UBS Group AG
UBS- Exchange
- NYSE
- Industry
- National Commercial Banks
- SEC CIK
- 0001610520
No open-market purchases or sales by UBS Group AG insiders were filed in the last 90 days; 766 institutions reported holding it in 13F filings for Q2 2026, worth $62.9B in total; Viking Global Investors is the only superinvestor holding it.
13F holders, Q3 2021
Institutional positions in UBS Group AG as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 360
- 0 vs. Q2 2021
- Shares held
- 1.33B
- +45.3M (+3.5%) vs. Q2 2021
- Total value
- $21.2B
- +$1.56B (+7.9%) vs. Q2 2021
- New holders
- 38
- 143 more added
- Sold out
- 38
- 115 more reduced
3 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting UBS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 766 | $62.9B |
| Q1 2026 | 689 | $44.5B |
| Q4 2025 | 695 | $61.4B |
| Q3 2025 | 622 | $49.8B |
| Q2 2025 | 599 | $44.5B |
| Q1 2025 | 589 | $43.1B |
| Q4 2024 | 574 | $43.0B |
| Q3 2024 | 550 | $42.6B |
| Q2 2024 | 554 | $41.3B |
| Q1 2024 | 537 | $42.3B |
| Q4 2023 | 530 | $41.2B |
| Q3 2023 | 487 | $31.7B |
| Q2 2023 | 459 | $25.7B |
| Q1 2023 | 438 | $30.0B |
| Q4 2022 | 378 | $23.6B |
| Q3 2022 | 367 | $18.5B |
| Q2 2022 | 371 | $20.9B |
| Q1 2022 | 378 | $26.6B |
| Q4 2021 | 369 | $24.8B |
| Q3 2021 | 360 | $21.2B |
| Q2 2021 | 363 | $20.1B |
| Q1 2021 | 348 | $18.5B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding UBS Group AG; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Border to Coast Pensions Partnership Ltd | 1,532,890 | $27.5M | 0.93% | 00.0% | Unchanged |
| State of Tennessee, Treasury Department | 1,811,587 | $29.1M | 0.11% | −24,245−1.3% | Reduced |
| Banque Pictet & Cie SA | 1,818,376 | $29.2M | 0.30% | −567,841−23.8% | Reduced |
| Capital International Inc | 1,831,031 | $29.5M | 0.28% | −207,247−10.2% | Reduced |
| USS Investment Management Ltd | 2,055,150 | $33.1M | 0.29% | +1,864,052+975.4% | Added |
| Alliancebernstein L.P. | 2,150,843 | $34.3M | 0.01% | −305,054−12.4% | Reduced |
| Todd Asset Management LLC | 2,172,082 | $34.6M | 0.79% | +27,423+1.3% | Added |
| BlackRock Inc. | 2,237,640 | $35.7M | 0.00% | +90,138+4.2% | Added |
| Northern Trust Corp | 2,252,946 | $35.9M | 0.01% | −708,051−23.9% | Reduced |
| Zurich Insurance Group Ltd | 2,267,689 | $36.5M | 0.44% | +999,513+78.8% | Added |
| Brandes Investment Partners, LP | 2,375,107 | $37.9M | 0.82% | +33,560+1.4% | Added |
| Capital Group Private Client Services, Inc. | 2,694,394 | $43.4M | 0.50% | +2,694,394 | New |
| Aviva PLC | 2,713,517 | $43.6M | 0.19% | −96,869−3.4% | Reduced |
| Natixis Advisors, L.P. | 2,820,529 | $45.0M | 0.18% | +149,290+5.6% | Added |
| Clark Capital Management Group, Inc. | 3,007,864 | $47.9M | 0.66% | +734,237+32.3% | Added |
| Morgan Stanley | 3,035,330 | $48.4M | 0.01% | −58,739−1.9% | Reduced |
| Compagnie Lombard Odier SCmA | 3,128,678 | $50.3M | 1.09% | +107,954+3.6% | Added |
| Great West Life Assurance Co | 3,111,367 | $50.4M | 0.12% | +57,071+1.9% | Added |
| Citigroup Inc | 3,172,289 | $51.0M | 0.05% | −196,735−5.8% | Reduced |
| Schroder Investment Management Group | 3,505,442 | $52.6M | 0.08% | −1,808,059−34.0% | Reduced |
