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Stem, Inc.

STEM
Exchange
NYSE
Industry
Services-Computer Integrated Systems Design
SEC CIK
0001758766

In the last 90 days, Stem, Inc. insiders filed 0 open-market purchases and 5 sales; 72 institutions reported holding it in 13F filings for Q2 2026, worth $17.2M in total; no superinvestor holds it.

13F holders, Q3 2023

Institutional positions in Stem, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
228
+3 vs. Q2 2023
Shares held
108.5M
+4.91M (+4.7%) vs. Q2 2023
Total value
$460.1M
−$132.7M (−22.4%) vs. Q2 2023
New holders
34
73 more added
Sold out
31
72 more reduced

2 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting STEM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2023: 228 institutions
Q1 2021: 6 institutionsQ2 2021: 189 institutionsQ3 2021: 176 institutionsQ4 2021: 207 institutionsQ1 2022: 192 institutionsQ2 2022: 204 institutionsQ3 2022: 220 institutionsQ4 2022: 235 institutionsQ1 2023: 228 institutionsQ2 2023: 227 institutionsQ3 2023: 228 institutionsQ4 2023: 225 institutionsQ1 2024: 211 institutionsQ2 2024: 183 institutionsQ3 2024: 150 institutionsQ4 2024: 142 institutionsQ1 2025: 155 institutionsQ2 2025: 81 institutionsQ3 2025: 85 institutionsQ4 2025: 86 institutionsQ1 2026: 75 institutionsQ2 2026: 72 institutions
Value heldQ3 2023: $460.1M
Q1 2021: $45.1MQ2 2021: $2.12BQ3 2021: $1.41BQ4 2021: $1.46BQ1 2022: $849.4MQ2 2022: $581.9MQ3 2022: $1.10BQ4 2022: $819.1MQ1 2023: $547.9MQ2 2023: $592.9MQ3 2023: $460.1MQ4 2023: $380.9MQ1 2024: $212.2MQ2 2024: $88.6MQ3 2024: $19.8MQ4 2024: $30.9MQ1 2025: $16.2MQ2 2025: $10.1MQ3 2025: $34.4MQ4 2025: $27.9MQ1 2026: $17.4MQ2 2026: $17.2M
Institutions holding STEM and their total value by quarter
QuarterHoldersValue
Q2 202672$17.2M
Q1 202675$17.4M
Q4 202586$27.9M
Q3 202585$34.4M
Q2 202581$10.1M
Q1 2025155$16.2M
Q4 2024142$30.9M
Q3 2024150$19.8M
Q2 2024183$88.6M
Q1 2024211$212.2M
Q4 2023225$380.9M
Q3 2023228$460.1M
Q2 2023227$592.9M
Q1 2023228$547.9M
Q4 2022235$819.1M
Q3 2022220$1.10B
Q2 2022204$581.9M
Q1 2022192$849.4M
Q4 2021207$1.46B
Q3 2021176$1.41B
Q2 2021189$2.12B
Q1 20216$45.1M

Institutions, Q3 2023

Shares, value and share of portfolio for each institution holding Stem, Inc.; share changes are against Q2 2023.

