SVB Financial Group
SIVBDelisted May 2, 2023- Industry
- State Commercial Banks
- SEC CIK
- 0000719739
SVB Financial Group was delisted on May 2, 2023; its insiders filed their last Form 4 on Nov 12, 2024; 645 institutions reported holding it in 13F filings for Q4 2022, worth $13.2B in total; Coatue Management was the only superinvestor holding it.
13F holders, Q3 2021
Institutional positions in SVB Financial Group as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 778
- +50 vs. Q2 2021
- Shares held
- 53.1M
- +3.55M (+7.2%) vs. Q2 2021
- Total value
- $34.3B
- +$6.78B (+24.6%) vs. Q2 2021
- New holders
- 104
- 328 more added
- Sold out
- 54
- 233 more reduced
6 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SIVB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 1 | $0 |
| Q1 2025 | 1 | $0 |
| Q4 2024 | 3 | $13.8K |
| Q3 2024 | 6 | $24 |
| Q2 2024 | 10 | $514 |
| Q1 2024 | 10 | $1.12K |
| Q4 2023 | 15 | $7.14K |
| Q3 2023 | 17 | $15.3K |
| Q2 2023 | 22 | $102.7K |
| Q1 2023 | 87 | $599.7K |
| Q4 2022 | 645 | $13.2B |
| Q3 2022 | 674 | $18.7B |
| Q2 2022 | 750 | $21.7B |
| Q1 2022 | 806 | $29.8B |
| Q4 2021 | 874 | $35.6B |
| Q3 2021 | 778 | $34.3B |
| Q2 2021 | 734 | $27.6B |
| Q1 2021 | 714 | $24.4B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding SVB Financial Group; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| EP Wealth Advisors, LLC | 1,066 | $690.0K | 0.02% | +4+0.4% | Added |
| Perigon Wealth Management, LLC | 1,042 | $674.0K | 0.06% | −39−3.6% | Reduced |
| LMR Partners LLP | 1,026 | $664.0K | 0.01% | −12,754−92.6% | Reduced |
| Arjuna Capital | 1,024 | $662.0K | 0.27% | −165−13.9% | Reduced |
| Gateway Advisory, LLC | 1,022 | $661.0K | 0.14% | +18+1.8% | Added |
| William Blair Investment Management, LLC | 1,017 | $658.0K | 0.00% | +100+10.9% | Added |
| Alpha Cubed Investments, LLC | 1,014 | $656.0K | 0.05% | 00.0% | Unchanged |
| National Asset Management, Inc. | 1,002 | $649.0K | 0.02% | −48−4.6% | Reduced |
| Banque Cantonale Vaudoise | 992 | $642.0K | 0.03% | −1,308−56.9% | Reduced |
| Johnson Investment Counsel Inc | 976 | $631.0K | 0.01% | +976 | New |
| IndexIQ Advisors LLC | 972 | $629.0K | 0.02% | +86+9.7% | Added |
| Vestmark Advisory Solutions, Inc. | 973 | $629.0K | 0.04% | +607+165.8% | Added |
| Csenge Advisory Group | 945 | $628.0K | 0.05% | +74+8.5% | Added |
| Stratos Wealth Partners, LTD. | 969 | $627.0K | 0.02% | +517+114.4% | Added |
| Toroso Investments, LLC | 958 | $620.0K | 0.02% | +219+29.6% | Added |
| Beacon Pointe Advisors, LLC | 947 | $613.0K | 0.02% | +947 | New |
| Seeyond | 939 | $607.0K | 0.06% | −74−7.3% | Reduced |
| Beacon Investment Advisory Services, Inc. | 912 | $590.0K | 0.02% | −45−4.7% | Reduced |
| Michael B. Yongue | 912 | $590.0K | 0.43% | +35+4.0% | Added |
| BTR Capital Management Inc | 909 | $588.0K | 0.07% | −1−0.1% | Reduced |
| Gateway Investment Advisers LLC | 909 | $588.0K | 0.01% | +5+0.6% | Added |
