SVB Financial Group
SIVBDelisted May 2, 2023- Industry
- State Commercial Banks
- SEC CIK
- 0000719739
SVB Financial Group was delisted on May 2, 2023; its insiders filed their last Form 4 on Nov 12, 2024; 645 institutions reported holding it in 13F filings for Q4 2022, worth $13.2B in total; Coatue Management was the only superinvestor holding it.
13F holders, Q1 2022
Institutional positions in SVB Financial Group as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 806
- −60 vs. Q4 2021
- Shares held
- 53.6M
- +984.8K (+1.9%) vs. Q4 2021
- Total value
- $29.8B
- −$5.83B (−16.4%) vs. Q4 2021
- New holders
- 76
- 293 more added
- Sold out
- 136
- 310 more reduced
8 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SIVB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 1 | $0 |
| Q1 2025 | 1 | $0 |
| Q4 2024 | 3 | $13.8K |
| Q3 2024 | 6 | $24 |
| Q2 2024 | 10 | $514 |
| Q1 2024 | 10 | $1.12K |
| Q4 2023 | 15 | $7.14K |
| Q3 2023 | 17 | $15.3K |
| Q2 2023 | 22 | $102.7K |
| Q1 2023 | 87 | $599.7K |
| Q4 2022 | 645 | $13.2B |
| Q3 2022 | 674 | $18.7B |
| Q2 2022 | 750 | $21.7B |
| Q1 2022 | 806 | $29.8B |
| Q4 2021 | 874 | $35.6B |
| Q3 2021 | 778 | $34.3B |
| Q2 2021 | 734 | $27.6B |
| Q1 2021 | 714 | $24.4B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding SVB Financial Group; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Hartford Investment Management Co | 5,527 | $3.09M | 0.08% | −427−7.2% | Reduced |
| Panagora Asset Management Inc | 5,598 | $3.13M | 0.02% | −7,350−56.8% | Reduced |
| Richelieu Gestion PLC | 5,666 | $3.17M | 2.52% | +5,666 | New |
| Mathes Company, Inc. | 5,690 | $3.18M | 1.23% | −355−5.9% | Reduced |
| Two Sigma Advisers, LP | 5,700 | $3.19M | 0.01% | −7,030−55.2% | Reduced |
| Nippon Life Global Investors Americas, Inc. | 5,760 | $3.22M | 0.17% | −180−3.0% | Reduced |
| Grantham, Mayo, Van Otterloo & Co. LLC | 5,848 | $3.27M | 0.02% | +718+14.0% | Added |
| Beaumont Financial Partners, LLC | 5,864 | $3.28M | 0.25% | +5,864 | New |
| Gifford Fong Associates | 6,000 | $3.36M | 0.61% | 00.0% | Unchanged |
| Elk River Wealth Management, LLC | 6,074 | $3.40M | 0.74% | +4,422+267.7% | Added |
| Creative Planning | 6,108 | $3.42M | 0.01% | +2,069+51.2% | Added |
| Peloton Wealth Strategists | 6,285 | $3.52M | 1.47% | −125−2.0% | Reduced |
| NatWest Group plc | 6,303 | $3.53M | 1.70% | +6,303 | New |
| Maltese Capital Management LLC | 6,400 | $3.58M | 0.67% | +900+16.4% | Added |
| Van Eck Associates Corp | 6,463 | $3.62M | 0.01% | +635+10.9% | Added |
| Swiss Life Asset Management Ltd | 6,799 | $3.80M | 0.05% | +7+0.1% | Added |
| Jackson Square Capital, LLC | 6,853 | $3.83M | 1.20% | −2,032−22.9% | Reduced |
| American Century Companies Inc | 6,920 | $3.87M | 0.00% | +644+10.3% | Added |
| Aptus Capital Advisors, LLC | 6,970 | $3.90M | 0.12% | +6,970 | New |
| Putnam Investments LLC | 6,982 | $3.91M | 0.01% | −5,340−43.3% | Reduced |
| Portolan Capital Management, LLC | 7,214 | $4.04M | 0.32% | −3,635−33.5% | Reduced |
| Brinker Capital Investments, LLC | 7,341 | $4.11M | 0.06% | +500+7.3% | Added |
| The PNC Financial Services Group, Inc. | 7,370 | $4.12M | 0.00% | +182+2.5% | Added |
