SVB Financial Group
SIVBDelisted May 2, 2023- Industry
- State Commercial Banks
- SEC CIK
- 0000719739
SVB Financial Group was delisted on May 2, 2023; its insiders filed their last Form 4 on Nov 12, 2024; 645 institutions reported holding it in 13F filings for Q4 2022, worth $13.2B in total; Coatue Management was the only superinvestor holding it.
13F holders, Q3 2021
Institutional positions in SVB Financial Group as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 778
- +50 vs. Q2 2021
- Shares held
- 53.1M
- +3.55M (+7.2%) vs. Q2 2021
- Total value
- $34.3B
- +$6.78B (+24.6%) vs. Q2 2021
- New holders
- 104
- 328 more added
- Sold out
- 54
- 233 more reduced
6 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SIVB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 1 | $0 |
| Q1 2025 | 1 | $0 |
| Q4 2024 | 3 | $13.8K |
| Q3 2024 | 6 | $24 |
| Q2 2024 | 10 | $514 |
| Q1 2024 | 10 | $1.12K |
| Q4 2023 | 15 | $7.14K |
| Q3 2023 | 17 | $15.3K |
| Q2 2023 | 22 | $102.7K |
| Q1 2023 | 87 | $599.7K |
| Q4 2022 | 645 | $13.2B |
| Q3 2022 | 674 | $18.7B |
| Q2 2022 | 750 | $21.7B |
| Q1 2022 | 806 | $29.8B |
| Q4 2021 | 874 | $35.6B |
| Q3 2021 | 778 | $34.3B |
| Q2 2021 | 734 | $27.6B |
| Q1 2021 | 714 | $24.4B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding SVB Financial Group; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Chicago Capital, LLC | 107,406 | $69.5M | 2.64% | −1,787−1.6% | Reduced |
| Public Employees Retirement Association of Colorado | 115,603 | $74.8M | 0.33% | +576+0.5% | Added |
| Trillium Asset Management, LLC | 117,059 | $75.7M | 2.00% | −3,388−2.8% | Reduced |
| Korea Investment CORP | 123,306 | $79.8M | 0.24% | +112,406+1,031.2% | Added |
| Wells Fargo & Company | 124,095 | $80.3M | 0.02% | −4,376−3.4% | Reduced |
| Sound Shore Management Inc | 125,978 | $81.5M | 2.30% | −467−0.4% | Reduced |
| Capital International Inc | 126,454 | $81.8M | 0.79% | −18,163−12.6% | Reduced |
| Stephens Investment Management Group LLC | 127,258 | $82.3M | 1.12% | −29,823−19.0% | Reduced |
| Ardevora Asset Management LLP | 127,400 | $82.4M | 1.04% | +2,000+1.6% | Added |
| Mackenzie Financial Corp | 127,859 | $82.7M | 0.12% | −2,534−1.9% | Reduced |
| California Public Employees Retirement System | 128,789 | $83.3M | 0.06% | +7,514+6.2% | Added |
| Credit Suisse AG | 129,804 | $84.0M | 0.07% | +791+0.6% | Added |
| First Republic Investment Management, Inc. | 130,731 | $84.6M | 0.21% | +17,939+15.9% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 132,875 | $86.0M | 0.47% | +8,234+6.6% | Added |
| HSBC Holdings PLC | 132,955 | $86.4M | 0.10% | +71,653+116.9% | Added |
| UBS Group AG | 135,703 | $87.8M | 0.04% | −32,572−19.4% | Reduced |
| Kames Capital plc | 136,630 | $88.3M | 1.26% | −200.0% | Reduced |
| 1832 Asset Management L.P. | 142,155 | $93.8M | 0.18% | +142,155 | New |
| Clearbridge Investments, LLC | 147,427 | $95.4M | 0.07% | 00.0% | Unchanged |
| Westfield Capital Management Co LP | 154,568 | $100.0M | 0.60% | +154,568 | New |
| Principal Financial Group Inc | 155,171 | $100.4M | 0.07% | −752−0.5% | Reduced |
