Principal Financial Group Inc
PFG- Exchange
- Nasdaq
- Industry
- Accident & Health Insurance
- SEC CIK
- 0001126328
No open-market purchases or sales by Principal Financial Group Inc insiders were filed in the last 90 days; 961 institutions reported holding it in 13F filings for Q2 2026, worth $18.4B in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Principal Financial Group Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 723
- +1 vs. Q2 2023
- Shares held
- 171.5M
- −2.45M (−1.4%) vs. Q2 2023
- Total value
- $12.4B
- −$812.2M (−6.2%) vs. Q2 2023
- New holders
- 65
- 215 more added
- Sold out
- 64
- 282 more reduced
9 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFG on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 961 | $18.4B |
| Q1 2026 | 914 | $15.2B |
| Q4 2025 | 892 | $14.2B |
| Q3 2025 | 829 | $13.3B |
| Q2 2025 | 814 | $13.2B |
| Q1 2025 | 841 | $14.2B |
| Q4 2024 | 785 | $12.7B |
| Q3 2024 | 786 | $14.1B |
| Q2 2024 | 796 | $13.0B |
| Q1 2024 | 765 | $14.4B |
| Q4 2023 | 757 | $13.2B |
| Q3 2023 | 723 | $12.4B |
| Q2 2023 | 731 | $13.2B |
| Q1 2023 | 745 | $13.4B |
| Q4 2022 | 784 | $15.5B |
| Q3 2022 | 707 | $13.3B |
| Q2 2022 | 691 | $12.6B |
| Q1 2022 | 687 | $13.8B |
| Q4 2021 | 664 | $14.2B |
| Q3 2021 | 624 | $12.5B |
| Q2 2021 | 615 | $12.2B |
| Q1 2021 | 646 | $11.4B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Principal Financial Group Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Oppenheimer & Co Inc | 11,933 | $860.0K | 0.02% | −340−2.8% | Reduced |
| E. Ohman J:or Asset Management AB | 11,900 | $857.6K | 0.03% | +1,200+11.2% | Added |
| Pathstone Family Office, LLC | 11,830 | $852.6K | 0.01% | +8,622+268.8% | Added |
| New Mexico Educational Retirement Board | 11,754 | $847.0K | 0.04% | +700+6.3% | Added |
| Aquatic Capital Management LLC | 11,700 | $843.0K | 0.04% | +11,700 | New |
| Verdence Capital Advisors LLC | 11,623 | $837.7K | 0.09% | +3,113+36.6% | Added |
| Y-Intercept (Hong Kong) Ltd | 11,508 | $829.4K | 0.08% | +11,508 | New |
| LSV Asset Management | 11,500 | $829.0K | 0.00% | −44,900−79.6% | Reduced |
| Allspring Global Investments Holdings, LLC | 11,440 | $824.5K | 0.00% | −13,438−54.0% | Reduced |
| AXA S.A. | 11,208 | $807.8K | 0.00% | +8,057+255.7% | Added |
| Sound View Wealth Advisors Group, LLC | 11,143 | $803.0K | 0.10% | −3,620−24.5% | Reduced |
| South Dakota Investment Council | 11,130 | $802.0K | 0.02% | −800−6.7% | Reduced |
| Martin Capital Partners, LLC | 11,067 | $798.0K | 0.34% | +32+0.3% | Added |
| BI Asset Management Fondsmaeglerselskab A/S | 11,062 | $797.0K | 0.02% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 10,986 | $791.8K | 0.02% | +8,429+329.6% | Added |
| Old National Bancorp | 10,935 | $788.1K | 0.02% | −5,407−33.1% | Reduced |
| Fox Run Management, L.L.C. | 10,932 | $787.9K | 0.23% | +10,932 | New |
| Park Edge Advisors, LLC | 10,891 | $784.9K | 0.28% | 00.0% | Unchanged |
| West Bancorporation Inc | 10,678 | $769.6K | 0.54% | −38−0.4% | Reduced |
| Strategic Investment Advisors | 10,389 | $748.7K | 0.12% | +528+5.4% | Added |
| CWM, LLC | 10,335 | $745.0K | 0.00% | +551+5.6% | Added |
