Rockwell Automation, Inc

ROK

Exchange: NYSE
Industry: Measuring & Controlling Devices, NEC
SEC CIK: 0001024478

SEC filings (opens in a new tab)

In the last 90 days, Rockwell Automation, Inc insiders filed 0 open-market purchases and 5 sales; 1,545 institutions reported holding it in 13F filings for Q2 2026, worth $48.8B in total; Markel Group is the only superinvestor holding it.

13F holders, Q4 2021

Institutional positions in Rockwell Automation, Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders: 1,136; +116 vs. Q3 2021
Shares held: 91.6M; +239.2K (+0.3%) vs. Q3 2021
Total value: $31.9B; +$5.02B (+18.7%) vs. Q3 2021
New holders: 183; 395 more added
Sold out: 67; 348 more reduced

17 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q3 2021: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting ROK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ4 2021: 1,136 institutions

Value heldQ4 2021: $31.9B

Institutions holding ROK and their total value by quarter
Quarter	Holders	Value
Q2 2026	1,545	$48.8B
Q1 2026	1,422	$34.4B
Q4 2025	1,420	$37.1B
Q3 2025	1,296	$32.2B
Q2 2025	1,269	$31.1B
Q1 2025	1,172	$23.7B
Q4 2024	1,216	$26.9B
Q3 2024	1,161	$24.4B
Q2 2024	1,156	$25.3B
Q1 2024	1,202	$26.5B
Q4 2023	1,223	$27.1B
Q3 2023	1,140	$26.4B
Q2 2023	1,146	$30.9B
Q1 2023	1,113	$27.0B
Q4 2022	1,059	$23.5B
Q3 2022	994	$19.6B
Q2 2022	976	$18.5B
Q1 2022	1,052	$25.6B
Q4 2021	1,136	$31.9B
Q3 2021	1,037	$26.9B
Q2 2021	988	$26.4B
Q1 2021	974	$23.7B

Institutions, Q4 2021

Shares, value and share of portfolio for each institution holding Rockwell Automation, Inc; share changes are against Q3 2021.

