SVB Financial Group
SIVBDelisted May 2, 2023- Industry
- State Commercial Banks
- SEC CIK
- 0000719739
SVB Financial Group was delisted on May 2, 2023; its insiders filed their last Form 4 on Nov 12, 2024; 645 institutions reported holding it in 13F filings for Q4 2022, worth $13.2B in total; Coatue Management was the only superinvestor holding it.
13F holders, Q3 2021
Institutional positions in SVB Financial Group as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 778
- +50 vs. Q2 2021
- Shares held
- 53.1M
- +3.55M (+7.2%) vs. Q2 2021
- Total value
- $34.3B
- +$6.78B (+24.6%) vs. Q2 2021
- New holders
- 104
- 328 more added
- Sold out
- 54
- 233 more reduced
6 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SIVB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 1 | $0 |
| Q1 2025 | 1 | $0 |
| Q4 2024 | 3 | $13.8K |
| Q3 2024 | 6 | $24 |
| Q2 2024 | 10 | $514 |
| Q1 2024 | 10 | $1.12K |
| Q4 2023 | 15 | $7.14K |
| Q3 2023 | 17 | $15.3K |
| Q2 2023 | 22 | $102.7K |
| Q1 2023 | 87 | $599.7K |
| Q4 2022 | 645 | $13.2B |
| Q3 2022 | 674 | $18.7B |
| Q2 2022 | 750 | $21.7B |
| Q1 2022 | 806 | $29.8B |
| Q4 2021 | 874 | $35.6B |
| Q3 2021 | 778 | $34.3B |
| Q2 2021 | 734 | $27.6B |
| Q1 2021 | 714 | $24.4B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding SVB Financial Group; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Livforsakringsbolaget Skandia, Omsesidigt | 600 | $388.0K | 0.02% | −200−25.0% | Reduced |
| Fieldpoint Private Securities, LLC | 601 | $389.0K | 0.09% | +103+20.7% | Added |
| Platform Technology Partners | 606 | $392.0K | 0.18% | 00.0% | Unchanged |
| Heartland Bank & Trust Co | 610 | $395.0K | 0.34% | −1,793−74.6% | Reduced |
| Optimal Asset Management, Inc. | 612 | $396.0K | 0.05% | +2+0.3% | Added |
| U.S. Capital Wealth Advisors, LLC | 613 | $397.0K | 0.02% | +613 | New |
| Lincoln National Corp | 616 | $398.0K | 0.01% | −218−26.1% | Reduced |
| Johnson Financial Group, Inc. | 615 | $398.0K | 0.03% | +86+16.3% | Added |
| Central Trust Co | 615 | $398.0K | 0.01% | +248+67.6% | Added |
| Synovus Financial Corp | 616 | $399.0K | 0.00% | 00.0% | Unchanged |
| Alps Advisors Inc | 621 | $402.0K | 0.00% | −6−1.0% | Reduced |
| Empirical Finance, LLC | 632 | $409.0K | 0.06% | +45+7.7% | Added |
| Dorsey & Whitney Trust CO LLC | 643 | $416.0K | 0.04% | −57−8.1% | Reduced |
| Exchange Traded Concepts, LLC | 645 | $417.0K | 0.01% | +95+17.3% | Added |
| Harbour Investments, Inc. | 650 | $421.0K | 0.01% | +30+4.8% | Added |
| Blueshift Asset Management, LLC | 653 | $422.0K | 0.02% | +160+32.5% | Added |
| AIA Group Ltd | 653 | $422.0K | 0.02% | +190+41.0% | Added |
| Stonehage Fleming Financial Services Holdings Ltd | 661 | $428.0K | 0.01% | 00.0% | Unchanged |
| Vista Capital Partners, Inc. | 672 | $435.0K | 0.06% | 00.0% | Unchanged |
| Alyeska Investment Group, L.P. | 672 | $435.0K | 0.01% | +672 | New |
| Douglass Winthrop Advisors, LLC | 677 | $438.0K | 0.01% | 00.0% | Unchanged |
