Rockwell Automation, Inc
ROK- Exchange
- NYSE
- Industry
- Measuring & Controlling Devices, NEC
- SEC CIK
- 0001024478
In the last 90 days, Rockwell Automation, Inc insiders filed 0 open-market purchases and 5 sales; 1,545 institutions reported holding it in 13F filings for Q2 2026, worth $48.8B in total; Markel Group is the only superinvestor holding it.
13F holders, Q3 2021
Institutional positions in Rockwell Automation, Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,037
- +61 vs. Q2 2021
- Shares held
- 91.4M
- −1.30M (−1.4%) vs. Q2 2021
- Total value
- $26.9B
- +$460.5M (+1.7%) vs. Q2 2021
- New holders
- 115
- 361 more added
- Sold out
- 54
- 339 more reduced
12 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ROK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,545 | $48.8B |
| Q1 2026 | 1,422 | $34.4B |
| Q4 2025 | 1,420 | $37.1B |
| Q3 2025 | 1,296 | $32.2B |
| Q2 2025 | 1,269 | $31.1B |
| Q1 2025 | 1,172 | $23.7B |
| Q4 2024 | 1,216 | $26.9B |
| Q3 2024 | 1,161 | $24.4B |
| Q2 2024 | 1,156 | $25.3B |
| Q1 2024 | 1,202 | $26.5B |
| Q4 2023 | 1,223 | $27.1B |
| Q3 2023 | 1,140 | $26.4B |
| Q2 2023 | 1,146 | $30.9B |
| Q1 2023 | 1,113 | $27.0B |
| Q4 2022 | 1,059 | $23.5B |
| Q3 2022 | 994 | $19.6B |
| Q2 2022 | 976 | $18.5B |
| Q1 2022 | 1,052 | $25.6B |
| Q4 2021 | 1,136 | $31.9B |
| Q3 2021 | 1,037 | $26.9B |
| Q2 2021 | 988 | $26.4B |
| Q1 2021 | 974 | $23.7B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Rockwell Automation, Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Paragon Capital Management Ltd | 771 | $227.0K | 0.04% | +1+0.1% | Added |
| International Assets Investment Management, LLC | 776 | $228.0K | 0.04% | +3+0.4% | Added |
| NBT Bank N A | 780 | $230.0K | 0.03% | 00.0% | Unchanged |
| Brookstone Capital Management | 773 | $232.0K | 0.00% | −1,120−59.2% | Reduced |
| Horizon Investments, LLC | 790 | $232.0K | 0.01% | +42+5.6% | Added |
| Hanson & Doremus Investment Management | 795 | $234.0K | 0.05% | −194−19.6% | Reduced |
| Wells Trecaso Financial Group, LLC | 800 | $235.0K | 0.11% | 00.0% | Unchanged |
| O'Keefe Stevens Advisory, Inc. | 800 | $235.0K | 0.13% | 00.0% | Unchanged |
| Headinvest, LLC | 800 | $235.0K | 0.04% | +50+6.7% | Added |
| Merriman Wealth Management, LLC | 802 | $236.0K | 0.02% | 00.0% | Unchanged |
| Foster Group, Inc. | 805 | $237.0K | 0.02% | 00.0% | Unchanged |
| Connecticut Wealth Management, LLC | 811 | $238.0K | 0.02% | 00.0% | Unchanged |
| Accurate Wealth Management, LLC | 807 | $238.0K | 0.21% | +807 | New |
| Capstone Investment Advisors, LLC | 821 | $241.0K | 0.00% | +821 | New |
| AIA Group Ltd | 822 | $242.0K | 0.01% | +108+15.1% | Added |
| West Family Investments, Inc. | 823 | $242.0K | 0.06% | +823 | New |
| Kingsview Wealth Management, LLC | 825 | $243.0K | 0.01% | +57+7.4% | Added |
| Ironwood Investment Counsel, LLC | 834 | $245.0K | 0.06% | 00.0% | Unchanged |
| Capital International Sarl | 840 | $247.0K | 0.02% | −162−16.2% | Reduced |
| Bahl & Gaynor Inc | 845 | $248.0K | 0.00% | 00.0% | Unchanged |
| Algert Global LLC | 845 | $248.0K | 0.03% | +845 | New |
