SVB Financial Group
SIVBDelisted May 2, 2023- Industry
- State Commercial Banks
- SEC CIK
- 0000719739
SVB Financial Group was delisted on May 2, 2023; its insiders filed their last Form 4 on Nov 12, 2024; 645 institutions reported holding it in 13F filings for Q4 2022, worth $13.2B in total; Coatue Management was the only superinvestor holding it.
13F holders, Q1 2022
Institutional positions in SVB Financial Group as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 806
- −60 vs. Q4 2021
- Shares held
- 53.6M
- +984.8K (+1.9%) vs. Q4 2021
- Total value
- $29.8B
- −$5.83B (−16.4%) vs. Q4 2021
- New holders
- 76
- 293 more added
- Sold out
- 136
- 310 more reduced
8 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SIVB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 1 | $0 |
| Q1 2025 | 1 | $0 |
| Q4 2024 | 3 | $13.8K |
| Q3 2024 | 6 | $24 |
| Q2 2024 | 10 | $514 |
| Q1 2024 | 10 | $1.12K |
| Q4 2023 | 15 | $7.14K |
| Q3 2023 | 17 | $15.3K |
| Q2 2023 | 22 | $102.7K |
| Q1 2023 | 87 | $599.7K |
| Q4 2022 | 645 | $13.2B |
| Q3 2022 | 674 | $18.7B |
| Q2 2022 | 750 | $21.7B |
| Q1 2022 | 806 | $29.8B |
| Q4 2021 | 874 | $35.6B |
| Q3 2021 | 778 | $34.3B |
| Q2 2021 | 734 | $27.6B |
| Q1 2021 | 714 | $24.4B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding SVB Financial Group; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bank of Nova Scotia | 16,805 | $9.40M | 0.02% | −10,410−38.3% | Reduced |
| Baird Financial Group, Inc. | 16,506 | $9.23M | 0.02% | +1,015+6.6% | Added |
| Arizona State Retirement System | 16,336 | $9.14M | 0.07% | +364+2.3% | Added |
| Fjarde Ap-Fonden /Fourth Swedish National Pension Fund | 16,302 | $9.12M | 0.09% | −249−1.5% | Reduced |
| Nordea Investment Management AB | 15,809 | $8.95M | 0.01% | +5,642+55.5% | Added |
| Middleton & Co Inc | 15,986 | $8.94M | 0.95% | +1,084+7.3% | Added |
| MetLife Investment Management | 15,942 | $8.92M | 0.06% | +2,976+23.0% | Added |
| Taikang Asset Management (Hong Kong) Co Ltd | 15,940 | $8.92M | 1.52% | +9,588+150.9% | Added |
| Van Strum & Towne Inc. | 15,673 | $8.77M | 3.28% | −215−1.4% | Reduced |
| Pacer Advisors, Inc. | 15,518 | $8.68M | 0.07% | +7,004+82.3% | Added |
| Hudson Bay Capital Management LP | 15,000 | $8.39M | 0.12% | +15,000 | New |
| Nisa Investment Advisors, LLC | 14,761 | $8.26M | 0.06% | +198+1.4% | Added |
| Amalgamated Bank | 14,558 | $8.14M | 0.06% | −1,036−6.6% | Reduced |
| Amalgamated Financial Corp. | 14,558 | $8.14M | 0.06% | +14,558 | New |
| Assenagon Asset Management S.A. | 14,209 | $7.95M | 0.03% | −35,474−71.4% | Reduced |
| Quadrature Capital Ltd | 13,987 | $7.83M | 0.31% | +13,135+1,541.7% | Added |
| Handelsinvest Investeringsforvaltning | 13,976 | $7.82M | 0.95% | −1,900−12.0% | Reduced |
| Walleye Capital LLC | 13,977 | $7.82M | 0.22% | +13,977 | New |
| Raymond James Financial Services Advisors, Inc. | 13,887 | $7.77M | 0.01% | −1,170−7.8% | Reduced |
| Janney Capital Management LLC | 13,820 | $7.73M | 0.55% | +1,493+12.1% | Added |
| CIBC World Markets Corp | 13,789 | $7.71M | 0.06% | +1,143+9.0% | Added |
| USS Investment Management Ltd | 13,583 | $7.60M | 0.06% | +1,247+10.1% | Added |
