Rockwell Automation, Inc
ROK- Exchange
- NYSE
- Industry
- Measuring & Controlling Devices, NEC
- SEC CIK
- 0001024478
In the last 90 days, Rockwell Automation, Inc insiders filed 0 open-market purchases and 5 sales; 1,545 institutions reported holding it in 13F filings for Q2 2026, worth $48.8B in total; Markel Group is the only superinvestor holding it.
13F holders, Q3 2021
Institutional positions in Rockwell Automation, Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,037
- +61 vs. Q2 2021
- Shares held
- 91.4M
- −1.30M (−1.4%) vs. Q2 2021
- Total value
- $26.9B
- +$460.5M (+1.7%) vs. Q2 2021
- New holders
- 115
- 361 more added
- Sold out
- 54
- 339 more reduced
12 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ROK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,545 | $48.8B |
| Q1 2026 | 1,422 | $34.4B |
| Q4 2025 | 1,420 | $37.1B |
| Q3 2025 | 1,296 | $32.2B |
| Q2 2025 | 1,269 | $31.1B |
| Q1 2025 | 1,172 | $23.7B |
| Q4 2024 | 1,216 | $26.9B |
| Q3 2024 | 1,161 | $24.4B |
| Q2 2024 | 1,156 | $25.3B |
| Q1 2024 | 1,202 | $26.5B |
| Q4 2023 | 1,223 | $27.1B |
| Q3 2023 | 1,140 | $26.4B |
| Q2 2023 | 1,146 | $30.9B |
| Q1 2023 | 1,113 | $27.0B |
| Q4 2022 | 1,059 | $23.5B |
| Q3 2022 | 994 | $19.6B |
| Q2 2022 | 976 | $18.5B |
| Q1 2022 | 1,052 | $25.6B |
| Q4 2021 | 1,136 | $31.9B |
| Q3 2021 | 1,037 | $26.9B |
| Q2 2021 | 988 | $26.4B |
| Q1 2021 | 974 | $23.7B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Rockwell Automation, Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Siemens Fonds Invest GmbH | 1,237 | $364.0K | 0.02% | +1,237 | New |
| Nations Financial Group Inc, | 1,233 | $363.0K | 0.06% | −18−1.4% | Reduced |
| Corbett Road Capital Management, LLC | 2,134 | $363.0K | 0.63% | +992+86.9% | Added |
| Meiji Yasuda Asset Management Co Ltd. | 1,230 | $362.0K | 0.03% | −277−18.4% | Reduced |
| Ritholtz Wealth Management | 1,232 | $362.0K | 0.03% | −21−1.7% | Reduced |
| Claraphi Advisory Network, LLC | 1,227 | $361.0K | 0.13% | −6−0.5% | Reduced |
| Steinberg Asset Management LLC | 1,223 | $360.0K | 0.41% | 00.0% | Unchanged |
| First Hawaiian Bank | 1,226 | $360.0K | 0.01% | +6+0.5% | Added |
| Evergreen Capital Management LLC | 1,218 | $358.0K | 0.02% | +11+0.9% | Added |
| Traverso Chambers Private Wealth Management, LLC | 1,213 | $357.0K | 0.11% | 00.0% | Unchanged |
| Aurora Private Wealth, Inc. | 1,211 | $356.0K | 0.14% | −36−2.9% | Reduced |
| Great Lakes Advisors, LLC | 1,209 | $355.0K | 0.01% | 00.0% | Unchanged |
| Innovative Portfolios LLC | 1,008 | $352.0K | 2.00% | −117−10.4% | Reduced |
| Linscomb & Williams, Inc. | 1,189 | $350.0K | 0.02% | −17−1.4% | Reduced |
| Crescent Grove Advisors, LLC | 1,192 | $350.0K | 0.04% | 00.0% | Unchanged |
| Hilltop Holdings Inc. | 1,186 | $349.0K | 0.04% | −59−4.7% | Reduced |
| Center for Financial Planning, Inc. | 1,182 | $348.0K | 0.08% | 00.0% | Unchanged |
| LS Investment Advisors, LLC | 1,180 | $347.0K | 0.04% | 00.0% | Unchanged |
| J.W. Cole Advisors, Inc. | 1,181 | $347.0K | 0.02% | +72+6.5% | Added |
| Brewin Dolphin Ltd | 1,180 | $347.0K | 0.01% | 00.0% | Unchanged |
