Umpqua Holdings Corp
UMPQDelisted Mar 1, 2023- Industry
- Savings Institution, Federally Chartered
- SEC CIK
- 0001077771
Umpqua Holdings Corp was delisted on Mar 1, 2023; its insiders filed their last Form 4 on Mar 2, 2023; 348 institutions reported holding it in 13F filings for Q4 2022, worth $3.39B in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in Umpqua Holdings Corp as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 332
- +13 vs. Q2 2022
- Shares held
- 191.2M
- −158.8K (−0.1%) vs. Q2 2022
- Total value
- $3.27B
- +$60.0M (+1.9%) vs. Q2 2022
- New holders
- 35
- 112 more added
- Sold out
- 22
- 121 more reduced
3 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting UMPQ on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 2 | $1.23K |
| Q1 2023 | 2 | $6.23K |
| Q4 2022 | 348 | $3.39B |
| Q3 2022 | 332 | $3.27B |
| Q2 2022 | 322 | $3.21B |
| Q1 2022 | 329 | $3.60B |
| Q4 2021 | 320 | $3.66B |
| Q3 2021 | 309 | $3.91B |
| Q2 2021 | 305 | $3.62B |
| Q1 2021 | 320 | $3.41B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Umpqua Holdings Corp; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| First Hawaiian Bank | 29,980 | $512.0K | 0.02% | 00.0% | Unchanged |
| Moody National Bank Trust Division | 28,607 | $489.0K | 0.05% | +28,607 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 28,441 | $486.0K | 0.00% | 00.0% | Unchanged |
| WBI Investments | 28,313 | $483.0K | 0.14% | −3,109−9.9% | Reduced |
| Eaton Vance Management | 28,139 | $481.0K | 0.00% | 00.0% | Unchanged |
| Alpine Global Management, LLC | 27,979 | $478.0K | 0.11% | +27,979 | New |
| Voya Investment Management LLC | 27,815 | $475.4K | 0.00% | −684−2.4% | Reduced |
| Resources Management Corp | 27,300 | $467.0K | 0.08% | 00.0% | Unchanged |
| Franklin Resources Inc | 26,600 | $455.0K | 0.00% | +209+0.8% | Added |
| ProShare Advisors LLC | 26,436 | $451.0K | 0.00% | −861−3.2% | Reduced |
| Stifel Financial Corp | 26,337 | $450.0K | 0.00% | −29,497−52.8% | Reduced |
| Federated Hermes, Inc. | 25,782 | $441.0K | 0.00% | −1,472−5.4% | Reduced |
| Xponance, Inc. | 25,626 | $438.0K | 0.01% | −256−1.0% | Reduced |
| MainStreet Investment Advisors LLC | 25,093 | $429.0K | 0.05% | 00.0% | Unchanged |
| Sonen Capital LLC | 25,000 | $427.0K | 0.69% | 00.0% | Unchanged |
| PL Capital Advisors, LLC | 25,000 | $427.0K | 0.12% | 00.0% | Unchanged |
| Brinker Capital Investments, LLC | 23,822 | $407.0K | 0.01% | −139−0.6% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 23,527 | $402.0K | 0.00% | −1,041−4.2% | Reduced |
| United Services Automobile Association | 23,174 | $396.0K | 0.01% | 00.0% | Unchanged |
| Maven Securities LTD | 23,000 | $393.0K | 0.02% | +23,000 | New |
| Massmutual Trust Co FSB | 22,456 | $384.0K | 0.02% | −1,325−5.6% | Reduced |
| Essex Financial Services, Inc. | 22,340 | $382.0K | 0.05% | +4,980+28.7% | Added |
| Winton Group Ltd | 22,044 | $377.0K | 0.02% | −6,946−24.0% | Reduced |
