Principal Financial Group Inc
PFG- Exchange
- Nasdaq
- Industry
- Accident & Health Insurance
- SEC CIK
- 0001126328
No open-market purchases or sales by Principal Financial Group Inc insiders were filed in the last 90 days; 961 institutions reported holding it in 13F filings for Q2 2026, worth $18.4B in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Principal Financial Group Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 723
- +1 vs. Q2 2023
- Shares held
- 171.5M
- −2.45M (−1.4%) vs. Q2 2023
- Total value
- $12.4B
- −$812.2M (−6.2%) vs. Q2 2023
- New holders
- 65
- 215 more added
- Sold out
- 64
- 282 more reduced
9 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFG on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 961 | $18.4B |
| Q1 2026 | 914 | $15.2B |
| Q4 2025 | 892 | $14.2B |
| Q3 2025 | 829 | $13.3B |
| Q2 2025 | 814 | $13.2B |
| Q1 2025 | 841 | $14.2B |
| Q4 2024 | 785 | $12.7B |
| Q3 2024 | 786 | $14.1B |
| Q2 2024 | 796 | $13.0B |
| Q1 2024 | 765 | $14.4B |
| Q4 2023 | 757 | $13.2B |
| Q3 2023 | 723 | $12.4B |
| Q2 2023 | 731 | $13.2B |
| Q1 2023 | 745 | $13.4B |
| Q4 2022 | 784 | $15.5B |
| Q3 2022 | 707 | $13.3B |
| Q2 2022 | 691 | $12.6B |
| Q1 2022 | 687 | $13.8B |
| Q4 2021 | 664 | $14.2B |
| Q3 2021 | 624 | $12.5B |
| Q2 2021 | 615 | $12.2B |
| Q1 2021 | 646 | $11.4B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Principal Financial Group Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Anchor Investment Management, LLC | 514 | $37.0K | 0.00% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 509 | $36.7K | 0.00% | +8+1.6% | Added |
| Truvestments Capital LLC | 500 | $36.0K | 0.02% | 00.0% | Unchanged |
| Motco | 494 | $35.6K | 0.00% | 00.0% | Unchanged |
| Glassman Wealth Services | 493 | $35.5K | 0.01% | −5−1.0% | Reduced |
| Global Financial Private Client, LLC | 500 | $35.1K | 0.02% | 00.0% | Unchanged |
| American State Bank (Iowa) | 483 | $34.8K | 0.02% | 00.0% | Unchanged |
| Fortis Group Advisors, LLC | 458 | $33.0K | 0.01% | +458 | New |
| Asset Dedication, LLC | 453 | $33.0K | 0.00% | 00.0% | Unchanged |
| Lee Financial Co | 455 | $32.8K | 0.01% | 00.0% | Unchanged |
| Paladin Advisory Group, LLC | 449 | $32.4K | 0.03% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 448 | $32.3K | 0.00% | +3+0.7% | Added |
| Bell Investment Advisors, Inc | 442 | $31.9K | 0.01% | +24+5.7% | Added |
| Brown, Lisle/Cummings, Inc. | 416 | $30.0K | 0.01% | 00.0% | Unchanged |
| Boyd Watterson Asset Management LLC | 415 | $29.9K | 0.01% | 00.0% | Unchanged |
| WR Wealth Planners, LLC | 414 | $29.8K | 0.01% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 412 | $29.7K | 0.00% | +44+12.0% | Added |
| GPS Wealth Strategies Group, LLC | 404 | $29.1K | 0.01% | 00.0% | Unchanged |
| AM Squared Ltd | 400 | $28.8K | 0.04% | +100+33.3% | Added |
| Riverview Trust Co | 396 | $28.5K | 0.03% | 00.0% | Unchanged |
| Miller Wealth Advisors, LLC | 396 | $28.5K | 0.02% | 00.0% | Unchanged |