| Mayflower Financial Advisors, LLC | 838 | $587.0K | 0.08% | +441+111.1% | Added |
| Bartlett & Co. Wealth Management LLC | 900 | $582.2K | 0.01% | −3−0.3% | Reduced |
| Bartlett & Co. LLC | 900 | $582.0K | 0.01% | −3−0.3% | Reduced |
| Pensionfund DSM Netherlands | 900 | $582.0K | 0.07% | +900 | New |
| Roman Butler Fullerton & Co | 833 | $580.0K | 0.27% | +833 | New |
| Prudent Man Advisors, LLC | 888 | $574.0K | 0.22% | −12−1.3% | Reduced |
| Savant Capital, LLC | 886 | $573.0K | 0.02% | +5+0.6% | Added |
| Signaturefd, LLC | 856 | $554.0K | 0.02% | +597+230.5% | Added |
| Kestra Advisory Services, LLC | 848 | $549.0K | 0.01% | +68+8.7% | Added |
| AlphaCrest Capital Management LLC | 847 | $548.0K | 0.03% | −248−22.6% | Reduced |
| Two Sigma Securities, LLC | 838 | $542.0K | 0.11% | +838 | New |
| We Are One Seven, LLC | 751 | $539.0K | 0.07% | +1+0.1% | Added |
| Berkshire Bank | 832 | $538.0K | 0.13% | +86+11.5% | Added |
| Great Diamond Partners, LLC | 828 | $535.0K | 0.15% | −7−0.8% | Reduced |
| Vestcor Inc | 824 | $533.0K | 0.02% | −47−5.4% | Reduced |
| New Jersey Better Educational Savings Trust | 820 | $530.0K | 1.05% | 00.0% | Unchanged |
| B. Riley Wealth Management, Inc. | 813 | $526.0K | 0.04% | −150−15.6% | Reduced |
| Ameritas Investment Partners, Inc. | 804 | $520.0K | 0.02% | +50+6.6% | Added |
| Everence Capital Management Inc | 800 | $518.0K | 0.04% | 00.0% | Unchanged |
| Flagship Harbor Advisors, LLC | 927 | $516.0K | 0.06% | 00.0% | Unchanged |
| Greenleaf Trust | 768 | $497.0K | 0.01% | +198+34.7% | Added |
| Dakota Wealth Management | 767 | $496.0K | 0.06% | 00.0% | Unchanged |
| BSW Wealth Partners | 764 | $494.0K | 0.14% | +80+11.7% | Added |
| Castleark Management LLC | 760 | $492.0K | 0.02% | −210−21.6% | Reduced |
| Strategy Asset Managers LLC | 760 | $492.0K | 0.11% | −24−3.1% | Reduced |
| CastleArk Alternatives, LLC | 760 | $492.0K | 0.02% | +760 | New |
| Integrated Advisors Network LLC | 757 | $490.0K | 0.03% | +25+3.4% | Added |
| Aureus Asset Management, LLC | 750 | $485.0K | 0.03% | 00.0% | Unchanged |
| Sierra Capital LLC | 748 | $484.0K | 0.08% | −18−2.3% | Reduced |
| Sterling Manor Financial, LLC | 732 | $474.0K | 0.40% | 00.0% | Unchanged |
| Tudor Investment Corp Et Al | 726 | $470.0K | 0.01% | +726 | New |
| Brown Brothers Harriman & Co | 722 | $467.0K | 0.00% | +84+13.2% | Added |
| Steward Partners Investment Advisory, LLC | 720 | $466.0K | 0.01% | +100+16.1% | Added |
| SevenOneSeven Capital Management | 709 | $459.0K | 1.16% | +19+2.8% | Added |
| Polar Asset Management Partners Inc. | 710 | $459.0K | 0.01% | +151+27.0% | Added |
| Nations Financial Group Inc, | 705 | $456.0K | 0.07% | +705 | New |
| Douglass Winthrop Advisors, LLC | 677 | $438.0K | 0.01% | 00.0% | Unchanged |
| Vista Capital Partners, Inc. | 672 | $435.0K | 0.06% | 00.0% | Unchanged |
| Alyeska Investment Group, L.P. | 672 | $435.0K | 0.01% | +672 | New |
| Stonehage Fleming Financial Services Holdings Ltd | 661 | $428.0K | 0.01% | 00.0% | Unchanged |
