Skip to main content

Rockwell Automation, Inc

ROK
Exchange
NYSE
Industry
Measuring & Controlling Devices, NEC
SEC CIK
0001024478

In the last 90 days, Rockwell Automation, Inc insiders filed 0 open-market purchases and 5 sales; 1,545 institutions reported holding it in 13F filings for Q2 2026, worth $48.8B in total; Markel Group is the only superinvestor holding it.

13F holders, Q3 2023

Institutional positions in Rockwell Automation, Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
1,140
+11 vs. Q2 2023
Shares held
92.3M
−1.25M (−1.3%) vs. Q2 2023
Total value
$26.4B
−$4.46B (−14.5%) vs. Q2 2023
New holders
104
427 more added
Sold out
93
368 more reduced

17 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting ROK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2023: 1,140 institutions
Q1 2021: 974 institutionsQ2 2021: 988 institutionsQ3 2021: 1,037 institutionsQ4 2021: 1,136 institutionsQ1 2022: 1,052 institutionsQ2 2022: 976 institutionsQ3 2022: 994 institutionsQ4 2022: 1,059 institutionsQ1 2023: 1,113 institutionsQ2 2023: 1,146 institutionsQ3 2023: 1,140 institutionsQ4 2023: 1,223 institutionsQ1 2024: 1,202 institutionsQ2 2024: 1,156 institutionsQ3 2024: 1,161 institutionsQ4 2024: 1,216 institutionsQ1 2025: 1,172 institutionsQ2 2025: 1,269 institutionsQ3 2025: 1,296 institutionsQ4 2025: 1,420 institutionsQ1 2026: 1,422 institutionsQ2 2026: 1,545 institutions
Value heldQ3 2023: $26.4B
Q1 2021: $23.7BQ2 2021: $26.4BQ3 2021: $26.9BQ4 2021: $31.9BQ1 2022: $25.6BQ2 2022: $18.5BQ3 2022: $19.6BQ4 2022: $23.5BQ1 2023: $27.0BQ2 2023: $30.9BQ3 2023: $26.4BQ4 2023: $27.1BQ1 2024: $26.5BQ2 2024: $25.3BQ3 2024: $24.4BQ4 2024: $26.9BQ1 2025: $23.7BQ2 2025: $31.1BQ3 2025: $32.2BQ4 2025: $37.1BQ1 2026: $34.4BQ2 2026: $48.8B
Institutions holding ROK and their total value by quarter
QuarterHoldersValue
Q2 20261,545$48.8B
Q1 20261,422$34.4B
Q4 20251,420$37.1B
Q3 20251,296$32.2B
Q2 20251,269$31.1B
Q1 20251,172$23.7B
Q4 20241,216$26.9B
Q3 20241,161$24.4B
Q2 20241,156$25.3B
Q1 20241,202$26.5B
Q4 20231,223$27.1B
Q3 20231,140$26.4B
Q2 20231,146$30.9B
Q1 20231,113$27.0B
Q4 20221,059$23.5B
Q3 2022994$19.6B
Q2 2022976$18.5B
Q1 20221,052$25.6B
Q4 20211,136$31.9B
Q3 20211,037$26.9B
Q2 2021988$26.4B
Q1 2021974$23.7B

Institutions, Q3 2023

Shares, value and share of portfolio for each institution holding Rockwell Automation, Inc; share changes are against Q2 2023.