| Korea Investment CORP | 3,284,983 | $52.8M | 0.16% | −271,391−7.6% | Reduced |
| Canada Pension Plan Investment Board | 3,352,353 | $53.9M | 0.06% | +745,400+28.6% | Added |
| Janus Henderson Group PLC | 3,403,919 | $54.7M | 0.02% | −54,450−1.6% | Reduced |
| Dimensional Fund Advisors LP | 3,790,257 | $60.4M | 0.02% | +90,458+2.4% | Added |
| Exane Asset Management | 4,096,640 | $65.8M | 15.58% | +1,360,934+49.7% | Added |
| Wells Fargo & Company | 4,399,547 | $70.1M | 0.02% | +280,058+6.8% | Added |
| Parametric Portfolio Associates LLC | 4,537,790 | $72.3M | 0.04% | +319,370+7.6% | Added |
| Mackenzie Financial Corp | 4,544,568 | $72.4M | 0.10% | −1,510,689−24.9% | Reduced |
| M&G Investment Management Ltd | 5,220,606 | $84.1M | 0.41% | −24,634−0.5% | Reduced |
| Invesco Ltd. | 5,456,765 | $87.0M | 0.02% | −92,815−1.7% | Reduced |
| Neuberger Berman Group LLC | 5,734,451 | $91.4M | 0.08% | −54,908−0.9% | Reduced |
| ARGA Investment Management, LP | 5,989,159 | $96.4M | 6.73% | +40,520+0.7% | Added |
| Pzena Investment Management LLC | 6,624,379 | $105.6M | 0.42% | +114,718+1.8% | Added |
| Banque Cantonale Vaudoise | 6,992,552 | $112.4M | 4.84% | +1,105,553+18.8% | Added |
| Bank of New York Mellon Corp | 7,524,567 | $119.9M | 0.02% | −257,951−3.3% | Reduced |
| AXA S.A. | 7,573,075 | $120.7M | 0.34% | +252,636+3.5% | Added |
| Bank of Montreal | 8,488,598 | $137.5M | 0.07% | +324,443+4.0% | Added |
| Russell Investments Group, Ltd. | 8,798,706 | $141.5M | 0.24% | +213,731+2.5% | Added |
| Ameriprise Financial Inc | 9,179,871 | $146.8M | 0.05% | +632,960+7.4% | Added |
| Royal Bank of Canada | 10,439,320 | $166.4M | 0.05% | −3,665,043−26.0% | Reduced |
| DekaBank Deutsche Girozentrale | 10,956,670 | $176.7M | 0.49% | +553,249+5.3% | Added |
| Bank of America Corp | 11,574,242 | $184.5M | 0.02% | +2,354,782+25.5% | Added |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 14,195,970 | $228.3M | 0.37% | −1,485,572−9.5% | Reduced |
| Amundi | 16,161,004 | $256.7M | 0.18% | +1,392,868+9.4% | Added |
| Deutsche Bank AG | 18,677,914 | $297.7M | 0.14% | −9,165,332−32.9% | Reduced |
| Allianz Asset Management GmbH | 20,349,711 | $327.2M | 0.27% | −255,368−1.2% | Reduced |
| FMR LLC | 21,912,636 | $349.4M | 0.03% | +909,776+4.3% | Added |
| Vontobel Holding Ltd. | 25,076,910 | $403.8M | 3.56% | +4,956,828+24.6% | Added |
| JPMorgan Chase & Co | 27,820,737 | $443.5M | 0.06% | +6,887,736+32.9% | Added |
| Goldman Sachs Group Inc | 28,369,351 | $452.2M | 0.12% | −16,726−0.1% | Reduced |
| Pictet Asset Management SA | 28,768,441 | $462.6M | 0.51% | +28,768,441 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 42,675,990 | $686.2M | 3.71% | +3,115,537+7.9% | Added |
| Wellington Management Group LLP | 44,809,555 | $720.5M | 0.12% | +69,599+0.2% | Added |
| Capital International Investors | 46,117,676 | $737.4M | 0.17% | −105,226−0.2% | Reduced |
| Dodge & Cox | 100,194,242 | $1.60B | 1.04% | +10,629,700+11.9% | Added |
| Credit Suisse AG | 101,230,141 | $1.61B | 1.31% | −1,720,363−1.7% | Reduced |
| Vanguard Group Inc | 107,418,448 | $1.71B | 0.04% | +1,763,772+1.7% | Added |
