Principal Financial Group Inc
PFG- Exchange
- Nasdaq
- Industry
- Accident & Health Insurance
- SEC CIK
- 0001126328
No open-market purchases or sales by Principal Financial Group Inc insiders were filed in the last 90 days; 961 institutions reported holding it in 13F filings for Q2 2026, worth $18.4B in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Principal Financial Group Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 723
- +1 vs. Q2 2023
- Shares held
- 171.5M
- −2.45M (−1.4%) vs. Q2 2023
- Total value
- $12.4B
- −$812.2M (−6.2%) vs. Q2 2023
- New holders
- 65
- 215 more added
- Sold out
- 64
- 282 more reduced
9 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFG on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 961 | $18.4B |
| Q1 2026 | 914 | $15.2B |
| Q4 2025 | 892 | $14.2B |
| Q3 2025 | 829 | $13.3B |
| Q2 2025 | 814 | $13.2B |
| Q1 2025 | 841 | $14.2B |
| Q4 2024 | 785 | $12.7B |
| Q3 2024 | 786 | $14.1B |
| Q2 2024 | 796 | $13.0B |
| Q1 2024 | 765 | $14.4B |
| Q4 2023 | 757 | $13.2B |
| Q3 2023 | 723 | $12.4B |
| Q2 2023 | 731 | $13.2B |
| Q1 2023 | 745 | $13.4B |
| Q4 2022 | 784 | $15.5B |
| Q3 2022 | 707 | $13.3B |
| Q2 2022 | 691 | $12.6B |
| Q1 2022 | 687 | $13.8B |
| Q4 2021 | 664 | $14.2B |
| Q3 2021 | 624 | $12.5B |
| Q2 2021 | 615 | $12.2B |
| Q1 2021 | 646 | $11.4B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Principal Financial Group Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sawtooth Solutions, LLC | 5,060 | $364.7K | 0.01% | −315−5.9% | Reduced |
| Symmetry Partners, LLC | 5,082 | $366.0K | 0.02% | 00.0% | Unchanged |
| Balentine LLC | 5,150 | $371.2K | 0.01% | +12+0.2% | Added |
| MAI Capital Management | 5,165 | $372.2K | 0.01% | −145−2.7% | Reduced |
| Wedbush Securities Inc | 5,192 | $374.0K | 0.02% | −361−6.5% | Reduced |
| Benin Management CORP | 5,200 | $374.8K | 0.14% | 00.0% | Unchanged |
| Romano Brothers and Company | 5,278 | $380.4K | 0.06% | 00.0% | Unchanged |
| RSM US Wealth Management LLC | 5,304 | $382.2K | 0.01% | −22−0.4% | Reduced |
| CWA Asset Management Group, LLC | 5,358 | $386.2K | 0.03% | −4−0.1% | Reduced |
| Coldstream Capital Management Inc | 5,368 | $386.9K | 0.01% | +43+0.8% | Added |
| Waldron Private Wealth LLC | 5,379 | $387.7K | 0.02% | −151−2.7% | Reduced |
| Ieq Capital, LLC | 5,412 | $390.0K | 0.01% | +1,267+30.6% | Added |
| Resolute Wealth Strategies, LLC | 5,475 | $394.6K | 0.30% | +4+0.1% | Added |
| Bessemer Group Inc | 5,486 | $396.0K | 0.00% | +2,547+86.7% | Added |
| Prime Capital Investment Advisors, LLC | 5,522 | $398.0K | 0.01% | −450−7.5% | Reduced |
| Advisory Services Network, LLC | 5,550 | $399.9K | 0.01% | +2,278+69.6% | Added |
| Capital Investment Advisors, LLC | 5,724 | $412.6K | 0.01% | +114+2.0% | Added |
| Twin Capital Management Inc | 5,725 | $412.6K | 0.06% | −551−8.8% | Reduced |
| Heartland Bank & Trust Co | 5,732 | $413.1K | 0.33% | +84+1.5% | Added |
| Nicolet Bankshares Inc | 5,808 | $418.6K | 0.13% | −190−3.2% | Reduced |
| GWM Advisors LLC | 5,876 | $423.5K | 0.00% | −1,647−21.9% | Reduced |