| PSI Advisors, LLC | 10,284 | $741.2K | 0.32% | −2,709−20.8% | Reduced |
| Ausdal Financial Partners, Inc. | 10,145 | $731.1K | 0.10% | −73−0.7% | Reduced |
| Axq Capital, LP | 10,000 | $720.7K | 0.25% | +3,400+51.5% | Added |
| Holderness Investments Co | 9,936 | $716.1K | 0.28% | −78−0.8% | Reduced |
| Thrivent Financial for Lutherans | 9,799 | $706.0K | 0.00% | −265−2.6% | Reduced |
| Proquility Private Wealth Partners, LLC | 9,722 | $700.7K | 0.29% | −309−3.1% | Reduced |
| Cetera Advisors LLC | 9,708 | $699.7K | 0.01% | +254+2.7% | Added |
| Pinnacle Associates Ltd | 9,700 | $699.1K | 0.01% | −107−1.1% | Reduced |
| Duality Advisers, LP | 9,649 | $695.4K | 0.08% | −4,829−33.4% | Reduced |
| Empowered Funds, LLC | 9,639 | $694.7K | 0.02% | −1,233−11.3% | Reduced |
| Plimoth Trust Co LLC | 9,533 | $687.0K | 0.22% | −510−5.1% | Reduced |
| Obermeyer Wood Investment Counsel, LLLP | 9,511 | $685.5K | 0.05% | 00.0% | Unchanged |
| Johnson Midwest Financial, LLC | 9,488 | $683.8K | 1.53% | 00.0% | Unchanged |
| Banque Cantonale Vaudoise | 9,355 | $674.0K | 0.03% | −5,300−36.2% | Reduced |
| Basepoint Wealth LLC | 9,275 | $668.5K | 0.55% | +565+6.5% | Added |
| Csenge Advisory Group | 9,257 | $667.1K | 0.05% | +102+1.1% | Added |
| Metropolitan Life Insurance Co | 9,200 | $663.0K | 0.03% | −638−6.5% | Reduced |
| KC Investment Advisors, LLC | 9,193 | $662.5K | 0.43% | +169+1.9% | Added |
| Verition Fund Management LLC | 9,192 | $662.5K | 0.01% | +4,714+105.3% | Added |
| Everence Capital Management Inc | 9,080 | $654.0K | 0.05% | +4,550+100.4% | Added |
| Virtus ETF Advisers LLC | 8,928 | $643.4K | 0.39% | −1,248−12.3% | Reduced |
| Graham Capital Management, L.P. | 8,762 | $631.5K | 0.02% | +2,859+48.4% | Added |
| Teza Capital Management LLC | 8,710 | $627.7K | 0.10% | +8,710 | New |
| Norinchukin Bank, The | 8,664 | $624.4K | 0.01% | −10,241−54.2% | Reduced |
| APG Asset Management N.V. | 8,647 | $623.2K | 0.00% | −700−7.5% | Reduced |
| Proequities, Inc. | 8,485 | $611.5K | 0.05% | +7+0.1% | Added |
| Metis Global Partners, LLC | 8,434 | $607.8K | 0.03% | +1,324+18.6% | Added |
| Allworth Financial LP | 8,426 | $607.3K | 0.01% | +16+0.2% | Added |
| Lion Street Advisors, LLC | 8,422 | $607.0K | 0.20% | +56+0.7% | Added |
| iA Global Asset Management Inc. | 8,370 | $603.0K | 0.02% | −3,276−28.1% | Reduced |
| SageView Advisory Group, LLC | 8,354 | $602.1K | 0.03% | −2,944−26.1% | Reduced |
| Steward Partners Investment Advisory, LLC | 8,296 | $597.9K | 0.01% | +135+1.7% | Added |
| Vontobel Holding Ltd. | 8,288 | $597.3K | 0.01% | −1,500−15.3% | Reduced |
| Gilbert & Cook, Inc. | 8,256 | $595.0K | 0.09% | −150−1.8% | Reduced |
| Empirical Finance, LLC | 8,208 | $591.6K | 0.04% | +691+9.2% | Added |
| Envestnet Portfolio Solutions, Inc. | 8,002 | $576.7K | 0.00% | +8,002 | New |
| Kentucky Retirement Systems Insurance Trust Fund | 7,954 | $573.2K | 0.04% | −151−1.9% | Reduced |
| Garda Capital Partners LP | 7,884 | $568.2K | 0.36% | +7,884 | New |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 7,881 | $568.0K | 0.02% | +31+0.4% | Added |
