S&W Seed Co
SANWDelisted Jul 24, 2025- Industry
- Agricultural Production-Crops
- SEC CIK
- 0001477246
S&W Seed Co was delisted on Jul 24, 2025; its insiders filed their last Form 4 on Apr 2, 2025; 13 institutions reported holding it in 13F filings for Q2 2025, worth $614.3K in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in S&W Seed Co as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 32
- −5 vs. Q2 2023
- Shares held
- 26.8M
- −258.3K (−1.0%) vs. Q2 2023
- Total value
- $30.0M
- −$2.97M (−9.0%) vs. Q2 2023
- New holders
- 2
- 5 more added
- Sold out
- 7
- 11 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SANW on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 2 | $52.5K |
| Q2 2025 | 13 | $614.3K |
| Q1 2025 | 14 | $2.41M |
| Q4 2024 | 15 | $8.18M |
| Q3 2024 | 30 | $5.60M |
| Q2 2024 | 30 | $9.44M |
| Q1 2024 | 33 | $12.9M |
| Q4 2023 | 35 | $18.8M |
| Q3 2023 | 32 | $30.0M |
| Q2 2023 | 37 | $32.9M |
| Q1 2023 | 33 | $39.5M |
| Q4 2022 | 37 | $41.0M |
| Q3 2022 | 34 | $19.8M |
| Q2 2022 | 35 | $27.5M |
| Q1 2022 | 41 | $59.4M |
| Q4 2021 | 37 | $75.9M |
| Q3 2021 | 33 | $67.8M |
| Q2 2021 | 34 | $94.6M |
| Q1 2021 | 39 | $93.5M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding S&W Seed Co; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Royal Bank of Canada | 115 | $0 | 0.00% | −169−59.5% | Reduced |
| Simplex Trading, LLC | 140 | $0 | 0.00% | +140 | New |
| JPMorgan Chase & Co | 28 | $31 | 0.00% | +28 | New |
| Group One Trading, L.P. | 80 | $90 | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 172 | $193 | 0.00% | +48+38.7% | Added |
| Advisor Group Holdings, Inc. | 400 | $448 | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 431 | $483 | 0.00% | −177−29.1% | Reduced |
| UBS Group AG | 4,456 | $4.99K | 0.00% | +3,882+676.3% | Added |
| Whittier Trust Co | 8,000 | $8.88K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 8,035 | $9.00K | 0.00% | −843−9.5% | Reduced |
| Wedmont Private Capital | 11,346 | $9.42K | 0.00% | 00.0% | Unchanged |
| Commons Capital, LLC | 15,000 | $16.8K | 0.03% | 00.0% | Unchanged |
| Legato Capital Management LLC | 26,182 | $29.3K | 0.00% | −14,829−36.2% | Reduced |
| Northern Trust Corp | 32,552 | $36.5K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 41,459 | $46.4K | 0.00% | +792+1.9% | Added |
| Gabelli Funds LLC | 50,000 | $56.0K | 0.00% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 51,020 | $57.0K | 0.00% | −3,400−6.2% | Reduced |
| State Street Corp | 59,687 | $66.8K | 0.00% | 00.0% | Unchanged |
| BlackRock Inc. | 79,031 | $88.5K | 0.00% | −2,457−3.0% | Reduced |
| Thompson Davis & Co., Inc. | 97,850 | $109.6K | 0.14% | −93,150−48.8% | Reduced |
| Oak Family Advisors, LLC | 134,902 | $151.1K | 0.07% | −4,531−3.2% | Reduced |
| Shufro Rose & Co LLC | 161,500 | $180.9K | 0.02% | 00.0% | Unchanged |
| First Western Trust Bank | 165,315 | $185.2K | 0.01% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 197,860 | $221.7K | 0.00% | +22,344+12.7% | Added |
| Captrust Financial Advisors | 200,000 | $224.0K | 0.00% | 00.0% | Unchanged |
| Teton Advisors, Inc. | 310,000 | $347.2K | 0.11% | −60,000−16.2% | Reduced |
| Prescott Group Capital Management, L.L.C. | 353,651 | $396.0K | 0.09% | 00.0% | Unchanged |
| Essex Investment Management Co LLC | 468,264 | $524.5K | 0.09% | −27,023−5.5% | Reduced |
| Vanguard Group Inc | 713,400 | $799.0K | 0.00% | 00.0% | Unchanged |
| Cutter & CO Brokerage, Inc. | 2,056,100 | $2.30M | 0.67% | −14,693−0.7% | Reduced |
| Wynnefield Capital Inc | 4,070,637 | $4.56M | 2.09% | +139,701+3.6% | Added |
| Price Jennifer C. | 17,448,226 | $19.5M | 11.28% | 00.0% | Unchanged |
| Connective Capital Management, LLC | 0 | $0 | 0.00% | −104,045−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −33,854−100.0% | Sold out |
| Dimensional Fund Advisors LP | 0 | $0 | 0.00% | −29,855−100.0% | Sold out |
| Janney Montgomery Scott LLC | 0 | $0 | 0.00% | −15,500−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Greenhaven Road Investment Management, L.P. | 0 | $0 | 0.00% | −11,363−100.0% | Sold out |
| Meitav Dash Investments Ltd | 0 | $0 | 0.00% | −9,189−100.0% | Sold out |