| Blueshift Asset Management, LLC | 653 | $422.0K | 0.02% | +160+32.5% | Added |
| AIA Group Ltd | 653 | $422.0K | 0.02% | +190+41.0% | Added |
| Harbour Investments, Inc. | 650 | $421.0K | 0.01% | +30+4.8% | Added |
| Exchange Traded Concepts, LLC | 645 | $417.0K | 0.01% | +95+17.3% | Added |
| Dorsey & Whitney Trust CO LLC | 643 | $416.0K | 0.04% | −57−8.1% | Reduced |
| Empirical Finance, LLC | 632 | $409.0K | 0.06% | +45+7.7% | Added |
| Alps Advisors Inc | 621 | $402.0K | 0.00% | −6−1.0% | Reduced |
| Synovus Financial Corp | 616 | $399.0K | 0.00% | 00.0% | Unchanged |
| Lincoln National Corp | 616 | $398.0K | 0.01% | −218−26.1% | Reduced |
| Johnson Financial Group, Inc. | 615 | $398.0K | 0.03% | +86+16.3% | Added |
| Central Trust Co | 615 | $398.0K | 0.01% | +248+67.6% | Added |
| U.S. Capital Wealth Advisors, LLC | 613 | $397.0K | 0.02% | +613 | New |
| Optimal Asset Management, Inc. | 612 | $396.0K | 0.05% | +2+0.3% | Added |
| Heartland Bank & Trust Co | 610 | $395.0K | 0.34% | −1,793−74.6% | Reduced |
| Platform Technology Partners | 606 | $392.0K | 0.18% | 00.0% | Unchanged |
| Fieldpoint Private Securities, LLC | 601 | $389.0K | 0.09% | +103+20.7% | Added |
| Livforsakringsbolaget Skandia, Omsesidigt | 600 | $388.0K | 0.02% | −200−25.0% | Reduced |
| YorkBridge Wealth Partners, LLC | 596 | $386.0K | 0.10% | 00.0% | Unchanged |
| Meiji Yasuda Asset Management Co Ltd. | 596 | $386.0K | 0.03% | +70+13.3% | Added |
| Veriti Management LLC | 597 | $386.0K | 0.05% | +597 | New |
| Siemens Fonds Invest GmbH | 585 | $378.0K | 0.03% | +585 | New |
| Centaurus Financial, Inc. | 581 | $376.0K | 0.03% | 00.0% | Unchanged |
| AE Wealth Management LLC | 576 | $373.0K | 0.00% | +576 | New |
| Wedbush Securities Inc | 575 | $372.0K | 0.02% | 00.0% | Unchanged |
| Sumitomo Mitsui Financial Group, Inc. | 566 | $371.0K | 0.01% | +566 | New |
| Liberty One Investment Management, LLC | 572 | $370.0K | 0.06% | −26−4.3% | Reduced |
| Patten Group, Inc. | 570 | $369.0K | 0.11% | +10+1.8% | Added |
| Mather Group, LLC. | 570 | $369.0K | 0.01% | +30+5.6% | Added |
| Bayesian Capital Management, LP | 567 | $367.0K | 0.11% | −1,470−72.2% | Reduced |
| Tiemann Investment Advisors, LLC | 568 | $367.0K | 0.17% | 00.0% | Unchanged |
| Conning Inc. | 562 | $364.0K | 0.01% | −38−6.3% | Reduced |
| Renasant Bank | 561 | $363.0K | 0.29% | 00.0% | Unchanged |
| Harvest Fund Management Co., Ltd | 559 | $361.0K | 0.08% | −167−23.0% | Reduced |
| Peddock Capital Advisors, LLC | 552 | $357.0K | 0.13% | 00.0% | Unchanged |
| Birch Hill Investment Advisors LLC | 550 | $356.0K | 0.02% | 00.0% | Unchanged |
| Brown Advisory Inc | 547 | $354.0K | 0.00% | +148+37.1% | Added |
| Harvest Investment Services, LLC | 542 | $350.0K | 0.14% | −998−64.8% | Reduced |
| Peregrine Capital Management LLC | 538 | $348.0K | 0.01% | 00.0% | Unchanged |
| Meridian Investment Counsel Inc. | 535 | $346.0K | 0.13% | +157+41.5% | Added |