Surgalign Holdings, Inc.
SRGADelisted Jul 27, 2023- Industry
- Orthopedic, Prosthetic & Surgical Appliances & Supplies
- SEC CIK
- 0001760173
Surgalign Holdings, Inc. was delisted on Jul 27, 2023; its insiders filed their last Form 4 on Sep 18, 2023; 25 institutions reported holding it in 13F filings for Q2 2023, worth $108.6K in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in Surgalign Holdings, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 78
- +6 vs. Q4 2021
- Shares held
- 43.8M
- +11.7M (+36.5%) vs. Q4 2021
- Total value
- $13.3M
- −$9.93M (−42.7%) vs. Q4 2021
- New holders
- 23
- 22 more added
- Sold out
- 17
- 13 more reduced
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SRGA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 1 | $5 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 4 | $1.72K |
| Q2 2023 | 25 | $108.6K |
| Q1 2023 | 36 | $3.89M |
| Q4 2022 | 35 | $3.63M |
| Q3 2022 | 36 | $3.43M |
| Q2 2022 | 40 | $3.85M |
| Q1 2022 | 78 | $13.3M |
| Q4 2021 | 72 | $23.3M |
| Q3 2021 | 88 | $49.0M |
| Q2 2021 | 88 | $80.2M |
| Q1 2021 | 104 | $131.6M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Surgalign Holdings, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Royal Bank of Canada | 1,000 | $0 | 0.00% | +650+185.7% | Added |
| Allworth Financial LP | 100 | $0 | 0.00% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 100 | $0 | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 779 | $0 | 0.00% | +779 | New |
| Simplex Trading, LLC | 1,470 | $0 | 0.00% | +1,470 | New |
| Global Retirement Partners, LLC | 10 | $0 | 0.00% | +10 | New |
| Rockefeller Capital Management L.P. | 6,000 | $1.00K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 4,385 | $1.00K | 0.00% | 00.0% | Unchanged |
| Prospera Financial Services Inc | 4,000 | $1.00K | 0.00% | +4,000 | New |
| Ogorek Anthony Joseph | 9,636 | $2.00K | 0.00% | 00.0% | Unchanged |
| Accel Wealth Management | 7,000 | $2.00K | 0.00% | 00.0% | Unchanged |
| Logan Capital Management Inc | 6,100 | $2.00K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 9,618 | $3.00K | 0.00% | −1,560−14.0% | Reduced |
| Integrated Advisors Network LLC | 10,000 | $3.00K | 0.00% | 00.0% | Unchanged |
| Linscomb & Williams, Inc. | 10,000 | $3.00K | 0.00% | +10,000 | New |
| Victory Capital Management Inc | 23,306 | $4.00K | 0.00% | +6,094+35.4% | Added |
| Atlas Brown,Inc. | 12,145 | $4.00K | 0.00% | +15+0.1% | Added |
| Orion Capital Management LLC | 12,000 | $4.00K | 0.00% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 11,597 | $4.00K | 0.00% | +11,597 | New |
| Central Trust Co | 14,881 | $5.00K | 0.00% | −14,881−50.0% | Reduced |
| Teton Advisors, Inc. | 18,000 | $5.00K | 0.00% | 00.0% | Unchanged |
| MML Investors Services, LLC | 17,000 | $5.00K | 0.00% | 00.0% | Unchanged |
| Principal Financial Group Inc | 15,795 | $5.00K | 0.00% | −890−5.3% | Reduced |
| Spire Wealth Management | 16,918 | $5.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 14,832 | $5.00K | 0.00% | +14,832 | New |
| Octavia Wealth Advisors, LLC | 14,813 | $5.00K | 0.00% | +14,813 | New |
| Traynor Capital Management, Inc. | 19,831 | $6.00K | 0.00% | 00.0% | Unchanged |
| Koss-Olinger Consulting, LLC | 19,272 | $6.00K | 0.00% | +7,764+67.5% | Added |
| Old Mission Capital LLC | 19,944 | $6.00K | 0.00% | +19,944 | New |
| Cetera Advisor Networks LLC | 29,400 | $9.00K | 0.00% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 37,080 | $11.0K | 0.00% | 00.0% | Unchanged |
| Rafferty Asset Management, LLC | 37,841 | $12.0K | 0.00% | −22,205−37.0% | Reduced |
| Two Sigma Advisers, LP | 37,900 | $12.0K | 0.00% | −9,800−20.5% | Reduced |
| Russell Investments Group, Ltd. | 42,500 | $12.0K | 0.00% | 00.0% | Unchanged |
| Gabelli Funds LLC | 39,000 | $12.0K | 0.00% | +4,000+11.4% | Added |
| Advisor Group Holdings, Inc. | 45,013 | $14.0K | 0.00% | +1,000+2.3% | Added |
| Acorn Wealth Advisors, LLC | 49,100 | $15.0K | 0.01% | +26,850+120.7% | Added |
| Warberg Asset Management LLC | 50,000 | $15.0K | 0.00% | +50,000 | New |
| Atwater Malick LLC | 50,000 | $15.0K | 0.01% | +50,000 | New |
| Buckingham Strategic Partners | 50,000 | $15.0K | 0.00% | +50,000 | New |
| Two Sigma Securities, LLC | 55,344 | $17.0K | 0.00% | +55,344 | New |