| Burns Matteson Capital Management, LLC | 7,842 | $565.2K | 0.36% | +7,842 | New |
| Wolff Financial Management LLC | 7,815 | $563.0K | 0.19% | 00.0% | Unchanged |
| Legacy Financial Group LLC | 7,754 | $558.8K | 0.13% | +7,754 | New |
| Sciencast Management LP | 7,600 | $547.7K | 0.25% | +7,600 | New |
| Fifth Third Bancorp | 7,511 | $541.3K | 0.00% | +559+8.0% | Added |
| City State Bank | 7,425 | $535.0K | 0.29% | −13−0.2% | Reduced |
| Archford Capital Strategies, LLC | 7,381 | $531.9K | 0.11% | +135+1.9% | Added |
| Wetherby Asset Management Inc | 7,350 | $529.7K | 0.03% | −136−1.8% | Reduced |
| Sunbelt Securities, Inc. | 7,343 | $529.2K | 0.07% | 00.0% | Unchanged |
| Agf Management Ltd | 7,295 | $525.8K | 0.00% | 00.0% | Unchanged |
| Carret Asset Management, LLC | 7,291 | $525.5K | 0.07% | −100−1.4% | Reduced |
| Paradigm Financial Partners, LLC | 7,719 | $525.3K | 0.14% | −8,085−51.2% | Reduced |
| Desjardins Global Asset Management Inc. | 7,188 | $517.9K | 0.06% | +1,455+25.4% | Added |
| Machina Capital S.A.S. | 7,128 | $513.7K | 0.29% | +7,128 | New |
| Meiji Yasuda Asset Management Co Ltd. | 7,079 | $510.2K | 0.02% | +690+10.8% | Added |
| Northwestern Mutual Investment Management Company, LLC | 7,019 | $505.9K | 0.01% | −102−1.4% | Reduced |
| Merit Financial Group, LLC | 6,947 | $500.7K | 0.02% | +153+2.3% | Added |
| Johnson Investment Counsel Inc | 6,898 | $497.1K | 0.01% | −54−0.8% | Reduced |
| Forum Financial Management, LP | 6,879 | $495.8K | 0.01% | 00.0% | Unchanged |
| Impax Asset Management Group plc | 6,878 | $495.7K | 0.00% | −14−0.2% | Reduced |
| Argonautica Private Wealth Management, Inc | 6,815 | $491.2K | 0.22% | +89+1.3% | Added |
| Venture Visionary Partners LLC | 6,811 | $490.9K | 0.03% | −656−8.8% | Reduced |
| IFP Advisors, Inc | 6,810 | $490.8K | 0.02% | −75−1.1% | Reduced |
| Palisade Asset Management, LLC | 6,800 | $490.1K | 0.06% | −100−1.4% | Reduced |
| Mokosak Advisory Group, LLC | 6,760 | $487.2K | 0.20% | −43−0.6% | Reduced |
| TownSquare Capital, LLC | 6,693 | $482.4K | 0.01% | +194+3.0% | Added |
| Occudo Quantitative Strategies LP | 6,692 | $482.3K | 0.06% | −14,081−67.8% | Reduced |
| Regions Financial Corp | 6,672 | $480.9K | 0.00% | −93−1.4% | Reduced |
| SG Americas Securities, LLC | 6,643 | $479.0K | 0.01% | −19,032−74.1% | Reduced |
| Greenleaf Trust | 6,497 | $468.2K | 0.01% | −418−6.0% | Reduced |
| Two Sigma Securities, LLC | 6,379 | $459.7K | 0.02% | +6,379 | New |
| Echo Street Capital Management LLC | 6,378 | $459.7K | 0.00% | +6,378 | New |
| Prospera Financial Services Inc | 6,333 | $456.4K | 0.02% | +6,333 | New |
| Marquette Asset Management, LLC | 6,262 | $451.3K | 0.11% | +5,534+760.2% | Added |
| Continuum Advisory, LLC | 6,248 | $450.3K | 0.07% | −19−0.3% | Reduced |
| Sompo Asset Management Co., Ltd. | 6,070 | $437.5K | 0.10% | +2,280+60.2% | Added |
| Hilltop Holdings Inc. | 6,049 | $435.9K | 0.05% | +32+0.5% | Added |
| Equitable Holdings, Inc. | 5,990 | $431.7K | 0.01% | +569+10.5% | Added |
| Burney Co | 5,949 | $428.7K | 0.02% | −227−3.7% | Reduced |
| Tokio Marine Asset Management Co Ltd | 5,937 | $427.9K | 0.03% | +695+13.3% | Added |