| Buckingham Strategic Wealth, LLC | 5,889 | $424.4K | 0.01% | +451+8.3% | Added |
| Personal Cfo Solutions, LLC | 5,922 | $426.8K | 0.08% | −1,226−17.2% | Reduced |
| Tokio Marine Asset Management Co Ltd | 5,937 | $427.9K | 0.03% | +695+13.3% | Added |
| Burney Co | 5,949 | $428.7K | 0.02% | −227−3.7% | Reduced |
| Equitable Holdings, Inc. | 5,990 | $431.7K | 0.01% | +569+10.5% | Added |
| Hilltop Holdings Inc. | 6,049 | $435.9K | 0.05% | +32+0.5% | Added |
| Sompo Asset Management Co., Ltd. | 6,070 | $437.5K | 0.10% | +2,280+60.2% | Added |
| Continuum Advisory, LLC | 6,248 | $450.3K | 0.07% | −19−0.3% | Reduced |
| Marquette Asset Management, LLC | 6,262 | $451.3K | 0.11% | +5,534+760.2% | Added |
| Prospera Financial Services Inc | 6,333 | $456.4K | 0.02% | +6,333 | New |
| Echo Street Capital Management LLC | 6,378 | $459.7K | 0.00% | +6,378 | New |
| Two Sigma Securities, LLC | 6,379 | $459.7K | 0.02% | +6,379 | New |
| Greenleaf Trust | 6,497 | $468.2K | 0.01% | −418−6.0% | Reduced |
| SG Americas Securities, LLC | 6,643 | $479.0K | 0.01% | −19,032−74.1% | Reduced |
| Regions Financial Corp | 6,672 | $480.9K | 0.00% | −93−1.4% | Reduced |
| Occudo Quantitative Strategies LP | 6,692 | $482.3K | 0.06% | −14,081−67.8% | Reduced |
| TownSquare Capital, LLC | 6,693 | $482.4K | 0.01% | +194+3.0% | Added |
| Mokosak Advisory Group, LLC | 6,760 | $487.2K | 0.20% | −43−0.6% | Reduced |
| Palisade Asset Management, LLC | 6,800 | $490.1K | 0.06% | −100−1.4% | Reduced |
| IFP Advisors, Inc | 6,810 | $490.8K | 0.02% | −75−1.1% | Reduced |
| Venture Visionary Partners LLC | 6,811 | $490.9K | 0.03% | −656−8.8% | Reduced |
| Argonautica Private Wealth Management, Inc | 6,815 | $491.2K | 0.22% | +89+1.3% | Added |
| Impax Asset Management Group plc | 6,878 | $495.7K | 0.00% | −14−0.2% | Reduced |
| Forum Financial Management, LP | 6,879 | $495.8K | 0.01% | 00.0% | Unchanged |
| Johnson Investment Counsel Inc | 6,898 | $497.1K | 0.01% | −54−0.8% | Reduced |
| Merit Financial Group, LLC | 6,947 | $500.7K | 0.02% | +153+2.3% | Added |
| Northwestern Mutual Investment Management Company, LLC | 7,019 | $505.9K | 0.01% | −102−1.4% | Reduced |
| Meiji Yasuda Asset Management Co Ltd. | 7,079 | $510.2K | 0.02% | +690+10.8% | Added |
| Machina Capital S.A.S. | 7,128 | $513.7K | 0.29% | +7,128 | New |
| Desjardins Global Asset Management Inc. | 7,188 | $517.9K | 0.06% | +1,455+25.4% | Added |
| Paradigm Financial Partners, LLC | 7,719 | $525.3K | 0.14% | −8,085−51.2% | Reduced |
| Carret Asset Management, LLC | 7,291 | $525.5K | 0.07% | −100−1.4% | Reduced |
| Agf Management Ltd | 7,295 | $525.8K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 7,343 | $529.2K | 0.07% | 00.0% | Unchanged |
| Wetherby Asset Management Inc | 7,350 | $529.7K | 0.03% | −136−1.8% | Reduced |
| Archford Capital Strategies, LLC | 7,381 | $531.9K | 0.11% | +135+1.9% | Added |
| City State Bank | 7,425 | $535.0K | 0.29% | −13−0.2% | Reduced |
| Fifth Third Bancorp | 7,511 | $541.3K | 0.00% | +559+8.0% | Added |
| Sciencast Management LP | 7,600 | $547.7K | 0.25% | +7,600 | New |
| Legacy Financial Group LLC | 7,754 | $558.8K | 0.13% | +7,754 | New |