| Nations Financial Group Inc, | 705 | $456.0K | 0.07% | +705 | New |
| SevenOneSeven Capital Management | 709 | $459.0K | 1.16% | +19+2.8% | Added |
| Polar Asset Management Partners Inc. | 710 | $459.0K | 0.01% | +151+27.0% | Added |
| Steward Partners Investment Advisory, LLC | 720 | $466.0K | 0.01% | +100+16.1% | Added |
| Brown Brothers Harriman & Co | 722 | $467.0K | 0.00% | +84+13.2% | Added |
| Tudor Investment Corp Et Al | 726 | $470.0K | 0.01% | +726 | New |
| Sterling Manor Financial, LLC | 732 | $474.0K | 0.40% | 00.0% | Unchanged |
| Sierra Capital LLC | 748 | $484.0K | 0.08% | −18−2.3% | Reduced |
| Aureus Asset Management, LLC | 750 | $485.0K | 0.03% | 00.0% | Unchanged |
| Integrated Advisors Network LLC | 757 | $490.0K | 0.03% | +25+3.4% | Added |
| Castleark Management LLC | 760 | $492.0K | 0.02% | −210−21.6% | Reduced |
| Strategy Asset Managers LLC | 760 | $492.0K | 0.11% | −24−3.1% | Reduced |
| CastleArk Alternatives, LLC | 760 | $492.0K | 0.02% | +760 | New |
| BSW Wealth Partners | 764 | $494.0K | 0.14% | +80+11.7% | Added |
| Dakota Wealth Management | 767 | $496.0K | 0.06% | 00.0% | Unchanged |
| Greenleaf Trust | 768 | $497.0K | 0.01% | +198+34.7% | Added |
| Flagship Harbor Advisors, LLC | 927 | $516.0K | 0.06% | 00.0% | Unchanged |
| Everence Capital Management Inc | 800 | $518.0K | 0.04% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 804 | $520.0K | 0.02% | +50+6.6% | Added |
| B. Riley Wealth Management, Inc. | 813 | $526.0K | 0.04% | −150−15.6% | Reduced |
| New Jersey Better Educational Savings Trust | 820 | $530.0K | 1.05% | 00.0% | Unchanged |
| Vestcor Inc | 824 | $533.0K | 0.02% | −47−5.4% | Reduced |
| Great Diamond Partners, LLC | 828 | $535.0K | 0.15% | −7−0.8% | Reduced |
| Berkshire Bank | 832 | $538.0K | 0.13% | +86+11.5% | Added |
| We Are One Seven, LLC | 751 | $539.0K | 0.07% | +1+0.1% | Added |
| Two Sigma Securities, LLC | 838 | $542.0K | 0.11% | +838 | New |
| AlphaCrest Capital Management LLC | 847 | $548.0K | 0.03% | −248−22.6% | Reduced |
| Kestra Advisory Services, LLC | 848 | $549.0K | 0.01% | +68+8.7% | Added |
| Signaturefd, LLC | 856 | $554.0K | 0.02% | +597+230.5% | Added |
| Savant Capital, LLC | 886 | $573.0K | 0.02% | +5+0.6% | Added |
| Prudent Man Advisors, LLC | 888 | $574.0K | 0.22% | −12−1.3% | Reduced |
| Roman Butler Fullerton & Co | 833 | $580.0K | 0.27% | +833 | New |
| Bartlett & Co. LLC | 900 | $582.0K | 0.01% | −3−0.3% | Reduced |
| Pensionfund DSM Netherlands | 900 | $582.0K | 0.07% | +900 | New |
| Bartlett & Co. Wealth Management LLC | 900 | $582.2K | 0.01% | −3−0.3% | Reduced |
| Mayflower Financial Advisors, LLC | 838 | $587.0K | 0.08% | +441+111.1% | Added |
| BTR Capital Management Inc | 909 | $588.0K | 0.07% | −1−0.1% | Reduced |
| Gateway Investment Advisers LLC | 909 | $588.0K | 0.01% | +5+0.6% | Added |
| Beacon Investment Advisory Services, Inc. | 912 | $590.0K | 0.02% | −45−4.7% | Reduced |
| Michael B. Yongue | 912 | $590.0K | 0.43% | +35+4.0% | Added |
| Seeyond | 939 | $607.0K | 0.06% | −74−7.3% | Reduced |
| Beacon Pointe Advisors, LLC | 947 | $613.0K | 0.02% | +947 | New |
| Toroso Investments, LLC | 958 | $620.0K | 0.02% | +219+29.6% | Added |
| Stratos Wealth Partners, LTD. | 969 | $627.0K | 0.02% | +517+114.4% | Added |
| Csenge Advisory Group | 945 | $628.0K | 0.05% | +74+8.5% | Added |
| IndexIQ Advisors LLC | 972 | $629.0K | 0.02% | +86+9.7% | Added |
| Vestmark Advisory Solutions, Inc. | 973 | $629.0K | 0.04% | +607+165.8% | Added |
| Johnson Investment Counsel Inc | 976 | $631.0K | 0.01% | +976 | New |
| Banque Cantonale Vaudoise | 992 | $642.0K | 0.03% | −1,308−56.9% | Reduced |
| National Asset Management, Inc. | 1,002 | $649.0K | 0.02% | −48−4.6% | Reduced |
| Alpha Cubed Investments, LLC | 1,014 | $656.0K | 0.05% | 00.0% | Unchanged |
| William Blair Investment Management, LLC | 1,017 | $658.0K | 0.00% | +100+10.9% | Added |
| Gateway Advisory, LLC | 1,022 | $661.0K | 0.14% | +18+1.8% | Added |
| Arjuna Capital | 1,024 | $662.0K | 0.27% | −165−13.9% | Reduced |
| LMR Partners LLP | 1,026 | $664.0K | 0.01% | −12,754−92.6% | Reduced |
| Perigon Wealth Management, LLC | 1,042 | $674.0K | 0.06% | −39−3.6% | Reduced |
| EP Wealth Advisors, LLC | 1,066 | $690.0K | 0.02% | +4+0.4% | Added |
| Galvin, Gaustad & Stein, LLC | 1,075 | $695.0K | 0.07% | +1,075 | New |
| First Mercantile Trust Co | 1,077 | $697.0K | 0.09% | −94−8.0% | Reduced |
| Vident Investment Advisory, LLC | 1,081 | $700.0K | 0.02% | +1,081 | New |
| Quantinno Capital Management LP | 1,086 | $703.0K | 0.78% | −118−9.8% | Reduced |
| Corient Capital Partners, LLC | 1,087 | $703.0K | 0.05% | +30+2.8% | Added |
| Point72 Hong Kong Ltd | 1,097 | $710.0K | 0.05% | −1,350−55.2% | Reduced |
| 180 Wealth Advisors, LLC | 1,033 | $713.0K | 0.16% | +288+38.7% | Added |
| FDx Advisors, Inc. | 1,115 | $721.0K | 0.02% | −13−1.2% | Reduced |
| Virtu Financial LLC | 1,119 | $724.0K | 0.06% | −74−6.2% | Reduced |
| World Asset Management Inc | 1,142 | $739.0K | 0.07% | −29−2.5% | Reduced |
| Squarepoint Ops LLC | 1,144 | $740.0K | 0.01% | −7,300−86.5% | Reduced |
| HighPoint Advisor Group LLC | 1,148 | $743.0K | 0.07% | +38+3.4% | Added |
| Horizon Investments, LLC | 1,152 | $745.0K | 0.02% | −246−17.6% | Reduced |
| Tokio Marine Asset Management Co Ltd | 1,159 | $750.0K | 0.07% | −125−9.7% | Reduced |
| Moody Aldrich Partners LLC | 1,182 | $765.0K | 0.10% | −1−0.1% | Reduced |
| Centiva Capital, LP | 1,184 | $766.0K | 0.06% | +225+23.5% | Added |
| Eidelman Virant Capital | 1,180 | $775.0K | 0.30% | +1,180 | New |
| Illinois Municipal Retirement Fund | 1,199 | $776.0K | 0.03% | +264+28.2% | Added |
| Veracity Capital LLC | 1,211 | $783.0K | 0.34% | −92−7.1% | Reduced |
| MML Investors Services, LLC | 1,228 | $794.0K | 0.01% | +185+17.7% | Added |
| PAX Financial Group, LLC | 1,227 | $794.0K | 0.19% | +225+22.5% | Added |
| Apollon Wealth Management, LLC | 1,232 | $797.0K | 0.11% | −36−2.8% | Reduced |