| Rathbone Brothers plc | 161,145 | $104.2M | 1.12% | 00.0% | Unchanged |
| Barclays PLC | 163,727 | $105.9M | 0.08% | +30,252+22.7% | Added |
| Axiom Investors LLC | 168,138 | $108.8M | 1.79% | +5,900+3.6% | Added |
| Citadel Advisors LLC | 174,140 | $112.6M | 0.12% | +74,927+75.5% | Added |
| Manufacturers Life Insurance Company, The | 179,259 | $116.0M | 0.09% | +18,915+11.8% | Added |
| Pictet Asset Management SA | 183,218 | $118.5M | 0.13% | +183,218 | New |
| AQR Capital Management LLC | 194,586 | $125.9M | 0.23% | −4,564−2.3% | Reduced |
| Diamond Hill Capital Management Inc | 195,645 | $126.6M | 0.48% | −21,324−9.8% | Reduced |
| Sarasin & Partners LLP | 197,055 | $127.5M | 1.29% | +30,822+18.5% | Added |
| Goldman Sachs Group Inc | 206,320 | $133.5M | 0.03% | −21,211−9.3% | Reduced |
| Price T Rowe Associates Inc | 226,819 | $146.7M | 0.01% | +4,363+2.0% | Added |
| Parametric Portfolio Associates LLC | 228,591 | $147.9M | 0.08% | +12,133+5.6% | Added |
| Handelsbanken Fonder AB | 249,696 | $161.5M | 0.85% | +21,100+9.2% | Added |
| Nuveen Asset Management, LLC | 249,992 | $161.7M | 0.05% | +25,575+11.4% | Added |
| Massachusetts Financial Services Co | 255,445 | $165.2M | 0.05% | +3,526+1.4% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 258,420 | $167.2M | 0.10% | +3,415+1.3% | Added |
| UBS Asset Management Americas Inc | 258,688 | $167.3M | 0.07% | +18,065+7.5% | Added |
| Ensign Peak Advisors, Inc | 275,696 | $178.3M | 0.37% | +16,220+6.3% | Added |
| Charles Schwab Investment Management Inc | 283,039 | $183.1M | 0.06% | +25,117+9.7% | Added |
| Deutsche Bank AG | 316,000 | $204.4M | 0.10% | +27,747+9.6% | Added |
| Champlain Investment Partners, LLC | 324,816 | $210.1M | 1.01% | −12,513−3.7% | Reduced |
| Legal & General Group Plc | 343,180 | $222.0M | 0.07% | +21,314+6.6% | Added |
| Dimensional Fund Advisors LP | 344,057 | $222.6M | 0.07% | −21,739−5.9% | Reduced |
| Macquarie Group Ltd | 346,625 | $224.2M | 0.19% | −2,651−0.8% | Reduced |
| Ninety One UK Ltd | 369,432 | $239.0M | 0.61% | −95,605−20.6% | Reduced |
| Frontier Capital Management Co LLC | 374,327 | $242.1M | 1.90% | −24,776−6.2% | Reduced |
| Swedbank AB | 390,537 | $252.6M | 0.47% | −44,427−10.2% | Reduced |
| Bank of Montreal | 418,106 | $276.4M | 0.14% | +11,221+2.8% | Added |
| Lord, Abbett & Co. LLC | 436,672 | $282.5M | 0.68% | +167,211+62.1% | Added |
| Amundi | 438,244 | $283.5M | 0.20% | +79,130+22.0% | Added |
| Franklin Resources Inc | 466,365 | $301.7M | 0.11% | −554−0.1% | Reduced |
| Victory Capital Management Inc | 476,770 | $308.4M | 0.30% | −1,082−0.2% | Reduced |
| Norges Bank | 517,677 | $334.9M | 0.07% | +34,087+7.0% | Added |
| FMR LLC | 546,238 | $353.4M | 0.03% | +449,281+463.4% | Added |
| APG Asset Management N.V. | 635,414 | $354.7M | 0.63% | +4,624+0.7% | Added |
| Janus Henderson Group PLC | 552,074 | $357.1M | 0.16% | −3,074−0.6% | Reduced |
| Capital Research Global Investors | 566,567 | $366.5M | 0.09% | −730.0% | Reduced |
| Neuberger Berman Group LLC | 593,691 | $383.6M | 0.34% | −6,946−1.2% | Reduced |
