減碼 | 歷史 |
| iShares Tr464287788 | U.S. FINLS ETF | 2,767 | $24.0 萬 | <0.1% | 00.0% | 不變 | – |
| iShares Tr46434VBG4 | IBONDS DEC24 ETF | 9,276 | $24.1 萬 | <0.1% | +52+0.6% | 加碼 | – |
| NKENIKE, Inc. | Stock | 1,464 | $24.4 萬 | <0.1% | −285−16.3% | 減碼 | 歷史 |
| GFNew Germany Fund Inc | COM | 16,502 | $24.4 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| First Trust Dow Jones Internet Index Fund33733E302 | ETF | 1,084 | $24.5 萬 | <0.1% | +217+25.0% | 加碼 | – |
| iShares Global Clean Energy ETF464288224 | ETF | 11,596 | $24.5 萬 | <0.1% | +2,045+21.4% | 加碼 | – |
| PLDPrologis, Inc. | REIT | 1,461 | $24.6 萬 | <0.1% | +1,461 | 新進 | 歷史 |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 2,328 | $24.6 萬 | <0.1% | +56+2.5% | 加碼 | – |
| iShares S&P Mid-Cap 400 Growth ETF464287606 | ETF | 2,880 | $24.6 萬 | <0.1% | 00.0% | 不變 | – |
| VICIVici Properties Inc. | COM | 8,200 | $24.7 萬 | <0.1% | +745+10.0% | 加碼 | 歷史 |
| OUNZVanEck Merk Gold ETF | GOLD SHS | 13,940 | $24.8 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| iShares Tr464288513 | IBOXX HI YD ETF | 2,872 | $25.0 萬 | <0.1% | −91−3.1% | 減碼 | – |
| LUVSouthwest Airlines Co | COM | 5,838 | $25.0 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| First Tr Exchng Traded FD VI33740F813 | ACTV FCTR MDCP | 9,406 | $25.1 萬 | <0.1% | +9,406 | 新進 | – |
| Vanguard S&P 500 Value ETF921932703 | ETF | 1,680 | $25.4 萬 | <0.1% | −142−7.8% | 減碼 | – |
| LNTAlliant Energy Corp | Stock | 4,200 | $25.8 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| iShares Tr46434VAX8 | IBONDS DEC23 ETF | 10,079 | $25.9 萬 | <0.1% | +80+0.8% | 加碼 | – |
| Schwab US Dividend Equity ETF808524797 | ETF | 3,243 | $26.2 萬 | <0.1% | 00.0% | 不變 | – |
| ORealty Income Corp | REIT | 3,673 | $26.3 萬 | <0.1% | +293+8.7% | 加碼 | 歷史 |
| First Tr Exchange-Traded FD337344105 | NASDAQ-100 SEL | 2,231 | $26.4 萬 | <0.1% | +50+2.3% | 加碼 | – |
| WisdomTree Tr97717Y691 | CLOUD COMPUTNG | 5,100 | $26.4 萬 | <0.1% | +500+10.9% | 加碼 | – |
| AXPAmerican Express Co | Stock | 1,617 | $26.5 萬 | <0.1% | +105+6.9% | 加碼 | 歷史 |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 3,481 | $26.8 萬 | <0.1% | 00.0% | 不變 | – |
| FPFFirst Trust Intermediate Duration Preferred & Income Fund | COM | 10,923 | $26.8 萬 | <0.1% | +9+0.1% | 加碼 | 歷史 |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 3,923 | $26.9 萬 | <0.1% | +501+14.6% | 加碼 | – |
| iShares Tr464288273 | EAFE SML CP ETF | 3,748 | $27.4 萬 | <0.1% | 00.0% | 不變 | – |
| AWRAmerican States Water Co | COM | 2,708 | $28.0 萬 | <0.1% | −94−3.4% | 減碼 | 歷史 |
| RGAReinsurance Group of America Inc | COM NEW | 2,567 | $28.1 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| DLRDigital Realty Trust, Inc. | COM | 1,603 | $28.3 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| Invesco Exchange Traded FD T46137V449 | S&P 100 EQL WIGH | 3,275 | $28.3 萬 | <0.1% | +3,275 | 新進 | – |
