| Berkshire Capital Holdings Inc | 10 | $0 | 0.00% | 00.0% | Unchanged |
| Roble, Belko & Company, Inc | 5 | $0 | 0.00% | 00.0% | Unchanged |
| Charter Oak Capital Management, LLC | 15 | $0 | 0.00% | 00.0% | Unchanged |
| Annapolis Financial Services, LLC | 10 | $0 | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 8 | $0 | 0.00% | +8 | New |
| Iron Horse Wealth Management, LLC | 7 | $0 | 0.00% | +7 | New |
| Kowal Investment Group, LLC | 11 | $0 | 0.00% | +11 | New |
| Westside Investment Management, Inc. | 3,100 | – | – | +400+14.8% | Added |
| Gerber Kawasaki Wealth & Investment Management | 16 | – | – | +16 | New |
| Mission Creek Capital Partners, Inc. | 0 | $0 | 0.00% | −686,134−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −340,051−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −316,063−100.0% | Sold out |
| Cerity Partners LLC | 0 | $0 | 0.00% | −185,540−100.0% | Sold out |
| JTC Employer Solutions Trusteee Ltd | 0 | $0 | 0.00% | −147,152−100.0% | Sold out |
| Brookside Equity Partners LLC | 0 | $0 | 0.00% | −99,414−100.0% | Sold out |
| Swiss Life Asset Management Ltd | 0 | $0 | 0.00% | −120,451−100.0% | Sold out |
| AXS Investments LLC | 0 | $0 | 0.00% | −83,732−100.0% | Sold out |
| Discovery Capital Management, LLC | 0 | $0 | 0.00% | −75,000−100.0% | Sold out |
| SG3 Management, LLC | 0 | $0 | 0.00% | −67,500−100.0% | Sold out |
| Monetta Financial Services Inc | 0 | $0 | 0.00% | −50,000−100.0% | Sold out |
| Beck Capital Management, LLC | 0 | $0 | 0.00% | −45,150−100.0% | Sold out |
| Comerica Bank | 0 | $0 | 0.00% | −44,992−100.0% | Sold out |
| Citizens Financial Group Inc | 0 | $0 | 0.00% | −39,008−100.0% | Sold out |
| Alpha Cubed Investments, LLC | 0 | $0 | 0.00% | −36,640−100.0% | Sold out |
| DRW Securities, LLC | 0 | $0 | 0.00% | −34,500−100.0% | Sold out |
| Aperture Investors, LLC | 0 | $0 | 0.00% | −32,166−100.0% | Sold out |
| Golden State Equity Partners | 0 | $0 | 0.00% | −23,958−100.0% | Sold out |
| Bayesian Capital Management, LP | 0 | $0 | 0.00% | −23,750−100.0% | Sold out |
| Financial Engines Advisors L.L.C. | 0 | $0 | 0.00% | −21,464−100.0% | Sold out |
| Fred Alger Management, LLC | 0 | $0 | 0.00% | −21,037−100.0% | Sold out |
| Voloridge Investment Management, LLC | 0 | $0 | 0.00% | −20,031−100.0% | Sold out |
| Koss-Olinger Consulting, LLC | 0 | $0 | 0.00% | −20,032−100.0% | Sold out |
| Tatro Capital, LLC | 0 | $0 | 0.00% | −17,612−100.0% | Sold out |
| Vanguard Capital Wealth Advisors | 0 | $0 | 0.00% | −17,600−100.0% | Sold out |
| Level Four Advisory Services, LLC | 0 | $0 | 0.00% | −16,046−100.0% | Sold out |
| Kerntke Otto McGlone Wealth Management Group | 0 | $0 | 0.00% | −15,912−100.0% | Sold out |
| Financial Advocates Investment Management | 0 | $0 | 0.00% | −13,208−100.0% | Sold out |
| Greytown Advisors Inc. | 0 | $0 | 0.00% | −15,544−100.0% | Sold out |
| Hamilton Lane Advisors LLC | 0 | $0 | 0.00% | −15,031−100.0% | Sold out |
| Prime Capital Investment Advisors, LLC | 0 | $0 | 0.00% | −14,769−100.0% | Sold out |
| Mainstay Capital Management LLC | 0 | $0 | 0.00% | −12,119−100.0% | Sold out |
| Bridgewater Advisors Inc. | 0 | $0 | 0.00% | −12,051−100.0% | Sold out |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −12,030−100.0% | Sold out |
