UBS Group AG
UBS- Exchange
- NYSE
- Industry
- National Commercial Banks
- SEC CIK
- 0001610520
No open-market purchases or sales by UBS Group AG insiders were filed in the last 90 days; 766 institutions reported holding it in 13F filings for Q2 2026, worth $62.9B in total; Viking Global Investors is the only superinvestor holding it.
13F holders, Q4 2023
Institutional positions in UBS Group AG as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 530
- +54 vs. Q3 2023
- Shares held
- 1.34B
- +54.2M (+4.2%) vs. Q3 2023
- Total value
- $41.2B
- +$9.52B (+30.1%) vs. Q3 2023
- New holders
- 101
- 181 more added
- Sold out
- 47
- 172 more reduced
11 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting UBS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 766 | $62.9B |
| Q1 2026 | 689 | $44.5B |
| Q4 2025 | 695 | $61.4B |
| Q3 2025 | 622 | $49.8B |
| Q2 2025 | 599 | $44.5B |
| Q1 2025 | 589 | $43.1B |
| Q4 2024 | 574 | $43.0B |
| Q3 2024 | 550 | $42.6B |
| Q2 2024 | 554 | $41.3B |
| Q1 2024 | 537 | $42.3B |
| Q4 2023 | 530 | $41.2B |
| Q3 2023 | 487 | $31.7B |
| Q2 2023 | 459 | $25.7B |
| Q1 2023 | 438 | $30.0B |
| Q4 2022 | 378 | $23.6B |
| Q3 2022 | 367 | $18.5B |
| Q2 2022 | 371 | $20.9B |
| Q1 2022 | 378 | $26.6B |
| Q4 2021 | 369 | $24.8B |
| Q3 2021 | 360 | $21.2B |
| Q2 2021 | 363 | $20.1B |
| Q1 2021 | 348 | $18.5B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding UBS Group AG; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Massmutual Trust Co FSB | 3,160 | $97.6K | 0.00% | +440+16.2% | Added |
| Advisory Services Network, LLC | 3,472 | $107.3K | 0.00% | +3,472 | New |
| Hexagon Capital Partners LLC | 3,746 | $115.8K | 0.03% | +1,113+42.3% | Added |
| Financial Perspectives, Inc | 4,094 | $126.5K | 0.05% | 00.0% | Unchanged |
| Bruce G. Allen Investments, LLC | 4,175 | $129.0K | 0.12% | +4,175 | New |
| LM Advisors LLC | 4,244 | $131.1K | 0.03% | +4,244 | New |
| SRS Capital Advisors, Inc. | 4,322 | $133.6K | 0.01% | +4,322 | New |
| Allworth Financial LP | 4,514 | $139.5K | 0.00% | +361+8.7% | Added |
| Grayhawk Investment Strategies Inc. | 5,571 | $145.4K | 0.07% | +5,571 | New |
| Penserra Capital Management LLC | 4,736 | $146.0K | 0.00% | −31,108−86.8% | Reduced |
| Chesapeake Asset Management LLC | 4,950 | $153.0K | 0.14% | 00.0% | Unchanged |
| Whittier Trust Co | 5,000 | $154.4K | 0.00% | +1,000+25.0% | Added |
| Knights of Columbus Asset Advisors LLC | 5,020 | $155.1K | 0.01% | +5,020 | New |
| Glen Eagle Advisors, LLC | 5,760 | $178.0K | 0.04% | −119−2.0% | Reduced |
| CWM, LLC | 5,942 | $184.0K | 0.00% | −98−1.6% | Reduced |
| Verition Fund Management LLC | 6,512 | $201.2K | 0.00% | −6,340−49.3% | Reduced |
| Park National Corp | 6,555 | $202.6K | 0.01% | +6,555 | New |
| Granite Group Advisors, LLC | 6,543 | $203.1K | 0.14% | +6,543 | New |
| HighPoint Advisor Group LLC | 6,501 | $205.0K | 0.01% | +6,501 | New |
| Traveka Wealth, LLC | 6,696 | $206.9K | 0.10% | +6,696 | New |
| Empower Advisory Group, LLC | 6,735 | $208.1K | 0.00% | +6,735 | New |