| Capital City Trust Co | 1,175 | $345.0K | 0.11% | −75−6.0% | Reduced |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 1,175 | $345.0K | 0.11% | 00.0% | Unchanged |
| Associated Banc-Corp | 1,170 | $344.0K | 0.01% | −2−0.2% | Reduced |
| Philadelphia Trust Co | 1,168 | $343.0K | 0.03% | +50+4.5% | Added |
| DuPont Capital Management Corp | 1,164 | $342.0K | 0.01% | −1,440−55.3% | Reduced |
| Boston Private Wealth LLC | 1,162 | $342.0K | 0.00% | +173+17.5% | Added |
| Strong Tower Advisory Services | 1,141 | $342.0K | 0.20% | +1,141 | New |
| Alps Advisors Inc | 1,160 | $341.0K | 0.00% | −152−11.6% | Reduced |
| Parallel Advisors, LLC | 1,160 | $341.0K | 0.01% | −11−0.9% | Reduced |
| Personal Capital Advisors Corp | 1,141 | $335.0K | 0.00% | +1+0.1% | Added |
| Wilbanks Smith & Thomas Asset Management LLC | 1,125 | $331.0K | 0.01% | 00.0% | Unchanged |
| Red Cedar Investment Management, LLC | 1,125 | $331.0K | 0.04% | +1,125 | New |
| Foundry Partners, LLC | 1,123 | $330.0K | 0.01% | 00.0% | Unchanged |
| Tealwood Asset Management Inc | 1,120 | $329.0K | 0.13% | +1,120 | New |
| United Bank | 1,115 | $328.0K | 0.04% | 00.0% | Unchanged |
| Ropes Wealth Advisors LLC | 1,109 | $326.0K | 0.05% | −1−0.1% | Reduced |
| Rockbridge Investment Management, LCC | 1,108 | $326.0K | 0.05% | 00.0% | Unchanged |
| MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH | 1,103 | $324.0K | 0.06% | −3,207−74.4% | Reduced |
| Checchi Capital Advisers, LLC | 1,095 | $322.0K | 0.04% | +48+4.6% | Added |
| Whittier Trust Co | 1,093 | $321.0K | 0.01% | 00.0% | Unchanged |
| Merit Financial Group, LLC | 1,093 | $321.0K | 0.03% | +1,093 | New |
| Hennion & Walsh Asset Management, Inc. | 1,089 | $320.0K | 0.02% | +378+53.2% | Added |
| Atticus Wealth Management, LLC | 1,085 | $319.0K | 0.14% | −275−20.2% | Reduced |
| Sentry Investment Management LLC | 1,084 | $319.0K | 0.09% | −158−12.7% | Reduced |
| Wealthcare Advisory Partners LLC | 1,082 | $318.0K | 0.02% | +162+17.6% | Added |
| FourThought Financial, LLC | 1,078 | $316.0K | 0.04% | 00.0% | Unchanged |
| Gofen & Glossberg LLC | 1,074 | $316.0K | 0.01% | +10+0.9% | Added |
| Quadrant Private Wealth Management, LLC | 1,067 | $314.0K | 0.13% | −12−1.1% | Reduced |
| Capital Investment Advisory Services, LLC | 1,067 | $314.0K | 0.04% | 00.0% | Unchanged |
| Column Capital Advisors, LLC | 1,057 | $311.0K | 0.07% | −20−1.9% | Reduced |
| Marcum Wealth, LLC | 1,055 | $310.0K | 0.05% | +34+3.3% | Added |
| Cornerstone Wealth Group, LLC | 1,050 | $309.0K | 0.05% | +203+24.0% | Added |
| Financial Advisory Service, Inc. | 1,052 | $309.0K | 0.03% | +332+46.1% | Added |
| Rehmann Capital Advisory Group | 1,042 | $306.4K | 0.03% | −29−2.7% | Reduced |
| 1776 Wealth LLC | 1,039 | $306.0K | 0.17% | −117−10.1% | Reduced |
| Centric Wealth Management | 1,042 | $306.0K | 0.11% | −22−2.1% | Reduced |
| Parsons Capital Management Inc | 1,039 | $306.0K | 0.02% | 00.0% | Unchanged |
| WJ Wealth Management, LLC | 1,040 | $306.0K | 0.20% | 00.0% | Unchanged |
| Magellan Asset Management Ltd | 1,042 | $306.0K | 0.00% | +44+4.4% | Added |
