Mackay Shields LLC
- SEC CIK
- 0000061227
- 最新申報
- 2026/7/28
2021 年第 4 季持倉
持倉截至 2021/12/31，2022/2/4 申報。只含多頭部位，變化是跟 2021 年第 3 季比股數。
- 持股檔數
- 717
- 較 2021 年第 3 季 +6
- 總值
- $120.4 億
- 較 2021 年第 3 季 +$14.3 億 (+13.4%)
| 證券 | 類別 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 | 紀錄 |
|---|---|---|---|---|---|---|---|
| 8X8 Inc282914AB6 | NOTE 0.500% 2/0 | – | $5.00 萬 | <0.1% | – | – | – |
| Dexcom Inc252131AH0 | NOTE 0.750%12/0 | – | $5.90 萬 | <0.1% | – | – | – |
| Vocera Communications, Inc.92857FAB3 | BOND | – | $6.00 萬 | <0.1% | – | – | – |
| Tabula Rasa HealthCare, Inc.873379AA9 | NOTE 1.750% 2/1 | – | $6.20 萬 | <0.1% | – | – | – |
| Aerie Pharmaceuticals Inc00771VAB4 | NOTE 1.500%10/0 | – | $6.50 萬 | <0.1% | – | – | – |
| Air Transport Services Grp I00922RAB1 | NOTE 1.125%10/1 | – | $7.30 萬 | <0.1% | – | – | – |
| Karyopharm Therapeutics Inc.48576UAA4 | NOTE 3.000%10/1 | – | $7.60 萬 | <0.1% | – | – | – |
| Redwood Tr Inc758075AC9 | NOTE 4.750% 8/1 | – | $8.20 萬 | <0.1% | – | – | – |
| Allegheny Technologies Inc01741RAG7 | NOTE 4.750% 7/0 | – | $8.60 萬 | <0.1% | – | – | – |
| Osi Systems Inc671044AD7 | NOTE 1.250% 9/0 | – | $8.90 萬 | <0.1% | – | – | – |
| Avaya Hldgs Corp05351XAB7 | NOTE 2.250% 6/1 | – | $9.00 萬 | <0.1% | – | – | – |
| Veeco Instrs Inc Del922417AD2 | CONVERTIBLE BOND | – | $9.70 萬 | <0.1% | – | – | – |
| INSMED Inc457669AA7 | NOTE 1.750% 1/1 | – | $9.80 萬 | <0.1% | – | – | – |
| Clovis Oncology, Inc.189464AC4 | CONVERTIBLE BOND | – | $9.90 萬 | <0.1% | – | – | – |
| Bloomin' Brands, Inc.094235AB4 | NOTE 5.000% 5/0 | – | $9.90 萬 | <0.1% | – | – | – |
| Pennymac Corp70932AAD5 | NOTE 5.500%11/0 | – | $10.0 萬 | <0.1% | – | – | – |
| Winnebago Inds Inc974637AB6 | NOTE 1.500% 4/0 | – | $10.0 萬 | <0.1% | – | – | – |
| Q2 Hldgs Inc74736LAB5 | NOTE 0.750% 2/1 | – | $10.1 萬 | <0.1% | – | – | – |
| United States STL Corp New912909AT5 | NOTE 5.000%11/0 | – | $10.9 萬 | <0.1% | – | – | – |
| Invitae Corp46185LAB9 | NOTE 2.000% 9/0 | – | $11.4 萬 | <0.1% | – | – | – |
| Ironwood Pharmaceuticals Inc46333XAD0 | DBCV 2.250% 6/1 | – | $11.4 萬 | <0.1% | – | – | – |
| Nanostring Technologies Inc63009RAD1 | NOTE 2.625% 5/0 | – | $11.9 萬 | <0.1% | – | – | – |
| NTRANatera, Inc. | CONV BD US | – | $12.1 萬 | <0.1% | – | – | 歷史 |
| Transocean Ltd.893830BJ7 | DEB 0.500% 1/3 | – | $12.2 萬 | <0.1% | – | – | – |
| Royal Caribbean Group780153BF8 | NOTE 2.875%11/1 | – | $12.2 萬 | <0.1% | – | 新進 | – |
| DocuSign, Inc.256163AB2 | NOTE 0.500% 9/1 | – | $12.8 萬 | <0.1% | – | – | – |
| Ares Capital Corp04010LAT0 | NOTE 3.750% 2/0 | – | $13.2 萬 | <0.1% | – | – | – |
| Fti Consulting, Inc302941AP4 | NOTE 2.000% 8/1 | – | $13.2 萬 | <0.1% | – | – | – |
| Ironwood Pharmaceuticals Inc46333XAF5 | NOTE 0.750% 6/1 | – | $13.4 萬 | <0.1% | – | – | – |