| Massachusetts Financial Services Co | 131,257,295 | $2.09B | 0.61% | −3,353,477−2.5% | Reduced |
| UBS Group AG | 141,303,573 | $2.25B | 0.94% | −3,491,687−2.4% | Reduced |
| Norges Bank | 164,962,478 | $2.66B | 0.59% | +8,728,820+5.6% | Added |
| Capital Bank & Trust Co | 0 | $0 | 0.00% | −2,692,712−100.0% | Sold out |
| Ossiam | 0 | $0 | 0.00% | −1,280,993−100.0% | Sold out |
| Grantham, Mayo, Van Otterloo & Co. LLC | 0 | $0 | 0.00% | −251,773−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −247,521−100.0% | Sold out |
| Ontario Teachers Pension Plan Board | 0 | $0 | 0.00% | −246,546−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −145,581−100.0% | Sold out |
| U S Global Investors Inc | 0 | $0 | 0.00% | −128,755−100.0% | Sold out |
| Magnetar Financial LLC | 0 | $0 | 0.00% | −108,935−100.0% | Sold out |
| Optiver Holding B.V. | 0 | $0 | 0.00% | −95,736−100.0% | Sold out |
| Sciencast Management LP | 0 | $0 | 0.00% | −59,363−100.0% | Sold out |
| Paloma Partners Management Co | 0 | $0 | 0.00% | −48,057−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −43,054−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −42,807−100.0% | Sold out |
| Lake Street Advisors Group, LLC | 0 | $0 | 0.00% | −25,842−100.0% | Sold out |
| Avantax Advisory Services, Inc. | 0 | $0 | 0.00% | −26,863−100.0% | Sold out |
| Campbell & CO Investment Adviser LLC | 0 | $0 | 0.00% | −26,900−100.0% | Sold out |
| Jefferies Group LLC | 0 | $0 | 0.00% | −20,119−100.0% | Sold out |
| Longfellow Investment Management Co LLC | 0 | $0 | 0.00% | −19,080−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −15,300−100.0% | Sold out |
| Bayesian Capital Management, LP | 0 | $0 | 0.00% | −13,700−100.0% | Sold out |
| Financial Perspectives, Inc | 0 | $0 | 0.00% | −12,500−100.0% | Sold out |
| Wilkinson Global Asset Management LLC | 0 | $0 | 0.00% | −12,350−100.0% | Sold out |
| First City Capital Management, Inc. | 0 | $0 | 0.00% | −10,059−100.0% | Sold out |
| Kore Private Wealth LLC | 0 | $0 | 0.00% | −10,811−100.0% | Sold out |
| Cutler Group LP | 0 | $0 | 0.00% | −10,345−100.0% | Sold out |
| JTC Employer Solutions Trusteee Ltd | 0 | $0 | 0.00% | −6,117−100.0% | Sold out |
| Crewe Advisors LLC | 0 | $0 | 0.00% | −1,351−100.0% | Sold out |
| Savior LLC | 0 | $0 | 0.00% | −631−100.0% | Sold out |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 0 | $0 | 0.00% | −616−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −547−100.0% | Sold out |
| Stonebridge Capital Advisors LLC | 0 | $0 | 0.00% | −450−100.0% | Sold out |
| Bartlett & Co. Wealth Management LLC | 0 | $0 | 0.00% | −338−100.0% | Sold out |
| Bartlett & Co. LLC | 0 | $0 | 0.00% | −338−100.0% | Sold out |
| SRS Capital Advisors, Inc. | 0 | $0 | 0.00% | −196−100.0% | Sold out |
| Capital Analysts, LLC | 0 | $0 | 0.00% | −175−100.0% | Sold out |
| First Manhattan Co | 0 | $0 | 0.00% | −111−100.0% | Sold out |
| Anfield Capital Management, LLC | 0 | $0 | 0.00% | −50−100.0% | Sold out |
| Ford Financial Group, LLC | 0 | $0 | 0.00% | −117−100.0% | Sold out |
| Pictet Asset Management Ltd | – | – | – | – | Not filed |
| QS Investors, LLC | – | – | – | – | Not filed |