| Key Financial Inc | 851 | $250.0K | 0.14% | 00.0% | Unchanged |
| Outlook Wealth Advisors, LLC | 859 | $253.0K | 0.08% | +72+9.1% | Added |
| People's United Financial, Inc. | 868 | $255.0K | 0.01% | 00.0% | Unchanged |
| Community Bank, N.A. | 875 | $257.0K | 0.03% | −800−47.8% | Reduced |
| SeaCrest Wealth Management, LLC | 882 | $259.0K | 0.03% | −13−1.5% | Reduced |
| Citizens & Northern Corp | 880 | $259.0K | 0.10% | 00.0% | Unchanged |
| Parallax Volatility Advisers, L.P. | 883 | $260.0K | 0.00% | +811+1,126.4% | Added |
| Hudock, Inc. | 889 | $261.0K | 0.08% | +1+0.1% | Added |
| Exane Derivatives | 890 | $261.7K | 0.07% | +75+9.2% | Added |
| Professional Advisory Services Inc | 895 | $263.0K | 0.04% | 00.0% | Unchanged |
| Schneider Downs Wealth Management Advisors, LP | 897 | $264.0K | 0.07% | −4−0.4% | Reduced |
| Platform Technology Partners | 901 | $265.0K | 0.12% | −25−2.7% | Reduced |
| Mission Wealth Management, LP | 900 | $265.0K | 0.01% | +900 | New |
| Bruderman Asset Management, LLC | 904 | $266.0K | 0.07% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 907 | $267.0K | 0.02% | −1,051−53.7% | Reduced |
| Trust Co of Vermont | 912 | $268.0K | 0.02% | 00.0% | Unchanged |
| Bishop & Co Investment Management, LLC | 918 | $270.0K | 0.13% | 00.0% | Unchanged |
| Tokio Marine Asset Management Co Ltd | 917 | $270.0K | 0.02% | +133+17.0% | Added |
| Nicolet Bankshares Inc | 921 | $271.0K | 0.07% | −45−4.7% | Reduced |
| Safeguard Investment Advisory Group, LLC | 923 | $271.0K | 0.18% | +3+0.3% | Added |
| Maple Capital Management, Inc. | 929 | $273.0K | 0.03% | 00.0% | Unchanged |
| KLCM Advisors, Inc. | 927 | $273.0K | 0.06% | 00.0% | Unchanged |
| Cox Capital Mgt LLC | 934 | $275.0K | 0.19% | 00.0% | Unchanged |
| B. Riley Wealth Management, Inc. | 943 | $277.0K | 0.02% | +943 | New |
| Pinnacle Wealth Management Advisory Group, LLC | 945 | $278.0K | 0.07% | −5−0.5% | Reduced |
| Hallmark Capital Management Inc | 950 | $279.0K | 0.02% | −50−5.0% | Reduced |
| Marshall & Sullivan Inc | 950 | $279.0K | 0.15% | 00.0% | Unchanged |
| FinTrust Capital Advisors, LLC | 951 | $280.0K | 0.07% | +97+11.4% | Added |
| Fiducient Advisors LLC | 960 | $282.0K | 0.09% | 00.0% | Unchanged |
| Smart Money Group LLC | 959 | $282.0K | 0.21% | +959 | New |
| Sawtooth Solutions, LLC | 975 | $287.0K | 0.04% | +125+14.7% | Added |
| Pettyjohn, Wood & White, Inc | 982 | $289.0K | 0.06% | −113−10.3% | Reduced |
| FineMark National Bank & Trust | 982 | $289.0K | 0.01% | 00.0% | Unchanged |
| Gradient Investments LLC | 984 | $289.0K | 0.01% | 00.0% | Unchanged |
| 180 Wealth Advisors, LLC | 937 | $294.0K | 0.06% | −67−6.7% | Reduced |
| S&CO Inc | 1,000 | $294.0K | 0.02% | 00.0% | Unchanged |
| Founders Financial Securities LLC | 1,000 | $294.0K | 0.06% | 00.0% | Unchanged |
| Ipswich Investment Management Co., Inc. | 1,000 | $294.0K | 0.08% | 00.0% | Unchanged |
| Wellington Shields & Co., LLC | 1,000 | $294.0K | 0.10% | 00.0% | Unchanged |
| Cottage Street Advisors LLC | 1,000 | $294.0K | 0.20% | 00.0% | Unchanged |