| PEAK6 Investments LLC | 13,521 | $7.56M | 0.23% | +9,819+265.2% | Added |
| Shell Asset Management Co | 13,479 | $7.54M | 0.18% | −17,626−56.7% | Reduced |
| Westpac Banking Corp | 13,396 | $7.49M | 0.09% | 00.0% | Unchanged |
| Credit Agricole S A | 13,225 | $7.40M | 0.23% | +140+1.1% | Added |
| Harrington Investments, INC | 13,135 | $7.35M | 4.40% | −204−1.5% | Reduced |
| Yousif Capital Management, LLC | 13,128 | $7.34M | 0.08% | +79+0.6% | Added |
| King Luther Capital Management Corp | 12,907 | $7.22M | 0.04% | +5,065+64.6% | Added |
| Carlson Capital L P | 12,500 | $6.99M | 0.48% | +2,799+28.9% | Added |
| Boothbay Fund Management, LLC | 12,500 | $6.99M | 0.23% | +2,999+31.6% | Added |
| James Investment Research Inc | 12,247 | $6.85M | 0.72% | −1,684−12.1% | Reduced |
| EFG Asset Management (Americas) Corp. | 11,924 | $6.68M | 1.24% | +5,627+89.4% | Added |
| CIBC World Markets Inc. | 11,932 | $6.67M | 0.02% | −1,566−11.6% | Reduced |
| Mutual of America Capital Management LLC | 11,927 | $6.67M | 0.07% | +1,143+10.6% | Added |
| Citadel Advisors LLC | 11,920 | $6.67M | 0.01% | −180,563−93.8% | Reduced |
| John W. Rosenthal Capital Management, Inc. | 11,700 | $6.55M | 5.13% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 13,786 | $6.32M | 0.01% | −2,643−16.1% | Reduced |
| Ambassador Advisors, LLC | 11,297 | $6.32M | 1.22% | +685+6.5% | Added |
| Schroder Investment Management Group | 11,134 | $6.31M | 0.01% | +1,308+13.3% | Added |
| EFG Asset Management (North America) Corp. | 11,272 | $6.31M | 0.95% | −2,576−18.6% | Reduced |
| Comerica Bank | 12,161 | $6.30M | 0.05% | −76−0.6% | Reduced |
| LGT Fund Management Co Ltd. | 11,458 | $6.28M | 0.84% | +7,958+227.4% | Added |
| Peapack Gladstone Financial Corp | 11,164 | $6.25M | 0.12% | +142+1.3% | Added |
| Fiduciary Trust Co | 11,135 | $6.23M | 0.11% | +15+0.1% | Added |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 11,064 | $6.19M | 0.13% | −4,028−26.7% | Reduced |
| Whittier Trust Co of Nevada Inc | 11,052 | $6.18M | 0.22% | +1,667+17.8% | Added |
| Guggenheim Capital LLC | 11,021 | $6.17M | 0.04% | −4,521−29.1% | Reduced |
| Emerald Mutual Fund Advisers Trust | 10,727 | $6.00M | 0.27% | +3,241+43.3% | Added |
| Erste Asset Management GmbH | 10,450 | $5.93M | 0.11% | +1,050+11.2% | Added |
| CIBC Asset Management Inc | 10,525 | $5.89M | 0.02% | +127+1.2% | Added |
| CWM Advisors, LLC | 10,489 | $5.87M | 0.68% | −958−8.4% | Reduced |
| Security National Bank | 10,356 | $5.79M | 1.33% | +366+3.7% | Added |
| Utah Retirement Systems | 10,061 | $5.63M | 0.07% | −200−1.9% | Reduced |
| Employees Retirement System of Texas | 10,047 | $5.62M | 0.07% | −2,000−16.6% | Reduced |
| Mackenzie Financial Corp | 9,866 | $5.52M | 0.01% | −95,078−90.6% | Reduced |
| Tower Research Capital LLC (TRC) | 9,866 | $5.52M | 0.05% | +4,582+86.7% | Added |
| Advisors Capital Management, LLC | 9,711 | $5.43M | 0.15% | +156+1.6% | Added |
| Sycomore Asset Management | 9,135 | $5.41M | 0.94% | +9,042+9,722.6% | Added |
| Northeast Investment Management | 9,514 | $5.32M | 0.28% | 00.0% | Unchanged |