| Wedbush Securities Inc | 6,753 | $209.0K | 0.01% | +6,753 | New |
| Prime Capital Investment Advisors, LLC | 6,905 | $213.4K | 0.00% | +6,905 | New |
| Lincoln National Corp | 6,927 | $214.0K | 0.00% | +6,927 | New |
| RMR Wealth Builders | 6,980 | $215.7K | 0.03% | −1,918−21.6% | Reduced |
| Sage Mountain Advisors LLC | 7,038 | $217.5K | 0.03% | +7,038 | New |
| Seven Mile Advisory | 7,072 | $218.5K | 0.19% | +7,072 | New |
| IFP Advisors, Inc | 7,140 | $220.6K | 0.01% | +2,231+45.4% | Added |
| Cyndeo Wealth Partners, LLC | 7,151 | $221.0K | 0.02% | −1,239−14.8% | Reduced |
| Wedmont Private Capital | 7,295 | $221.4K | 0.02% | +7,295 | New |
| Blair William & Co | 7,178 | $221.8K | 0.00% | −2,504−25.9% | Reduced |
| Monticello Wealth Management, LLC | 7,268 | $225.4K | 0.02% | +7,268 | New |
| GeoWealth Management, LLC | 7,393 | $229.0K | 0.02% | +7,393 | New |
| Sapient Capital LLC | 7,613 | $235.2K | 0.01% | +7,613 | New |
| Caption Management, LLC | 7,700 | $237.9K | 0.03% | +7,700 | New |
| Advisor OS, LLC | 7,703 | $238.0K | 0.03% | +7,703 | New |
| Beacon Pointe Advisors, LLC | 7,813 | $241.4K | 0.00% | −1,563−16.7% | Reduced |
| Ronald Blue Trust, Inc. | 9,972 | $246.0K | 0.00% | +2,395+31.6% | Added |
| OneAscent Financial Services LLC | 8,005 | $247.0K | 0.03% | +8,005 | New |
| First City Capital Management, Inc. | 8,029 | $248.1K | 0.14% | +8,029 | New |
| Hilltop Holdings Inc. | 7,998 | $248.2K | 0.03% | +7,998 | New |
| Fiduciary Trust Co | 8,074 | $249.5K | 0.00% | +8,074 | New |
| Balentine LLC | 8,127 | $251.1K | 0.01% | −14−0.2% | Reduced |
| EverSource Wealth Advisors, LLC | 8,364 | $258.4K | 0.02% | +419+5.3% | Added |
| Great Lakes Advisors, LLC | 8,587 | $265.3K | 0.00% | −3,603−29.6% | Reduced |
| Guggenheim Capital LLC | 8,627 | $266.6K | 0.00% | +8,627 | New |
| Cozad Asset Management Inc | 8,718 | $269.4K | 0.03% | 00.0% | Unchanged |
| Five Oceans Advisors | 8,771 | $271.0K | 0.15% | 00.0% | Unchanged |
| Victory Capital Management Inc | 8,914 | $275.4K | 0.00% | −25,599−74.2% | Reduced |
| Aprio Wealth Management, LLC | 9,065 | $280.1K | 0.06% | +191+2.2% | Added |
| Commerce Bank | 9,087 | $280.8K | 0.00% | −24−0.3% | Reduced |
| Thrivent Financial for Lutherans | 9,084 | $281.0K | 0.00% | +9,084 | New |
| We Are One Seven, LLC | 9,101 | $281.2K | 0.02% | +158+1.8% | Added |
| American Trust | 9,217 | $284.8K | 0.02% | +9,217 | New |
| Wiley Bros.-Aintree Capital, LLC | 9,453 | $288.2K | 0.07% | +9,453 | New |
| Fiera Capital Corp | 9,350 | $288.9K | 0.00% | −4,898−34.4% | Reduced |
| Financial Advocates Investment Management | 9,356 | $289.1K | 0.02% | +9,356 | New |
| Keel Point, LLC | 9,389 | $290.1K | 0.03% | +445+5.0% | Added |
| Cullen/Frost Bankers, Inc. | 9,434 | $291.5K | 0.00% | −1,200−11.3% | Reduced |
| Sawtooth Solutions, LLC | 9,612 | $297.0K | 0.01% | −710−6.9% | Reduced |
| Bleakley Financial Group, LLC | 9,612 | $297.0K | 0.01% | −710−6.9% | Reduced |
| L & S Advisors Inc | – | $298.2K | 0.04% | – | – |