| Wolff Financial Management LLC | 7,815 | $563.0K | 0.19% | 00.0% | Unchanged |
| Burns Matteson Capital Management, LLC | 7,842 | $565.2K | 0.36% | +7,842 | New |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 7,881 | $568.0K | 0.02% | +31+0.4% | Added |
| Garda Capital Partners LP | 7,884 | $568.2K | 0.36% | +7,884 | New |
| Kentucky Retirement Systems Insurance Trust Fund | 7,954 | $573.2K | 0.04% | −151−1.9% | Reduced |
| Envestnet Portfolio Solutions, Inc. | 8,002 | $576.7K | 0.00% | +8,002 | New |
| Empirical Finance, LLC | 8,208 | $591.6K | 0.04% | +691+9.2% | Added |
| Gilbert & Cook, Inc. | 8,256 | $595.0K | 0.09% | −150−1.8% | Reduced |
| Vontobel Holding Ltd. | 8,288 | $597.3K | 0.01% | −1,500−15.3% | Reduced |
| Steward Partners Investment Advisory, LLC | 8,296 | $597.9K | 0.01% | +135+1.7% | Added |
| SageView Advisory Group, LLC | 8,354 | $602.1K | 0.03% | −2,944−26.1% | Reduced |
| iA Global Asset Management Inc. | 8,370 | $603.0K | 0.02% | −3,276−28.1% | Reduced |
| Lion Street Advisors, LLC | 8,422 | $607.0K | 0.20% | +56+0.7% | Added |
| Allworth Financial LP | 8,426 | $607.3K | 0.01% | +16+0.2% | Added |
| Metis Global Partners, LLC | 8,434 | $607.8K | 0.03% | +1,324+18.6% | Added |
| Proequities, Inc. | 8,485 | $611.5K | 0.05% | +7+0.1% | Added |
| APG Asset Management N.V. | 8,647 | $623.2K | 0.00% | −700−7.5% | Reduced |
| Norinchukin Bank, The | 8,664 | $624.4K | 0.01% | −10,241−54.2% | Reduced |
| Teza Capital Management LLC | 8,710 | $627.7K | 0.10% | +8,710 | New |
| Graham Capital Management, L.P. | 8,762 | $631.5K | 0.02% | +2,859+48.4% | Added |
| Virtus ETF Advisers LLC | 8,928 | $643.4K | 0.39% | −1,248−12.3% | Reduced |
| Everence Capital Management Inc | 9,080 | $654.0K | 0.05% | +4,550+100.4% | Added |
| Verition Fund Management LLC | 9,192 | $662.5K | 0.01% | +4,714+105.3% | Added |
| KC Investment Advisors, LLC | 9,193 | $662.5K | 0.43% | +169+1.9% | Added |
| Metropolitan Life Insurance Co | 9,200 | $663.0K | 0.03% | −638−6.5% | Reduced |
| Csenge Advisory Group | 9,257 | $667.1K | 0.05% | +102+1.1% | Added |
| Basepoint Wealth LLC | 9,275 | $668.5K | 0.55% | +565+6.5% | Added |
| Banque Cantonale Vaudoise | 9,355 | $674.0K | 0.03% | −5,300−36.2% | Reduced |
| Johnson Midwest Financial, LLC | 9,488 | $683.8K | 1.53% | 00.0% | Unchanged |
| Obermeyer Wood Investment Counsel, LLLP | 9,511 | $685.5K | 0.05% | 00.0% | Unchanged |
| Plimoth Trust Co LLC | 9,533 | $687.0K | 0.22% | −510−5.1% | Reduced |
| Empowered Funds, LLC | 9,639 | $694.7K | 0.02% | −1,233−11.3% | Reduced |
| Duality Advisers, LP | 9,649 | $695.4K | 0.08% | −4,829−33.4% | Reduced |
| Pinnacle Associates Ltd | 9,700 | $699.1K | 0.01% | −107−1.1% | Reduced |
| Cetera Advisors LLC | 9,708 | $699.7K | 0.01% | +254+2.7% | Added |
| Proquility Private Wealth Partners, LLC | 9,722 | $700.7K | 0.29% | −309−3.1% | Reduced |
| Thrivent Financial for Lutherans | 9,799 | $706.0K | 0.00% | −265−2.6% | Reduced |
| Holderness Investments Co | 9,936 | $716.1K | 0.28% | −78−0.8% | Reduced |
| Axq Capital, LP | 10,000 | $720.7K | 0.25% | +3,400+51.5% | Added |