| Latash Investments, LLC | 0 | $0 | 0.00% | −12,005−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −11,993−100.0% | Sold out |
| Slow Capital, Inc. | 0 | $0 | 0.00% | −11,656−100.0% | Sold out |
| Hayden Royal, LLC | 0 | $0 | 0.00% | −11,532−100.0% | Sold out |
| Redhawk Wealth Advisors, Inc. | 0 | $0 | 0.00% | −11,320−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −11,176−100.0% | Sold out |
| Shay Capital LLC | 0 | $0 | 0.00% | −10,925−100.0% | Sold out |
| Graypoint LLC | 0 | $0 | 0.00% | −10,630−100.0% | Sold out |
| BP PLC | 0 | $0 | 0.00% | −10,241−100.0% | Sold out |
| Bellecapital International Ltd. | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Jefferies Group LLC | 0 | $0 | 0.00% | −9,769−100.0% | Sold out |
| Yorktown Management & Research Co Inc | 0 | $0 | 0.00% | −9,350−100.0% | Sold out |
| Ameritas Investment Company, LLC | 0 | $0 | 0.00% | −3,143−100.0% | Sold out |
| TRH Financial, LLC | 0 | $0 | 0.00% | −8,775−100.0% | Sold out |
| Buckingham Strategic Wealth, LLC | 0 | $0 | 0.00% | −8,336−100.0% | Sold out |
| Fenimore Asset Management Inc | 0 | $0 | 0.00% | −8,299−100.0% | Sold out |
| Cobblestone Capital Advisors LLC | 0 | $0 | 0.00% | −8,270−100.0% | Sold out |
| Resources Investment Advisors, LLC. | 0 | $0 | 0.00% | −8,254−100.0% | Sold out |
| Patriot Investment Management Inc. | 0 | $0 | 0.00% | −8,302−100.0% | Sold out |
| V2 Financial group LLC | 0 | $0 | 0.00% | −8,097−100.0% | Sold out |
| Newman Dignan & Sheerar, Inc. | 0 | $0 | 0.00% | −7,800−100.0% | Sold out |
| Redwood Investment Management, LLC | 0 | $0 | 0.00% | −7,625−100.0% | Sold out |
| Kings Point Capital Management | 0 | $0 | 0.00% | −4,905−100.0% | Sold out |
| Catalyst Capital Advisors LLC | 0 | $0 | 0.00% | −3,700−100.0% | Sold out |
| Psagot Investment House Ltd. | 0 | $0 | 0.00% | −3,200−100.0% | Sold out |
| Shell Asset Management Co | 0 | $0 | 0.00% | −2,517−100.0% | Sold out |
| Strategic Blueprint, LLC | 0 | $0 | 0.00% | −1,025−100.0% | Sold out |
| WealthShield Partners, LLC | 0 | $0 | 0.00% | −640−100.0% | Sold out |
| Activest Wealth Management | 0 | $0 | 0.00% | −295−100.0% | Sold out |
| Hantz Financial Services, Inc. | 0 | $0 | 0.00% | −210−100.0% | Sold out |
| Sugarloaf Wealth Management, LLC | 0 | $0 | 0.00% | −150−100.0% | Sold out |
| Savior LLC | 0 | $0 | 0.00% | −150−100.0% | Sold out |
| CKW Financial Group | 0 | $0 | 0.00% | −105−100.0% | Sold out |
| Anfield Capital Management, LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Enterprise Financial Services Corp | 0 | $0 | 0.00% | −32−100.0% | Sold out |
| Highlander Capital Management, LLC | 0 | $0 | 0.00% | −50−100.0% | Sold out |
| Heritage Wealth Advisors | 0 | $0 | 0.00% | −4−100.0% | Sold out |
| Usca Ria LLC | – | – | – | – | Not filed |
| Pictet Asset Management Ltd | – | – | – | – | Not filed |
| Bel Air Investment Advisors LLC | – | – | – | – | Not filed |
| CWM, LLC | – | – | – | – | Not filed |
| Hoover Financial Advisors, Inc. | – | – | – | – | Not filed |
| Western Wealth Management, LLC | – | – | – | – | Not filed |
| Castleview Partners, LLC | – | – | – | – | Not filed |
| Horan Securities, Inc. | – | – | – | – | Not filed |
| Pinnacle Wealth Advisors | – | – | – | – | Not filed |
| Elmwood Wealth Management, Inc. | – | – | – | – | Not filed |