| Northern Trust Corp | 610,088 | $394.7M | 0.07% | +56,411+10.2% | Added |
| Bank of New York Mellon Corp | 619,379 | $400.7M | 0.08% | +69,274+12.6% | Added |
| Ameriprise Financial Inc | 635,055 | $410.8M | 0.13% | +119,791+23.2% | Added |
| Fisher Asset Management, LLC | 641,591 | $415.0M | 0.26% | −2,714−0.4% | Reduced |
| Artisan Partners Limited Partnership | 690,406 | $446.6M | 0.55% | +72,858+11.8% | Added |
| Bank of America Corp | 732,065 | $473.6M | 0.05% | +92,382+14.4% | Added |
| Capital World Investors | 870,788 | $563.3M | 0.10% | 00.0% | Unchanged |
| Alliancebernstein L.P. | 893,894 | $578.2M | 0.23% | +74,144+9.0% | Added |
| Morgan Stanley | 971,993 | $628.8M | 0.08% | +50,245+5.5% | Added |
| Harding Loevner LP | 1,059,211 | $685.2M | 2.73% | −247,582−18.9% | Reduced |
| Geode Capital Management, LLC | 1,120,549 | $723.2M | 0.10% | +83,375+8.0% | Added |
| Invesco Ltd. | 1,238,752 | $801.3M | 0.20% | +372,184+42.9% | Added |
| Alecta Pensionsforsakring, Omsesidigt | 1,296,500 | $837.8M | 3.98% | +60,000+4.9% | Added |
| Royal Bank of Canada | 1,715,975 | $1.11B | 0.31% | +135,943+8.6% | Added |
| Capital International Investors | 2,055,844 | $1.33B | 0.30% | +7,264+0.4% | Added |
| JPMorgan Chase & Co | 2,198,909 | $1.42B | 0.19% | −230,058−9.5% | Reduced |
| State Street Corp | 2,835,786 | $1.83B | 0.10% | +174,985+6.6% | Added |
| BlackRock Inc. | 5,059,688 | $3.27B | 0.09% | +439,970+9.5% | Added |
| Vanguard Group Inc | 6,078,924 | $3.93B | 0.10% | +364,444+6.4% | Added |
| Junto Capital Management LP | 0 | $0 | 0.00% | −62,181−100.0% | Sold out |
| Azora Capital LP | 0 | $0 | 0.00% | −40,000−100.0% | Sold out |
| Prudential PLC | 0 | $0 | 0.00% | −34,700−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −33,785−100.0% | Sold out |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −23,357−100.0% | Sold out |
| BP PLC | 0 | $0 | 0.00% | −19,222−100.0% | Sold out |
| Twinbeech Capital LP | 0 | $0 | 0.00% | −15,846−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −14,070−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −11,034−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −10,445−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −8,000−100.0% | Sold out |
| Edgestream Partners, L.P. | 0 | $0 | 0.00% | −7,249−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −6,175−100.0% | Sold out |
| M&G Investment Management Ltd | 0 | $0 | 0.00% | −5,382−100.0% | Sold out |
| Davy Global Fund Management Ltd | 0 | $0 | 0.00% | −4,589−100.0% | Sold out |
| Marshall Wace North America L.P. | 0 | $0 | 0.00% | −4,374−100.0% | Sold out |
| Zacks Investment Management | 0 | $0 | 0.00% | −4,001−100.0% | Sold out |
| AdvisorShares Investments LLC | 0 | $0 | 0.00% | −3,416−100.0% | Sold out |
| Lazard Asset Management LLC | 0 | $0 | 0.00% | −3,210−100.0% | Sold out |
| Quantamental Technologies LLC | 0 | $0 | 0.00% | −1,749−100.0% | Sold out |
| Leverage Partners Absolute Return Fund SPC | 0 | $0 | 0.00% | −1,538−100.0% | Sold out |
| MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH | 0 | $0 | 0.00% | −1,433−100.0% | Sold out |