| Tower Research Capital LLC (TRC) | 22,082 | $377.0K | 0.01% | +5,687+34.7% | Added |
| Raymond James Financial Services Advisors, Inc. | 21,460 | $367.0K | 0.00% | −819−3.7% | Reduced |
| Van Hulzen Asset Management, LLC | 20,542 | $351.0K | 0.04% | 00.0% | Unchanged |
| Inspire Advisors, LLC | 20,529 | $351.0K | 0.10% | +10,293+100.6% | Added |
| Securian Asset Management, Inc | 19,787 | $338.0K | 0.01% | 00.0% | Unchanged |
| Commerce Bank | 19,724 | $337.0K | 0.00% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 18,864 | $322.0K | 0.00% | +1,000+5.6% | Added |
| Agf Investments Inc. | 18,724 | $320.0K | 0.00% | +3,718+24.8% | Added |
| Crossmark Global Holdings, Inc. | 18,230 | $311.0K | 0.01% | −500−2.7% | Reduced |
| Vestmark Advisory Solutions, Inc. | 18,072 | $309.0K | 0.02% | −315−1.7% | Reduced |
| Neuberger Berman Group LLC | 17,397 | $297.0K | 0.00% | −271−1.5% | Reduced |
| Royce & Associates LP | 17,400 | $297.0K | 0.00% | 00.0% | Unchanged |
| Prudential Financial Inc | 17,179 | $295.0K | 0.00% | −214−1.2% | Reduced |
| Strategic Wealth Advisors Group, LLC | 16,955 | $290.0K | 0.01% | +2,081+14.0% | Added |
| Principle Wealth Partners LLC | 16,650 | $285.0K | 0.04% | 00.0% | Unchanged |
| Creative Planning | 16,469 | $281.0K | 0.00% | +16,469 | New |
| MBM Wealth Consultants, LLC | 16,021 | $280.0K | 0.14% | +15,926+16,764.2% | Added |
| Ensign Peak Advisors, Inc | 16,300 | $279.0K | 0.00% | +16,300 | New |
| Naples Global Advisors, LLC | 15,150 | $259.0K | 0.04% | −6,400−29.7% | Reduced |
| Sittner & Nelson, LLC | 14,927 | $255.0K | 0.17% | 00.0% | Unchanged |
| Mitsubishi UFJ Trust & Banking Corp | 14,793 | $253.0K | 0.00% | −8,255−35.8% | Reduced |
| Pictet Asset Management SA | 14,802 | $253.0K | 0.00% | 00.0% | Unchanged |
| NinePointTwo Capital | 14,602 | $249.0K | 0.10% | 00.0% | Unchanged |
| Shell Asset Management Co | 13,158 | $225.0K | 0.01% | −26,034−66.4% | Reduced |
| Roosevelt Investment Group LLC | 13,000 | $222.0K | 0.02% | +3,000+30.0% | Added |
| Cairn Investment Group, Inc. | 12,267 | $210.0K | 0.17% | 00.0% | Unchanged |
| CWM Advisors, LLC | 12,108 | $207.0K | 0.03% | −546−4.3% | Reduced |
| White Pine Capital LLC | 11,850 | $203.0K | 0.08% | −2,500−17.4% | Reduced |
| Raymond James Trust N.A. | 11,770 | $201.0K | 0.01% | +680+6.1% | Added |
| Meeder Asset Management Inc | 11,754 | $201.0K | 0.01% | +712+6.4% | Added |
| Evergreen Capital Management LLC | 11,709 | $200.0K | 0.01% | +11,709 | New |
| Citadel Advisors LLC | 11,532 | $197.0K | 0.00% | +11,532 | New |
| Shelton Capital Management | 11,390 | $195.0K | 0.01% | −815−6.7% | Reduced |
| Utah Retirement Systems | 11,400 | $195.0K | 0.00% | +100+0.9% | Added |
| Paragon Capital Management Ltd | 11,183 | $191.0K | 0.05% | −299−2.6% | Reduced |
| Procyon Private Wealth Partners, LLC | 10,945 | $187.0K | 0.05% | −27−0.2% | Reduced |
| Mariner, LLC | 10,947 | $187.0K | 0.00% | +10,947 | New |