| Blackline, Inc.09239BAB5 | NOTE 0.125% 8/0 | – | $13.6 萬 | <0.1% | – | – | – |
| Insight Enterprises Inc45765UAB9 | NOTE 0.750% 2/1 | – | $13.6 萬 | <0.1% | – | – | – |
| Alteryx, Inc.02156BAD5 | NOTE 0.500% 8/0 | – | $13.7 萬 | <0.1% | – | – | – |
| NovoCure Ltd67011XAB9 | NOTE 11/0 | – | $13.8 萬 | <0.1% | – | 新進 | – |
| Guidewire Software, Inc.40171VAA8 | NOTE 1.250% 3/1 | – | $14.0 萬 | <0.1% | – | – | – |
| Vishay Intertechnology Inc928298AP3 | NOTE 2.250% 6/1 | – | $14.0 萬 | <0.1% | – | – | – |
| Workiva Inc98139AAB1 | NOTE 1.125% 8/1 | – | $14.2 萬 | <0.1% | – | – | – |
| New Relic, Inc.64829BAB6 | NOTE 0.500% 5/0 | – | $14.3 萬 | <0.1% | – | – | – |
| Infinera Corp45667GAC7 | NOTE 2.125% 9/0 | – | $15.5 萬 | <0.1% | – | – | – |
| II-VI Inc902104AB4 | NOTE 0.250% 9/0 | – | $15.6 萬 | <0.1% | – | – | – |
| Evolent Health, Inc.30050BAD3 | NOTE 1.500%10/1 | – | $16.5 萬 | <0.1% | – | – | – |
| Liveperson Inc538146AD3 | NOTE 12/1 | – | $17.0 萬 | <0.1% | – | 新進 | – |
| Repligen Corp759916AB5 | NOTE 0.375% 7/1 | – | $17.1 萬 | <0.1% | – | – | – |
| Lyft, Inc.55087PAB0 | NOTE 1.500% 5/1 | – | $17.5 萬 | <0.1% | – | – | – |
| Ionis Pharmaceuticals Inc462222AB6 | NOTE 0.125%12/1 | – | $17.8 萬 | <0.1% | – | – | – |
| Pure Storage Inc74624MAB8 | NOTE 0.125% 4/1 | – | $18.6 萬 | <0.1% | – | 新進 | – |
| Carnival Corp143658BE1 | NOTE 5.750% 4/0 | – | $18.6 萬 | <0.1% | – | 新進 | – |
| Penn Natl Gaming Inc707569AU3 | NOTE 2.750% 5/1 | – | $18.8 萬 | <0.1% | – | – | – |
| Sarepta Therapeutics, Inc.803607AB6 | DBCV 1.500%11/1 | – | $19.8 萬 | <0.1% | – | – | – |
| Colony Starwood Homes19625XAB8 | NOTE 3.500% 1/1 | – | $20.1 萬 | <0.1% | – | – | – |
| Cyberark Software Ltd23248VAB1 | NOTE 11/1 | – | $20.2 萬 | <0.1% | – | – | – |
| Fireeye Inc31816QAF8 | NOTE 0.875% 6/0 | – | $20.9 萬 | <0.1% | – | – | – |
| SNOWSnowflake Inc. | Stock | 621 | $21.0 萬 | <0.1% | +621 | 新進 | 歷史 |
| RH74967XAD5 | NOTE 9/1 | – | $21.0 萬 | <0.1% | – | – | – |
| MELIMercadolibre Inc | COM | 163 | $22.0 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| Cheniere Energy, Inc.16411RAG4 | NOTE 4.250% 3/1 | – | $22.0 萬 | <0.1% | – | – | – |
| Lci Inds501812AB7 | NOTE 1.125% 5/1 | – | $22.1 萬 | <0.1% | – | 新進 | – |
| BXBlackstone Inc. | COM | 1,900 | $24.6 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| Wayfair Inc.94419LAM3 | NOTE 0.625%10/0 | – | $25.6 萬 | <0.1% | – | – | – |
| TPBTurning Point Brands, Inc. | COM | 6,802 | $25.7 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| JDJD.com, Inc. | SPON ADS CL A | 3,699 | $25.9 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| iShares Tr464288588 | MBS ETF | 2,737 | $29.4 萬 | <0.1% | 00.0% | 不變 | – |
| Envista Holdings Corp29415FAB0 | NOTE 2.375% 6/0 | – | $29.4 萬 | <0.1% | – | – | – |