Institutions holding STEM in Q3 2023
InstitutionSharesValue% of portfolioChange in sharesAction
Rockefeller Capital Management L.P.816,295$3.46M0.01%+21,566+2.7%Added
Citigroup Inc864,631$3.67M0.01%−80,406−8.5%Reduced
Yaupon Capital Management LP879,481$3.73M0.42%+444,444+102.2%Added
Levin Capital Strategies, L.P.956,812$4.06M0.51%−51,599−5.1%Reduced
Autonomy Capital (Jersey) L.P.959,037$4.07M9.67%−200,281−17.3%Reduced
First Trust Advisors LP1,042,243$4.42M0.01%+115,520+12.5%Added
Ardsley Advisory Partners LP1,060,000$4.49M1.22%−343,000−24.4%Reduced
Lido Advisors, LLC1,075,772$4.56M0.05%+1,075,772New
Nomura Holdings Inc1,093,631$4.64M0.05%+79,130+7.8%Added
Charles Schwab Investment Management Inc1,127,800$4.78M0.00%+39,010+3.6%Added
Northern Trust Corp1,310,502$5.56M0.00%+11,247+0.9%Added
Erste Asset Management GmbH1,364,745$5.70M0.10%−611,040−30.9%Reduced
Van Eck Associates Corp1,526,956$6.47M0.01%−72,300−4.5%Reduced
Goldman Sachs Group Inc1,651,104$7.00M0.00%−167,641−9.2%Reduced
Norges Bank1,828,134$7.75M0.00%+890,816+95.0%Added
Morgan Stanley2,055,742$8.72M0.00%+627,153+43.9%Added
Invesco Ltd.2,176,112$9.23M0.00%−250,008−10.3%Reduced
CIBC Private Wealth Group, LLC2,215,545$9.39M0.02%−588,859−21.0%Reduced
Point72 Asset Management, L.P.2,260,723$9.59M0.03%+2,098,143+1,290.5%Added
Geode Capital Management, LLC2,943,502$12.5M0.00%+116,338+4.1%Added
State Street Corp3,322,695$14.1M0.00%+41,854+1.3%Added
Wellington Management Group LLP3,839,664$16.3M0.00%+362,203+10.4%Added
Alkeon Capital Management LLC3,888,612$16.5M0.10%+1,000,000+34.6%Added
Electron Capital Partners, LLC4,978,739$21.1M1.07%+1,909,478+62.2%Added
BNP PARIBAS ASSET MANAGEMENT Holding S.A.6,341,334$26.9M0.08%+3,271,193+106.5%Added
BlackRock Inc.10,331,451$43.8M0.00%−238,073−2.3%Reduced
Schroder Investment Management Group11,071,088$46.9M0.07%+438,834+4.1%Added
Vanguard Group Inc13,765,108$58.4M0.00%+9740.0%Added
William Blair Investment Management, LLC0$00.00%−1,608,611−100.0%Sold out
Jump Financial, LLC0$00.00%−418,868−100.0%Sold out
Sculptor Capital LP0$00.00%−400,000−100.0%Sold out
Squarepoint Ops LLC0$00.00%−337,166−100.0%Sold out
Gsa Capital Partners LLP0$00.00%−174,659−100.0%Sold out
Nebula Research & Development LLC0$00.00%−108,997−100.0%Sold out
Caption Management, LLC0$00.00%−101,000−100.0%Sold out
Point72 Europe (London) LLP0$00.00%−77,763−100.0%Sold out
IPG Investment Advisors LLC0$00.00%−70,000−100.0%Sold out
Verition Fund Management LLC0$00.00%−50,400−100.0%Sold out
Altrafin AG0$00.00%−42,671−100.0%Sold out
Cetera Advisor Networks LLC0$00.00%−38,428−100.0%Sold out
D. E. Shaw & Co., Inc.0$00.00%−38,426−100.0%Sold out
Point72 Middle East FZE0$00.00%−36,590−100.0%Sold out
Quantamental Technologies LLC0$00.00%−31,246−100.0%Sold out
Schonfeld Strategic Advisors LLC0$00.00%−30,750−100.0%Sold out
Y-Intercept (Hong Kong) Ltd0$00.00%−25,402−100.0%Sold out
Vident Investment Advisory, LLC0$00.00%−23,864−100.0%Sold out
Bridgefront Capital, LLC0$00.00%−22,874−100.0%Sold out
Engineers Gate Manager LP0$00.00%−21,561−100.0%Sold out
Hall Private Wealth Advisors0$00.00%−17,793−100.0%Sold out
Seven Eight Capital, LP0$00.00%−17,468−100.0%Sold out
Steel Peak Wealth Management LLC0$00.00%−17,000−100.0%Sold out
National Asset Management, Inc.0$00.00%−10,300−100.0%Sold out
Exchange Traded Concepts, LLC0$00.00%−9,340−100.0%Sold out
BIT Capital GmbH0$00.00%−1,826−100.0%Sold out
Quantbot Technologies LP0$00.00%−1,090−100.0%Sold out
Gilder Gagnon Howe & Co LLC0$00.00%−326−100.0%Sold out
Elequin Capital LP0$00.00%−156−100.0%Sold out
ICA Group Wealth Management, LLC0$00.00%−100−100.0%Sold out
Avion Wealth0$00.00%−195−100.0%Sold out
Pictet Asset Management SA––––Not filed
Piershale Financial Group, Inc.––––Not filed