| Skandinaviska Enskilda Banken AB (publ) | 9,490 | $5.31M | 0.03% | −541−5.4% | Reduced |
| State of Tennessee, Treasury Department | 9,465 | $5.29M | 0.02% | −8,098−46.1% | Reduced |
| Forsta Ap-Fonden | 9,400 | $5.26M | 0.06% | −3,900−29.3% | Reduced |
| IFM Investors Pty Ltd | 9,370 | $5.24M | 0.08% | +1,446+18.2% | Added |
| Wellington Shields Capital Management, LLC | 9,355 | $5.23M | 0.57% | +375+4.2% | Added |
| NWK Group, Inc. | 9,324 | $5.22M | 2.81% | −50−0.5% | Reduced |
| ING Groep NV | 9,321 | $5.21M | 0.05% | −12,338−57.0% | Reduced |
| Gulf International Bank (UK) Ltd | 9,173 | $5.13M | 0.08% | 00.0% | Unchanged |
| FJ Capital Management LLC | 9,022 | $5.05M | 0.43% | +9,022 | New |
| Mackay Shields LLC | 8,482 | $4.75M | 0.04% | −322−3.7% | Reduced |
| NBW Capital LLC | 8,453 | $4.73M | 1.12% | −1,284−13.2% | Reduced |
| Prio Wealth Limited Partnership | 8,447 | $4.73M | 0.16% | −27,650−76.6% | Reduced |
| Beach Investment Counsel Inc | 8,375 | $4.68M | 0.49% | −60−0.7% | Reduced |
| State of Alaska, Department of Revenue | 8,265 | $4.62M | 0.05% | −230−2.7% | Reduced |
| Public Sector Pension Investment Board | 8,213 | $4.59M | 0.03% | −1,580−16.1% | Reduced |
| Jane Street Group, LLC | 8,057 | $4.51M | 0.01% | +13+0.2% | Added |
| Marietta Investment Partners LLC | 7,934 | $4.44M | 1.01% | −100−1.2% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 7,861 | $4.40M | 0.04% | +495+6.7% | Added |
| Ulland Investment Advisors, LLC | 7,853 | $4.39M | 3.29% | +7,853 | New |
| US Bancorp | 7,833 | $4.38M | 0.01% | +1,431+22.4% | Added |
| Texas Permanent School Fund | 7,620 | $4.26M | 0.06% | −440−5.5% | Reduced |
| Alpine Woods Capital Investors, LLC | 7,600 | $4.25M | 0.45% | 00.0% | Unchanged |
| Bridgewater Associates, LP | 7,524 | $4.21M | 0.02% | −2,915−27.9% | Reduced |
| The PNC Financial Services Group, Inc. | 7,370 | $4.12M | 0.00% | +182+2.5% | Added |
| Brinker Capital Investments, LLC | 7,341 | $4.11M | 0.06% | +500+7.3% | Added |
| Portolan Capital Management, LLC | 7,214 | $4.04M | 0.32% | −3,635−33.5% | Reduced |
| Putnam Investments LLC | 6,982 | $3.91M | 0.01% | −5,340−43.3% | Reduced |
| Aptus Capital Advisors, LLC | 6,970 | $3.90M | 0.12% | +6,970 | New |
| American Century Companies Inc | 6,920 | $3.87M | 0.00% | +644+10.3% | Added |
| Jackson Square Capital, LLC | 6,853 | $3.83M | 1.20% | −2,032−22.9% | Reduced |
| Swiss Life Asset Management Ltd | 6,799 | $3.80M | 0.05% | +7+0.1% | Added |
| Van Eck Associates Corp | 6,463 | $3.62M | 0.01% | +635+10.9% | Added |
| Maltese Capital Management LLC | 6,400 | $3.58M | 0.67% | +900+16.4% | Added |
| NatWest Group plc | 6,303 | $3.53M | 1.70% | +6,303 | New |
| Peloton Wealth Strategists | 6,285 | $3.52M | 1.47% | −125−2.0% | Reduced |
| Creative Planning | 6,108 | $3.42M | 0.01% | +2,069+51.2% | Added |
| Elk River Wealth Management, LLC | 6,074 | $3.40M | 0.74% | +4,422+267.7% | Added |
| Gifford Fong Associates | 6,000 | $3.36M | 0.61% | 00.0% | Unchanged |
| Beaumont Financial Partners, LLC | 5,864 | $3.28M | 0.25% | +5,864 | New |
| Grantham, Mayo, Van Otterloo & Co. LLC | 5,848 | $3.27M | 0.02% | +718+14.0% | Added |