| Twitter, Inc.90184LAF9 | NOTE 0.250% 6/1 | – | $30.0 萬 | <0.1% | – | – | – |
| Sailpoint Technologies Hldgs78781PAB1 | NOTE 0.125% 9/1 | – | $31.2 萬 | <0.1% | – | – | – |
| VSTVistra Corp. | Stock | 13,918 | $31.7 萬 | <0.1% | −306,057−95.7% | 減碼 | 歷史 |
| NBONeuberger Berman New York Municipal Fund Inc. | COM | 25,745 | $33.5 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| Jazz Investments I Ltd472145AF8 | NOTE 2.000% 6/1 | – | $33.7 萬 | <0.1% | – | 新進 | – |
| BYMBlackRock Municipal Income Quality Trust | COM | 21,958 | $34.3 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| CNX Res Corp12653CAG3 | NOTE 2.250% 5/0 | – | $35.8 萬 | <0.1% | – | – | – |
| Tesla, Inc.88160RAG6 | NOTE 2.000% 5/1 | – | $37.4 萬 | <0.1% | – | – | – |
| HubSpot Inc443573AD2 | NOTE 0.375% 6/0 | – | $37.4 萬 | <0.1% | – | – | – |
| Dick's Sporting Goods, Inc.253393AD4 | NOTE 3.250% 4/1 | – | $37.9 萬 | <0.1% | – | – | – |
| Wayfair Inc.94419LAF8 | NOTE 1.000% 8/1 | – | $38.4 萬 | <0.1% | – | – | – |
| Boston Scientific Corp101137206 | 5.50% CNV PFD A | 3,400 | $38.8 萬 | <0.1% | +3,400 | 新進 | – |
| NWSNews Corp | CL B | 17,843 | $40.2 萬 | <0.1% | −415−2.3% | 減碼 | 歷史 |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 3,300 | $43.7 萬 | <0.1% | 00.0% | 不變 | – |
| Global X FDS37954Y483 | NASDAQ 100 COVER | 20,422 | $45.3 萬 | <0.1% | 00.0% | 不變 | – |
| iShares Tr464288257 | MSCI ACWI ETF | 4,713 | $49.9 萬 | <0.1% | +1,559+49.4% | 加碼 | – |
| Golar LNG Ltd38046YAB7 | NOTE 2.750% 2/1 | – | $50.0 萬 | <0.1% | – | – | – |
| Insulet Corp45784PAK7 | NOTE 0.375% 9/0 | – | $50.3 萬 | <0.1% | – | – | – |
| GAPGap Inc | COM | 31,375 | $55.4 萬 | <0.1% | +183+0.6% | 加碼 | 歷史 |
| UAUnder Armour, Inc. | CL C | 31,532 | $56.9 萬 | <0.1% | +2,313+7.9% | 加碼 | 歷史 |
| Fortive Corp34959JAK4 | NOTE 0.875% 2/1 | – | $57.3 萬 | <0.1% | – | – | – |
| WBDWarner Bros. Discovery, Inc. | COM SER A | 24,792 | $58.4 萬 | <0.1% | −536−2.1% | 減碼 | 歷史 |
| UAAUnder Armour, Inc. | Stock | 27,642 | $58.6 萬 | <0.1% | −639−2.3% | 減碼 | 歷史 |
| Granite PT Mtg Tr Inc38741LAC1 | NOTE 6.375%10/0 | – | $70.7 萬 | <0.1% | – | – | – |
| FOXFox Corp | CL B COM | 21,576 | $73.9 萬 | <0.1% | −3,327−13.4% | 減碼 | 歷史 |
| Teradyne, Inc880770AG7 | NOTE 1.250%12/1 | – | $75.0 萬 | <0.1% | – | – | – |
| EIMEaton Vance Municipal Bond Fund | COM | 60,261 | $81.8 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| RLRalph Lauren Corp | CL A | 7,139 | $84.9 萬 | <0.1% | −95−1.3% | 減碼 | 歷史 |
| BFZBlackRock California Municipal Income Trust | SH BEN INT | 60,663 | $88.3 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| IPGPIpg Photonics Corp | COM | 5,234 | $90.1 萬 | <0.1% | −143−2.7% | 減碼 | 歷史 |
| ALKAlaska Air Group, Inc. | COM | 18,353 | $95.6 萬 | <0.1% | −271−1.5% | 減碼 | 歷史 |
| VNOVornado Realty Trust | SH BEN INT | 23,286 | $97.5 萬 | <0.1% | −244−1.0% | 減碼 | 歷史 |