| Bridgewater Associates, LP | 7,524 | $4.21M | 0.02% | −2,915−27.9% | Reduced |
| Alpine Woods Capital Investors, LLC | 7,600 | $4.25M | 0.45% | 00.0% | Unchanged |
| Texas Permanent School Fund | 7,620 | $4.26M | 0.06% | −440−5.5% | Reduced |
| US Bancorp | 7,833 | $4.38M | 0.01% | +1,431+22.4% | Added |
| Ulland Investment Advisors, LLC | 7,853 | $4.39M | 3.29% | +7,853 | New |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 7,861 | $4.40M | 0.04% | +495+6.7% | Added |
| Marietta Investment Partners LLC | 7,934 | $4.44M | 1.01% | −100−1.2% | Reduced |
| Jane Street Group, LLC | 8,057 | $4.51M | 0.01% | +13+0.2% | Added |
| Public Sector Pension Investment Board | 8,213 | $4.59M | 0.03% | −1,580−16.1% | Reduced |
| State of Alaska, Department of Revenue | 8,265 | $4.62M | 0.05% | −230−2.7% | Reduced |
| Beach Investment Counsel Inc | 8,375 | $4.68M | 0.49% | −60−0.7% | Reduced |
| Prio Wealth Limited Partnership | 8,447 | $4.73M | 0.16% | −27,650−76.6% | Reduced |
| NBW Capital LLC | 8,453 | $4.73M | 1.12% | −1,284−13.2% | Reduced |
| Mackay Shields LLC | 8,482 | $4.75M | 0.04% | −322−3.7% | Reduced |
| FJ Capital Management LLC | 9,022 | $5.05M | 0.43% | +9,022 | New |
| Gulf International Bank (UK) Ltd | 9,173 | $5.13M | 0.08% | 00.0% | Unchanged |
| ING Groep NV | 9,321 | $5.21M | 0.05% | −12,338−57.0% | Reduced |
| NWK Group, Inc. | 9,324 | $5.22M | 2.81% | −50−0.5% | Reduced |
| Wellington Shields Capital Management, LLC | 9,355 | $5.23M | 0.57% | +375+4.2% | Added |
| IFM Investors Pty Ltd | 9,370 | $5.24M | 0.08% | +1,446+18.2% | Added |
| Forsta Ap-Fonden | 9,400 | $5.26M | 0.06% | −3,900−29.3% | Reduced |
| State of Tennessee, Treasury Department | 9,465 | $5.29M | 0.02% | −8,098−46.1% | Reduced |
| Skandinaviska Enskilda Banken AB (publ) | 9,490 | $5.31M | 0.03% | −541−5.4% | Reduced |
| Northeast Investment Management | 9,514 | $5.32M | 0.28% | 00.0% | Unchanged |
| Sycomore Asset Management | 9,135 | $5.41M | 0.94% | +9,042+9,722.6% | Added |
| Advisors Capital Management, LLC | 9,711 | $5.43M | 0.15% | +156+1.6% | Added |
| Mackenzie Financial Corp | 9,866 | $5.52M | 0.01% | −95,078−90.6% | Reduced |
| Tower Research Capital LLC (TRC) | 9,866 | $5.52M | 0.05% | +4,582+86.7% | Added |
| Employees Retirement System of Texas | 10,047 | $5.62M | 0.07% | −2,000−16.6% | Reduced |
| Utah Retirement Systems | 10,061 | $5.63M | 0.07% | −200−1.9% | Reduced |
| Security National Bank | 10,356 | $5.79M | 1.33% | +366+3.7% | Added |
| CWM Advisors, LLC | 10,489 | $5.87M | 0.68% | −958−8.4% | Reduced |
| CIBC Asset Management Inc | 10,525 | $5.89M | 0.02% | +127+1.2% | Added |
| Erste Asset Management GmbH | 10,450 | $5.93M | 0.11% | +1,050+11.2% | Added |
| Emerald Mutual Fund Advisers Trust | 10,727 | $6.00M | 0.27% | +3,241+43.3% | Added |
| Guggenheim Capital LLC | 11,021 | $6.17M | 0.04% | −4,521−29.1% | Reduced |
| Whittier Trust Co of Nevada Inc | 11,052 | $6.18M | 0.22% | +1,667+17.8% | Added |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 11,064 | $6.19M | 0.13% | −4,028−26.7% | Reduced |