| Farmers & Merchants Trust Co of Long Beach | 1,000 | $294.0K | 0.08% | 00.0% | Unchanged |
| Estabrook Capital Management | 1,000 | $294.0K | 0.05% | 00.0% | Unchanged |
| Ballentine Partners, LLC | 1,003 | $295.0K | 0.01% | +8+0.8% | Added |
| Certified Advisory Corp | 1,008 | $296.0K | 0.07% | 00.0% | Unchanged |
| Alpha Paradigm Partners, LLC | 1,011 | $297.0K | 0.12% | −1,001−49.8% | Reduced |
| Simmons Bank | 1,015 | $298.0K | 0.02% | +16+1.6% | Added |
| Smithbridge Asset Management Inc | 1,015 | $298.0K | 0.10% | +1,015 | New |
| BBVA USA | 1,017 | $299.0K | 0.02% | −150−12.9% | Reduced |
| Kelly Financial Services LLC | 1,021 | $300.1K | 0.17% | −290,849−99.7% | Reduced |
| Jones Financial Companies LLLP | 1,029 | $303.0K | 0.00% | −481−31.9% | Reduced |
| HBK Sorce Advisory LLC | 1,031 | $303.0K | 0.02% | 00.0% | Unchanged |
| Point72 Hong Kong Ltd | 1,032 | $303.0K | 0.02% | +452+77.9% | Added |
| Pitcairn Co | 1,031 | $304.0K | 0.02% | −32−3.0% | Reduced |
| Capital Advisors Inc | 1,035 | $304.0K | 0.01% | +23+2.3% | Added |
| 1776 Wealth LLC | 1,039 | $306.0K | 0.17% | −117−10.1% | Reduced |
| Centric Wealth Management | 1,042 | $306.0K | 0.11% | −22−2.1% | Reduced |
| Parsons Capital Management Inc | 1,039 | $306.0K | 0.02% | 00.0% | Unchanged |
| WJ Wealth Management, LLC | 1,040 | $306.0K | 0.20% | 00.0% | Unchanged |
| Magellan Asset Management Ltd | 1,042 | $306.0K | 0.00% | +44+4.4% | Added |
| Latitude Advisors, LLC | 1,041 | $306.0K | 0.10% | +1,041 | New |
| Rehmann Capital Advisory Group | 1,042 | $306.4K | 0.03% | −29−2.7% | Reduced |
| Cornerstone Wealth Group, LLC | 1,050 | $309.0K | 0.05% | +203+24.0% | Added |
| Financial Advisory Service, Inc. | 1,052 | $309.0K | 0.03% | +332+46.1% | Added |
| Marcum Wealth, LLC | 1,055 | $310.0K | 0.05% | +34+3.3% | Added |
| Column Capital Advisors, LLC | 1,057 | $311.0K | 0.07% | −20−1.9% | Reduced |
| Quadrant Private Wealth Management, LLC | 1,067 | $314.0K | 0.13% | −12−1.1% | Reduced |
| Capital Investment Advisory Services, LLC | 1,067 | $314.0K | 0.04% | 00.0% | Unchanged |
| FourThought Financial, LLC | 1,078 | $316.0K | 0.04% | 00.0% | Unchanged |
| Gofen & Glossberg LLC | 1,074 | $316.0K | 0.01% | +10+0.9% | Added |
| Wealthcare Advisory Partners LLC | 1,082 | $318.0K | 0.02% | +162+17.6% | Added |
| Atticus Wealth Management, LLC | 1,085 | $319.0K | 0.14% | −275−20.2% | Reduced |
| Sentry Investment Management LLC | 1,084 | $319.0K | 0.09% | −158−12.7% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 1,089 | $320.0K | 0.02% | +378+53.2% | Added |
| Whittier Trust Co | 1,093 | $321.0K | 0.01% | 00.0% | Unchanged |
| Merit Financial Group, LLC | 1,093 | $321.0K | 0.03% | +1,093 | New |
| Checchi Capital Advisers, LLC | 1,095 | $322.0K | 0.04% | +48+4.6% | Added |
| MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH | 1,103 | $324.0K | 0.06% | −3,207−74.4% | Reduced |
| Ropes Wealth Advisors LLC | 1,109 | $326.0K | 0.05% | −1−0.1% | Reduced |
| Rockbridge Investment Management, LCC | 1,108 | $326.0K | 0.05% | 00.0% | Unchanged |