Sonendo, Inc.
SONX- Exchange
- OTC
- Industry
- Dental Equipment & Supplies
- SEC CIK
- 0001407973
No open-market purchases or sales by Sonendo, Inc. insiders were filed in the last 90 days; no institution reported holding it in 13F filings for Q2 2026; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Sonendo, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 39
- +1 vs. Q2 2023
- Shares held
- 31.4M
- −256.7K (−0.8%) vs. Q2 2023
- Total value
- $23.4M
- −$19.6M (−45.7%) vs. Q2 2023
- New holders
- 2
- 9 more added
- Sold out
- 1
- 8 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SONX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 3 | $272.0K |
| Q2 2024 | 3 | $530.4K |
| Q1 2024 | 4 | $1.34M |
| Q4 2023 | 6 | $3.10M |
| Q3 2023 | 39 | $23.4M |
| Q2 2023 | 38 | $43.0M |
| Q1 2023 | 38 | $60.3M |
| Q4 2022 | 37 | $90.1M |
| Q3 2022 | 40 | $22.1M |
| Q2 2022 | 33 | $25.7M |
| Q1 2022 | 37 | $61.3M |
| Q4 2021 | 44 | $94.5M |
| Q3 2021 | 0 | $0 |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Sonendo, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Royal Bank of Canada | 57 | $0 | 0.00% | −411−87.8% | Reduced |
| Allworth Financial LP | 100 | $75 | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 338 | $252 | 0.00% | +61+22.0% | Added |
| Parallel Advisors, LLC | 581 | $434 | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 8,100 | $6.04K | 0.00% | −4,713−36.8% | Reduced |
| HighTower Advisors, LLC | 10,907 | $8.00K | 0.00% | 00.0% | Unchanged |
| Park Avenue Securities LLC | 11,242 | $8.00K | 0.00% | +11,242 | New |
| Renaissance Technologies LLC | 11,600 | $9.00K | 0.00% | +400+3.6% | Added |
| Cambridge Investment Research Advisors, Inc. | 12,980 | $10.0K | 0.00% | −1,000−7.2% | Reduced |
| Wealthsource Partners, LLC | 13,500 | $10.1K | 0.00% | +13,500 | New |
| Bank of America Corp | 14,400 | $10.7K | 0.00% | +2,000+16.1% | Added |
| Bank of New York Mellon Corp | 20,583 | $15.4K | 0.00% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 24,344 | $18.2K | 0.00% | 00.0% | Unchanged |
| Cresset Asset Management, LLC | 28,181 | $21.0K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 84,000 | $26.0K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 43,830 | $33.0K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 66,145 | $49.3K | 0.00% | 00.0% | Unchanged |
| State Street Corp | 86,400 | $64.4K | 0.00% | 00.0% | Unchanged |
| M&T Bank Corp | 91,404 | $68.1K | 0.00% | 00.0% | Unchanged |
| Federated Hermes, Inc. | 120,000 | $89.5K | 0.00% | 00.0% | Unchanged |
| BlackRock Inc. | 122,127 | $91.1K | 0.00% | +5,020+4.3% | Added |
| CPV Partners, LLC | 149,439 | $111.5K | 0.07% | 00.0% | Unchanged |
| Morgan Stanley | 170,960 | $127.5K | 0.00% | +1,812+1.1% | Added |
| Bridgeway Capital Management, LLC | 181,500 | $135.4K | 0.00% | 00.0% | Unchanged |
| Boothbay Fund Management, LLC | 185,099 | $138.0K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 220,289 | $164.3K | 0.00% | −34,071−13.4% | Reduced |
| Millennium Management LLC | 294,450 | $219.6K | 0.00% | −2,039−0.7% | Reduced |
| Geode Capital Management, LLC | 374,329 | $279.3K | 0.00% | +45,786+13.9% | Added |
| Wedbush Securities Inc | 393,615 | $294.0K | 0.01% | +49,284+14.3% | Added |
| Redmile Group, LLC | 410,393 | $306.1K | 0.01% | −87,738−17.6% | Reduced |
| Fan Yu | 547,945 | $408.7K | 28.99% | 00.0% | Unchanged |
| HighMark Wealth Management LLC | 697,992 | $520.6K | 0.43% | +2000.0% | Added |
| Masters Capital Management LLC | 1,750,000 | $1.31M | 0.26% | 00.0% | Unchanged |
| Vanguard Group Inc | 2,025,657 | $1.51M | 0.00% | +1,254+0.1% | Added |
| Driehaus Capital Management LLC | 3,843,051 | $2.87M | 0.04% | 00.0% | Unchanged |
| First Light Asset Management, LLC | 4,185,619 | $3.12M | 0.30% | 00.0% | Unchanged |
| Blue Water Life Science Advisors, LLC | 4,643,461 | $3.46M | 3.27% | 00.0% | Unchanged |
| Pura Vida Investments, LLC | 4,663,907 | $3.48M | 1.71% | −8,238−0.2% | Reduced |
| ArrowMark Colorado Holdings LLC | 5,852,818 | $4.37M | 0.05% | −103,093−1.7% | Reduced |
| Skandinaviska Enskilda Banken AB (publ) | 0 | $0 | 0.00% | −145,913−100.0% | Sold out |