| MCF Advisors LLC | 394 | $28.4K | 0.00% | 00.0% | Unchanged |
| WFA Asset Management Corp | 391 | $28.2K | 0.02% | +2+0.5% | Added |
| Cary Street Partner Investment Advisory LLC | 389 | $28.0K | 0.00% | +93+31.4% | Added |
| Annapolis Financial Services, LLC | 379 | $27.3K | 0.01% | 00.0% | Unchanged |
| DB Wealth Management Group, LLC | 377 | $27.2K | 0.02% | 00.0% | Unchanged |
| Riggs Asset Managment Co. Inc. | 372 | $26.8K | 0.01% | −293−44.1% | Reduced |
| GHP Investment Advisors, Inc. | 384 | $26.8K | 0.00% | +226+143.0% | Added |
| Toth Financial Advisory Corp | 365 | $26.3K | 0.00% | 00.0% | Unchanged |
| Sugarloaf Wealth Management, LLC | 364 | $26.2K | 0.01% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 364 | $26.0K | 0.00% | −415−53.3% | Reduced |
| Sutton Wealth Advisors Inc. | 344 | $24.8K | 0.01% | −169−32.9% | Reduced |
| Providence Capital Advisors, LLC | 320 | $23.1K | 0.01% | 00.0% | Unchanged |
| Financial Perspectives, Inc | 314 | $22.6K | 0.01% | +76+31.9% | Added |
| Brown Brothers Harriman & Co | 311 | $22.4K | 0.00% | +34+12.3% | Added |
| HighMark Wealth Management LLC | 310 | $22.3K | 0.02% | 00.0% | Unchanged |
| Thompson Siegel & Walmsley LLC | 300 | $22.0K | 0.00% | 00.0% | Unchanged |
| Old Second National Bank of Aurora | 300 | $21.6K | 0.01% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 300 | $21.6K | 0.00% | 00.0% | Unchanged |
| Halpern Financial, Inc. | 296 | $21.3K | 0.01% | 00.0% | Unchanged |
| First Pacific Financial | 295 | $21.3K | 0.01% | 00.0% | Unchanged |
| Pflug Koory, LLC | 285 | $20.5K | 0.01% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 281 | $20.0K | 0.00% | +2+0.7% | Added |
| Hoertkorn Richard Charles | 272 | $19.6K | 0.01% | 00.0% | Unchanged |
| Institutional & Family Asset Management, LLC | 259 | $18.7K | 0.00% | −3−1.1% | Reduced |
| St Germain D J Co Inc | 239 | $17.2K | 0.00% | 00.0% | Unchanged |
| Lazard Asset Management LLC | 240 | $17.0K | 0.00% | 00.0% | Unchanged |
| Caldwell Trust Co | 235 | $16.9K | 0.00% | 00.0% | Unchanged |
| Cassady Schiller Wealth Management, LLC | 225 | $16.2K | 0.01% | 00.0% | Unchanged |
| Level Financial Advisors, Inc. | 220 | $15.9K | 0.01% | 00.0% | Unchanged |
| Key Financial Inc | 219 | $15.8K | 0.01% | 00.0% | Unchanged |
| Private Trust Co NA | 217 | $15.6K | 0.00% | 00.0% | Unchanged |
| Rocky Mountain Advisers, LLC | 211 | $15.2K | 0.01% | 00.0% | Unchanged |
| CoreFirst Bank & Trust | 197 | $14.2K | 0.01% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 196 | $14.1K | 0.00% | +83+73.5% | Added |
| Financial Management Professionals, Inc. | 199 | $14.0K | 0.00% | 00.0% | Unchanged |
| Smithfield Trust Co | 190 | $14.0K | 0.00% | 00.0% | Unchanged |
| Carmel Capital Partners, LLC | 187 | $13.5K | 0.01% | +187 | New |
| NBC Securities, Inc. | 190 | $13.0K | 0.00% | +190 | New |
| Transamerica Financial Advisors, Inc. | 172 | $13.0K | 0.00% | +171+17,100.0% | Added |