Institutions holding ROK in Q4 2021
Institution	Shares	Value	% of portfolio	Change in shares	Action
Institutional & Family Asset Management, LLC	35	$12.0K	0.00%	00.0%	Unchanged
Bellevue Asset Management, LLC	35	$12.0K	0.01%	00.0%	Unchanged
Crewe Advisors LLC	35	$12.0K	0.00%	+28+400.0%	Added
Cypress Capital Management LLC (WY)	30	$10.0K	0.01%	+30	New
Financial Management Professionals, Inc.	26	$9.00K	0.00%	+1+4.0%	Added
Mine & Arao Wealth Creation & Management, LLC.	26	$9.00K	0.00%	+26	New
Stephens Consulting, LLC	22	$7.67K	0.01%	+22	New
Plante Moran Financial Advisors, LLC	20	$7.00K	0.00%	−80−80.0%	Reduced
Private Capital Group, LLC	19	$7.00K	0.00%	00.0%	Unchanged
Delos Wealth Advisors, LLC	21	$7.00K	0.01%	+21	New
Dixon Hughes Goodman Wealth Advisors LLC	21	$7.00K	0.00%	+21	New
Sandy Cove Advisors, LLC	20	$7.00K	0.01%	+20	New
Focused Wealth Management, Inc	18	$6.00K	0.00%	−320−94.7%	Reduced
West Oak Capital, LLC	18	$6.00K	0.00%	00.0%	Unchanged
Washington Trust Advisors, Inc.	14	$5.00K	0.00%	+14	New
SOA Wealth Advisors, LLC.	14	$4.00K	0.00%	00.0%	Unchanged
Atwood & Palmer Inc	10	$3.00K	0.00%	00.0%	Unchanged
Kayne Anderson Rudnick Investment Management LLC	8	$3.00K	0.00%	00.0%	Unchanged
Manchester Capital Management LLC	8	$3.00K	0.00%	00.0%	Unchanged
Schubert & Co	10	$3.00K	0.00%	+10	New
Larson Financial Group LLC	5	$2.00K	0.00%	00.0%	Unchanged
Sound Income Strategies, LLC	5	$2.00K	0.00%	00.0%	Unchanged
Bedel Financial Consulting, Inc.	5	$2.00K	0.00%	+5	New
Core Alternative Capital	5	$2.00K	0.00%	+5	New
Tyler-Stone Wealth Management	5	$2.00K	0.00%	+5	New
Archer Investment Corp	4	$1.40K	0.00%	+4	New
Roble, Belko & Company, Inc	3	$1.00K	0.00%	00.0%	Unchanged
Global Trust Asset Management, LLC	4	$1.00K	0.00%	00.0%	Unchanged
Carolinas Wealth Consulting LLC	4	$1.00K	0.00%	00.0%	Unchanged
Surevest, LLC	3	$1.00K	0.00%	+3	New
Rinkey Investments	5	$1.00K	0.00%	+5	New
SJS Investment Consulting Inc.	3	$1.00K	0.00%	+3	New
WestEnd Advisors, LLC	1	$348	0.00%	+1	New
Prestige Wealth Management Group LLC	1	$0	0.00%	00.0%	Unchanged
Aquire Wealth Advisors, LLC	1	$0	0.00%	+1	New
Curi Capital	1	$0	0.00%	+1	New
Wafra Inc.	0	$0	0.00%	−116,457−100.0%	Sold out
Qube Research & Technologies Ltd	0	$0	0.00%	−52,611−100.0%	Sold out
MKP Capital Management, L.L.C.	0	$0	0.00%	−52,000−100.0%	Sold out
M&G Investment Management Ltd	0	$0	0.00%	−51,374−100.0%	Sold out
Wealth Enhancement Advisory Services, LLC	0	$0	0.00%	−44,760−100.0%	Sold out
Tudor Investment Corp Et Al	0	$0	0.00%	−42,042−100.0%	Sold out
William Blair Investment Management, LLC	0	$0	0.00%	−33,984−100.0%	Sold out
AMP Capital Investors Ltd	0	$0	0.00%	−29,440−100.0%	Sold out
Meitav Dash Investments Ltd	0	$0	0.00%	−20,503−100.0%	Sold out
Moore Capital Management, LP	0	$0	0.00%	−14,927−100.0%	Sold out
Global Retirement Partners, LLC	0	$0	0.00%	−8,910−100.0%	Sold out
Capula Management Ltd	0	$0	0.00%	−8,060−100.0%	Sold out
Patton Fund Management, Inc.	0	$0	0.00%	−7,481−100.0%	Sold out
AdvisorShares Investments LLC	0	$0	0.00%	−6,440−100.0%	Sold out
Beck Bode, LLC	0	$0	0.00%	−6,206−100.0%	Sold out
Y-Intercept (Hong Kong) Ltd	0	$0	0.00%	−4,678−100.0%	Sold out
Versor Investments LP	0	$0	0.00%	−4,277−100.0%	Sold out
Freemont Management S.A.	0	$0	0.00%	−4,000−100.0%	Sold out
Samlyn Capital, LLC	0	$0	0.00%	−3,340−100.0%	Sold out
Verition Fund Management LLC	0	$0	0.00%	−2,553−100.0%	Sold out
Achmea Investment Management B.V.	0	$0	0.00%	−2,542−100.0%	Sold out
FORA Capital, LLC	0	$0	0.00%	−2,160−100.0%	Sold out
Caxton Associates LP	0	$0	0.00%	−2,071−100.0%	Sold out
Interchange Capital Partners, LLC	0	$0	0.00%	−2,055−100.0%	Sold out
Liontrust Investment Partners LLP	0	$0	0.00%	−2,023−100.0%	Sold out
Maven Securities LTD	0	$0	0.00%	−1,923−100.0%	Sold out
Meeder Asset Management Inc	0	$0	0.00%	−1,761−100.0%	Sold out
Cooper Financial Group	0	$0	0.00%	−1,663−100.0%	Sold out
Jupiter Wealth Management LLC	0	$0	0.00%	−1,400−100.0%	Sold out
Engineers Gate Manager LP	0	$0	0.00%	−1,477−100.0%	Sold out
Bryn Mawr Trust Co	0	$0	0.00%	−1,435−100.0%	Sold out
CastleArk Alternatives, LLC	0	$0	0.00%	−1,420−100.0%	Sold out
Bridgefront Capital, LLC	0	$0	0.00%	−1,306−100.0%	Sold out
Altium Wealth Management LLC	0	$0	0.00%	−1,304−100.0%	Sold out
Cox Capital Mgt LLC	0	$0	0.00%	−934−100.0%	Sold out
Parallax Volatility Advisers, L.P.	0	$0	0.00%	−883−100.0%	Sold out
People's United Financial, Inc.	0	$0	0.00%	−868−100.0%	Sold out
Algert Global LLC	0	$0	0.00%	−845−100.0%	Sold out
Capstone Investment Advisors, LLC	0	$0	0.00%	−821−100.0%	Sold out
Mirabella Financial Services LLP	0	$0	0.00%	−755−100.0%	Sold out
Wall Street Access Asset Management, LLC	0	$0	0.00%	−747−100.0%	Sold out
Coastal Investment Advisors, Inc.	0	$0	0.00%	−684−100.0%	Sold out
Asahi Life Asset Management Co., Ltd.	0	$0	0.00%	−650−100.0%	Sold out
MCF Advisors LLC	0	$0	0.00%	−510−100.0%	Sold out
C M Bidwell & Associates Ltd	0	$0	0.00%	−471−100.0%	Sold out
Arkadios Wealth Advisors	0	$0	0.00%	−187−100.0%	Sold out
Bourgeon Capital Management LLC	0	$0	0.00%	−180−100.0%	Sold out
CenterStar Asset Management, LLC	0	$0	0.00%	–	Sold out
Maverick Capital LtdSuperinvestorMaverick Capital	0	$0	0.00%	−138−100.0%	Sold out
Danda Trouve Investment Management, Inc.	0	$0	0.00%	−130−100.0%	Sold out
D'Orazio & Associates, Inc.	0	$0	0.00%	−107−100.0%	Sold out
Capital Advisory Group Advisory Services, LLC	0	$0	0.00%	−100−100.0%	Sold out
Capital Directions Investment Advisors, LLC	0	$0	0.00%	−70−100.0%	Sold out
Atlas Private Wealth Advisors	0	$0	0.00%	−41−100.0%	Sold out
Consolidated Planning Corp	0	$0	0.00%	−36−100.0%	Sold out
Phoenix Wealth Advisors	0	$0	0.00%	−39−100.0%	Sold out
Loomis Sayles & Co L P	0	$0	0.00%	−34−100.0%	Sold out
Resolute Partners Group	0	$0	0.00%	−28−100.0%	Sold out
Systematic Alpha Investments, LLC	0	$0	0.00%	−24−100.0%	Sold out
Better Money Decisions, LLC	0	$0	0.00%	−28−100.0%	Sold out
Leelyn Smith, LLC	0	$0	0.00%	−25−100.0%	Sold out
Meridian Wealth Partners, LLC	0	$0	0.00%	−20−100.0%	Sold out
AllSquare Wealth Management LLC	0	$0	0.00%	−12−100.0%	Sold out
Cribstone Capital Management, LLC	0	$0	0.00%	−7−100.0%	Sold out