| Old National Bancorp | 9,677 | $299.0K | 0.01% | −673−6.5% | Reduced |
| Optas, LLC | 9,783 | $302.3K | 0.09% | +29+0.3% | Added |
| Principal Securities, Inc. | 9,801 | $302.9K | 0.01% | +9,801 | New |
| British Columbia Investment Management Corp | 9,761 | $302.9K | 0.00% | −23,651−70.8% | Reduced |
| D.A. Davidson & Co. | 9,803 | $302.9K | 0.00% | +9,803 | New |
| Claro Advisors LLC | 9,859 | $304.6K | 0.07% | +91+0.9% | Added |
| Susquehanna International Group, LLP | 9,874 | $305.1K | 0.00% | −9,713−49.6% | Reduced |
| Gamco Investors, Inc. Et Al | 10,000 | $309.0K | 0.00% | −21,000−67.7% | Reduced |
| Calamos Wealth Management LLC | 10,015 | $309.5K | 0.02% | −133−1.3% | Reduced |
| CAPROCK Group, Inc. | 10,035 | $310.1K | 0.02% | +600+6.4% | Added |
| Diligent Investors, LLC | 10,048 | $310.5K | 0.09% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 10,114 | $312.7K | 0.00% | +7,344+265.1% | Added |
| Sowell Financial Services LLC | 10,115 | $313.0K | 0.02% | +10,115 | New |
| 180 Wealth Advisors, LLC | 10,338 | $314.3K | 0.06% | −1,842−15.1% | Reduced |
| Redhawk Wealth Advisors, Inc. | 10,267 | $317.2K | 0.06% | 00.0% | Unchanged |
| Drive Wealth Management, LLC | 10,302 | $318.3K | 0.10% | +429+4.3% | Added |
| Werba Rubin Papier Wealth Management | 10,350 | $319.8K | 0.11% | +120+1.2% | Added |
| Mesirow Financial Investment Management, Inc. | 10,484 | $324.0K | 0.01% | +10,484 | New |
| Select Asset Management & Trust | 10,750 | $332.0K | 0.16% | 00.0% | Unchanged |
| Stephens Inc | 10,876 | $336.1K | 0.01% | −223−2.0% | Reduced |
| D'Orazio & Associates, Inc. | 10,883 | $336.3K | 0.06% | +199+1.9% | Added |
| Fox Run Management, L.L.C. | 10,886 | $336.4K | 0.09% | +10,886 | New |
| Cetera Advisors LLC | 10,946 | $338.2K | 0.00% | +10,946 | New |
| Jaffetilchin Investment Partners, LLC | 11,104 | $343.1K | 0.03% | +1,451+15.0% | Added |
| Investors Research Corp | 11,118 | $343.5K | 0.08% | 00.0% | Unchanged |
| Ascent Group, LLC | 12,316 | $343.9K | 0.03% | +55+0.4% | Added |
| Synovus Financial Corp | 11,179 | $345.4K | 0.00% | −128−1.1% | Reduced |
| Thornburg Investment Management Inc | 11,365 | $351.2K | 0.01% | −1,591,676−99.3% | Reduced |
| Shilanski & Associates, Inc. | 11,483 | $354.8K | 0.14% | −268−2.3% | Reduced |
| Pinnacle Wealth Planning Services, Inc. | 11,584 | $357.9K | 0.06% | −115−1.0% | Reduced |
| Wrapmanager Inc | 11,585 | $358.0K | 0.11% | −227−1.9% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 11,705 | $361.7K | 0.01% | +11,705 | New |
| swisspartners Advisors Ltd | 14,000 | $365.4K | 0.32% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 12,177 | $376.3K | 0.04% | +540+4.6% | Added |
| Stonegate Investment Group, LLC | 12,216 | $377.5K | 0.01% | +1,000+8.9% | Added |
| Compton Wealth Advisory Group, LLC | 12,591 | $389.1K | 0.12% | 00.0% | Unchanged |
| Mitsubishi UFJ Trust & Banking Corp | 12,616 | $389.6K | 0.00% | −390,394−96.9% | Reduced |
| American Trust Investment Advisors, LLC | 12,780 | $394.9K | 0.21% | −2,235−14.9% | Reduced |