| Fiduciary Trust Co | 11,135 | $6.23M | 0.11% | +15+0.1% | Added |
| Peapack Gladstone Financial Corp | 11,164 | $6.25M | 0.12% | +142+1.3% | Added |
| LGT Fund Management Co Ltd. | 11,458 | $6.28M | 0.84% | +7,958+227.4% | Added |
| Comerica Bank | 12,161 | $6.30M | 0.05% | −76−0.6% | Reduced |
| EFG Asset Management (North America) Corp. | 11,272 | $6.31M | 0.95% | −2,576−18.6% | Reduced |
| Schroder Investment Management Group | 11,134 | $6.31M | 0.01% | +1,308+13.3% | Added |
| Ambassador Advisors, LLC | 11,297 | $6.32M | 1.22% | +685+6.5% | Added |
| Advisor Group Holdings, Inc. | 13,786 | $6.32M | 0.01% | −2,643−16.1% | Reduced |
| John W. Rosenthal Capital Management, Inc. | 11,700 | $6.55M | 5.13% | 00.0% | Unchanged |
| Citadel Advisors LLC | 11,920 | $6.67M | 0.01% | −180,563−93.8% | Reduced |
| Mutual of America Capital Management LLC | 11,927 | $6.67M | 0.07% | +1,143+10.6% | Added |
| CIBC World Markets Inc. | 11,932 | $6.67M | 0.02% | −1,566−11.6% | Reduced |
| EFG Asset Management (Americas) Corp. | 11,924 | $6.68M | 1.24% | +5,627+89.4% | Added |
| James Investment Research Inc | 12,247 | $6.85M | 0.72% | −1,684−12.1% | Reduced |
| Carlson Capital L P | 12,500 | $6.99M | 0.48% | +2,799+28.9% | Added |
| Boothbay Fund Management, LLC | 12,500 | $6.99M | 0.23% | +2,999+31.6% | Added |
| King Luther Capital Management Corp | 12,907 | $7.22M | 0.04% | +5,065+64.6% | Added |
| Yousif Capital Management, LLC | 13,128 | $7.34M | 0.08% | +79+0.6% | Added |
| Harrington Investments, INC | 13,135 | $7.35M | 4.40% | −204−1.5% | Reduced |
| Credit Agricole S A | 13,225 | $7.40M | 0.23% | +140+1.1% | Added |
| Westpac Banking Corp | 13,396 | $7.49M | 0.09% | 00.0% | Unchanged |
| Shell Asset Management Co | 13,479 | $7.54M | 0.18% | −17,626−56.7% | Reduced |
| PEAK6 Investments LLC | 13,521 | $7.56M | 0.23% | +9,819+265.2% | Added |
| USS Investment Management Ltd | 13,583 | $7.60M | 0.06% | +1,247+10.1% | Added |
| CIBC World Markets Corp | 13,789 | $7.71M | 0.06% | +1,143+9.0% | Added |
| Janney Capital Management LLC | 13,820 | $7.73M | 0.55% | +1,493+12.1% | Added |
| Raymond James Financial Services Advisors, Inc. | 13,887 | $7.77M | 0.01% | −1,170−7.8% | Reduced |
| Handelsinvest Investeringsforvaltning | 13,976 | $7.82M | 0.95% | −1,900−12.0% | Reduced |
| Walleye Capital LLC | 13,977 | $7.82M | 0.22% | +13,977 | New |
| Quadrature Capital Ltd | 13,987 | $7.83M | 0.31% | +13,135+1,541.7% | Added |
| Assenagon Asset Management S.A. | 14,209 | $7.95M | 0.03% | −35,474−71.4% | Reduced |
| Amalgamated Bank | 14,558 | $8.14M | 0.06% | −1,036−6.6% | Reduced |
| Amalgamated Financial Corp. | 14,558 | $8.14M | 0.06% | +14,558 | New |
| Nisa Investment Advisors, LLC | 14,761 | $8.26M | 0.06% | +198+1.4% | Added |
| Hudson Bay Capital Management LP | 15,000 | $8.39M | 0.12% | +15,000 | New |
| Pacer Advisors, Inc. | 15,518 | $8.68M | 0.07% | +7,004+82.3% | Added |
| Van Strum & Towne Inc. | 15,673 | $8.77M | 3.28% | −215−1.4% | Reduced |
| Taikang Asset Management (Hong Kong) Co Ltd | 15,940 | $8.92M | 1.52% | +9,588+150.9% | Added |
| MetLife Investment Management | 15,942 | $8.92M | 0.06% | +2,976+23.0% | Added |