| COSTCostco Wholesale Corp | Stock | 508 | $28.8 萬 | <0.1% | +29+6.1% | 加碼 | 歷史 |
| CRMSalesforce, Inc. | Stock | 1,136 | $28.9 萬 | <0.1% | +150+15.2% | 加碼 | 歷史 |
| First Trust Rising Dividend Achievers ETF33738R506 | ETF | 5,605 | $29.0 萬 | <0.1% | +695+14.2% | 加碼 | – |
| AONAon plc | CL A | 964 | $29.0 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| CORCencora, Inc. | Stock | 2,192 | $29.1 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| CSXCSX Corp | Stock | 7,797 | $29.3 萬 | <0.1% | +459+6.3% | 加碼 | 歷史 |
| UBERUber Technologies, Inc | Stock | 6,985 | $29.3 萬 | <0.1% | −130−1.8% | 減碼 | 歷史 |
| MRTXMirati Therapeutics, Inc. | COM | 2,000 | $29.3 萬 | <0.1% | +500+33.3% | 加碼 | 歷史 |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 2,480 | $29.8 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| GEGeneral Electric Co | Stock | 3,162 | $29.9 萬 | <0.1% | +29+0.9% | 加碼 | 歷史 |
| First Tr Exch Traded FD III33739P855 | INSTL PFD SECS | 14,700 | $30.0 萬 | <0.1% | +14,700 | 新進 | – |
| First Tr Exchange-Traded FD336920103 | US EQTY OPPT ETF | 2,463 | $30.2 萬 | <0.1% | 00.0% | 不變 | – |
| Pivotal Investment Corp III72582M205 | UNIT 01/28/2028 | 30,500 | $30.2 萬 | <0.1% | 00.0% | 不變 | – |
2021 年第 3 季之後清倉（19 檔）
2021 年第 3 季季末還持有、這份申報已經沒有的部位。
| 證券 | 類別 | 2021 年第 3 季股數 | 2021 年第 3 季市值 | 2021 年第 3 季佔組合 % | 紀錄 |
|---|---|---|---|---|---|
| Roman DBDR Tech Acquisition77584N101 | COM CL A | 100,469 | $101.6 萬 | 0.2% | – |
| Merida Merger Corp I58953M106 | COM | 69,112 | $69.0 萬 | 0.1% | – |
| HMTVHemisphere Media Group, Inc. | CL A | 49,716 | $60.6 萬 | 0.1% | 歷史 |
| RIORio Tinto PLC | ADR | 8,187 | $54.7 萬 | 0.1% | 歷史 |
| IMOSChipmos Technologies Inc | SPONSORD ADS NEW | 13,400 | $45.9 萬 | 0.1% | 歷史 |
| Rosecliff Acquisition Corp I77732R202 | UNIT 99/99/9999 | 39,900 | $39.5 萬 | 0.1% | – |
| Foxwayne Enterpris Aqstn Cor35166L208 | UNIT 01/12/2026 | 36,500 | $37.5 萬 | 0.1% | – |
| Vanguard Utilities ETF92204A876 | ETF | 2,346 | $32.6 萬 | <0.1% | – |
| iShares Tr46434VBK5 | IBONDS DEC21 ETF | 10,112 | $25.0 萬 | <0.1% | – |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | 1,858 | $23.4 萬 | <0.1% | – |
| ETF Ser Solutions26922A289 | DEFIANCE CONNECT | 6,200 | $22.5 萬 | <0.1% | – |
| DOCUDocuSign, Inc. | Stock | 870 | $22.4 萬 | <0.1% | 歷史 |
| MRNAModerna, Inc. | Stock | 560 | $21.6 萬 | <0.1% | 歷史 |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 1,961 | $21.4 萬 | <0.1% | – |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 3,290 | $21.0 萬 | <0.1% | – |
| Invesco Exchange Traded FD T46137V100 | AEROSPACE DEFN | 2,822 | $20.3 萬 | <0.1% | – |
| WisdomTree Tr97717W794 | TRUE DEV INTL FD | 4,239 | $20.2 萬 | <0.1% | – |
| 890 5th Ave Partners Inc28250A105 | COM CL A | 20,000 | $19.8 萬 | <0.1% | – |
| Broadscale Acquisition Corp11134Y200 | UNIT 02/02/2026 | 19,000 | $18.8 萬 | <0.1% | – |