| Yakira Capital Management, Inc. | 63,795 | $19.0K | 0.00% | 00.0% | Unchanged |
| Stifel Financial Corp | 63,037 | $19.0K | 0.00% | +43,037+215.2% | Added |
| Assenagon Asset Management S.A. | 64,552 | $20.0K | 0.00% | +64,552 | New |
| Goldman Sachs Group Inc | 68,699 | $21.0K | 0.00% | −12,068−14.9% | Reduced |
| Bank of New York Mellon Corp | 119,495 | $36.0K | 0.00% | 00.0% | Unchanged |
| Summit Trail Advisors, LLC | 120,000 | $37.0K | 0.00% | +120,000 | New |
| Waypoint Capital Advisors, LLC | 159,809 | $40.0K | 0.02% | +159,809 | New |
| Global Trust Asset Management, LLC | 136,000 | $41.0K | 0.02% | +45,000+49.5% | Added |
| Susquehanna International Group, LLP | 144,029 | $44.0K | 0.00% | −1,973−1.4% | Reduced |
| Kestra Advisory Services, LLC | 201,650 | $61.0K | 0.00% | +7,150+3.7% | Added |
| Wells Fargo & Company | 201,150 | $61.0K | 0.00% | +70,346+53.8% | Added |
| UBS Group AG | 202,212 | $62.0K | 0.00% | −19,445−8.8% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 227,235 | $69.0K | 0.00% | +250+0.1% | Added |
| Price T Rowe Associates Inc | 246,700 | $75.0K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 249,066 | $76.0K | 0.00% | +89,200+55.8% | Added |
| Citadel Advisors LLC | 275,633 | $83.0K | 0.00% | −73,893−21.1% | Reduced |
| Northern Trust Corp | 358,662 | $109.0K | 0.00% | +124,055+52.9% | Added |
| Verition Fund Management LLC | 459,560 | $140.0K | 0.00% | +310,676+208.7% | Added |
| Silvercrest Asset Management Group LLC | 510,000 | $155.0K | 0.00% | +510,000 | New |
| DAFNA Capital Management LLC | 579,710 | $176.0K | 0.05% | 00.0% | Unchanged |
| Millennium Management LLC | 586,458 | $178.0K | 0.00% | +586,458 | New |
| Renaissance Technologies LLC | 593,755 | $181.0K | 0.00% | +593,755 | New |
| Morgan Stanley | 950,762 | $289.0K | 0.00% | +2,292+0.2% | Added |
| Gsa Capital Partners LLP | 950,247 | $289.0K | 0.04% | +892,140+1,535.3% | Added |
| HighTower Advisors, LLC | 1,003,500 | $305.0K | 0.00% | +200,000+24.9% | Added |
| D. E. Shaw & Co., Inc. | 1,020,712 | $311.0K | 0.00% | +1,020,712 | New |
| Geode Capital Management, LLC | 1,035,558 | $315.0K | 0.00% | +46,802+4.7% | Added |
| Dimensional Fund Advisors LP | 1,063,884 | $324.0K | 0.00% | −1,206,388−53.1% | Reduced |
| Atria Wealth Solutions, Inc. | 1,149,850 | $350.0K | 0.01% | +1,149,850 | New |
| BlackRock Inc. | 1,562,618 | $476.0K | 0.00% | +49,566+3.3% | Added |
| Eversept Partners, LP | 1,573,802 | $478.9K | 0.04% | −344,941−18.0% | Reduced |
| Alyeska Investment Group, L.P. | 2,100,000 | $639.0K | 0.01% | +2,100,000 | New |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 3,187,918 | $970.0K | 0.00% | −109,004−3.3% | Reduced |
| Cooperman Leon G | 3,750,000 | $1.14M | 0.06% | +424,000+12.7% | Added |
| Vanguard Group Inc | 4,597,028 | $1.40M | 0.00% | −1,164,985−20.2% | Reduced |
| State Street Corp | 6,064,078 | $1.84M | 0.00% | +274,736+4.7% | Added |
| Stonepine Capital Management, LLC | 7,375,678 | $2.24M | 0.93% | +7,375,678 | New |
| Fuller & Thaler Asset Management, Inc. | 0 | $0 | 0.00% | −709,810−100.0% | Sold out |
| Sabby Management, LLC | 0 | $0 | 0.00% | −468,999−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −315,624−100.0% | Sold out |
| First Eagle Investment Management, LLC | 0 | $0 | 0.00% | −95,504−100.0% | Sold out |
| DFPG Investments, LLC | 0 | $0 | 0.00% | −64,000−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −43,933−100.0% | Sold out |
| Charles Schwab Investment Management Inc | 0 | $0 | 0.00% | −41,383−100.0% | Sold out |
| Optiver Holding B.V. | 0 | $0 | 0.00% | −27,405−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −23,336−100.0% | Sold out |
| Calton & Associates, Inc. | 0 | $0 | 0.00% | −23,168−100.0% | Sold out |
| Zebra Capital Management LLC | 0 | $0 | 0.00% | −16,777−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −17,338−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −11,719−100.0% | Sold out |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −10,741−100.0% | Sold out |
| Chicago Partners Investment Group LLC | 0 | $0 | 0.00% | −10,600−100.0% | Sold out |
| Elmwood Wealth Management, Inc. | 0 | $0 | 0.00% | −4,300−100.0% | Sold out |
| Eaton Vance Management | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |