Silvergate Capital Corp
SICPDelisted May 11, 2023- Industry
- State Commercial Banks
- SEC CIK
- 0001312109
Silvergate Capital Corp was delisted on May 11, 2023; its insiders filed their last Form 4 on Nov 21, 2023; 112 institutions reported holding it in 13F filings for Q1 2023, worth $16.1M in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in Silvergate Capital Corp as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 222
- −43 vs. Q3 2022
- Shares held
- 31.0M
- +6.23M (+25.2%) vs. Q3 2022
- Total value
- $539.2M
- −$1.33B (−71.1%) vs. Q3 2022
- New holders
- 62
- 84 more added
- Sold out
- 105
- 55 more reduced
3 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SICP on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 3 | $484 |
| Q1 2026 | 4 | $390 |
| Q4 2025 | 1 | $11 |
| Q3 2025 | 2 | $569 |
| Q2 2025 | 2 | $632 |
| Q1 2025 | 1 | $13 |
| Q4 2024 | 2 | $62 |
| Q3 2024 | 2 | $124 |
| Q2 2024 | 3 | $617 |
| Q1 2024 | 3 | $41 |
| Q4 2023 | 5 | $1.04K |
| Q3 2023 | 5 | $53 |
| Q2 2023 | 18 | $299.5K |
| Q1 2023 | 112 | $16.1M |
| Q4 2022 | 222 | $539.2M |
| Q3 2022 | 268 | $1.87B |
| Q2 2022 | 259 | $1.34B |
| Q1 2022 | 291 | $3.70B |
| Q4 2021 | 291 | $3.39B |
| Q3 2021 | 256 | $2.45B |
| Q2 2021 | 234 | $2.23B |
| Q1 2021 | 216 | $2.49B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Silvergate Capital Corp; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Harvest Fund Management Co., Ltd | 11 | $0 | 0.00% | −62−84.9% | Reduced |
| Roble, Belko & Company, Inc | 13 | $0 | 0.00% | 00.0% | Unchanged |
| Lazard Asset Management LLC | 6 | $0 | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 109 | $2 | 0.00% | +109 | New |
| Clearstead Advisors, LLC | 1 | $17 | 0.00% | −149−99.3% | Reduced |
| Financial Perspectives, Inc | 4 | $70 | 0.00% | 00.0% | Unchanged |
| Dark Forest Capital Management LP | 6 | $104 | 0.00% | −11,092−99.9% | Reduced |
| Bell Investment Advisors, Inc | 10 | $174 | 0.00% | −6−37.5% | Reduced |
| NewSquare Capital LLC | 10 | $174 | 0.00% | +10 | New |
| Ellevest, Inc. | 20 | $348 | 0.00% | −13−39.4% | Reduced |
| Investors Research Corp | 25 | $435 | 0.00% | 00.0% | Unchanged |
| Lansing Street Advisors | 25 | $435 | 0.00% | 00.0% | Unchanged |
| Tucker Asset Management LLC | 38 | $632 | 0.00% | 00.0% | Unchanged |
| Horan Securities, Inc. | 42 | $731 | 0.00% | +17+68.0% | Added |
| Glassman Wealth Services | 49 | $853 | 0.00% | +48+4,800.0% | Added |
| Romano Brothers and Company | 50 | $870 | 0.00% | +50 | New |
| Eagle Bay Advisors LLC | 50 | $870 | 0.00% | +50 | New |
| Global Retirement Partners, LLC | 52 | $905 | 0.00% | −140−72.9% | Reduced |
| Banque Cantonale Vaudoise | 51 | $1.00K | 0.00% | −15−22.7% | Reduced |
| TSFG, LLC | 30 | $1.00K | 0.00% | 00.0% | Unchanged |
| Householder Group Estate & Retirement Specialist, LLC | 64 | $1.00K | 0.00% | +28+77.8% | Added |
| Baker Avenue Asset Management, LP | 60 | $1.04K | 0.00% | +60 | New |
| EverSource Wealth Advisors, LLC | 77 | $1.34K | 0.00% | +77 | New |
| Sargent Bickham Lagudis LLC | 79 | $1.38K | 0.00% | 00.0% | Unchanged |
| Glass Jacobson Investment Advisors llc | 100 | $1.74K | 0.00% | +100 | New |
| Colonial Trust Co | 150 | $2.61K | 0.00% | +150 | New |
| Advisory Services Network, LLC | 153 | $2.66K | 0.00% | +153 | New |
| Allworth Financial LP | 162 | $2.82K | 0.00% | +112+224.0% | Added |
| Financial Management Professionals, Inc. | 200 | $3.00K | 0.00% | +75+60.0% | Added |
| Baystate Wealth Management LLC | 150 | $3.00K | 0.00% | +50+50.0% | Added |
| Covestor Ltd | 146 | $3.00K | 0.00% | +61+71.8% | Added |
| Creative Capital Management Investments LLC | 200 | $3.00K | 0.00% | +200 | New |
| TCI Wealth Advisors, Inc. | 182 | $3.17K | 0.00% | +182 | New |
| Parallel Advisors, LLC | 300 | $5.22K | 0.00% | −7−2.3% | Reduced |
| Belpointe Asset Management LLC | 300 | $5.22K | 0.00% | +300 | New |
| CoreCap Advisors, LLC | 325 | $5.66K | 0.00% | +325 | New |
| CWM, LLC | 353 | $6.00K | 0.00% | +264+296.6% | Added |
| Lindbrook Capital, LLC | 351 | $6.11K | 0.00% | +334+1,964.7% | Added |
| Whittier Trust Co of Nevada Inc | 366 | $6.36K | 0.00% | −7,441−95.3% | Reduced |
| Riggs Asset Managment Co. Inc. | 395 | $6.87K | 0.00% | 00.0% | Unchanged |
| Operose Advisors LLC | 500 | $8.70K | 0.00% | +500 | New |
| STRS Ohio | 600 | $10.0K | 0.00% | 00.0% | Unchanged |
| Riverview Trust Co | 716 | $12.0K | 0.01% | +716 | New |
| Skandinaviska Enskilda Banken AB (publ) | 746 | $13.0K | 0.00% | −20−2.6% | Reduced |
| Arcadia Investment Management Corp | 800 | $13.9K | 0.00% | +800 | New |
| Highlander Capital Management, LLC | 800 | $14.0K | 0.01% | +800 | New |
| US Bancorp | 844 | $14.7K | 0.00% | −2,594−75.5% | Reduced |
| State of Wyoming | 886 | $15.4K | 0.01% | −1,142−56.3% | Reduced |
| Steward Partners Investment Advisory, LLC | 910 | $15.8K | 0.00% | −150−14.2% | Reduced |
| Newbridge Financial Services Group, Inc. | 950 | $16.5K | 0.01% | +350+58.3% | Added |
| Money Concepts Capital Corp | 992 | $17.3K | 0.00% | +782+372.4% | Added |
| VitalStone Financial, LLC | 960 | $18.0K | 0.01% | +960 | New |
| Advisors Preferred, LLC | 1,106 | $19.1K | 0.01% | +1,106 | New |
| Whittier Trust Co | 1,150 | $20.0K | 0.00% | −12,474−91.6% | Reduced |
| Larson Financial Group LLC | 1,191 | $20.7K | 0.00% | −78−6.1% | Reduced |
| IFP Advisors, Inc | 1,267 | $22.0K | 0.00% | +722+132.5% | Added |
| The PNC Financial Services Group, Inc. | 1,305 | $22.7K | 0.00% | −1,270−49.3% | Reduced |
| Shell Asset Management Co | 1,295 | $23.0K | 0.00% | −264−16.9% | Reduced |
| Spence Asset Management | 1,454 | $25.0K | 0.01% | −56,341−97.5% | Reduced |
| Ci Investments Inc. | 1,504 | $26.0K | 0.00% | +1,059+238.0% | Added |
| Metropolitan Life Insurance Co | 1,894 | $33.0K | 0.00% | 00.0% | Unchanged |
| Kessler Investment Group, LLC | 1,876 | $33.0K | 0.03% | −204−9.8% | Reduced |
| Colonial Trust Advisors | 2,060 | $35.8K | 0.00% | +2,060 | New |
| Leonteq Securities AG | 2,072 | $36.1K | 0.00% | +1,330+179.2% | Added |
| Pinebridge Investments, L.P. | 2,092 | $36.4K | 0.00% | +2,092 | New |
| Ameritas Investment Partners, Inc. | 2,458 | $39.4K | 0.00% | 00.0% | Unchanged |
| Antonetti Capital Management LLC | 2,435 | $42.4K | 0.06% | +2,435 | New |
| Bank of Montreal | 2,696 | $47.1K | 0.00% | −667−19.8% | Reduced |
| Quent Capital, LLC | 2,856 | $49.7K | 0.01% | −6,144−68.3% | Reduced |
| Centiva Capital, LP | 3,660 | $63.7K | 0.01% | +3,660 | New |
| Public Employees Retirement Association of Colorado | 3,831 | $67.0K | 0.00% | 00.0% | Unchanged |
| Emerald Advisers, LLC | 4,394 | $76.5K | 0.00% | −136,772−96.9% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 4,712 | $82.0K | 0.00% | −50−1.0% | Reduced |
| Amalgamated Bank | 4,810 | $84.0K | 0.00% | 00.0% | Unchanged |
| Chanos & Co LP | 5,000 | $87.0K | 0.23% | +5,000 | New |
| Harbour Investments, Inc. | 5,049 | $87.9K | 0.01% | +4,208+500.4% | Added |
| Archer Investment Corp | 6,000 | $104.4K | 0.04% | +4,650+344.4% | Added |
| Citigroup Inc | 6,507 | $113.2K | 0.00% | +2,227+52.0% | Added |
| Thrive Capital Management, LLC | 6,529 | $113.6K | 0.05% | 00.0% | Unchanged |
| Nomura Holdings Inc | 6,620 | $115.0K | 0.00% | +6,620 | New |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 7,432 | $128.4K | 0.00% | +5,113+220.5% | Added |
| Parallax Volatility Advisers, L.P. | 7,852 | $136.6K | 0.00% | +5,001+175.4% | Added |
| Penserra Capital Management LLC | 7,959 | $138.0K | 0.00% | +4,802+152.1% | Added |
| Allspring Global Investments Holdings, LLC | 8,354 | $145.4K | 0.00% | −347,120−97.6% | Reduced |
| Royal Bank of Canada | 8,878 | $154.0K | 0.00% | −3,616−28.9% | Reduced |
| Harbor Advisors LLC | 10,000 | $174.0K | 0.04% | +3,000+42.9% | Added |
| Smith Anglin Financial, LLC | 10,000 | $174.0K | 0.03% | +10,000 | New |
| NinePointTwo Capital | 10,159 | $176.0K | 0.07% | +10,159 | New |
| Algert Global LLC | 10,484 | $182.4K | 0.01% | 00.0% | Unchanged |
| Janus Henderson Group PLC | 10,564 | $183.8K | 0.00% | −904−7.9% | Reduced |
| ERn Financial, LLC | 10,657 | $185.4K | 0.04% | +10,657 | New |
| Marathon Trading Investment Management LLC | 10,800 | $187.9K | 0.12% | +10,800 | New |
| Bridgefront Capital, LLC | 10,857 | $188.9K | 0.13% | +10,857 | New |
| Janney Montgomery Scott LLC | 11,388 | $198.0K | 0.00% | −50,768−81.7% | Reduced |
| Petrus Trust Company, LTA | 12,576 | $218.8K | 0.03% | +12,576 | New |
| Manufacturers Life Insurance Company, The | 12,634 | $219.8K | 0.00% | +265+2.1% | Added |
| SeaCrest Wealth Management, LLC | 12,722 | $221.4K | 0.03% | −701−5.2% | Reduced |
| Russell Investments Group, Ltd. | 12,771 | $222.2K | 0.00% | −4,060−24.1% | Reduced |
| Schonfeld Strategic Advisors LLC | 13,300 | $231.4K | 0.00% | +13,300 | New |
| Mirae Asset Global Investments Co., Ltd. | 13,496 | $234.8K | 0.00% | +318+2.4% | Added |