| Latitude Advisors, LLC | 1,041 | $306.0K | 0.10% | +1,041 | New |
| Pitcairn Co | 1,031 | $304.0K | 0.02% | −32−3.0% | Reduced |
| Capital Advisors Inc | 1,035 | $304.0K | 0.01% | +23+2.3% | Added |
| Jones Financial Companies LLLP | 1,029 | $303.0K | 0.00% | −481−31.9% | Reduced |
| HBK Sorce Advisory LLC | 1,031 | $303.0K | 0.02% | 00.0% | Unchanged |
| Point72 Hong Kong Ltd | 1,032 | $303.0K | 0.02% | +452+77.9% | Added |
| Kelly Financial Services LLC | 1,021 | $300.1K | 0.17% | −290,849−99.7% | Reduced |
| BBVA USA | 1,017 | $299.0K | 0.02% | −150−12.9% | Reduced |
| Simmons Bank | 1,015 | $298.0K | 0.02% | +16+1.6% | Added |
| Smithbridge Asset Management Inc | 1,015 | $298.0K | 0.10% | +1,015 | New |
| Alpha Paradigm Partners, LLC | 1,011 | $297.0K | 0.12% | −1,001−49.8% | Reduced |
| Certified Advisory Corp | 1,008 | $296.0K | 0.07% | 00.0% | Unchanged |
| Ballentine Partners, LLC | 1,003 | $295.0K | 0.01% | +8+0.8% | Added |
| Estabrook Capital Management | 1,000 | $294.0K | 0.05% | 00.0% | Unchanged |
| 180 Wealth Advisors, LLC | 937 | $294.0K | 0.06% | −67−6.7% | Reduced |
| S&CO Inc | 1,000 | $294.0K | 0.02% | 00.0% | Unchanged |
| Founders Financial Securities LLC | 1,000 | $294.0K | 0.06% | 00.0% | Unchanged |
| Ipswich Investment Management Co., Inc. | 1,000 | $294.0K | 0.08% | 00.0% | Unchanged |
| Wellington Shields & Co., LLC | 1,000 | $294.0K | 0.10% | 00.0% | Unchanged |
| Cottage Street Advisors LLC | 1,000 | $294.0K | 0.20% | 00.0% | Unchanged |
| Farmers & Merchants Trust Co of Long Beach | 1,000 | $294.0K | 0.08% | 00.0% | Unchanged |
| Pettyjohn, Wood & White, Inc | 982 | $289.0K | 0.06% | −113−10.3% | Reduced |
| FineMark National Bank & Trust | 982 | $289.0K | 0.01% | 00.0% | Unchanged |
| Gradient Investments LLC | 984 | $289.0K | 0.01% | 00.0% | Unchanged |
| Sawtooth Solutions, LLC | 975 | $287.0K | 0.04% | +125+14.7% | Added |
| Fiducient Advisors LLC | 960 | $282.0K | 0.09% | 00.0% | Unchanged |
| Smart Money Group LLC | 959 | $282.0K | 0.21% | +959 | New |
| FinTrust Capital Advisors, LLC | 951 | $280.0K | 0.07% | +97+11.4% | Added |
| Hallmark Capital Management Inc | 950 | $279.0K | 0.02% | −50−5.0% | Reduced |
| Marshall & Sullivan Inc | 950 | $279.0K | 0.15% | 00.0% | Unchanged |
| Pinnacle Wealth Management Advisory Group, LLC | 945 | $278.0K | 0.07% | −5−0.5% | Reduced |
| B. Riley Wealth Management, Inc. | 943 | $277.0K | 0.02% | +943 | New |
| Cox Capital Mgt LLC | 934 | $275.0K | 0.19% | 00.0% | Unchanged |
| Maple Capital Management, Inc. | 929 | $273.0K | 0.03% | 00.0% | Unchanged |
| KLCM Advisors, Inc. | 927 | $273.0K | 0.06% | 00.0% | Unchanged |
| Nicolet Bankshares Inc | 921 | $271.0K | 0.07% | −45−4.7% | Reduced |
| Safeguard Investment Advisory Group, LLC | 923 | $271.0K | 0.18% | +3+0.3% | Added |
| Bishop & Co Investment Management, LLC | 918 | $270.0K | 0.13% | 00.0% | Unchanged |
| Tokio Marine Asset Management Co Ltd | 917 | $270.0K | 0.02% | +133+17.0% | Added |
| Trust Co of Vermont | 912 | $268.0K | 0.02% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 907 | $267.0K | 0.02% | −1,051−53.7% | Reduced |