| Fuller & Thaler Asset Management, Inc. | 168 | $12.1K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 159 | $12.1K | 0.00% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 166 | $12.0K | 0.00% | 00.0% | Unchanged |
| Zions Bancorporation, N.A. | 165 | $11.9K | 0.00% | −1−0.6% | Reduced |
| Peregrine Capital Management LLC | 160 | $11.5K | 0.00% | 00.0% | Unchanged |
| Team Financial Group, LLC | 160 | $11.5K | 0.01% | +160 | New |
| First Manhattan Co | 158 | $11.4K | 0.00% | 00.0% | Unchanged |
| Park Place Capital Corp | 152 | $11.0K | 0.00% | +9+6.3% | Added |
| TD Waterhouse Canada Inc. | 112 | $10.8K | 0.00% | +112 | New |
| Lindbrook Capital, LLC | 148 | $10.7K | 0.00% | −11−6.9% | Reduced |
| Spire Wealth Management | 148 | $10.7K | 0.00% | 00.0% | Unchanged |
| Baker Avenue Asset Management, LP | 147 | $10.6K | 0.00% | +29+24.6% | Added |
| Center for Financial Planning, Inc. | 144 | $10.4K | 0.00% | 00.0% | Unchanged |
| Coppell Advisory Solutions LLC | 122 | $10.2K | 0.00% | 00.0% | Unchanged |
| Investors Research Corp | 126 | $9.08K | 0.00% | 00.0% | Unchanged |
| RFP Financial Group LLC | 126 | $9.08K | 0.00% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 124 | $8.94K | 0.00% | 00.0% | Unchanged |
| Kapitalo Investimentos Ltda | 123 | $8.87K | 0.00% | +123 | New |
| Salomon & Ludwin, LLC | 119 | $8.58K | 0.00% | +119 | New |
| Mendota Financial Group, LLC | 118 | $8.51K | 0.01% | 00.0% | Unchanged |
| Eagle Bay Advisors LLC | 118 | $8.50K | 0.00% | +22+22.9% | Added |
| Ritter Daniher Financial Advisory LLC | 117 | $8.43K | 0.00% | −27−18.8% | Reduced |
| Earnest Partners LLC | 116 | $8.36K | 0.00% | 00.0% | Unchanged |
| Steward Financial Group LLC | 123 | $8.00K | 0.00% | −237−65.8% | Reduced |
| Moisand Fitzgerald Tamayo, LLC | 110 | $7.93K | 0.00% | 00.0% | Unchanged |
| Peoples Bank | 110 | $7.93K | 0.01% | +110 | New |
| Koesten, Hirschmann & Crabtree, INC. | 103 | $7.42K | 0.01% | 00.0% | Unchanged |
| Bray Capital Advisors | 101 | $7.28K | 0.00% | 00.0% | Unchanged |
| Atwood & Palmer Inc | 100 | $7.21K | 0.00% | −202−66.9% | Reduced |
| Cornerstone Planning Group LLC | 100 | $7.21K | 0.00% | 00.0% | Unchanged |
| CarsonAllaria Wealth Management, Ltd. | 100 | $7.21K | 0.01% | +100 | New |
| GW&K Investment Management, LLC | 95 | $7.00K | 0.00% | +3+3.3% | Added |
| Ancora Advisors, LLC | 90 | $6.49K | 0.00% | 00.0% | Unchanged |
| Pin Oak Investment Advisors Inc | 78 | $6.00K | 0.01% | 00.0% | Unchanged |
| McIlrath & Eck, LLC | 71 | $5.12K | 0.00% | 00.0% | Unchanged |
| Globeflex Capital L P | 63 | $4.54K | 0.00% | 00.0% | Unchanged |
| Northwest Investment Counselors, LLC | 50 | $3.60K | 0.00% | +50 | New |
| SJS Investment Consulting Inc. | 43 | $3.10K | 0.00% | +2+4.9% | Added |
| Prestige Wealth Management Group LLC | 42 | $3.03K | 0.00% | +8+23.5% | Added |
| SkyView Investment Advisors, LLC | 35 | $3.00K | 0.00% | 00.0% | Unchanged |