| Advisor Partners II, LLC | 10,667 | $182.0K | 0.01% | +10,667 | New |
| Cardiff Park Advisors, LLC | 10,600 | $181.0K | 0.03% | 00.0% | Unchanged |
| 44 Wealth Management LLC | 10,396 | $178.0K | 0.07% | 00.0% | Unchanged |
| Profund Advisors LLC | 10,288 | $176.0K | 0.01% | −917−8.2% | Reduced |
| SG Americas Securities, LLC | 9,272 | $158.0K | 0.00% | −269,754−96.7% | Reduced |
| CWM, LLC | 8,441 | $144.0K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 6,951 | $119.0K | 0.02% | +5,260+311.1% | Added |
| Huntington National Bank | 6,716 | $115.0K | 0.00% | +139+2.1% | Added |
| Longfellow Investment Management Co LLC | 5,775 | $99.0K | 0.02% | +4,139+253.0% | Added |
| FMR LLC | 5,421 | $93.0K | 0.00% | +1,022+23.2% | Added |
| Ci Investments Inc. | 4,166 | $71.0K | 0.00% | −211−4.8% | Reduced |
| Covestor Ltd | 3,569 | $61.0K | 0.05% | −3,135−46.8% | Reduced |
| Wipfli Financial Advisors LLC, | 3,487 | $60.0K | 0.00% | +3,487 | New |
| Parallel Advisors, LLC | 3,127 | $53.0K | 0.00% | +623+24.9% | Added |
| Rosenberg Matthew Hamilton | 2,750 | $47.0K | 0.02% | 00.0% | Unchanged |
| Signaturefd, LLC | 2,770 | $47.0K | 0.00% | +776+38.9% | Added |
| KBC Group NV | 2,702 | $46.0K | 0.00% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 2,584 | $44.0K | 0.01% | 00.0% | Unchanged |
| Column Capital Advisors, LLC | 2,362 | $40.0K | 0.01% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 1,775 | $30.0K | 0.01% | +36+2.1% | Added |
| Nomura Asset Management Co Ltd | 1,610 | $27.5K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 1,558 | $27.0K | 0.00% | +100+6.9% | Added |
| Bessemer Group Inc | 1,572 | $27.0K | 0.00% | +622+65.5% | Added |
| Northwestern Mutual Wealth Management Co | 910 | $16.0K | 0.00% | −158−14.8% | Reduced |
| Simplex Trading, LLC | 896 | $15.0K | 0.00% | −1,133−55.8% | Reduced |
| Harvest Fund Management Co., Ltd | 855 | $15.0K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 740 | $15.0K | 0.00% | +79+12.0% | Added |
| Standard Family Office LLC | 800 | $14.0K | 0.01% | +800 | New |
| TCI Wealth Advisors, Inc. | 766 | $13.0K | 0.00% | +15+2.0% | Added |
| FinTrust Capital Advisors, LLC | 682 | $12.0K | 0.00% | 00.0% | Unchanged |
| Clearview Wealth Advisors LLC | 658 | $11.0K | 0.01% | 00.0% | Unchanged |
| Capital Analysts, LLC | 604 | $10.0K | 0.00% | +7+1.2% | Added |
| Hantz Financial Services, Inc. | 504 | $9.00K | 0.00% | −204−28.8% | Reduced |
| Peregrine Capital Management LLC | 550 | $9.00K | 0.00% | 00.0% | Unchanged |
| Baystate Wealth Management LLC | 531 | $9.00K | 0.00% | +6+1.1% | Added |
| Sageworth Trust Co of South Dakota | 453 | $8.00K | 0.02% | −265−36.9% | Reduced |
| Ellevest, Inc. | 451 | $8.00K | 0.00% | +416+1,188.6% | Added |
| Glassman Wealth Services | 400 | $7.00K | 0.00% | 00.0% | Unchanged |
| Adirondack Retirement Specialists, Inc. | 400 | $7.00K | 0.01% | +400 | New |
| Western Pacific Wealth Management, LP | 400 | $6.00K | 0.01% | 00.0% | Unchanged |