Institutions holding ROK in Q3 2023
InstitutionSharesValue% of portfolioChange in sharesAction
Sabal Trust CO736$210.4K0.01%00.0%Unchanged
Nicolet Bankshares Inc738$211.0K0.06%−50−6.3%Reduced
J.Safra Asset Management Corp740$211.5K0.03%00.0%Unchanged
Global Retirement Partners, LLC735$212.4K0.01%+18+2.5%Added
Brighton Jones LLC744$212.7K0.01%+744New
Hollencrest Capital Management744$212.7K0.02%00.0%Unchanged
Syon Capital LLC744$212.7K0.03%+744New
Great Lakes Retirement, Inc.746$213.4K0.04%−88−10.6%Reduced
TFC Financial Management748$213.8K0.05%00.0%Unchanged
Index Fund Advisors, Inc.750$214.4K0.01%+750New
Mather Group, LLC.752$214.8K0.00%+127+20.3%Added
Howe & Rusling Inc757$216.4K0.03%00.0%Unchanged
Shelton Capital Management758$216.7K0.01%00.0%Unchanged
LS Investment Advisors, LLC760$217.3K0.04%00.0%Unchanged
Paloma Partners Management Co760$217.3K0.05%+760New
Zimmermann Investment Management & Planning LLC762$217.8K0.10%+3+0.4%Added
Carr Financial Group Corp830$218.9K0.09%+80+10.7%Added
Merriman Wealth Management, LLC767$219.3K0.01%−35−4.4%Reduced
Geller Advisors LLC774$221.3K0.03%−55−6.6%Reduced
Cornerstone Wealth Group, LLC775$221.5K0.04%+15+2.0%Added
Magnetar Financial LLC778$222.4K0.01%+778New
Fortis Group Advisors, LLC759$222.6K0.07%+3+0.4%Added
Argonautica Private Wealth Management, Inc781$223.3K0.10%00.0%Unchanged
Valicenti Advisory Services Inc785$224.0K0.08%+785New
Panagora Asset Management Inc784$224.1K0.00%+2+0.3%Added
Keebeck Alpha, LP785$224.4K0.22%+785New
Regal Investment Advisors LLC788$225.2K0.02%−67−7.8%Reduced
Mirabella Financial Services LLP791$226.1K0.03%+791New
Parallax Volatility Advisers, L.P.792$226.4K0.01%+676+582.8%Added
Aries Wealth Management783$228.5K0.09%+50+6.8%Added
Citizens & Northern Corp800$228.7K0.09%00.0%Unchanged
Wells Trecaso Financial Group, LLC800$228.7K0.10%00.0%Unchanged
O'Keefe Stevens Advisory, Inc.800$228.7K0.10%00.0%Unchanged
Diversified, LLC800$228.7K0.06%+800New
Tobam802$229.0K0.02%+244+43.7%Added
Advance Capital Management, Inc.802$229.3K0.02%+2+0.3%Added
Algebris (UK) Ltd806$230.9K0.12%+806New
Alpha Cubed Investments, LLC808$231.0K0.02%+808New
Baltimore-Washington Financial Advisors, Inc.815$233.0K0.02%00.0%Unchanged
Maple Capital Management, Inc.829$237.0K0.03%00.0%Unchanged
Ironwood Investment Counsel, LLC834$238.6K0.06%00.0%Unchanged
Foster Group, Inc.836$239.0K0.01%00.0%Unchanged
MCF Advisors LLC846$241.9K0.02%+61+7.8%Added
Wade G W & Inc846$242.0K0.01%+846New
FineMark National Bank & Trust848$242.4K0.01%−132−13.5%Reduced
Accurate Wealth Management, LLC834$242.6K0.08%−341−29.0%Reduced
Professional Advisory Services Inc850$243.0K0.04%−45−5.0%Reduced
Nwam LLC860$245.8K0.02%−121−12.3%Reduced
Tradition Wealth Management, LLC859$246.0K0.03%+3+0.4%Added
TrinityPoint Wealth, LLC865$247.3K0.05%+72+9.1%Added
FourThought Financial Partners, LLC866$247.5K0.03%−2−0.2%Reduced
Key Financial Inc866$247.6K0.08%00.0%Unchanged
Pure Financial Advisors, Inc.866$247.7K0.01%+154+21.6%Added
First Business Financial Services, Inc.867$247.8K0.03%00.0%Unchanged
IHT Wealth Management, LLC871$248.8K0.01%−555−38.9%Reduced
International Assets Investment Management, LLC876$249.4K0.03%+46+5.5%Added
First Horizon Advisors, Inc.884$252.7K0.01%+790+840.4%Added
Rathbone Brothers plc887$253.6K0.00%+887New
Cahill Financial Advisors Inc900$257.3K0.04%−7−0.8%Reduced
Argent Advisors, Inc.900$257.3K0.12%00.0%Unchanged
Hudock, Inc.903$258.4K0.06%+1+0.1%Added
Steward Partners Investment Advisory, LLC909$259.7K0.00%+42+4.8%Added
Bowman & Co S.C.913$261.0K0.21%−33−3.5%Reduced
Pinnacle Wealth Management Advisory Group, LLC917$262.1K0.03%−48−5.0%Reduced
ERn Financial, LLC924$264.1K0.06%−74−7.4%Reduced
Peregrine Asset Advisers, Inc.924$264.1K0.14%+924New
Conning Inc.929$265.6K0.01%00.0%Unchanged
Two Sigma Securities, LLC930$265.9K0.01%−16−1.7%Reduced
Paragon Private Wealth Management, LLC931$266.1K0.22%−70−7.0%Reduced
Blueshift Asset Management, LLC935$267.3K0.16%+935New
Emerald Advisers, LLC938$268.3K0.01%+82+9.6%Added
Private Management Group Inc941$269.0K0.01%+50+5.6%Added
Smart Money Group LLC945$270.3K0.13%00.0%Unchanged
Wealthcare Advisory Partners LLC947$270.6K0.01%−28−2.9%Reduced
Plancorp, LLC947$270.7K0.01%+947New
Headinvest, LLC955$271.2K0.06%00.0%Unchanged
Financial Security Advisor, Inc.949$271.5K0.12%+949New
Marshall & Sullivan Inc950$271.6K0.16%00.0%Unchanged
Pegasus Partners Ltd.950$271.6K0.04%00.0%Unchanged
Nations Financial Group Inc,951$272.1K0.03%+253+36.2%Added
Cobblestone Capital Advisors LLC954$272.7K0.02%+150+18.7%Added
Capital Investment Advisory Services, LLC958$273.8K0.03%−30−3.0%Reduced
Farmers & Merchants Trust Co of Long Beach958$273.9K0.08%+256+36.5%Added
AdvisorNet Financial, Inc971$277.6K0.03%−21−2.1%Reduced
SFMG, LLC975$278.7K0.03%−268−21.6%Reduced
Pettyjohn, Wood & White, Inc982$280.7K0.07%00.0%Unchanged
True North Advisors, LLC983$281.0K0.09%+983New
Tiemann Investment Advisors, LLC987$282.2K0.15%00.0%Unchanged
Gradient Investments LLC989$282.7K0.01%−3−0.3%Reduced
MQS Management LLC994$284.2K0.17%+994New
Milestone Investment Advisors LLC996$284.7K0.08%+996New
S&CO Inc1,000$285.0K0.02%00.0%Unchanged
Empower Advisory Group, LLC997$285.0K0.00%−80−7.4%Reduced
Brookstone Capital Management1,053$285.8K0.01%+96+10.0%Added
WMS Partners, LLC1,000$285.9K0.02%−11−1.1%Reduced
Founders Financial Securities LLC1,000$285.9K0.04%00.0%Unchanged
Estabrook Capital Management1,000$285.9K0.05%00.0%Unchanged
Ipswich Investment Management Co., Inc.1,000$285.9K0.08%00.0%Unchanged
Wellington Shields & Co., LLC1,000$285.9K0.07%00.0%Unchanged
RW Investment Management LLC1,000$285.9K0.05%00.0%Unchanged