| Discovery Inc25470F302 | COM SER C | 46,288 | $106.0 萬 | <0.1% | −632−1.3% | 減碼 | – |
| DVADavita Inc. | COM | 9,561 | $108.8 萬 | <0.1% | −934−8.9% | 減碼 | 歷史 |
| PVHPVH Corp. | COM | 10,412 | $111.1 萬 | <0.1% | −249−2.3% | 減碼 | 歷史 |
| PBCTPeople's United Financial, Inc. | COM | 62,717 | $111.8 萬 | <0.1% | −1,507−2.3% | 減碼 | 歷史 |
| OGNOrganon & Co. | Stock | 37,149 | $113.1 萬 | <0.1% | −787−2.1% | 減碼 | 歷史 |
| ROLRollins Inc | COM | 33,138 | $113.3 萬 | <0.1% | −69−0.2% | 減碼 | 歷史 |
2021 年第 3 季之後清倉（28 檔）
2021 年第 3 季季末還持有、這份申報已經沒有的部位。
| 證券 | 類別 | 2021 年第 3 季股數 | 2021 年第 3 季市值 | 2021 年第 3 季佔組合 % | 紀錄 |
|---|---|---|---|---|---|
| Wix.com Ltd.92940WAB5 | NOTE 7/0 | – | $1,474 萬 | 0.1% | – |
| Atlas Air Worldwide Hldgs IN049164BH8 | NOTE 2.250% 6/0 | – | $590.0 萬 | 0.1% | – |
| KSUKansas City Southern | COM NEW | 14,057 | $380.5 萬 | <0.1% | 歷史 |
| GHYPGIM Global High Yield Fund, Inc. | COM | 165,657 | $255.1 萬 | <0.1% | 歷史 |
| ISDPGIM High Yield Bond Fund, Inc. | COM | 150,000 | $243.6 萬 | <0.1% | 歷史 |
| HIOWestern Asset High Income Opportunity Fund Inc. | COM | 241,565 | $125.4 萬 | <0.1% | 歷史 |
| FRTFederal Realty Investment Trust | SH BEN INT NEW | 10,626 | $125.4 萬 | <0.1% | 歷史 |
| WUWestern Union CO | Stock | 61,615 | $124.6 萬 | <0.1% | 歷史 |
| NLYAnnaly Capital Management Inc | COM | 143,472 | $120.8 萬 | <0.1% | 歷史 |
| HBIHanesbrands Inc. | COM | 52,299 | $89.8 萬 | <0.1% | 歷史 |
| LEGLeggett & Platt Inc | Stock | 19,940 | $89.4 萬 | <0.1% | 歷史 |
| AWFAlliancebernstein Global High Income Fund Inc | COM | 67,463 | $82.8 萬 | <0.1% | 歷史 |
| HYTBlackRock Corporate High Yield Fund, Inc. | COM | 63,317 | $77.2 萬 | <0.1% | 歷史 |
| Newpark Res Inc651718AE8 | CONVERTIBLE BOND | – | $59.7 萬 | <0.1% | – |
| ARDCAres Dynamic Credit Allocation Fund, Inc. | COM | 27,018 | $43.7 萬 | <0.1% | 歷史 |
| MongoDB, Inc.60937PAB2 | NOTE 0.750% 6/1 | – | $24.2 萬 | <0.1% | – |
| XYZBlock, Inc. | CL A | 1,000 | $24.0 萬 | <0.1% | 歷史 |
| BIDUBaidu, Inc. | ADR | 1,447 | $22.2 萬 | <0.1% | 歷史 |
| JILLJ.Jill, Inc. | COM | 12,465 | $21.7 萬 | <0.1% | 歷史 |
| ELSEquity Lifestyle Properties Inc | COM | 2,606 | $20.4 萬 | <0.1% | 歷史 |
| Cleveland-Cliffs Inc.185899AA9 | DBCV 1.500% 1/1 | – | $19.5 萬 | <0.1% | – |
| Rapid7, Inc.753422AB0 | NOTE 1.250% 8/0 | – | $15.0 萬 | <0.1% | – |
| Cree Inc225447AB7 | NOTE 0.875% 9/0 | – | $14.8 萬 | <0.1% | – |
| BRWSaba Capital Income & Opportunities Fund | SHARES | 28,978 | $13.2 萬 | <0.1% | 歷史 |
| Liberty Media Corp Del531229AE2 | DEB 2.250% 9/3 | – | $5.20 萬 | <0.1% | – |
| Isis Pharmaceuticals Inc Del464337AJ3 | NOTE 1.000%11/1 | – | $4.20 萬 | <0.1% | – |
| Flexion Therapeutics Inc33938JAB2 | NOTE 3.375% 5/0 | – | $4.00 萬 | <0.1% | – |
| Lexicon Pharmaceuticals, Inc.528872AB0 | NOTE 5.250%12/0 | – | $2.90 萬 | <0.1% | – |